Vault-13

SPDR INDEX SHS FDS SPDW

PORTFOLIO DEVLPD · ETP · CUSIP 78463X889

759 institutional holders +21 vs Q2 2023
422,071,043422.1m shares reported held*
$12.9bnreported value*
55 new 312 added 267 reduced 37 sold out net bought ≈ $748.7m (+31.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($29.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.45. Options: 1 managers hold calls ($15.5k notional), 2 hold puts ($61.5k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 622Q4 22: 690Q1 23: 711Q2 23: 738Q3 23: 759759Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022622
Q4 2022690
Q1 2023711
Q2 2023738
Q3 2023759

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 341 bought or addedQ4 22: 268 cut or sold outQ4 22Q1 23: 333 bought or addedQ1 23: 318 cut or sold outQ1 23Q2 23: 360 bought or addedQ2 23: 309 cut or sold outQ2 23Q3 23: 367 bought or addedQ3 23: 304 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022341268
Q1 2023333318
Q2 2023360309
Q3 2023367304

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 22 calls: $2.0mQ4 22 puts: $32.7kQ4 22P/C 0.02Q1 23 calls: $301.9kQ1 23 puts: $160.6kQ1 23P/C 0.53Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $15.5kQ3 23 puts: $61.5kQ3 23P/C 3.97
Numbers
QuarterCallsPutsP/C
Q4 2022$2.0m$32.7k0.02
Q1 2023$301.9k$160.6k0.53
Q2 2023$0$0—
Q3 2023$15.5k$61.5k3.97

Biggest buyers

Edmonds Duncan Registered Investment Advisors, LLC Added +7,784,225+7.8m
JANE STREET GROUP, LLC Added +5,416,382+5.4m
Bank of New York Mellon Corp Added +4,089,173+4.1m
Allworth Financial LP Added +3,324,030+3.3m
Financial Engines Advisors L.L.C. Added +2,722,638+2.7m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC New +2,145,911+2.1m
LPL Financial LLC Added +2,044,508+2.0m
OSAIC HOLDINGS, INC. Added +1,593,159+1.6m
BANK OF MONTREAL /CAN/ New +1,533,948+1.5m
CWM, LLC Added +1,328,146+1.3m

Biggest sellers

TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -2,566,172-2.6m
Stadion Money Management, LLC Reduced -2,530,474-2.5m
Horizon Investments, LLC Reduced -1,511,013-1.5m
BANK OF AMERICA CORP /DE/ Reduced -1,376,379-1.4m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,311,419-1.3m
IFP Advisors, Inc Reduced -565,205-565.2k
Equitable Holdings, Inc. Reduced -490,321-490.3k
Wealth Advisors of Iowa, LLC Reduced -485,981-486.0k
Trilogy Capital Inc. Reduced -407,318-407.3k
STATE STREET CORP Reduced -301,256-301.3k

Biggest calls

CITADEL ADVISORS LLC New $15.5k500 shares

Biggest puts

Private Advisor Group, LLC New $52.2k168.3k shares
CITADEL ADVISORS LLC New $9.3k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 4.60% of their portfolio SANTA CLARA, CA 56,501,87956.5m $1.8bn $1.8bn 4.60% Added +2.7m +2,722,638
2 Creative Planning 2.22% of their portfolio OVERLAND PARK, KS 53,616,37053.6m $1.7bn $1.7bn 2.22% Added +1.3m +1,303,499
3 Allworth Financial LP 7.12% of their portfolio FOLSOM, CA 26,810,79326.8m $831.4m $831.4m 7.12% Added +3.3m +3,324,030
4 LPL Financial LLC 0.49% of their portfolio FORT MILL, SC 22,665,13222.7m $702.8m $702.8m 0.49% Added +2.0m +2,044,508
5 TIAA TRUST, NATIONAL ASSOCIATION 1.37% of their portfolio CHARLOTTE, NC 12,265,32612.3m $380.3m $380.3m 1.37% First filing
6 Auto-Owners Insurance Co 11.57% of their portfolio LANSING, MI 11,175,00011.2m $346.5m $346.5m 11.57% Unchanged
7 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 8,700,0008.7m $269.8m $269.8m 0.01% Reduced -301.3k -301,256
8 Edmonds Duncan Registered Investment Advisors, LLC 7.47% of their portfolio LAWRENCE, KS 8,577,0898.6m $26.6m $26.6m 7.47% Added +7.8m +7,784,225
9 Stadion Money Management, LLC 19.60% of their portfolio WATKINSVILLE, GA 7,639,2247.6m $236.9m $236.9m 19.60% Reduced -2.5m -2,530,474
10 CWM, LLC 1.35% of their portfolio OMAHA, NE 7,110,7207.1m $220.5m $220.5m 1.35% Added +1.3m +1,328,146
11 Horizon Investments, LLC 6.29% of their portfolio Charlotte, NC 6,662,4846.7m $206.6m $206.6m 6.29% Reduced -1.5m -1,511,013
12 JANE STREET GROUP, LLC 0.31% of their portfolio NEW YORK, NY 6,408,3316.4m $198.7m $198.7m 0.31% Added +5.4m +5,416,382
13 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 6,186,9486.2m $191.9m $191.9m 0.09% Reduced -1.3m -1,311,419
14 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 6.35% of their portfolio LOS ANGELES, CA 6,055,5576.1m $187.8m $187.8m 6.35% Added +337.7k +337,683
15 OSAIC HOLDINGS, INC. 0.27% of their portfolio SCOTTSDALE, AZ 5,938,3845.9m $184.2m $184.2m 0.27% Added +1.6m +1,593,159
16 TOWNSQUARE CAPITAL LLC 2.41% of their portfolio Lehi, UT 4,261,0474.3m $132.1m $132.1m 2.41% Added +65.7k +65,737
17 STIFEL FINANCIAL CORP 0.18% of their portfolio ST. LOUIS, MO 4,136,6634.1m $128.3m $128.3m 0.18% Reduced -198.2k -198,245
18 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 4,109,2644.1m $127.4m $127.4m 0.03% Added +4.1m +4,089,173
19 Gradient Investments LLC 3.31% of their portfolio ARDEN HILLS, MN 4,047,9754.0m $125.5m $125.5m 3.31% Added +1.1m +1,063,951
20 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,757,8883.8m $116.5m $116.5m 0.01% Reduced -1.4m -1,376,379
21 UBS Group AG 0.05% of their portfolio ZURICH, V8 3,711,0913.7m $115.1m $115.1m 0.05% Added +100.6k +100,566
22 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 3,678,0773.7m $114.1m $114.1m 0.04% Added +390.2k +390,233
23 PATHSTONE FAMILY OFFICE, LLC 0.81% of their portfolio ENGLEWOOD, NJ 3,339,4333.3m $103.5m $103.5m 0.81% Reduced -241.5k -241,511
24 Mariner Managed Account Solutions, LLC 7.37% of their portfolio Boston, MA 2,887,0682.9m $89.5m $89.5m 7.37% Added +173.1k +173,144
25 Advisory Alpha, LLC 4.59% of their portfolio HOLLAND, MI 2,872,6252.9m $89.1m $89.1m 4.59% Added +257.4k +257,379
26 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,642,5862.6m $81.9m $81.9m 0.01% Added +254.3k +254,340
27 ASSETMARK, INC 0.33% of their portfolio CONCORD, CA 2,623,2752.6m $81.3m $81.3m 0.33% Reduced -18.4k -18,401
28 BENJAMIN F. EDWARDS & COMPANY, INC. 3.08% of their portfolio ST. LOUIS, MO 2,585,1502.6m $80.2m $80.2m 3.08% Reduced -14.6k -14,566
29 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 2.50% of their portfolio NORFOLK, VA 2,331,1222.3m $72.3m $72.3m 2.50% Reduced -301.3k -301,252
30 Private Advisor Group, LLC 0.62% of their portfolio MORRISTOWN, NJ 2,245,7952.2m $69.6m $69.6m 0.62% Reduced -137.2k -137,236
31 Equitable Holdings, Inc. 0.96% of their portfolio NEW YORK, NY 2,156,4592.2m $66.9m $66.9m 0.96% Reduced -490.3k -490,321
32 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 2,145,9112.1m $66.5m $66.5m 0.02% New
33 Savant Capital, LLC 0.94% of their portfolio ROCKFORD, IL 2,024,9102.0m $62.8m $62.8m 0.94% Reduced -28.7k -28,746
34 McNamara Financial Services, Inc. 15.34% of their portfolio MARSHFIELD, MA 1,982,4832.0m $61.5m $61.5m 15.34% Added +15.6k +15,616
35 AlphaStar Capital Management, LLC 7.60% of their portfolio CORNELIUS, NC 1,959,9942.0m $60.8m $60.8m 7.60% Reduced -128.9k -128,867
36 Raymond James Financial Services Advisors, Inc. 0.11% of their portfolio ST. PETERSBURG, FL 1,927,2471.9m $59.8m $59.8m 0.11% Added +164.3k +164,344
37 KWB Wealth 8.85% of their portfolio REDLANDS, CA 1,695,6281.7m $55.2m $55.2m 8.85% Reduced -17.1k -17,053
38 Mariner, LLC 0.14% of their portfolio Overland Park, KS 1,676,9061.7m $52.0m $52.0m 0.14% Added +82.0k +82,039
39 First Ascent Asset Management, LLC 6.35% of their portfolio DENVER, CO 1,586,3681.6m $49.2m $49.2m 6.35% Added +189.8k +189,847
40 PARK AVENUE SECURITIES LLC 0.76% of their portfolio NEW YORK, NY 1,571,6541.6m $48.7m $48.7m 0.76% Reduced -6.3k -6,344
41 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 1,533,9481.5m $51.1m $51.1m 0.02% New
42 Peterson Wealth Advisors, LLC 12.03% of their portfolio Orem, UT 1,443,4451.4m $44.8m $44.8m 12.03% Added +52.2k +52,170
43 MML INVESTORS SERVICES, LLC 0.24% of their portfolio SPRINGFIELD, MA 1,424,1941.4m $44.2m $44.2m 0.24% Added +66.8k +66,797
44 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.66% of their portfolio ST. LOUIS, MO 1,380,0191.4m $42.8m $42.8m 0.66% Reduced -92.2k -92,216
45 Envestnet Portfolio Solutions, Inc. 0.20% of their portfolio BERWYN, PA 1,354,7441.4m $42.0m $42.0m 0.20% First filing
46 Granite Bay Wealth Management, LLC 0.42% of their portfolio PORTSMOUTH, NH 1,337,6121.3m $43.2m $43.2m 0.42% Added +1.3m +1,315,809
47 AXXCESS WEALTH MANAGEMENT, LLC 1.39% of their portfolio CARLSBAD, CA 1,314,9011.3m $40.8m $40.8m 1.39% Added +1.2m +1,185,837
48 Capital Asset Advisory Services LLC 2.65% of their portfolio Williamston, MI 1,238,1801.2m $38.7m $38.7m 2.65% Added +109.4k +109,449
49 WALLER FINANCIAL PLANNING GROUP, INC 10.98% of their portfolio COLUMBUS, OH 1,217,2691.2m $37.7m $37.7m 10.98% Reduced -4.3k -4,325
50 TRUEFG, LLC 16.20% of their portfolio CEDAR PARK, TX 1,207,0731.2m $37.4m $37.4m 16.20% Added +57.5k +57,460
51 Rockefeller Capital Management L.P. 0.14% of their portfolio NEW YORK, NY 1,196,3131.2m $37.1m $37.1m 0.14% Added +60.7k +60,660
52 Global Strategic Investment Solutions, LLC 4.73% of their portfolio Scottsdale, AZ 1,183,1291.2m $36.7m $36.7m 4.73% Reduced -41.7k -41,726
53 Financial Advisory Group 7.45% of their portfolio HOUSTON, TX 1,165,7741.2m $36.2m $36.2m 7.45% Added +4.9k +4,883
54 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 1,149,6781.1m $35.7m $35.7m 0.07% Added +51.4k +51,366
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,137,5531.1m $35.3m $35.3m 0.00% Reduced -32.8k -32,767
56 Clearwater Capital Advisors, LLC 4.12% of their portfolio HOFFMAN ESTATES, IL 1,084,7151.1m $33.6m $33.6m 4.12% Added +4.2k +4,177
57 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 1,080,9351.1m $33.5m $33.5m 0.16% Added +96.9k +96,855
58 Stratos Wealth Partners, LTD. 0.70% of their portfolio BEACHWOOD, OH 1,047,0921.0m $32.5m $32.5m 0.70% Added +135.1k +135,109
59 Schneider Downs Wealth Management Advisors, LP 7.33% of their portfolio Pittsburgh, PA 1,020,0731.0m $31.6m $31.6m 7.33% Added +199.9k +199,924
60 IHT Wealth Management, LLC 1.55% of their portfolio Chicago, IL 986,830986.8k $30.6m $30.6m 1.55% Added +45.4k +45,385
61 Callan Capital, LLC 3.26% of their portfolio LA JOLLA, CA 980,370980.4k $30.4m $30.4m 3.26% Added +2.7k +2,735
62 IAG Wealth Partners, LLC 8.34% of their portfolio WAUKESHA, WI 964,539964.5k $29.9m $29.9m 8.34% Added +39.4k +39,397
63 Rinkey Investments 13.55% of their portfolio San Diego, CA 953,846953.8k $29.6m $29.6m 13.55% Added +71.4k +71,425
64 Bristlecone Advisors, LLC 3.28% of their portfolio BELLEVUE, WA 941,655941.7k $29.2m $29.2m 3.28% Added +20.0k +20,033
65 N.E.W. Advisory Services LLC 4.10% of their portfolio DE PERE, WI 930,591930.6k $28.9m $28.9m 4.10% Added +48.9k +48,891
66 Facet Wealth, Inc. 1.35% of their portfolio WEST PALM BEACH, FL 918,999919.0k $27.5m $27.5m 1.35% Added +703.8k +703,788
67 Boston Standard Wealth Management, LLC 7.49% of their portfolio WINCHESTER, MA 914,725914.7k $28.4m $28.4m 7.49% Reduced -9.5k -9,473
68 Ballentine Partners, LLC 0.67% of their portfolio Waltham, MA 913,225913.2k $28.3m $28.3m 0.67% Added +3.1k +3,119
69 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.09% of their portfolio PLYMOUTH, MN 898,315898.3k $27.9m $27.9m 0.09% Added +584.2k +584,218
70 Moran Wealth Management, LLC 0.98% of their portfolio NAPLES, FL 815,820815.8k $25.3m $25.3m 0.98% Added +36.7k +36,699
71 Cetera Advisor Networks LLC 0.16% of their portfolio EL SEGUNDO, CA 795,977796.0k $24.7m $24.7m 0.16% Added +56.2k +56,178
72 Auour Investments LLC 10.10% of their portfolio WOBURN, MA 772,527772.5k $23.9m $23.9m 10.10% Added +42.9k +42,907
73 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 769,722769.7k $23.9m $23.9m 0.04% Added +34.5k +34,533
74 AE Wealth Management LLC 0.14% of their portfolio TOPEKA, KS 757,602757.6k $23.5m $23.5m 0.14% Added +28.7k +28,667
75 JNBA Financial Advisors 2.90% of their portfolio BLOOMINGTON, MN 750,187750.2k $23.3m $23.3m 2.90% Added +43.2k +43,227
76 Gateway Wealth Partners, LLC 4.10% of their portfolio APPLETON, WI 734,077734.1k $22.8m $22.8m 4.10% Reduced -87.2k -87,227
77 Brookstone Capital Management 0.48% of their portfolio WHEATON, IL 719,042719.0k $21.7m $21.7m 0.48% Reduced -150.3k -150,309
78 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 712,220712.2k $22.1m $22.1m 0.01% Added +97.8k +97,820
79 RESTON WEALTH MANAGEMENT LLC 11.10% of their portfolio Reston, VA 708,762708.8k $22.0m $22.0m 11.10% Reduced -131.8k -131,816
80 Integrated Wealth Concepts LLC 0.39% of their portfolio WALTHAM, MA 704,279704.3k $21.8m $21.8m 0.39% Reduced -20.7k -20,689
81 Brio Consultants, LLC 4.09% of their portfolio SAN FRANCISCO, CA 702,874702.9k $21.8m $21.8m 4.09% Added +5.4k +5,436
82 GREAT LAKES ADVISORS, LLC 0.19% of their portfolio CHICAGO, IL 688,983689.0k $21.4m $21.4m 0.19% Reduced -11.3k -11,289
83 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 686,998687.0k $21.3m $21.3m 0.04% Added +33.1k +33,074
84 Goodman Financial Corp 6.18% of their portfolio HOUSTON, TX 681,560681.6k $21.1m $21.1m 6.18% Added +16.3k +16,261
85 Blueprint Investment Partners LLC 6.71% of their portfolio GREENSBORO, NC 672,804672.8k $20.9m $20.9m 6.71% Reduced -76.0k -75,952
86 OLD MISSION CAPITAL LLC 0.70% of their portfolio CHICAGO, IL 672,396672.4k $20.9m $20.9m 0.70% New
87 Fairfield University 18.42% of their portfolio FAIRFIELD, CT 669,710669.7k $20.8m $20.8m 18.42% Unchanged
88 Wealthcare Advisory Partners LLC 0.93% of their portfolio WEST CHESTER, PA 653,376653.4k $20.3m $20.3m 0.93% Added +21.6k +21,559
89 Meeder Advisory Services, Inc. 2.47% of their portfolio DUBLIN, OH 632,423632.4k $19.6m $19.6m 2.47% Reduced -153.4k -153,389
90 IFP Advisors, Inc 0.87% of their portfolio TAMPA, FL 622,151622.2k $19.4m $19.4m 0.87% Reduced -565.2k -565,205
91 Flagstone Financial Management 8.75% of their portfolio LINCOLN, NE 617,062617.1k $19.1m $19.1m 8.75% Added +35.9k +35,944
92 ProVise Management Group, LLC 1.72% of their portfolio CLEARWATER, FL 598,122598.1k $18.5m $18.5m 1.72% Added +9.2k +9,214
93 Global Retirement Partners, LLC 0.89% of their portfolio San Rafael, CA 582,297582.3k $17.6m $17.6m 0.89% Reduced -37.9k -37,863
94 PROFFITT & GOODSON INC 3.60% of their portfolio KNOXVILLE, TN 566,409566.4k $17.6m $17.6m 3.60% Reduced -3.9k -3,875
95 JT Stratford LLC 4.49% of their portfolio GAINESVILLE, GA 560,853560.9k $17.4m $17.4m 4.49% Added +125.0k +125,034
96 Cetera Investment Advisers 0.15% of their portfolio SCHAUMBURG, IL 558,358558.4k $17.3m $17.3m 0.15% Reduced -52.5k -52,535
97 Leicht Financial Planning & Wealth Management, Inc. 10.59% of their portfolio PARSIPPANY, NJ 553,118553.1k $17.2m $17.2m 10.59% Added +28.8k +28,825
98 Aptus Capital Advisors, LLC 0.50% of their portfolio FAIRHOPE, AL 550,235550.2k $17.1m $17.1m 0.50% Added +502.9k +502,924
99 Strategies Wealth Advisors, LLC 3.34% of their portfolio GRAND RAPIDS, MI 548,363548.4k $17.0m $17.0m 3.34% Added +494.7k +494,716
100 Pure Financial Advisors, LLC 0.69% of their portfolio SAN DIEGO, CA 545,335545.3k $16.9m $16.9m 0.69% Reduced -40.6k -40,640