Vault-13

VANECK ETF TRUST ANGL

FALLEN ANGEL HG · ETP · CUSIP 92189F437

311 institutional holders -6 vs Q2 2023
63,791,64563.8m shares reported held*
$1.7bnreported value*
36 new 115 added 116 reduced 45 sold out net sold ≈ $75.6m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($463.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.17. Options: 1 managers hold calls ($89.3k notional), 1 hold puts ($146.1k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 284Q4 22: 322Q1 23: 319Q2 23: 317Q3 23: 311311Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022284
Q4 2022322
Q1 2023319
Q2 2023317
Q3 2023311

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 146 bought or addedQ4 22: 153 cut or sold outQ4 22Q1 23: 167 bought or addedQ1 23: 137 cut or sold outQ1 23Q2 23: 170 bought or addedQ2 23: 139 cut or sold outQ2 23Q3 23: 151 bought or addedQ3 23: 161 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022146153
Q1 2023167137
Q2 2023170139
Q3 2023151161

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ4 22 calls: $3.4mQ4 22 puts: $1.2mQ4 22P/C 0.35Q1 23 calls: $1.0mQ1 23 puts: $1.7mQ1 23P/C 1.63Q2 23 calls: $774.8kQ2 23 puts: $1.0mQ2 23P/C 1.30Q3 23 calls: $89.3kQ3 23 puts: $146.1kQ3 23P/C 1.64
Numbers
QuarterCallsPutsP/C
Q4 2022$3.4m$1.2m0.35
Q1 2023$1.0m$1.7m1.63
Q2 2023$774.8k$1.0m1.30
Q3 2023$89.3k$146.1k1.64

Biggest buyers

Ocean Park Asset Management, LLC New +1,017,700+1.0m
Bank of New York Mellon Corp New +974,263+974.3k
Cerity Partners LLC Added +952,683+952.7k
AMERIPRISE FINANCIAL INC Added +721,999+722.0k
ENVESTNET ASSET MANAGEMENT INC Added +639,723+639.7k
AE Wealth Management LLC Added +485,496+485.5k
LPL Financial LLC Added +431,597+431.6k
One Capital Management, LLC New +416,231+416.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +382,049+382.0k
FSA WEALTH PARTNERS, INC. New +339,640+339.6k

Biggest sellers

WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC Reduced -1,809,531-1.8m
JANE STREET GROUP, LLC Reduced -1,676,197-1.7m
Deseret Mutual Benefit Administrators Reduced -1,221,731-1.2m
Kensington Asset Management, LLC Sold out -1,020,000-1.0m
State of Tennessee, Department of Treasury Reduced -840,000-840.0k
BANK OF AMERICA CORP /DE/ Reduced -649,604-649.6k
ACT Advisors, LLC. Sold out -551,856-551.9k
Thrivent Financial for Lutherans Reduced -513,899-513.9k
TOEWS CORP /ADV Sold out -414,600-414.6k
VestGen Investment Management Sold out -370,414-370.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $89.3k3.3k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $146.1k5.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 7,386,7367.4m $199.9m $199.9m 0.02% Reduced -649.6k -649,604
2 Cerity Partners LLC 0.38% of their portfolio NEW YORK, NY 2,875,2972.9m $77.8m $77.8m 0.38% Added +952.7k +952,683
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,762,8402.8m $74.8m $74.8m 0.05% Added +431.6k +431,597
4 Capital Investment Advisors, LLC 1.97% of their portfolio ATLANTA, GA 2,628,7542.6m $71.1m $71.1m 1.97% Added +126.5k +126,451
5 State of Tennessee, Department of Treasury 0.27% of their portfolio NASHVILLE, TN 2,429,6002.4m $65.7m $65.7m 0.27% Reduced -840.0k -840,000
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,409,6362.4m $65.2m $65.2m 0.01% Added +45.0k +44,993
7 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,060,9402.1m $55.8m $55.8m 0.02% Added +722.0k +721,999
8 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,956,1842.0m $52.9m $52.9m 0.02% Added +639.7k +639,723
9 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,463,6101.5m $39.6m $39.6m 0.01% Reduced -42.0k -42,018
10 EVERGREEN CAPITAL MANAGEMENT LLC 1.66% of their portfolio Bellevue, WA 1,402,5561.4m $38.0m $38.0m 1.66% Reduced -17.5k -17,499
11 SOUTHERN FARM BUREAU LIFE INSURANCE 5.92% of their portfolio JACKSON, MS 1,231,4471.2m $33.4m $33.4m 5.92% Unchanged
12 AE Wealth Management LLC 0.19% of their portfolio TOPEKA, KS 1,169,7441.2m $31.7m $31.7m 0.19% Added +485.5k +485,496
13 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 1,150,2891.2m $31.1m $31.1m 0.05% Added +323.4k +323,384
14 Ocean Park Asset Management, LLC 1.23% of their portfolio SANTA MONICA, CA 1,017,7001.0m $27.5m $27.5m 1.23% New
15 Horizon Investments, LLC 0.82% of their portfolio Charlotte, NC 1,003,4291.0m $26.9m $26.9m 0.82% Reduced -265.9k -265,911
16 Migdal Insurance & Financial Holdings Ltd. 0.58% of their portfolio Petach Tikva, L3 1,000,1001.0m $27.1m $27.1m 0.58% Reduced -2.5k -2,495
17 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 974,263974.3k $26.4m $26.4m 0.01% New
18 1832 Asset Management L.P. 0.05% of their portfolio TORONTO, A6 913,891913.9k $24.7m $24.7m 0.05% Reduced -13.0k -12,952
19 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 895,109895.1k $24.2m $24.2m 0.01% Reduced -228.0k -228,042
20 Morningstar Investment Services LLC 0.30% of their portfolio CHICAGO, IL 872,311872.3k $23.7m $23.7m 0.30% Added +3.3k +3,343
21 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 733,860733.9k $19.9m $19.9m 0.01% Unchanged
22 Lido Advisors, LLC 0.21% of their portfolio Los Angeles, CA 699,902699.9k $18.9m $18.9m 0.21% Reduced -75.5k -75,478
23 Deseret Mutual Benefit Administrators 8.30% of their portfolio SALT LAKE CITY, UT 624,734624.7k $16.9m $16.9m 8.30% Reduced -1.2m -1,221,731
24 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 603,481603.5k $16.3m $16.3m 0.03% Reduced -1.7m -1,676,197
25 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 598,421598.4k $16.2m $16.2m 0.03% Reduced -163.2k -163,245
26 SCOTIA CAPITAL INC. 0.11% of their portfolio TORONTO, A6 558,455558.5k $15.1m $15.1m 0.11% Added +25.7k +25,653
27 MATHER GROUP, LLC. 0.26% of their portfolio CHICAGO, IL 549,912549.9k $14.9m $14.9m 0.26% Reduced -99.2k -99,214
28 Integrated Wealth Concepts LLC 0.25% of their portfolio WALTHAM, MA 518,140518.1k $14.0m $14.0m 0.25% Reduced -3.2k -3,247
29 Janney Capital Management LLC 1.07% of their portfolio PITTSBURGH, PA 513,169513.2k $13.9m $13.9m 1.07% Reduced -16.4k -16,413
30 Aveo Capital Partners, LLC 1.78% of their portfolio ENGLEWOOD, CO 499,307499.3k $13.5m $13.5m 1.78% Reduced -26.6k -26,586
31 GUGGENHEIM CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 482,940482.9k $13.1m $13.1m 0.11% Reduced -40.0k -40,025
32 UBS Group AG 0.01% of their portfolio ZURICH, V8 443,851443.9k $12.0m $12.0m 0.01% Added +10.9k +10,932
33 Allworth Financial LP 0.10% of their portfolio FOLSOM, CA 437,804437.8k $11.8m $11.8m 0.10% Added +99.6k +99,625
34 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 430,181430.2k $11.6m $11.6m 0.05% Reduced -19.6k -19,627
35 One Capital Management, LLC 0.50% of their portfolio WESTLAKE VILLAGE, CA 416,231416.2k $11.3m $11.3m 0.50% New
36 American Financial Advisors, LLC 1.76% of their portfolio Marietta, GA 413,580413.6k $11.2m $11.2m 1.76% Added +20.4k +20,406
37 Trilogy Capital Inc. 0.74% of their portfolio IRVINE, CA 402,454402.5k $10.9m $10.9m 0.74% Reduced -18.5k -18,538
38 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 397,103397.1k $10.9m $10.9m 0.00% Added +310.3k +310,345
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 382,049382.0k $10.3m $10.3m 0.03% New
40 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 380,375380.4k $10.3m $10.3m 0.01% Added +223.7k +223,689
41 Cornerstone Planning Group LLC 3.89% of their portfolio FAIRFIELD, NJ 377,674377.7k $10.2m $10.2m 3.89% Added +45.2k +45,184
42 MY Wealth Management Inc. 9.97% of their portfolio GERMANTOWN, MD 370,633370.6k $10.0m $10.0m 9.97% Reduced -4.2k -4,240
43 Destiny Wealth Partners, LLC 1.92% of their portfolio TAVARES, FL 351,815351.8k $9.5m $9.5m 1.92% Added +35.0k +34,996
44 Darwin Wealth Management, LLC 2.55% of their portfolio TAMPA, FL 349,815349.8k $9.5m $9.5m 2.55% Reduced -3.5k -3,454
45 Wealthcare Advisory Partners LLC 0.43% of their portfolio WEST CHESTER, PA 345,671345.7k $9.4m $9.4m 0.43% Added +23.6k +23,622
46 FSA WEALTH PARTNERS, INC. 4.49% of their portfolio Rockville, MD 339,640339.6k $9.2m $9.2m 4.49% New
47 RiverFront Investment Group, LLC 0.32% of their portfolio RICHMOND, VA 335,453335.5k $9.1m $9.1m 0.32% New
48 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 325,160325.2k $8.8m $8.8m 0.01% Added +25.4k +25,445
49 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 310,935310.9k $8.4m $8.4m 0.05% Added +15.8k +15,793
50 Performa Ltd (US), LLC 3.96% of their portfolio CHARLESTON, SC 307,896307.9k $8.3m $8.3m 3.96% Unchanged
51 SHEPHERD KAPLAN KROCHUK, LLC 6.76% of their portfolio Boston, MA 287,592287.6k $7.8m $7.8m 6.76% Added +7.5k +7,525
52 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 287,357287.4k $7.8m $7.8m 0.00% Added +149.1k +149,100
53 GeoWealth Management, LLC 0.88% of their portfolio CHICAGO, IL 285,959286.0k $7.7m $7.7m 0.88% Added +96.4k +96,361
54 Symphony Financial, Ltd. Co. 1.80% of their portfolio HOUSTON, TX 273,828273.8k $7.3m $7.3m 1.80% Added +14.6k +14,624
55 Avitas Wealth Management LLC 1.32% of their portfolio LOS ANGELES, CA 256,894256.9k $7.0m $7.0m 1.32% Added +2.2k +2,188
56 Octavia Wealth Advisors, LLC 1.39% of their portfolio CINCINNATI, OH 253,931253.9k $6.9m $6.9m 1.39% Added +4.9k +4,877
57 Allianz Investment Management U.S. LLC 0.41% of their portfolio Minneapolis, MN 248,042248.0k $6.7m $6.7m 0.41% Unchanged
58 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 236,808236.8k $6.4m $6.4m 0.00% Added +114.6k +114,646
59 Live Oak Investment Partners 5.36% of their portfolio AUSTIN, TX 230,107230.1k $6.2m $6.2m 5.36% Reduced -3.2k -3,163
60 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 222,791222.8k $6.0m $6.0m 0.01% Reduced -15.9k -15,932
61 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 221,724221.7k $6.0m $6.0m 0.01% Reduced -41.9k -41,923
62 FAS Wealth Partners, Inc. 0.62% of their portfolio LEAWOOD, KS 213,132213.1k $5.8m $5.8m 0.62% Reduced -606 -606
63 WRAPMANAGER INC 1.81% of their portfolio MILL VALLEY, CA 208,526208.5k $5.6m $5.6m 1.81% Added +1.2k +1,235
64 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 204,241204.2k $5.5m $5.5m 0.03% First filing
65 Avior Wealth Management, LLC 0.37% of their portfolio OMAHA, NE 200,027200.0k $5.4m $5.4m 0.37% Reduced -81.5k -81,460
66 CYPRESS FINANCIAL PLANNING LLC 3.06% of their portfolio HADDON HEIGHTS, NJ 195,952196.0k $5.3m $5.3m 3.06% Added +31.9k +31,855
67 RWA WEALTH PARTNERS, LLC 0.11% of their portfolio BOSTON, MA 192,559192.6k $5.2m $5.2m 0.11% Reduced -13.0k -13,049
68 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 182,229182.2k $4.9m $4.9m 0.01% Added +24.9k +24,881
69 Transamerica Financial Advisors, LLC 0.66% of their portfolio CEDAR RAPIDS, IA 179,692179.7k $4.9m $4.9m 0.66% Added +8.7k +8,723
70 CW Advisors, LLC 0.10% of their portfolio BOSTON, MA 174,520174.5k $4.7m $4.7m 0.10% Reduced -20.3k -20,294
71 Atria Investments, Inc 0.08% of their portfolio Charlotte, NC 174,404174.4k $4.7m $4.7m 0.08% Reduced -19.9k -19,867
72 CONGRESS ASSET MANAGEMENT CO 0.04% of their portfolio BOSTON, MA 174,117174.1k $4.7m $4.7m 0.04% Reduced -19.8k -19,788
73 TRAPHAGEN INVESTMENT ADVISORS LLC 0.58% of their portfolio ORADELL, NJ 170,539170.5k $4.6m $4.6m 0.58% Added +2.7k +2,712
74 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 166,533166.5k $4.5m $4.5m 0.03% Added +10.7k +10,747
75 Wela Strategies, Inc. 2.64% of their portfolio ATLANTA, GA 163,447163.4k $4.4m $4.4m 2.64% Added +5.8k +5,842
76 Occidental Asset Management, LLC 0.97% of their portfolio Burlingame, CA 154,520154.5k $4.2m $4.2m 0.97% Added +49.1k +49,055
77 M Holdings Securities, Inc. 0.55% of their portfolio PORTLAND, OR 153,107153.1k $4.1m $4.1m 0.55% Added +143.2k +143,180
78 Essex LLC 1.10% of their portfolio DEER PARK, IL 144,089144.1k $3.9m $3.9m 1.10% Reduced -12.4k -12,445
79 Blue Edge Capital, LLC 0.80% of their portfolio RICHMOND, VA 140,370140.4k $3.8m $3.8m 0.80% Reduced -4.0k -3,972
80 Family Legacy, Inc. 1.57% of their portfolio GREENVILLE, SC 139,061139.1k $3.8m $3.8m 1.57% Added +3.1k +3,142
81 HOWARD FINANCIAL SERVICES, LTD. 0.85% of their portfolio DALLAS, TX 137,609137.6k $3.7m $3.7m 0.85% Added +28.6k +28,648
82 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 135,538135.5k $3.7m $3.7m 0.03% Reduced -19.5k -19,455
83 Triton Financial Group Inc 2.68% of their portfolio Oklahoma City, OK 135,291135.3k $3.7m $3.7m 2.68% Added +126 +126
84 US FINANCIAL ADVISORS, LLC 1.51% of their portfolio BRAINTREE, MA 134,354134.4k $3.6m $3.6m 1.51% Added +15.1k +15,090
85 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.72% of their portfolio ST. LOUIS, MO 133,306133.3k $3.6m $3.6m 0.72% Added +4.4k +4,414
86 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 129,611129.6k $3.5m $3.5m 0.04% Added +18.9k +18,931
87 MONEY CONCEPTS CAPITAL CORP 0.35% of their portfolio PALM BEACH GARDENS, FL 122,248122.2k $3.3m $3.3m 0.35% Added +5.9k +5,898
88 Frank, Rimerman Advisors LLC 0.79% of their portfolio Palo Alto, CA 121,201121.2k $3.3m $3.3m 0.79% Reduced -1.8k -1,839
89 OneAscent Financial Services LLC 0.84% of their portfolio BIRMINGHAM, AL 119,357119.4k $3.2m $3.2m 0.84% Reduced -14.7k -14,744
90 CONNING INC. 0.11% of their portfolio HARTFORD, CT 115,806115.8k $3.1m $3.1m 0.11% Reduced -11.7k -11,700
91 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 1.48% of their portfolio New Cumberland, PA 114,260114.3k $3.1m $3.1m 1.48% Added +10.2k +10,226
92 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 113,598113.6k $3.1m $3.1m 0.01% Added +1.8k +1,779
93 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 110,709110.7k $3.0m $3.0m 0.01% Added +73.2k +73,212
94 CLEAR INVESTMENT RESEARCH, LLC 4.88% of their portfolio ALPHARETTA, GA 103,958104.0k $2.8m $2.8m 4.88% Added +3.2k +3,161
95 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.09% of their portfolio NORFOLK, VA 99,84699.8k $2.7m $2.7m 0.09% Reduced -1.8m -1,809,531
96 Ameritas Advisory Services, LLC 0.13% of their portfolio Lincoln, NE 99,69899.7k $2.7m $2.7m 0.13% Added +81.2k +81,150
97 Clear Creek Financial Management, LLC 0.45% of their portfolio SILVERDALE, WA 95,02595.0k $2.6m $2.6m 0.45% Reduced -285.0k -284,959
98 SILVIA MCCOLL WEALTH MANAGEMENT, LLC 2.43% of their portfolio SAN DIEGO, CA 89,93989.9k $2.4m $2.4m 2.43% Added +1.3k +1,337
99 Melone Private Wealth, LLC 1.73% of their portfolio AUBURN HILLS, MI 89,27089.3k $2.4m $2.4m 1.73% Added +4.7k +4,702
100 Accel Wealth Management 1.34% of their portfolio WAVERLY, IA 88,73088.7k $2.4m $2.4m 1.34% Reduced -1.3k -1,343