MONEY CONCEPTS CAPITAL CORP

PALM BEACH GARDENS, FL · CIK 716851 · 13F filing filed 2023-11-01

SEC-registered investment adviser since 1991 · corporation

Assets managed$4.1bn
Staff478 · 375 in investment roles
Main clients (by assets)Individuals 74%, High net worth individuals 24%
Websitemoneyconcepts.com
Form ADV · 2026-03-24SEC adviser record

Legal entityMONEY CONCEPTS CAPITAL CORP. (US)

$953.5m reported value -2.9% vs Q2 2023

348positions

19.0%in top 10

21 new 193 added 118 reduced 38 sold out vs Q2 2023

Holdings, Q3 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	66,895	$26.3m2.76%	2.76%	Added +4.4k	+4,438 7.1%
2	MICROSOFT CORP COM MSFT	MSFT	74,557	$23.5m2.47%	2.47%	Added +3.3k	+3,348 4.7%
3	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	65,174	$23.4m2.45%	2.45%	Added +4.2k	+4,212 6.9%
4	APPLE INC COM AAPL	AAPL	126,871	$21.7m2.28%	2.28%	Reduced -939	-939 -0.7%
5	SPDR SERIES TRUST PORTFOLI S&P1500 SPTM	SPTM	350,708	$18.4m1.93%	1.93%	Added +3.1k	+3,075 0.9%
6	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	115,611	$16.4m1.72%	1.72%	Added +29.4k	+29,395 34.1%
7	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	129,975	$13.4m1.41%	1.41%	Added +5.9k	+5,884 4.7%
8	ON SEMICONDUCTOR CORP COM ON	ON	140,668	$13.1m1.37%	1.37%	Added +6.0k	+5,957 4.4%
9	ALPHABET INC CAP STK CL A GOOGL	GOOGL	95,582	$12.5m1.31%	1.31%	Added +6.9k	+6,930 7.8%
10	CHART INDS INC COM GTLS	GTLS	72,962	$12.3m1.29%	1.29%	Added +4.8k	+4,825 7.1%
11	ARISTA NETWORKS INC COM COM		67,010	$12.3m1.29%	1.29%	Added +5.6k	+5,580 9.1%
12	GLAUKOS CORP COM GKOS	GKOS	160,094	$12.0m1.26%	1.26%	Added +11.7k	+11,706 7.9%
13	PETROLEO BRASILEIRO SA PETRO SPONSORED ADR PBR	PBR	790,133	$11.8m1.24%	1.24%	Added +69.3k	+69,336 9.6%
14	INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM OMFL	OMFL	252,117	$11.6m1.21%	1.21%	New
15	NETEASE INC SPONSORED ADS NTES	NTES	111,303	$11.2m1.17%	1.17%	Added +9.5k	+9,548 9.4%
16	ALIBABA GROUP HLDG LTD SPONSORED ADS BABA	BABA	126,200	$10.9m1.15%	1.15%	Added +11.1k	+11,116 9.7%
17	BAUSCH HEALTH COS INC COM BHC	BHC	1,278,398	$10.5m1.10%	1.10%	New
18	FIRST HORIZON CORPORATION COM FHN	FHN	932,350	$10.3m1.08%	1.08%	Added +79.3k	+79,297 9.3%
19	MATCH GROUP INC NEW COM MTCH	MTCH	252,242	$9.9m1.04%	1.04%	Added +23.5k	+23,506 10.3%
20	GITLAB INC CLASS A COM GTLB	GTLB	214,440	$9.7m1.02%	1.02%	Added +26.2k	+26,215 13.9%
21	CARNIVAL CORP UNIT 99/99/9999 UNIT 99/99/9999		704,757	$9.7m1.01%	1.01%	Added +62.1k	+62,091 9.7%
22	ISHARES TR CORE S&P SCP ETF IJR	IJR	100,838	$9.5m1.00%	1.00%	Added +4.3k	+4,318 4.5%
23	XYLEM INC COM XYL	XYL	102,907	$9.4m0.98%	0.98%	Added +11.9k	+11,907 13.1%
24	INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF SPGP	SPGP	101,963	$9.3m0.98%	0.98%	Added +84.5k	+84,450 482.2%
25	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	53,159	$9.1m0.95%	0.95%	Added +1.2k	+1,181 2.3%
26	DELTA AIR LINES INC DEL COM NEW DAL	DAL	243,897	$9.0m0.95%	0.95%	New
27	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	58,058	$9.0m0.95%	0.95%	Reduced -165	-165 -0.3%
28	ISHARES TR CORE MSCI EAFE IEFA	IEFA	139,111	$9.0m0.94%	0.94%	Added +4.5k	+4,546 3.4%
29	UNITY SOFTWARE INC COM U	U	276,822	$8.7m0.91%	0.91%	Added +27.4k	+27,431 11.0%
30	ISHARES TR MSCI USA MIN VOL USMV	USMV	108,071	$8.2m0.86%	0.86%	Reduced -8.1k	-8,111 -7.0%
31	GILEAD SCIENCES INC COM GILD	GILD	104,706	$7.8m0.82%	0.82%	Added +5.0k	+4,992 5.0%
32	ISHARES TR MSCI USA QLT FCT QUAL	QUAL	59,217	$7.8m0.82%	0.82%	Added +9.2k	+9,169 18.3%
33	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	15,429	$7.4m0.78%	0.78%	Reduced -1.2k	-1,178 -7.1%
34	ISHARES TR 10+ YR INVST GRD IGLB	IGLB	154,296	$7.3m0.76%	0.76%	New
35	ELI LILLY & CO COM LLY	LLY	13,511	$7.3m0.76%	0.76%	Reduced -2.4k	-2,392 -15.0%
36	SCHWAB STRATEGIC TR US MID-CAP ETF SCHM	SCHM	103,344	$7.0m0.73%	0.73%	Added +2.1k	+2,093 2.1%
37	VANGUARD CHARLOTTE FDS TOTAL INT BD ETF BNDX	BNDX	145,137	$6.9m0.73%	0.73%	Added +9.0k	+9,004 6.6%
38	SPDR SER TR BLOOMBERG 3-12 M BILS	BILS	68,923	$6.9m0.72%	0.72%	Reduced -29.1k	-29,122 -29.7%
39	FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED BUFR	BUFR	278,065	$6.8m0.71%	0.71%	Added +65.0k	+65,007 30.5%
40	CADENCE DESIGN SYSTEM INC COM CDNS	CDNS	28,432	$6.7m0.70%	0.70%	Reduced -54	-54 -0.2%
41	WISDOMTREE TR FLOATNG RAT TREA USFR	USFR	132,123	$6.6m0.70%	0.70%	Reduced -106.2k	-106,186 -44.6%
42	SUNNOVA ENERGY INTL INC. COM NOVAQ	NOVAQ	634,117	$6.6m0.70%	0.70%	Added +106.8k	+106,819 20.3%
43	ABBVIE INC COM ABBV	ABBV	44,337	$6.6m0.69%	0.69%	Reduced -1.4k	-1,370 -3.0%
44	CARDINAL HEALTH INC COM CAH	CAH	74,622	$6.5m0.68%	0.68%	Reduced -9.0k	-8,995 -10.8%
45	JOHNSON & JOHNSON COM JNJ	JNJ	40,798	$6.4m0.67%	0.67%	Reduced -6.0k	-6,040 -12.9%
46	PROCTER AND GAMBLE CO COM PG	PG	43,359	$6.3m0.66%	0.66%	Reduced -1.2k	-1,243 -2.8%
47	SPDR INDEX SHS FDS MSCI ACWI EXUS CWI	CWI	251,685	$6.3m0.66%	0.66%	Added +12.1k	+12,071 5.0%
48	VILLAGE SUPER MKT INC CL A NEW VLGEA	VLGEA	274,634	$6.2m0.65%	0.65%	Added +21.0k	+21,000 8.3%
49	VICTORY PORTFOLIOS II VCSHS US EQ INCM CDC	CDC	108,665	$6.1m0.64%	0.64%	Reduced -607	-607 -0.6%
50	MCDONALDS CORP COM MCD	MCD	22,105	$5.8m0.61%	0.61%	Reduced -3.9k	-3,933 -15.1%
51	PFIZER INC COM PFE	PFE	171,291	$5.7m0.60%	0.60%	Added +15.7k	+15,671 10.1%
52	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	143,078	$5.6m0.59%	0.59%	Added +6.6k	+6,581 4.8%
53	SPDR SER TR PORTFOLIO AGRGTE SPAB	SPAB	228,269	$5.6m0.58%	0.58%	Added +171.6k	+171,634 303.1%
54	HOME DEPOT INC COM HD	HD	18,240	$5.5m0.58%	0.58%	Added +1.1k	+1,109 6.5%
55	SELECT SECTOR SPDR TR SBI CONS STPLS XLP	XLP	78,755	$5.4m0.57%	0.57%	Added +19.3k	+19,318 32.5%
56	KIMBERLY-CLARK CORP COM KMB	KMB	44,084	$5.3m0.56%	0.56%	Reduced -5.5k	-5,550 -11.2%
57	VERIZON COMMUNICATIONS INC COM VZ	VZ	160,246	$5.2m0.54%	0.54%	Added +19.2k	+19,218 13.6%
58	COCA COLA CO COM KO	KO	90,259	$5.1m0.53%	0.53%	Added +1.5k	+1,501 1.7%
59	GE HEALTHCARE TECHNOLOGIES I COMMON STOCK GEHC	GEHC	73,679	$5.0m0.53%	0.53%	Added +6.3k	+6,269 9.3%
60	ARGAN INC COM AGX	AGX	109,022	$5.0m0.52%	0.52%	Added +1.5k	+1,482 1.4%
61	FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX FDN	FDN	30,498	$4.9m0.51%	0.51%	Added +5.9k	+5,869 23.8%
62	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	96,874	$4.9m0.51%	0.51%	Added +69.5k	+69,531 254.3%
63	FONAR CORP COM NEW FONR	FONR	311,822	$4.8m0.50%	0.50%	Added +3.9k	+3,870 1.3%
64	ISHARES TR IBONDS 24 TRM TS IBTE	IBTE	200,397	$4.8m0.50%	0.50%	Reduced -952	-952 -0.5%
65	SPROTT PHYSICAL SILVER TR TR UNIT PSLV	PSLV	626,080	$4.7m0.50%	0.50%	Added +12.4k	+12,395 2.0%
66	PEPSICO INC COM PEP	PEP	27,615	$4.7m0.49%	0.49%	Reduced -5.4k	-5,362 -16.3%
67	VICTORY PORTFOLIOS II VCSHS US 500 ENH CFO	CFO	79,089	$4.7m0.49%	0.49%	Reduced -2.6k	-2,570 -3.1%
68	ISHARES TR 7-10 YR TRSY BD IEF	IEF	49,801	$4.6m0.48%	0.48%	Added +2.2k	+2,237 4.7%
69	WISDOMTREE TR US QTLY DIV GRT DGRW	DGRW	71,772	$4.6m0.48%	0.48%	Reduced -4.0k	-3,978 -5.2%
70	VANECK MERK GOLD ETF GOLD SHS OUNZ	OUNZ	249,368	$4.5m0.47%	0.47%	Added +1.2k	+1,230 0.5%
71	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	85,475	$4.3m0.45%	0.45%	Added +11.4k	+11,395 15.4%
72	DUKE ENERGY CORP NEW COM NEW DUK	DUK	48,453	$4.3m0.45%	0.45%	Added +1.7k	+1,675 3.6%
73	ISHARES TR CORE S&P500 ETF IVV	IVV	9,935	$4.3m0.45%	0.45%	Added +127	+127 1.3%
74	STARBUCKS CORP COM SBUX	SBUX	45,750	$4.2m0.44%	0.44%	Added +1.8k	+1,813 4.1%
75	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	132,424	$4.2m0.44%	0.44%	Added +14.5k	+14,498 12.3%
76	SPROTT PHYSICAL GOLD TR UNIT PHYS	PHYS	287,971	$4.1m0.43%	0.43%	Added +244.9k	+244,881 568.3%
77	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	58,057	$4.1m0.43%	0.43%	Added +4.5k	+4,486 8.4%
78	ISHARES TR 1 3 YR TREAS BD SHY	SHY	50,386	$4.1m0.43%	0.43%	Reduced -4.3k	-4,343 -7.9%
79	ISHARES TR TIPS BD ETF TIP	TIP	35,883	$4.1m0.43%	0.43%	Added +1.1k	+1,097 3.1%
80	SPDR SER TR S&P SEMICNDCTR XSD	XSD	20,369	$4.0m0.42%	0.42%	Added +363	+363 1.8%
81	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	57,370	$4.0m0.42%	0.42%	Added +15.8k	+15,753 37.9%
82	WASTE MGMT INC DEL COM WM	WM	24,138	$3.7m0.39%	0.39%	Reduced -1.3k	-1,289 -5.1%
83	SPDR GOLD TR GOLD SHS GLD	GLD	20,511	$3.5m0.37%	0.37%	Reduced -1.3k	-1,328 -6.1%
84	SAREPTA THERAPEUTICS INC COM SRPT	SRPT	27,740	$3.4m0.35%	0.35%	Added +572	+572 2.1%
85	SOUTHERN CO COM SO	SO	51,747	$3.3m0.35%	0.35%	Reduced -13.6k	-13,570 -20.8%
86	VANECK ETF TRUST FALLEN ANGEL HG ANGL	ANGL	122,248	$3.3m0.35%	0.35%	Added +5.9k	+5,898 5.1%
87	CISCO SYS INC COM CSCO	CSCO	61,222	$3.3m0.35%	0.35%	Reduced -740	-740 -1.2%
88	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	22,745	$3.2m0.33%	0.33%	Added +661	+661 3.0%
89	CATERPILLAR INC COM CAT	CAT	11,557	$3.2m0.33%	0.33%	Reduced -133	-133 -1.1%
90	MERCK & CO INC COM MRK	MRK	30,528	$3.1m0.33%	0.33%	Added +1.1k	+1,103 3.8%
91	PRICE T ROWE GROUP INC COM TROW	TROW	29,625	$3.1m0.33%	0.33%	Added +42	+42 0.1%
92	AMAZON COM INC COM AMZN	AMZN	23,940	$3.0m0.32%	0.32%	Reduced -1.4k	-1,424 -5.6%
93	ADOBE INC COM ADBE	ADBE	5,796	$3.0m0.31%	0.31%	Reduced -19	-19 -0.3%
94	ALLIANT ENERGY CORP COM LNT	LNT	59,058	$2.9m0.30%	0.30%	Reduced -12.6k	-12,638 -17.6%
95	ISHARES TR CORE S&P MCP ETF IJH	IJH	11,427	$2.8m0.30%	0.30%	Added +885	+885 8.4%
96	INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR RSPG	RSPG	37,086	$2.8m0.30%	0.30%	Added +33.4k	+33,361 895.6%
97	LOCKHEED MARTIN CORP COM LMT	LMT	6,927	$2.8m0.30%	0.30%	Reduced -1.3k	-1,269 -15.5%
98	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	30,443	$2.8m0.29%	0.29%	Added +16.5k	+16,496 118.3%
99	COLGATE PALMOLIVE CO COM CL	CL	39,083	$2.8m0.29%	0.29%	Added +654	+654 1.7%
100	PHILLIPS EDISON & CO INC COMMON STOCK PECO	PECO	82,821	$2.8m0.29%	0.29%	Added +2.0k	+2,022 2.5%

Sold out since Q2 2023

Security	Ticker	Shares held before	Value then
VALLEY NATL BANCORP VLY	VLY	1,227,730	$9.5m1.2m shares
SENTINELONE INC S	S	604,770	$9.1m604.8k shares
ISHARES TR ICSH	ICSH	127,393	$6.4m127.4k shares
INVESCO EXCH TRADED FD TR II PBTP	PBTP	150,398	$3.7m150.4k shares
ISHARES TR IWD	IWD	23,078	$3.6m23.1k shares
ISHARES INC EZU	EZU	44,292	$2.0m44.3k shares
ISHARES INC EPP	EPP	44,460	$1.9m44.5k shares
INVESCO EXCHANGE TRADED FD T RSPU	RSPU	29,210	$1.6m29.2k shares
INVESCO EXCHANGE TRADED FD T PBJ	PBJ	31,545	$1.4m31.5k shares
VANGUARD MALVERN FDS VTIP	VTIP	27,486	$1.3m27.5k shares
ISHARES TR FLOT	FLOT	25,179	$1.3m25.2k shares
SPDR INDEX SHS FDS FEZ	FEZ	22,759	$1.0m22.8k shares
ISHARES TR ISTB	ISTB	19,756	$921.4k19.8k shares
MODERNA INC MRNA	MRNA	5,977	$726.3k6.0k shares
LIFE STORAGE INC		4,395	$584.8k4.4k shares
SPDR SER TR SPSB	SPSB	17,755	$522.7k17.8k shares
WISDOMTREE TR SHAG	SHAG	10,574	$493.1k10.6k shares
THE NECESSITY RETAIL REIT IN AFIN	AFIN	63,610	$430.0k63.6k shares
SPDR INDEX SHS FDS NANR	NANR	7,834	$403.5k7.8k shares
WISDOMTREE TR DHS	DHS	3,924	$312.2k3.9k shares
UNITED PARCEL SERVICE INC UPS	UPS	1,565	$280.4k1.6k shares
CRACKER BARREL OLD CTRY STOR CBRL	CBRL	2,985	$278.1k3.0k shares
TARGET CORP TGT	TGT	2,080	$274.3k2.1k shares
ISHARES SILVER TR SLV	SLV	12,801	$267.4k12.8k shares
GENERAC HLDGS INC GNRC	GNRC	1,767	$263.5k1.8k shares

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
ISHARES TR SVAL · 13G · filed 2026-05-01	SVAL	59.7%≈ $112.3m	+59.7 pts	13G	2026-05-01
FONAR CORP FONR · 13G · filed 2025-08-18	FONR	7.5%		13G	2025-08-18
FIRST TR EXCHNG TRADED FD VI DLAG · 13G · filed 2026-08-12	DLAG	6.8%≈ $786.2k	new	13G	2026-08-12