Vault-13

SPDR SERIES TRUST SPYG

PRTFLO S&P500 GW · ETP · CUSIP 78464A409

828 institutional holders +26 vs Q2 2023
241,349,182241.3m shares reported held*
$14.4bnreported value*
66 new 359 added 282 reduced 46 sold out net bought ≈ $1.9bn (+31.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($68.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $59.63. Options: 6 managers hold calls ($11.1m notional), 4 hold puts ($6.5m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 678Q4 22: 757Q1 23: 760Q2 23: 802Q3 23: 828828Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022678
Q4 2022757
Q1 2023760
Q2 2023802
Q3 2023828

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 421 bought or addedQ4 22: 243 cut or sold outQ4 22Q1 23: 383 bought or addedQ1 23: 306 cut or sold outQ1 23Q2 23: 410 bought or addedQ2 23: 304 cut or sold outQ2 23Q3 23: 425 bought or addedQ3 23: 328 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022421243
Q1 2023383306
Q2 2023410304
Q3 2023425328

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ4 22 calls: $11.5mQ4 22 puts: $3.5mQ4 22P/C 0.30Q1 23 calls: $49.1mQ1 23 puts: $10.2mQ1 23P/C 0.21Q2 23 calls: $33.2mQ2 23 puts: $6.4mQ2 23P/C 0.19Q3 23 calls: $11.1mQ3 23 puts: $6.5mQ3 23P/C 0.58
Numbers
QuarterCallsPutsP/C
Q4 2022$11.5m$3.5m0.30
Q1 2023$49.1m$10.2m0.21
Q2 2023$33.2m$6.4m0.19
Q3 2023$11.1m$6.5m0.58

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +5,918,534+5.9m
OSAIC HOLDINGS, INC. Added +4,588,180+4.6m
Bank of New York Mellon Corp Added +2,564,802+2.6m
Clark Capital Management Group, Inc. New +2,506,806+2.5m
Financial Gravity Asset Management, Inc. Added +1,768,578+1.8m
LPL Financial LLC Added +1,322,547+1.3m
AMERIPRISE FINANCIAL INC Added +1,183,435+1.2m
First Command Advisory Services, Inc. Added +970,829+970.8k
Orion Porfolio Solutions, LLC Added +844,904+844.9k
Orion Portfolio Solutions, LLC Added +844,904+844.9k

Biggest sellers

TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -401,612-401.6k
Prostatis Group LLC Reduced -365,188-365.2k
STATE STREET CORP Sold out -174,583-174.6k
BANK OF AMERICA CORP /DE/ Reduced -156,805-156.8k
CoreCap Advisors, LLC Reduced -140,023-140.0k
Patriot Financial Group Insurance Agency, LLC Reduced -132,959-133.0k
Apollon Wealth Management, LLC Reduced -130,774-130.8k
IFP Advisors, Inc Reduced -126,885-126.9k
Brookstone Capital Management Reduced -125,714-125.7k
SECURIAN ASSET MANAGEMENT, INC Sold out -113,700-113.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $8.8m148.6k shares
WOLVERINE TRADING, LLC New $1.2m19.5k shares
CITADEL ADVISORS LLC Reduced $794.4k13.4k shares
JANE STREET GROUP, LLC New $343.8k5.8k shares
Cutler Group LLC / CA Reduced $12.0k7.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $4.4m74.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.1m18.3k shares
WOLVERINE TRADING, LLC New $948.5k16.0k shares
Cutler Group LLC / CA Reduced $27.0k26.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.96% of their portfolio FORT MILL, SC 23,149,32623.1m $1.4bn $1.4bn 0.96% Added +1.3m +1,322,547
2 Financial Engines Advisors L.L.C. 3.46% of their portfolio SANTA CLARA, CA 22,180,26822.2m $1.3bn $1.3bn 3.46% Added +182.5k +182,515
3 Allworth Financial LP 6.14% of their portfolio FOLSOM, CA 12,097,02512.1m $717.1m $717.1m 6.14% Added +407.4k +407,410
4 ENVESTNET ASSET MANAGEMENT INC 0.28% of their portfolio Berwyn, PA 10,264,88310.3m $608.5m $608.5m 0.28% Added +5.9m +5,918,534
5 OSAIC HOLDINGS, INC. 0.67% of their portfolio SCOTTSDALE, AZ 7,647,0597.6m $453.4m $453.4m 0.67% Added +4.6m +4,588,180
6 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 5,745,3195.7m $340.6m $340.6m 0.03% Added +619.6k +619,609
7 AMERIPRISE FINANCIAL INC 0.10% of their portfolio MINNEAPOLIS, MN 5,248,5325.2m $311.1m $311.1m 0.10% Added +1.2m +1,183,435
8 Valmark Advisers, Inc. 5.99% of their portfolio AKRON, OH 4,864,0474.9m $288.3m $288.3m 5.99% Added +47.5k +47,526
9 Equitable Holdings, Inc. 3.93% of their portfolio NEW YORK, NY 4,619,3704.6m $273.8m $273.8m 3.93% Reduced -25.0k -24,980
10 Horizon Investments, LLC 8.15% of their portfolio Charlotte, NC 4,520,3904.5m $268.0m $268.0m 8.15% Added +598.7k +598,674
11 HB Wealth Management, LLC 3.56% of their portfolio Atlanta, GA 3,826,3943.8m $220.2m $220.2m 3.56% Added +193.4k +193,441
12 UBS Group AG 0.09% of their portfolio ZURICH, V8 3,426,9143.4m $203.1m $203.1m 0.09% Reduced -50.7k -50,676
13 Orgel Wealth Management, LLC 6.00% of their portfolio ALTOONA, WI 2,992,9393.0m $177.4m $177.4m 6.00% Reduced -76.6k -76,624
14 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,927,6312.9m $173.5m $173.5m 0.02% Reduced -156.8k -156,805
15 RFG Advisory, LLC 7.08% of their portfolio BIRMINGHAM, AL 2,672,8642.7m $158.4m $158.4m 7.08% Added +62.0k +62,015
16 Advisory Alpha, LLC 8.15% of their portfolio HOLLAND, MI 2,671,6472.7m $158.4m $158.4m 8.15% Added +114.0k +114,014
17 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 2,574,3082.6m $152.6m $152.6m 0.03% Added +2.6m +2,564,802
18 Clark Capital Management Group, Inc. 1.49% of their portfolio PHILADELPHIA, PA 2,506,8062.5m $148.6m $148.6m 1.49% New
19 Private Advisor Group, LLC 1.31% of their portfolio MORRISTOWN, NJ 2,465,2392.5m $146.1m $146.1m 1.31% Added +200.4k +200,364
20 Willis Johnson & Associates, Inc. 14.45% of their portfolio Houston, TX 2,270,5712.3m $134.6m $134.6m 14.45% Added +58.1k +58,053
21 FMR LLC 0.01% of their portfolio BOSTON, MA 2,229,0722.2m $132.1m $132.1m 0.01% Reduced -61.8k -61,788
22 AE Wealth Management LLC 0.73% of their portfolio TOPEKA, KS 2,056,1872.1m $121.9m $121.9m 0.73% Added +481.1k +481,103
23 Raymond James Financial Services Advisors, Inc. 0.22% of their portfolio ST. PETERSBURG, FL 2,041,8642.0m $121.0m $121.0m 0.22% Added +45.8k +45,757
24 NICOLET ADVISORY SERVICES, LLC 12.57% of their portfolio GREEN BAY, WI 1,914,8221.9m $113.5m $113.5m 12.57% Added +41.9k +41,868
25 Financial Gravity Asset Management, Inc. 2.22% of their portfolio Lakeway, TX 1,844,3521.8m $196.8m $196.8m 2.22% Added +1.8m +1,768,578
26 COMMONWEALTH EQUITY SERVICES, LLC 0.22% of their portfolio WALTHAM, MA 1,815,6061.8m $107.6m $107.6m 0.22% Added +26.2k +26,219
27 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,783,0971.8m $105.7m $105.7m 0.03% Reduced -95.7k -95,675
28 TOWNSQUARE CAPITAL LLC 1.93% of their portfolio Lehi, UT 1,782,0721.8m $105.6m $105.6m 1.93% Added +7.1k +7,063
29 Corient Private Wealth LP 0.24% of their portfolio MIAMI, FL 1,779,1411.8m $105.5m $105.5m 0.24% Reduced -64.9k -64,944
30 Bridgeworth, LLC 10.54% of their portfolio BIRMINGHAM, AL 1,609,8371.6m $95.4m $95.4m 10.54% Reduced -42.8k -42,776
31 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,431,2271.4m $84.8m $84.8m 0.02% Added +51.2k +51,203
32 Focused Wealth Management, Inc 14.63% of their portfolio Newburgh, NY 1,396,5071.4m $82.8m $82.8m 14.63% Added +62.9k +62,925
33 Cetera Advisor Networks LLC 0.52% of their portfolio EL SEGUNDO, CA 1,381,4501.4m $81.9m $81.9m 0.52% Added +419.0k +419,005
34 First Command Advisory Services, Inc. 1.07% of their portfolio FORT WORTH, TX 1,365,7631.4m $81.0m $81.0m 1.07% Added +970.8k +970,829
35 CWM, LLC 0.49% of their portfolio OMAHA, NE 1,349,4931.3m $80.0m $80.0m 0.49% Added +185.7k +185,675
36 Connecticut Wealth Management, LLC 5.42% of their portfolio FARMINGTON, CT 1,339,0651.3m $79.4m $79.4m 5.42% Added +41.0k +41,045
37 HighTower Advisors, LLC 0.15% of their portfolio CHICAGO, IL 1,330,0061.3m $78.9m $78.9m 0.15% Added +98.3k +98,323
38 AlphaStar Capital Management, LLC 9.71% of their portfolio CORNELIUS, NC 1,309,7431.3m $77.6m $77.6m 9.71% Reduced -87.8k -87,812
39 SYNOVUS FINANCIAL CORP 0.88% of their portfolio Columbus, GA 1,299,2931.3m $77.0m $77.0m 0.88% Reduced -38.5k -38,513
40 TIAA TRUST, NATIONAL ASSOCIATION 0.27% of their portfolio CHARLOTTE, NC 1,243,8181.2m $73.7m $73.7m 0.27% First filing
41 Janney Montgomery Scott LLC 0.27% of their portfolio PHILADELPHIA, PA 1,211,8861.2m $71.8m $71.8m 0.27% Added +72.8k +72,766
42 Savant Capital, LLC 1.04% of their portfolio ROCKFORD, IL 1,172,4611.2m $69.5m $69.5m 1.04% Added +2.1k +2,136
43 Syntegra Private Wealth Group, LLC 10.39% of their portfolio Chesterfield, MO 1,116,2031.1m $66.2m $66.2m 10.39% Added +43.1k +43,096
44 OLD NATIONAL BANCORP /IN/ 1.73% of their portfolio EVANSVILLE, IN 1,009,6771.0m $59.9m $59.9m 1.73% Added +78.0k +78,025
45 Roberts Financial Services LLC 14.12% of their portfolio MARQUETTE, MI 989,431989.4k $58.7m $58.7m 14.12% Added +462.2k +462,228
46 KWB Wealth 9.28% of their portfolio REDLANDS, CA 948,240948.2k $57.9m $57.9m 9.28% Reduced -10.0k -10,046
47 FLAGSHIP HARBOR ADVISORS, LLC 4.54% of their portfolio BOSTON, MA 920,746920.7k $54.6m $54.6m 4.54% Reduced -60.8k -60,813
48 NorthRock Partners, LLC 5.65% of their portfolio MINNEAPOLIS, MN 910,919910.9k $54.0m $54.0m 5.65% Added +19.7k +19,683
49 Orion Porfolio Solutions, LLC 0.63% of their portfolio OMAHA, NE 883,965884.0k $52.4m $52.4m 0.63% Added +844.9k +844,904
50 Orion Portfolio Solutions, LLC 0.63% of their portfolio Omaha, NE 883,965884.0k $52.4m $52.4m 0.63% Added +844.9k +844,904
51 Thrivent Financial for Lutherans 0.12% of their portfolio Minneapolis, MN 844,419844.4k $50.2m $50.2m 0.12% Added +284.2k +284,227
52 Cannon Financial Strategists, Inc. 12.52% of their portfolio ATHENS, GA 829,859829.9k $49.2m $49.2m 12.52% Added +16.4k +16,430
53 FOUNDERS FINANCIAL SECURITIES LLC 5.97% of their portfolio TOWSON, MD 777,022777.0k $46.1m $46.1m 5.97% Added +21.7k +21,654
54 Mariner, LLC 0.12% of their portfolio Overland Park, KS 772,199772.2k $45.8m $45.8m 0.12% Added +60.2k +60,225
55 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 771,562771.6k $45.7m $45.7m 0.01% Reduced -7.9k -7,913
56 MAINSTAY CAPITAL MANAGEMENT LLC /ADV 9.57% of their portfolio GRAND BLANC, MI 763,508763.5k $45.3m $45.3m 9.57% Reduced -8.3k -8,302
57 CoreCap Advisors, LLC 3.25% of their portfolio SOUTHFIELD, MI 760,306760.3k $45.1m $45.1m 3.25% Reduced -140.0k -140,023
58 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.26% of their portfolio MINNEAPOLIS, MN 759,941759.9k $45.0m $45.0m 1.26% Added +13.4k +13,420
59 Envestnet Portfolio Solutions, Inc. 0.21% of their portfolio BERWYN, PA 741,189741.2k $43.9m $43.9m 0.21% First filing
60 NOTTINGHAM ADVISORS, INC. 5.75% of their portfolio AMHERST, NY 736,457736.5k $37.2m $37.2m 5.75% Added +4.3k +4,286
61 Klingman & Associates, LLC 3.52% of their portfolio New York, NY 735,322735.3k $43.6m $43.6m 3.52% Reduced -1.8k -1,795
62 First National Trust Co 2.04% of their portfolio Johnstown, PA 720,593720.6k $42.7m $42.7m 2.04% Added +68.6k +68,587
63 PRUDENTIAL FINANCIAL INC 0.07% of their portfolio NEWARK, NJ 716,907716.9k $42.5m $42.5m 0.07% Added +212.4k +212,441
64 SCS Capital Management LLC 1.11% of their portfolio BOSTON, MA 700,225700.2k $41.5m $41.5m 1.11% Reduced -10.6k -10,593
65 MML INVESTORS SERVICES, LLC 0.22% of their portfolio SPRINGFIELD, MA 683,076683.1k $40.5m $40.5m 0.22% Added +18.5k +18,500
66 RESTON WEALTH MANAGEMENT LLC 20.26% of their portfolio Reston, VA 676,946676.9k $40.1m $40.1m 20.26% Added +17.3k +17,274
67 J.P. Morgan Private Wealth Advisors LLC 0.11% of their portfolio SAN FRANCISCO, CA 671,758671.8k $39.8m $39.8m 0.11% Added +55.9k +55,905
68 Cetera Investment Advisers 0.33% of their portfolio SCHAUMBURG, IL 648,193648.2k $38.4m $38.4m 0.33% Added +167.5k +167,453
69 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 633,117633.1k $37.5m $37.5m 0.03% Reduced -1.4k -1,386
70 Kestra Advisory Services, LLC 0.36% of their portfolio AUSTIN, TX 619,636619.6k $36.7m $36.7m 0.36% Added +258.7k +258,731
71 Compton Financial Group, LLC 13.81% of their portfolio TOWSON, MD 613,318613.3k $36.4m $36.4m 13.81% Added +93.1k +93,084
72 Trilogy Capital Inc. 2.45% of their portfolio IRVINE, CA 611,041611.0k $36.2m $36.2m 2.45% Reduced -48.8k -48,834
73 ESL Trust Services, LLC 11.11% of their portfolio ROCHESTER, NY 587,762587.8k $34.8m $34.8m 11.11% Added +6.6k +6,588
74 Rodgers & Associates, LTD 5.20% of their portfolio Lancaster, PA 580,026580.0k $34.4m $34.4m 5.20% Reduced -67.4k -67,401
75 Goodman Advisory Group, LLC 12.53% of their portfolio NEEDHAM, MA 565,687565.7k $33.5m $33.5m 12.53% Added +565.5k +565,527
76 Financial Planning & Information Services, Inc. 6.20% of their portfolio DE PERE, WI 561,936561.9k $33.3m $33.3m 6.20% Reduced -23.9k -23,917
77 Alera Investment Advisors, LLC 5.38% of their portfolio DEERFIELD, IL 551,061551.1k $32.7m $32.7m 5.38% Reduced -16.0k -15,981
78 Black Swift Group, LLC 10.47% of their portfolio BOULDER, CO 540,825540.8k $32.1m $32.1m 10.47% Reduced -17.6k -17,591
79 Perennial Investment Advisors, LLC 5.84% of their portfolio Los Angeles, CA 540,439540.4k $32.0m $32.0m 5.84% Reduced -9.2k -9,233
80 FFT WEALTH MANAGEMENT LLC 4.12% of their portfolio PHILADELPHIA, PA 539,957540.0k $32.0m $32.0m 4.12% Added +1.6k +1,575
81 NewEdge Advisors, LLC 0.35% of their portfolio NEW ORLEANS, LA 533,570533.6k $31.6m $31.6m 0.35% Added +26.0k +25,993
82 LGL PARTNERS, LLC 5.30% of their portfolio PHILADELPHIA, PA 510,134510.1k $30.2m $30.2m 5.30% Added +1.5k +1,490
83 Brookstone Capital Management 0.66% of their portfolio WHEATON, IL 506,704506.7k $30.2m $30.2m 0.66% Reduced -125.7k -125,714
84 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 502,885502.9k $29.8m $29.8m 0.14% Reduced -18.4k -18,362
85 Leicht Financial Planning & Wealth Management, Inc. 18.09% of their portfolio PARSIPPANY, NJ 494,463494.5k $29.3m $29.3m 18.09% Reduced -5.0k -5,049
86 TRUEFG, LLC 12.60% of their portfolio CEDAR PARK, TX 491,306491.3k $29.1m $29.1m 12.60% Added +274 +274
87 Ameritas Advisory Services, LLC 1.45% of their portfolio Lincoln, NE 490,119490.1k $29.1m $29.1m 1.45% Added +465.2k +465,213
88 IHT Wealth Management, LLC 1.45% of their portfolio Chicago, IL 481,078481.1k $28.5m $28.5m 1.45% Added +54.5k +54,541
89 Tradewinds Capital Management, LLC 9.66% of their portfolio BELLINGHAM, WA 476,010476.0k $28.2m $28.2m 9.66% New
90 Integrated Wealth Concepts LLC 0.50% of their portfolio WALTHAM, MA 475,271475.3k $28.2m $28.2m 0.50% Added +161.2k +161,181
91 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 471,295471.3k $27.9m $27.9m 0.00% Added +83.7k +83,691
92 MMA ASSET MANAGEMENT LLC 8.31% of their portfolio New York, NY 470,773470.8k $27.9m $27.9m 8.31% Added +102.1k +102,140
93 Measured Wealth Private Client Group, LLC 11.10% of their portfolio PORTSMOUTH, NH 465,744465.7k $27.6m $27.6m 11.10% Reduced -4.0k -4,044
94 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.09% of their portfolio PLYMOUTH, MN 449,522449.5k $26.6m $26.6m 0.09% New
95 Boyd Wealth Management, LLC 17.73% of their portfolio SACRAMENTO, CA 445,284445.3k $26.4m $26.4m 17.73% Added +320.9k +320,904
96 NICOLET BANKSHARES INC 7.90% of their portfolio GREEN BAY, WI 434,481434.5k $25.8m $25.8m 7.90% Added +3.5k +3,546
97 Hilltop Partners LLC 10.74% of their portfolio MISHAWAKA, IN 430,588430.6k $25.5m $25.5m 10.74% Added +73.9k +73,928
98 Strategic Wealth Partners, Ltd. 3.31% of their portfolio INDEPENDENCE, OH 423,677423.7k $25.1m $25.1m 3.31% New
99 Money Design Co.,Ltd. 1.50% of their portfolio TOKYO, M0 417,470417.5k $24.7m $24.7m 1.50% Reduced -91.4k -91,442
100 Merit Financial Group, LLC 0.81% of their portfolio ALPHARETTA, GA 415,874415.9k $24.7m $24.7m 0.81% Added +15.5k +15,537