Vault-13

ISHARES TR IWR

RUS MID CAP ETF · ETP · CUSIP 464287499

1,146 institutional holders -2 vs Q2 2023
316,759,226316.8m shares reported held*
$22.0bnreported value*
67 new 342 added 346 reduced 65 sold out net sold ≈ $133.7m (-2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($17.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $69.42. Options: 4 managers hold calls ($12.4m notional), 4 hold puts ($1.8m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,066Q4 22: 1,142Q1 23: 1,123Q2 23: 1,148Q3 23: 1,1461,146Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20221,066
Q4 20221,142
Q1 20231,123
Q2 20231,148
Q3 20231,146

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 471 bought or addedQ4 22: 405 cut or sold outQ4 22Q1 23: 400 bought or addedQ1 23: 473 cut or sold outQ1 23Q2 23: 404 bought or addedQ2 23: 458 cut or sold outQ2 23Q3 23: 409 bought or addedQ3 23: 411 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022471405
Q1 2023400473
Q2 2023404458
Q3 2023409411

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ4 22 calls: $5.0mQ4 22 puts: $3.0mQ4 22P/C 0.60Q1 23 calls: $11.5mQ1 23 puts: $1.8mQ1 23P/C 0.15Q2 23 calls: $16.1mQ2 23 puts: $1.7mQ2 23P/C 0.10Q3 23 calls: $12.4mQ3 23 puts: $1.8mQ3 23P/C 0.15
Numbers
QuarterCallsPutsP/C
Q4 2022$5.0m$3.0m0.60
Q1 2023$11.5m$1.8m0.15
Q2 2023$16.1m$1.7m0.10
Q3 2023$12.4m$1.8m0.15

Biggest buyers

PATHSTONE FAMILY OFFICE, LLC Added +2,037,184+2.0m
US BANCORP \DE\ Added +1,081,947+1.1m
NATIXIS ADVISORS, LLC Added +973,991+974.0k
Cetera Advisors LLC Added +863,039+863.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +797,992+798.0k
COMERICA BANK New +533,435+533.4k
JONES FINANCIAL COMPANIES LLLP Added +517,325+517.3k
FACTORY MUTUAL INSURANCE CO Added +467,200+467.2k
BANK OF AMERICA CORP /DE/ Added +453,906+453.9k
OSAIC HOLDINGS, INC. Added +409,625+409.6k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -3,782,698-3.8m
CIBC Private Wealth Group LLC Reduced -2,318,202-2.3m
Veritable, L.P. Sold out -2,038,798-2.0m
Millburn Ridgefield LLC /DE/ Reduced -942,443-942.4k
Catalyst Capital Advisors LLC Reduced -942,443-942.4k
WELLS FARGO & COMPANY/MN Reduced -830,608-830.6k
EP Wealth Advisors, LLC Reduced -577,573-577.6k
PNC Financial Services Group, Inc. Reduced -501,591-501.6k
MORGAN STANLEY Reduced -495,408-495.4k
PARTNERS CAPITAL INVESTMENT GROUP, LLP Sold out -380,748-380.7k

Biggest calls

CITADEL ADVISORS LLC Added $7.7m111.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.1m59.7k shares
Belvedere Trading LLC New $512.5k7.4k shares
Cutler Group LLC / CA Reduced $5.0k15.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.2m17.4k shares
CITADEL ADVISORS LLC Reduced $457.1k6.6k shares
BANK OF AMERICA CORP /DE/ New $131.6k1.9k shares
Cutler Group LLC / CA Added $01.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.49% of their portfolio CHARLOTTE, NC 57,491,97157.5m $4.0bn $4.0bn 0.49% Added +453.9k +453,906
2 WELLS FARGO & COMPANY/MN 0.76% of their portfolio SAN FRANCISCO, CA 35,108,07735.1m $2.4bn $2.4bn 0.76% Reduced -830.6k -830,608
3 US BANCORP \DE\ 2.36% of their portfolio MINNEAPOLIS, MN 20,883,23320.9m $1.4bn $1.4bn 2.36% Added +1.1m +1,081,947
4 JONES FINANCIAL COMPANIES LLLP 2.24% of their portfolio DES PERES, MO 19,704,37719.7m $1.4bn $1.4bn 2.24% Added +517.3k +517,325
5 PNC Financial Services Group, Inc. 0.88% of their portfolio Pittsburgh, PA 14,824,12314.8m $1.0bn $1.0bn 0.88% Reduced -501.6k -501,591
6 NORTHERN TRUST CORP 0.12% of their portfolio CHICAGO, IL 8,881,1258.9m $615.0m $615.0m 0.12% Added +73.1k +73,088
7 Bank of New York Mellon Corp 0.12% of their portfolio NEW YORK, NY 7,958,2858.0m $551.1m $551.1m 0.12% Added +85.1k +85,117
8 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 7,050,8867.1m $488.3m $488.3m 0.05% Reduced -495.4k -495,408
9 JPMORGAN CHASE & CO 0.06% of their portfolio NEW YORK, NY 6,952,3687.0m $481.5m $481.5m 0.06% Added +190.3k +190,254
10 Baird Financial Group, Inc. 1.15% of their portfolio MILWAUKEE, WI 6,079,7266.1m $421.0m $421.0m 1.15% Added +90.2k +90,239
11 TIAA TRUST, NATIONAL ASSOCIATION 1.42% of their portfolio CHARLOTTE, NC 5,695,6635.7m $394.4m $394.4m 1.42% First filing
12 UBS Group AG 0.17% of their portfolio ZURICH, V8 5,453,8935.5m $377.7m $377.7m 0.17% Added +79.5k +79,532
13 ENVESTNET ASSET MANAGEMENT INC 0.14% of their portfolio Berwyn, PA 4,366,5924.4m $302.4m $302.4m 0.14% Reduced -3.8m -3,782,698
14 AMG National Trust Bank 9.35% of their portfolio GREENWOOD VILLAGE, CO 3,866,7593.9m $267.8m $267.8m 9.35% Reduced -41.1k -41,067
15 TRUIST FINANCIAL CORP 0.44% of their portfolio CHARLOTTE, NC 3,816,2043.8m $264.3m $264.3m 0.44% Added +142.7k +142,729
16 Envestnet Portfolio Solutions, Inc. 1.24% of their portfolio BERWYN, PA 3,797,8643.8m $263.0m $263.0m 1.24% First filing
17 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 3,536,8773.5m $245.4m $245.4m 0.08% Added +183.9k +183,910
18 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 3,313,2973.3m $229.4m $229.4m 0.06% Reduced -1.4k -1,396
19 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 2,749,0052.7m $190.4m $190.4m 0.13% Added +115.6k +115,608
20 FMR LLC 0.02% of their portfolio BOSTON, MA 2,709,9892.7m $187.7m $187.7m 0.02% Reduced -192.3k -192,342
21 FIFTH THIRD BANCORP 0.86% of their portfolio CINCINNATI, OH 2,676,8522.7m $185.4m $185.4m 0.86% Reduced -100.9k -100,921
22 CIBC Private Wealth Group LLC 0.37% of their portfolio ATLANTA, GA 2,228,5162.2m $154.3m $154.3m 0.37% Reduced -2.3m -2,318,202
23 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,220,5102.2m $153.8m $153.8m 0.04% Reduced -5.7k -5,699
24 PATHSTONE FAMILY OFFICE, LLC 1.11% of their portfolio ENGLEWOOD, NJ 2,053,2752.1m $142.2m $142.2m 1.11% Added +2.0m +2,037,184
25 JOHNSON INVESTMENT COUNSEL INC 1.69% of their portfolio Cincinnati, OH 1,899,8321.9m $131.6m $131.6m 1.69% Added +66.6k +66,582
26 KEYBANK NATIONAL ASSOCIATION/OH 0.61% of their portfolio BROOKLYN, OH 1,839,3991.8m $127.4m $127.4m 0.61% Reduced -40.6k -40,643
27 COMMERCE BANK 0.99% of their portfolio KANSAS CITY, MO 1,808,2341.8m $125.2m $125.2m 0.99% Reduced -6.6k -6,563
28 FACTORY MUTUAL INSURANCE CO 1.57% of their portfolio WALTHAM, MA 1,628,0001.6m $112.7m $112.7m 1.57% Added +467.2k +467,200
29 Raymond James Financial Services Advisors, Inc. 0.19% of their portfolio ST. PETERSBURG, FL 1,519,8201.5m $105.2m $105.2m 0.19% Added +26.0k +26,038
30 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 1,339,3131.3m $92.7m $92.7m 0.08% Added +32.4k +32,418
31 First Western Trust Bank 4.42% of their portfolio Denver, CO 1,186,1261.2m $82.1m $82.1m 4.42% Reduced -2.6k -2,567
32 AVANTAX ADVISORY SERVICES, INC. 0.91% of their portfolio DALLAS, TX 1,174,6281.2m $81.3m $81.3m 0.91% Reduced -6.8k -6,779
33 Composition Wealth, LLC 2.46% of their portfolio LOS ANGELES, CA 1,154,0931.2m $79.9m $79.9m 2.46% Added +346.0k +345,991
34 SYNOVUS FINANCIAL CORP 0.85% of their portfolio Columbus, GA 1,081,9251.1m $74.9m $74.9m 0.85% Reduced -186.2k -186,185
35 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 1,078,9291.1m $74.7m $74.7m 0.15% Reduced -18.3k -18,334
36 OAKWORTH CAPITAL, INC. 6.70% of their portfolio BIRMINGHAM, AL 1,064,8861.1m $73.7m $73.7m 6.70% Reduced -55.4k -55,426
37 WASHINGTON TRUST Co 3.19% of their portfolio WESTERLY, RI 1,048,5321.0m $72.6m $72.6m 3.19% Added +17.8k +17,825
38 Cetera Advisors LLC 1.13% of their portfolio DENVER, CO 1,045,8871.0m $72.4m $72.4m 1.13% Added +863.0k +863,039
39 NATIXIS ADVISORS, LLC 0.22% of their portfolio Boston, MA 1,032,1921.0m $71.5m $71.5m 0.22% Added +974.0k +973,991
40 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 1,023,7511.0m $70.9m $70.9m 0.10% Added +409.6k +409,625
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 965,920965.9k $66.9m $66.9m 0.09% Added +12.3k +12,303
42 Glenview Trust Co 1.82% of their portfolio Louisville, KY 953,859953.9k $66.1m $66.1m 1.82% Added +58.8k +58,795
43 Janney Montgomery Scott LLC 0.25% of their portfolio PHILADELPHIA, PA 951,759951.8k $65.9m $65.9m 0.25% Added +15.3k +15,336
44 Atlantic Union Bankshares Corp 6.61% of their portfolio GLEN ALLEN, VA 931,317931.3k $64.5m $64.5m 6.61% Reduced -23.4k -23,376
45 JMG Financial Group, Ltd. 3.11% of their portfolio DOWNERS GROVE, IL 930,742930.7k $64.5m $64.5m 3.11% Reduced -17.0k -17,016
46 Gilbert & Cook, Inc. 9.91% of their portfolio WEST DES MOINES, IA 907,596907.6k $62.9m $62.9m 9.91% Added +30.1k +30,141
47 ALBION FINANCIAL GROUP /UT 5.76% of their portfolio SALT LAKE CITY, UT 900,680900.7k $62.4m $62.4m 5.76% Reduced -4.0k -3,993
48 COUNTRY TRUST BANK 1.77% of their portfolio Bloomington, IL 872,323872.3k $60.4m $60.4m 1.77% Reduced -83.2k -83,199
49 Pegasus Partners Ltd. 8.08% of their portfolio MEQUON, WI 829,931829.9k $57.5m $57.5m 8.08% Reduced -30.4k -30,404
50 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.18% of their portfolio PLYMOUTH, MN 806,198806.2k $55.8m $55.8m 0.18% Added +798.0k +797,992
51 Mariner, LLC 0.15% of their portfolio Overland Park, KS 804,328804.3k $55.7m $55.7m 0.15% Added +11.0k +10,977
52 Texas Capital Bank Wealth Management Services Inc 7.00% of their portfolio Dallas, TX 800,803800.8k $55.5m $55.5m 7.00% Reduced -105.6k -105,557
53 GERMAN AMERICAN BANCORP, INC. 8.04% of their portfolio JASPER, IN 798,027798.0k $55.3m $55.3m 8.04% Added +16.1k +16,108
54 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 760,202760.2k $56.6m $56.6m 0.02% Added +46.2k +46,234
55 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.79% of their portfolio NORFOLK, VA 747,261747.3k $51.7m $51.7m 1.79% Added +1.9k +1,869
56 FRANKLIN RESOURCES INC 0.03% of their portfolio San Mateo, CA 747,025747.0k $51.7m $51.7m 0.03% Reduced -93.2k -93,179
57 Millburn Ridgefield LLC /DE/ 1.61% of their portfolio New York, NY 717,392717.4k $49.7m $49.7m 1.61% Reduced -942.4k -942,443
58 Catalyst Capital Advisors LLC 1.39% of their portfolio San Juan, PR 717,392717.4k $49.7m $49.7m 1.39% Reduced -942.4k -942,443
59 International City Management Association Retirement Corp 42.88% of their portfolio WASHINGTON, DC 702,067702.1k $48.6m $48.6m 42.88% Unchanged
60 Corient Private Wealth LP 0.15% of their portfolio MIAMI, FL 665,335665.3k $65.2m $65.2m 0.15% Added +352.3k +352,310
61 Citizens Business Bank 10.56% of their portfolio ONTARIO, CA 648,844648.8k $44.9m $44.9m 10.56% Reduced -22.8k -22,834
62 M&T Bank Corp 0.18% of their portfolio BUFFALO, NY 635,193635.2k $44.0m $44.0m 0.18% Reduced -62.7k -62,702
63 Mariner Managed Account Solutions, LLC 3.58% of their portfolio Boston, MA 627,982628.0k $43.5m $43.5m 3.58% Added +27.8k +27,753
64 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 598,222598.2k $41.4m $41.4m 0.08% Reduced -21.6k -21,649
65 Cetera Advisor Networks LLC 0.26% of their portfolio EL SEGUNDO, CA 591,503591.5k $41.0m $41.0m 0.26% Added +41.5k +41,453
66 J.P. Morgan Private Wealth Advisors LLC 0.11% of their portfolio SAN FRANCISCO, CA 565,027565.0k $39.1m $39.1m 0.11% Reduced -137.0k -137,035
67 Rockefeller Capital Management L.P. 0.15% of their portfolio NEW YORK, NY 549,083549.1k $38.0m $38.0m 0.15% Added +49.0k +49,004
68 UMB Bank, n.a. 0.60% of their portfolio Kansas City, MO 537,088537.1k $37.2m $37.2m 0.60% Added +3.4k +3,365
69 COMERICA BANK 0.19% of their portfolio DALLAS, TX 533,435533.4k $36.9m $36.9m 0.19% New
70 Badgley Phelps Wealth Managers, LLC 1.24% of their portfolio SEATTLE, WA 525,773525.8k $36.4m $36.4m 1.24% Added +39.6k +39,646
71 HUNTINGTON NATIONAL BANK 0.36% of their portfolio COLUMBUS, OH 513,980514.0k $35.6m $35.6m 0.36% Reduced -43.3k -43,329
72 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 512,642512.6k $35.5m $35.5m 0.21% Added +16.3k +16,260
73 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 497,400497.4k $34.4m $34.4m 0.05% Added +28.7k +28,682
74 Thrivent Financial for Lutherans 0.08% of their portfolio Minneapolis, MN 496,060496.1k $34.4m $34.4m 0.08% Added +166.5k +166,453
75 STOCK YARDS BANK & TRUST CO 1.27% of their portfolio LOUISVILLE, KY 474,694474.7k $32.9m $32.9m 1.27% Reduced -5.6k -5,595
76 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 447,597447.6k $31.0m $31.0m 0.14% Added +28.1k +28,146
77 Steward Partners Investment Advisory, LLC 0.47% of their portfolio STAMFORD, CT 444,078444.1k $30.8m $30.8m 0.47% Reduced -5.5k -5,514
78 BlackRock Inc. 0.00% of their portfolio New York, NY 425,503425.5k $29.5m $29.5m 0.00% Added +106.5k +106,500
79 Starboard Value LP 0.75% of their portfolio New York, NY 425,000425.0k $29.4m $29.4m 0.75% Added +275.0k +275,000
80 Dakota Wealth Management 1.29% of their portfolio PALM BEACH GARDENS, FL 420,924420.9k $29.1m $29.1m 1.29% Added +5.9k +5,871
81 MML INVESTORS SERVICES, LLC 0.16% of their portfolio SPRINGFIELD, MA 419,814419.8k $29.1m $29.1m 0.16% Reduced -13.6k -13,583
82 BW Gestao de Investimentos Ltda. 3.48% of their portfolio SAO PAULO, D5 406,850406.9k $28.2m $28.2m 3.48% Unchanged
83 STEPHENS INC /AR/ 0.53% of their portfolio LITTLE ROCK, AR 398,158398.2k $27.6m $27.6m 0.53% Added +9.4k +9,428
84 CAPTRUST FINANCIAL ADVISORS 0.10% of their portfolio RALEIGH, NC 389,158389.2k $26.9m $26.9m 0.10% Added +95.3k +95,287
85 Cerity Partners LLC 0.13% of their portfolio NEW YORK, NY 385,768385.8k $26.8m $26.8m 0.13% Reduced -148.0k -147,998
86 ALERUS FINANCIAL NA 2.36% of their portfolio GRAND FORKS, ND 385,476385.5k $26.7m $26.7m 2.36% Added +111.8k +111,782
87 DT Investment Partners, LLC 3.10% of their portfolio CHADDS FORD, PA 368,800368.8k $25.5m $25.5m 3.10% Reduced -989 -989
88 Stegner Investment Associates Inc. 21.49% of their portfolio LOUISVILLE, KY 359,221359.2k $24.9m $24.9m 21.49% Added +1.9k +1,872
89 FIRST FOUNDATION ADVISORS 1.12% of their portfolio Irvine, CA 347,404347.4k $24.1m $24.1m 1.12% Added +42.0k +42,040
90 BROWN ADVISORY INC 0.04% of their portfolio BALTIMORE, MD 342,499342.5k $23.7m $23.7m 0.04% Reduced -702 -702
91 StoneX Group Inc. 2.54% of their portfolio NEW YORK, NY 337,046337.0k $23.4m $23.4m 2.54% Added +39.0k +38,961
92 COLDSTREAM CAPITAL MANAGEMENT INC 0.73% of their portfolio BELLEVUE, WA 323,422323.4k $22.4m $22.4m 0.73% Added +3.0k +2,973
93 D.A. DAVIDSON & CO. 0.24% of their portfolio GREAT FALLS, MT 322,077322.1k $22.3m $22.3m 0.24% Added +10.1k +10,085
94 EASTERN BANK 1.10% of their portfolio BOSTON, MA 320,709320.7k $22.2m $22.2m 1.10% Added +1.6k +1,619
95 Coastline Trust Co 3.27% of their portfolio PROVIDENCE, RI 320,191320.2k $22.2m $22.2m 3.27% Added +18.4k +18,433
96 Kestra Advisory Services, LLC 0.21% of their portfolio AUSTIN, TX 314,599314.6k $21.8m $21.8m 0.21% Added +18.3k +18,315
97 River Wealth Advisors LLC 3.82% of their portfolio CAMP HILL, PA 308,276308.3k $21.3m $21.3m 3.82% Added +9.3k +9,350
98 MAI Capital Management 0.31% of their portfolio INDEPENDENCE, OH 303,685303.7k $21.0m $21.0m 0.31% Reduced -2.6k -2,619
99 Stratos Wealth Partners, LTD. 0.44% of their portfolio BEACHWOOD, OH 292,390292.4k $20.2m $20.2m 0.44% Added +15.8k +15,757
100 Consolidated Investment Group LLC 3.85% of their portfolio ENGLEWOOD, CO 287,160287.2k $19.9m $19.9m 3.85% Unchanged