Vault-13

SPDR SER TR SDY

S&P DIVID ETF · ETP · CUSIP 78464A763

1,053 institutional holders -45 vs Q2 2023
75,956,02876.0m shares reported held*
$8.8bnreported value*
30 new 342 added 415 reduced 69 sold out net sold ≈ $292.7m (-2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($45.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $115.22. Options: 4 managers hold calls ($14.8m notional), 4 hold puts ($7.6m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,031Q4 22: 1,126Q1 23: 1,108Q2 23: 1,098Q3 23: 1,0531,053Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20221,031
Q4 20221,126
Q1 20231,108
Q2 20231,098
Q3 20231,053

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 511 bought or addedQ4 22: 354 cut or sold outQ4 22Q1 23: 431 bought or addedQ1 23: 450 cut or sold outQ1 23Q2 23: 366 bought or addedQ2 23: 499 cut or sold outQ2 23Q3 23: 372 bought or addedQ3 23: 484 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022511354
Q1 2023431450
Q2 2023366499
Q3 2023372484

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ4 22 calls: $13.8mQ4 22 puts: $25.3mQ4 22P/C 1.84Q1 23 calls: $17.7mQ1 23 puts: $6.3mQ1 23P/C 0.35Q2 23 calls: $17.1mQ2 23 puts: $4.6mQ2 23P/C 0.27Q3 23 calls: $14.8mQ3 23 puts: $7.6mQ3 23P/C 0.52
Numbers
QuarterCallsPutsP/C
Q4 2022$13.8m$25.3m1.84
Q1 2023$17.7m$6.3m0.35
Q2 2023$17.1m$4.6m0.27
Q3 2023$14.8m$7.6m0.52

Biggest buyers

PATHSTONE FAMILY OFFICE, LLC Added +783,682+783.7k
Capital Investment Advisors, LLC New +590,921+590.9k
Clearstead Advisors, LLC Added +286,494+286.5k
J.P. Morgan Private Wealth Advisors LLC Added +231,382+231.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +190,728+190.7k
COMERICA BANK New +152,027+152.0k
Cetera Advisor Networks LLC Added +132,502+132.5k
CITADEL ADVISORS LLC Added +79,955+80.0k
MILLENNIUM MANAGEMENT LLC Added +77,269+77.3k
Creative Planning Added +66,745+66.7k

Biggest sellers

Houlihan Financial Resource Group, Ltd. Reduced -1,143,489-1.1m
Veritable, L.P. Sold out -780,010-780.0k
AMERIPRISE FINANCIAL INC Reduced -467,185-467.2k
BANK OF AMERICA CORP /DE/ Reduced -431,333-431.3k
Bard Financial Services, Inc. Sold out -284,824-284.8k
MORGAN STANLEY Reduced -278,722-278.7k
Raymond James Financial Services Advisors, Inc. Reduced -211,447-211.4k
UBS Group AG Reduced -150,748-150.7k
Mariner, LLC Reduced -150,614-150.6k
WELLS FARGO & COMPANY/MN Reduced -110,771-110.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $14.0m121.7k shares
Belvedere Trading LLC Unchanged $494.5k4.3k shares
CITADEL ADVISORS LLC Reduced $333.5k2.9k shares
Cutler Group LLC / CA Added $01.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.3m37.4k shares
CITADEL ADVISORS LLC Added $3.3m28.6k shares
Belvedere Trading LLC Unchanged $46.0k400 shares
Cutler Group LLC / CA Added $8.0k2.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.13% of their portfolio CHARLOTTE, NC 9,110,2159.1m $1.0bn $1.0bn 0.13% Reduced -431.3k -431,333
2 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 5,256,6835.3m $604.6m $604.6m 0.06% Reduced -278.7k -278,722
3 LPL Financial LLC 0.26% of their portfolio FORT MILL, SC 3,209,4373.2m $369.1m $369.1m 0.26% Reduced -60.8k -60,800
4 AMERIPRISE FINANCIAL INC 0.11% of their portfolio MINNEAPOLIS, MN 3,045,7393.0m $349.8m $349.8m 0.11% Reduced -467.2k -467,185
5 ROYAL BANK OF CANADA 0.09% of their portfolio TORONTO, A6 2,644,8152.6m $304.2m $304.2m 0.09% Added +10.8k +10,757
6 Joel Isaacson & Co., LLC 18.66% of their portfolio NEW YORK, NY 2,370,7632.4m $272.7m $272.7m 18.66% Added +35.6k +35,608
7 RAYMOND JAMES & ASSOCIATES 0.22% of their portfolio ST PETERSBURG, FL 2,297,7042.3m $264.3m $264.3m 0.22% Reduced -28.8k -28,832
8 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 2,077,1422.1m $238.9m $238.9m 0.07% Reduced -110.8k -110,771
9 UBS Group AG 0.10% of their portfolio ZURICH, V8 1,926,2341.9m $221.5m $221.5m 0.10% Reduced -150.7k -150,748
10 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 1,789,1401.8m $205.8m $205.8m 0.09% Reduced -86.5k -86,527
11 Richard Bernstein Advisors LLC 3.87% of their portfolio NEW YORK, NY 1,507,5431.5m $173.4m $173.4m 3.87% Reduced -56.1k -56,102
12 J.P. Morgan Private Wealth Advisors LLC 0.49% of their portfolio SAN FRANCISCO, CA 1,478,2601.5m $170.0m $170.0m 0.49% Added +231.4k +231,382
13 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 1,329,4351.3m $152.9m $152.9m 0.03% Reduced -78.6k -78,562
14 COMMONWEALTH EQUITY SERVICES, LLC 0.30% of their portfolio WALTHAM, MA 1,276,6621.3m $146.8m $146.8m 0.30% Reduced -70.7k -70,661
15 Raymond James Financial Services Advisors, Inc. 0.23% of their portfolio ST. PETERSBURG, FL 1,117,8951.1m $128.6m $128.6m 0.23% Reduced -211.4k -211,447
16 Janney Montgomery Scott LLC 0.48% of their portfolio PHILADELPHIA, PA 1,112,7831.1m $128.0m $128.0m 0.48% Added +26.3k +26,304
17 TRUIST FINANCIAL CORP 0.21% of their portfolio CHARLOTTE, NC 1,110,2821.1m $127.7m $127.7m 0.21% Reduced -91.8k -91,822
18 OSAIC HOLDINGS, INC. 0.16% of their portfolio SCOTTSDALE, AZ 927,831927.8k $106.7m $106.7m 0.16% Added +51.1k +51,058
19 1ST SOURCE BANK 6.86% of their portfolio SOUTH BEND, IN 875,826875.8k $100.7m $100.7m 6.86% Reduced -27.9k -27,910
20 PATHSTONE FAMILY OFFICE, LLC 0.72% of their portfolio ENGLEWOOD, NJ 801,808801.8k $92.2m $92.2m 0.72% Added +783.7k +783,682
21 Destination Wealth Management 3.14% of their portfolio Walnut Creek, CA 701,103701.1k $80.6m $80.6m 3.14% Added +18.8k +18,771
22 Capital Investment Advisors, LLC 1.88% of their portfolio ATLANTA, GA 590,921590.9k $68.0m $68.0m 1.88% New
23 HighTower Advisors, LLC 0.12% of their portfolio CHICAGO, IL 577,934577.9k $66.5m $66.5m 0.12% Reduced -13.7k -13,663
24 Clearstead Advisors, LLC 1.91% of their portfolio CLEVELAND, OH 571,272571.3k $65.7m $65.7m 1.91% Added +286.5k +286,494
25 MAI Capital Management 0.98% of their portfolio INDEPENDENCE, OH 566,904566.9k $65.2m $65.2m 0.98% Reduced -69.2k -69,161
26 Creative Planning 0.08% of their portfolio OVERLAND PARK, KS 525,915525.9k $60.5m $60.5m 0.08% Added +66.7k +66,745
27 Cetera Advisor Networks LLC 0.38% of their portfolio EL SEGUNDO, CA 521,771521.8k $60.0m $60.0m 0.38% Added +132.5k +132,502
28 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 515,035515.0k $59.2m $59.2m 0.00% Unchanged
29 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 470,599470.6k $54.1m $54.1m 0.05% Added +9.0k +8,962
30 MML INVESTORS SERVICES, LLC 0.28% of their portfolio SPRINGFIELD, MA 433,001433.0k $49.8m $49.8m 0.28% Reduced -40.5k -40,548
31 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 423,878423.9k $48.8m $48.8m 0.01% Reduced -9.8k -9,781
32 Legacy Financial Group LLC 10.84% of their portfolio DES MOINES, IA 400,701400.7k $46.1m $46.1m 10.84% Added +8.2k +8,203
33 Cambridge Investment Research Advisors, Inc. 0.21% of their portfolio FAIRFIELD, IA 397,461397.5k $45.7m $45.7m 0.21% Reduced -37.5k -37,526
34 Elk River Wealth Management LLC 10.02% of their portfolio DENVER, CO 393,857393.9k $45.3m $45.3m 10.02% Added +11.4k +11,357
35 Mizuho Bank, Ltd. 4.51% of their portfolio TOKYO, M0 380,000380.0k $46.6m $46.6m 4.51% Unchanged
36 Orion Porfolio Solutions, LLC 0.49% of their portfolio OMAHA, NE 351,147351.1k $40.4m $40.4m 0.49% Reduced -4.8k -4,770
37 Orion Portfolio Solutions, LLC 0.49% of their portfolio Omaha, NE 351,147351.1k $40.4m $40.4m 0.49% Reduced -4.8k -4,770
38 Linscomb Wealth, Inc. 2.28% of their portfolio Houston, TX 338,612338.6k $38.9m $38.9m 2.28% Reduced -30.5k -30,499
39 J.Safra Asset Management Corp 5.58% of their portfolio NEW YORK, NY 333,024333.0k $38.3m $38.3m 5.58% Reduced -11.2k -11,189
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 328,895328.9k $37.8m $37.8m 0.00% Reduced -7.8k -7,757
41 MONETA GROUP INVESTMENT ADVISORS LLC 0.85% of their portfolio ST LOUIS, MO 325,692325.7k $37.5m $37.5m 0.85% Reduced -20.9k -20,886
42 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.23% of their portfolio IRVING, TX 311,648311.6k $35.8m $35.8m 0.23% Reduced -32.8k -32,788
43 O'Dell Group, LLC 10.16% of their portfolio CINCINNATI, OH 290,042290.0k $33.4m $33.4m 10.16% Added +5.5k +5,469
44 MARINO, STRAM & ASSOCIATES LLC 9.13% of their portfolio BRAINTREE, MA 271,112271.1k $31.2m $31.2m 9.13% Added +3.2k +3,240
45 Mariner, LLC 0.08% of their portfolio Overland Park, KS 244,564244.6k $28.1m $28.1m 0.08% Reduced -150.6k -150,614
46 Graves Light Lenhart Wealth, Inc. 3.65% of their portfolio HARRISONBURG, VA 237,847237.8k $26.9m $26.9m 3.65% Added +506 +506
47 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 234,717234.7k $28.4m $28.4m 0.01% Reduced -1.9k -1,884
48 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 230,496230.5k $26.5m $26.5m 0.07% Reduced -8.3k -8,261
49 Klingman & Associates, LLC 1.97% of their portfolio New York, NY 211,641211.6k $24.3m $24.3m 1.97% Reduced -7.2k -7,178
50 SCOTIA CAPITAL INC. 0.17% of their portfolio TORONTO, A6 208,259208.3k $24.0m $24.0m 0.17% Reduced -2.5k -2,507
51 Wolff Financial Management LLC 8.17% of their portfolio KALAMAZOO, MI 208,129208.1k $23.9m $23.9m 8.17% Added +6.2k +6,248
52 UMB Bank, n.a. 0.38% of their portfolio Kansas City, MO 207,552207.6k $23.9m $23.9m 0.38% Reduced -8.2k -8,210
53 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 198,863198.9k $22.9m $22.9m 0.03% Added +616 +616
54 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.07% of their portfolio PLYMOUTH, MN 195,463195.5k $22.5m $22.5m 0.07% Added +190.7k +190,728
55 COLONY GROUP LLC 0.34% of their portfolio Boston, MA 193,984194.0k $22.3m $22.3m 0.34% Reduced -11.0k -11,040
56 Cetera Investment Advisers 0.19% of their portfolio SCHAUMBURG, IL 193,093193.1k $22.2m $22.2m 0.19% Reduced -19.5k -19,541
57 Private Advisor Group, LLC 0.18% of their portfolio MORRISTOWN, NJ 179,005179.0k $20.6m $20.6m 0.18% Added +15.9k +15,888
58 MERCER GLOBAL ADVISORS INC /ADV 0.08% of their portfolio DENVER, CO 176,709176.7k $20.3m $20.3m 0.08% Added +60.6k +60,618
59 NWF Advisory Services Inc. 4.76% of their portfolio Los Angeles, CA 175,871175.9k $20.2m $20.2m 4.76% Added +1.6k +1,553
60 Kestra Advisory Services, LLC 0.20% of their portfolio AUSTIN, TX 175,483175.5k $20.2m $20.2m 0.20% Reduced -12.1k -12,124
61 ProVise Management Group, LLC 1.87% of their portfolio CLEARWATER, FL 175,155175.2k $20.1m $20.1m 1.87% Reduced -7.7k -7,676
62 Capital Advisors, Ltd. LLC 3.04% of their portfolio SHAKER HEIGHTS, OH 172,542172.5k $19.8m $19.8m 3.04% Added +1.6k +1,605
63 Flaharty Asset Management, LLC 3.32% of their portfolio CLEARWATER, FL 172,393172.4k $19.8m $19.8m 3.32% Added +14.4k +14,358
64 HUNTINGTON NATIONAL BANK 0.20% of their portfolio COLUMBUS, OH 172,164172.2k $19.8m $19.8m 0.20% Added +286 +286
65 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 169,135169.1k $19.5m $19.5m 0.08% Added +13.3k +13,284
66 HOLLENCREST CAPITAL MANAGEMENT 2.15% of their portfolio NEWPORT BEACH, CA 165,042165.0k $19.0m $19.0m 2.15% Reduced -1.2k -1,206
67 Jackson, Grant Investment Advisers, Inc. 8.98% of their portfolio STAMFORD, CT 162,012162.0k $18.6m $18.6m 8.98% Added +1.7k +1,682
68 Hyperion Partners, LLC 16.06% of their portfolio BERWYN, PA 161,759161.8k $18.6m $18.6m 16.06% Added +3.0k +3,013
69 TD PRIVATE CLIENT WEALTH LLC 0.79% of their portfolio NEW YORK, NY 157,717157.7k $18.1m $18.1m 0.79% Reduced -25.0k -25,038
70 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 155,390155.4k $17.9m $17.9m 0.07% Added +8.3k +8,349
71 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 153,382153.4k $17.6m $17.6m 0.09% Added +21.2k +21,235
72 COMERICA BANK 0.09% of their portfolio DALLAS, TX 152,027152.0k $17.5m $17.5m 0.09% New
73 Baltimore-Washington Financial Advisors, Inc. 1.37% of their portfolio Columbia, MD 147,187147.2k $16.9m $16.9m 1.37% Added +529 +529
74 BOKF, NA 0.34% of their portfolio TULSA, OK 138,824138.8k $15.5m $15.5m 0.34% Added +1.6k +1,585
75 Roble, Belko & Company, Inc 3.20% of their portfolio SEWICKLEY, PA 135,967136.0k $15.6m $15.6m 3.20% Reduced -1.5k -1,477
76 Steward Partners Investment Advisory, LLC 0.24% of their portfolio STAMFORD, CT 135,502135.5k $15.6m $15.6m 0.24% Added +495 +495
77 Regent Peak Wealth Advisors LLC 4.75% of their portfolio ATLANTA, GA 135,166135.2k $15.5m $15.5m 4.75% Added +4.8k +4,849
78 IHT Wealth Management, LLC 0.79% of their portfolio Chicago, IL 134,837134.8k $15.5m $15.5m 0.79% Added +483 +483
79 Atria Wealth Solutions, Inc. 0.21% of their portfolio NEW YORK, NY 132,202132.2k $15.2m $15.2m 0.21% Reduced -817 -817
80 FINANCIAL COUNSELORS INC 0.29% of their portfolio Overland Park, KS 125,569125.6k $14.4m $14.4m 0.29% Added +369 +369
81 Wealthspire Advisors, LLC 0.24% of their portfolio NEW YORK, NY 125,381125.4k $14.4m $14.4m 0.24% Reduced -6.2k -6,209
82 Equitable Holdings, Inc. 0.21% of their portfolio NEW YORK, NY 124,365124.4k $14.3m $14.3m 0.21% Added +15.1k +15,119
83 CRA Financial Services, LLC 3.81% of their portfolio NORTHFIELD, NJ 120,268120.3k $13.8m $13.8m 3.81% Reduced -1.1k -1,074
84 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 117,968118.0k $10.4m $10.4m 0.02% Added +14.4k +14,424
85 HB Wealth Management, LLC 0.21% of their portfolio Atlanta, GA 115,338115.3k $13.3m $13.3m 0.21% Reduced -7.3k -7,312
86 Hubbell Strickland Wealth Management, LLC 7.84% of their portfolio NEW ORLEANS, LA 113,763113.8k $13.1m $13.1m 7.84% Added +598 +598
87 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 2.51% of their portfolio FORT WORTH, TX 111,288111.3k $12.8m $12.8m 2.51% Reduced -762 -762
88 AVANTAX ADVISORY SERVICES, INC. 0.14% of their portfolio DALLAS, TX 109,523109.5k $12.6m $12.6m 0.14% Added +21.1k +21,073
89 KCM INVESTMENT ADVISORS LLC 0.52% of their portfolio GREENBRAE, CA 105,752105.8k $12.2m $12.2m 0.52% Added +7.8k +7,769
90 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 105,732105.7k $12.2m $12.2m 0.03% Reduced -36.4k -36,445
91 Cadent Capital Advisors, LLC 5.90% of their portfolio TULSA, OK 105,700105.7k $12.2m $12.2m 5.90% Added +26.0k +25,974
92 Associated Banc-Corp 0.47% of their portfolio Green Bay, WI 104,911104.9k $12.1m $12.1m 0.47% Reduced -3.2k -3,229
93 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 104,700104.7k $12.0m $12.0m 0.00% Reduced -2.5k -2,541
94 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 103,742103.7k $11.9m $11.9m 0.13% Reduced -5.2k -5,239
95 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 99,47999.5k $11.4m $11.4m 0.01% Added +80.0k +79,955
96 Parcion Private Wealth LLC 1.18% of their portfolio BELLEVUE, WA 98,68698.7k $11.3m $11.3m 1.18% Added +3.7k +3,693
97 1832 Asset Management L.P. 0.02% of their portfolio TORONTO, A6 97,14097.1k $11.2m $11.2m 0.02% Added +1.5k +1,473
98 NBT BANK, N.A. 1.07% of their portfolio NORWICH, NY 97,06997.1k $11.2m $11.2m 1.07% Unchanged
99 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 96,51096.5k $11.1m $11.1m 0.01% Added +77.3k +77,269
100 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 96,36696.4k $11.1m $11.1m 0.02% Added +1.1k +1,117