Vault-13

FIRST TR EXCHANGE-TRADED FD FDN

DJ INTERNT IDX · ETP · CUSIP 33733E302

450 institutional holders +14 vs Q2 2023
20,100,34020.1m shares reported held*
$3.2bnreported value*
43 new 132 added 145 reduced 28 sold out net bought ≈ $394.2m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $159.59. Options: 5 managers hold calls ($31.2m notional), 5 hold puts ($22.3m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 411Q4 22: 401Q1 23: 414Q2 23: 436Q3 23: 450450Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022411
Q4 2022401
Q1 2023414
Q2 2023436
Q3 2023450

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 103 bought or addedQ4 22: 247 cut or sold outQ4 22Q1 23: 131 bought or addedQ1 23: 214 cut or sold outQ1 23Q2 23: 172 bought or addedQ2 23: 187 cut or sold outQ2 23Q3 23: 175 bought or addedQ3 23: 173 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022103247
Q1 2023131214
Q2 2023172187
Q3 2023175173

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ4 22 calls: $34.6mQ4 22 puts: $22.0mQ4 22P/C 0.64Q1 23 calls: $63.5mQ1 23 puts: $42.1mQ1 23P/C 0.66Q2 23 calls: $69.3mQ2 23 puts: $34.6mQ2 23P/C 0.50Q3 23 calls: $31.2mQ3 23 puts: $22.3mQ3 23P/C 0.71
Numbers
QuarterCallsPutsP/C
Q4 2022$34.6m$22.0m0.64
Q1 2023$63.5m$42.1m0.66
Q2 2023$69.3m$34.6m0.50
Q3 2023$31.2m$22.3m0.71

Biggest buyers

CHURCHILL MANAGEMENT Corp New +2,170,857+2.2m
WELLS FARGO & COMPANY/MN Added +113,992+114.0k
HighTower Advisors, LLC New +85,160+85.2k
HRT FINANCIAL LP New +62,324+62.3k
WCG Wealth Advisors LLC New +58,481+58.5k
MORGAN STANLEY Added +57,451+57.5k
CWM, LLC Added +52,898+52.9k
PEAPACK GLADSTONE FINANCIAL CORP Added +46,974+47.0k
OSAIC HOLDINGS, INC. Added +42,521+42.5k
MIRABELLA FINANCIAL SERVICES LLP New +38,448+38.4k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -214,483-214.5k
BANK OF AMERICA CORP /DE/ Reduced -116,871-116.9k
GOLDMAN SACHS GROUP INC Reduced -84,053-84.1k
EP Wealth Advisors, LLC Sold out -54,886-54.9k
Walleye Trading LLC Reduced -51,000-51.0k
CHIRON CAPITAL MANAGEMENT, LLC Reduced -44,595-44.6k
Independent Advisor Alliance Sold out -25,837-25.8k
CREDIT SUISSE AG/ Reduced -25,572-25.6k
Q3 Asset Management Sold out -21,752-21.8k
AMERIPRISE FINANCIAL INC Reduced -21,596-21.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $21.3m133.3k shares
CITADEL ADVISORS LLC Reduced $5.6m35.0k shares
JANE STREET GROUP, LLC Reduced $3.9m24.4k shares
WOLVERINE TRADING, LLC New $430.9k2.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $13.1m81.9k shares
CITADEL ADVISORS LLC Added $6.8m42.4k shares
WOLVERINE TRADING, LLC New $1.3m8.0k shares
Calamos Advisors LLC New $1.1m7.0k shares
Cutler Group LLC / CA Reduced $1.0k1.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.2%, 2026-03-06)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.80% of their portfolio Wheaton, IL 4,254,8654.3m $679.1m $679.1m 0.80% Added +32.3k +32,306
2 CHURCHILL MANAGEMENT Corp 5.86% of their portfolio Los Angeles, CA 2,170,8572.2m $346.5m $346.5m 5.86% New
3 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,499,2891.5m $239.3m $239.3m 0.02% Added +57.5k +57,451
4 Fisher Asset Management, LLC 0.13% of their portfolio PLANO, TX 1,474,7221.5m $235.4m $235.4m 0.13% Reduced -15.0k -15,023
5 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,151,1461.2m $183.7m $183.7m 0.06% Added +114.0k +113,992
6 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 921,163921.2k $147.0m $147.0m 0.02% Reduced -116.9k -116,871
7 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 721,998722.0k $115.2m $115.2m 0.08% Added +8.6k +8,575
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 497,074497.1k $79.3m $79.3m 0.02% Reduced -12.8k -12,831
9 UBS Group AG 0.03% of their portfolio ZURICH, V8 444,630444.6k $71.0m $71.0m 0.03% Added +27.8k +27,750
10 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 347,386347.4k $55.4m $55.4m 0.10% Added +21.8k +21,762
11 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 258,456258.5k $41.3m $41.3m 0.06% Added +42.5k +42,521
12 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 234,400234.4k $37.4m $37.4m 0.03% Added +15.3k +15,321
13 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 220,492220.5k $35.2m $35.2m 0.02% Added +3.1k +3,051
14 TWO SIGMA INVESTMENTS, LP 0.08% of their portfolio NEW YORK, NY 186,300186.3k $29.7m $29.7m 0.08% Added +13.6k +13,600
15 Northeast Financial Consultants Inc 1.79% of their portfolio WESTPORT, CT 179,336179.3k $28.6m $28.6m 1.79% Reduced -813 -813
16 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 173,853173.9k $27.7m $27.7m 0.05% Added +5.9k +5,938
17 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 167,776167.8k $26.8m $26.8m 0.06% Reduced -1.6k -1,621
18 J.P. Morgan Private Wealth Advisors LLC 0.08% of their portfolio SAN FRANCISCO, CA 166,557166.6k $26.6m $26.6m 0.08% Reduced -6.0k -5,995
19 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 158,093158.1k $25.2m $25.2m 0.01% Reduced -21.6k -21,596
20 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 152,670152.7k $24.4m $24.4m 0.01% Reduced -84.1k -84,053
21 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 145,250145.2k $23.2m $23.2m 0.03% Added +637 +637
22 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 133,882133.9k $21.4m $21.4m 0.06% Added +32.7k +32,684
23 TWO SIGMA ADVISERS, LP 0.05% of their portfolio NEW YORK, NY 130,500130.5k $20.8m $20.8m 0.05% Added +24.9k +24,900
24 NewSquare Capital LLC 1.98% of their portfolio NEWTOWN SQUARE, PA 117,203117.2k $18.7m $18.7m 1.98% Added +31.1k +31,085
25 O'Dell Group, LLC 5.43% of their portfolio CINCINNATI, OH 111,694111.7k $17.8m $17.8m 5.43% Added +3.4k +3,446
26 NewEdge Advisors, LLC 0.17% of their portfolio NEW ORLEANS, LA 96,64796.6k $15.4m $15.4m 0.17% Reduced -5.5k -5,489
27 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 93,83193.8k $15.0m $15.0m 0.02% Reduced -214.5k -214,483
28 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 87,71087.7k $14.0m $14.0m 0.05% Reduced -311 -311
29 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 85,16085.2k $13.6m $13.6m 0.03% New
30 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 83,11683.1k $13.3m $13.3m 0.06% Added +1.5k +1,516
31 Advisory Services Network, LLC 0.35% of their portfolio ATLANTA, GA 82,32882.3k $13.1m $13.1m 0.35% Added +4.7k +4,701
32 BENJAMIN F. EDWARDS & COMPANY, INC. 0.49% of their portfolio ST. LOUIS, MO 79,25879.3k $12.7m $12.7m 0.49% Reduced -151 -151
33 Bensler, LLC 2.18% of their portfolio Bellevue, WA 71,02571.0k $11.3m $11.3m 2.18% Added +4.2k +4,161
34 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 69,79069.8k $11.1m $11.1m 0.11% Reduced -829 -829
35 Sequoia Financial Advisors, LLC 0.19% of their portfolio Akron, OH 67,53667.5k $10.8m $10.8m 0.19% Reduced -296 -296
36 HRT FINANCIAL LP 0.10% of their portfolio NEW YORK, NY 62,32462.3k $9.9m $9.9m 0.10% New
37 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 62,13262.1k $9.9m $9.9m 0.04% Reduced -230 -230
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 62,02262.0k $9.9m $9.9m 0.01% Added +4.2k +4,169
39 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 61,18261.2k $9.8m $9.8m 0.09% Reduced -321 -321
40 CWM, LLC 0.06% of their portfolio OMAHA, NE 59,39159.4k $9.5m $9.5m 0.06% Added +52.9k +52,898
41 Kraft, Davis & Associates, LLC 3.45% of their portfolio St. Louis, MO 58,60458.6k $9.2m $9.2m 3.45% Reduced -25 -25
42 WCG Wealth Advisors LLC 0.69% of their portfolio LAS VEGAS, NV 58,48158.5k $9.4m $9.4m 0.69% New
43 Nilsine Partners, LLC 1.41% of their portfolio GREENWOOD VILLAGE, CO 58,43258.4k $9.3m $9.3m 1.41% Added +16.6k +16,623
44 Harel Insurance Investments & Financial Services Ltd. 0.18% of their portfolio Ramat Gan, L3 57,00057.0k $9.1m $9.1m 0.18% Unchanged
45 Tamar Securities, LLC 2.06% of their portfolio Woodland Hills, CA 53,57453.6k $8.6m $8.6m 2.06% Added +21 +21
46 SeaCrest Wealth Management, LLC 1.06% of their portfolio PURCHASE, NY 51,07251.1k $8.2m $8.2m 1.06% Reduced -1.2k -1,178
47 Beaumont Financial Advisors, LLC 0.81% of their portfolio NEEDHAM, MA 50,89950.9k $8.1m $8.1m 0.81% Reduced -505 -505
48 PEAPACK GLADSTONE FINANCIAL CORP 0.14% of their portfolio BEDMINSTER, NJ 48,75748.8k $7.8m $7.8m 0.14% Added +47.0k +46,974
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 48,29548.3k $7.7m $7.7m 0.00% Added +4.8k +4,750
50 PINNACLE ASSOCIATES LTD 0.13% of their portfolio NEW YORK, NY 45,36345.4k $7.2m $7.2m 0.13% Added +2.2k +2,190
51 Mariner, LLC 0.02% of their portfolio Overland Park, KS 44,38944.4k $7.1m $7.1m 0.02% Added +21.1k +21,113
52 MIRABELLA FINANCIAL SERVICES LLP 0.87% of their portfolio London, X0 38,44838.4k $6.1m $6.1m 0.87% New
53 Southland Equity Partners LLC 2.07% of their portfolio WILDWOOD, MO 37,77837.8k $6.0m $6.0m 2.07% Added +383 +383
54 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 37,28937.3k $6.0m $6.0m 0.02% Added +617 +617
55 626 Financial, LLC 3.97% of their portfolio PORTAGE, MI 36,76736.8k $5.9m $5.9m 3.97% Reduced -3.9k -3,881
56 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 36,68036.7k $5.9m $5.9m 0.05% Added +462 +462
57 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 34,58634.6k $5.5m $5.5m 0.03% Added +5.2k +5,200
58 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 34,02234.0k $5.4m $5.4m 0.03% Added +613 +613
59 NTV Asset Management LLC 0.96% of their portfolio Charleston, WV 33,19433.2k $5.3m $5.3m 0.96% Reduced -796 -796
60 DAYMARK WEALTH PARTNERS, LLC 0.36% of their portfolio CINCINNATI, OH 32,58532.6k $5.2m $5.2m 0.36% Added +1 +1
61 Wealth Management Partners, LLC 3.17% of their portfolio TUCSON, AZ 31,82031.8k $5.1m $5.1m 3.17% Added +1.1k +1,053
62 Pacific Sun Financial Corp 3.47% of their portfolio LOS ANGELES, CA 31,41431.4k $5.0m $5.0m 3.47% Reduced -1.4k -1,370
63 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 1.17% of their portfolio CONCORD, MA 30,58730.6k $4.9m $4.9m 1.17% Added +18.9k +18,851
64 MONEY CONCEPTS CAPITAL CORP 0.51% of their portfolio PALM BEACH GARDENS, FL 30,49830.5k $4.9m $4.9m 0.51% Added +5.9k +5,869
65 B. Riley Wealth Advisors, Inc. 0.13% of their portfolio MEMPHIS, TN 29,55029.6k $4.7m $4.7m 0.13% Added +3.5k +3,525
66 Crestone Asset Management LLC 1.07% of their portfolio BOULDER, CO 28,12428.1k $4.5m $4.5m 1.07% Reduced -10.7k -10,661
67 KESTRA PRIVATE WEALTH SERVICES, LLC 0.14% of their portfolio AUSTIN, TX 27,68127.7k $4.4m $4.4m 0.14% Added +7.2k +7,202
68 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 27,17027.2k $4.3m $4.3m 0.05% Reduced -992 -992
69 Somerset Trust Co 1.95% of their portfolio SOMERSET, PA 26,78026.8k $4.3m $4.3m 1.95% Reduced -250 -250
70 Lindbrook Capital, LLC 0.47% of their portfolio CALABASAS, CA 26,53226.5k $4.2m $4.2m 0.47% Added +5 +5
71 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 26,42426.4k $4.2m $4.2m 0.06% Added +1.9k +1,905
72 Paragon Private Wealth Management, LLC 3.30% of their portfolio LEXINGTON, KY 25,02325.0k $4.0m $4.0m 3.30% Added +16.6k +16,585
73 SFI Advisors, LLC 3.71% of their portfolio Montclair, NJ 23,78223.8k $3.8m $3.8m 3.71% Added +721 +721
74 Regal Investment Advisors LLC 0.30% of their portfolio KENTWOOD, MI 21,85721.9k $3.5m $3.5m 0.30% Added +2.4k +2,447
75 Walleye Trading LLC 0.08% of their portfolio NEW YORK, NY 21,72621.7k $3.5m $3.5m 0.08% Reduced -51.0k -51,000
76 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 20,76220.8k $3.3m $3.3m 0.03% New
77 Snowden Capital Advisors LLC 0.14% of their portfolio New York, NY 20,70920.7k $3.3m $3.3m 0.14% Reduced -13.7k -13,716
78 MinichMacGregor Wealth Management, LLC 1.09% of their portfolio Saratoga Springs, NY 20,61620.6k $3.3m $3.3m 1.09% Reduced -2.5k -2,541
79 OPPENHEIMER & CO INC 0.07% of their portfolio NEW YORK, NY 20,58020.6k $3.3m $3.3m 0.07% Added +764 +764
80 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 20,10420.1k $3.2m $3.2m 0.02% Reduced -637 -637
81 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 20,01520.0k $3.2m $3.2m 0.06% Reduced -288 -288
82 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 19,84419.8k $3.2m $3.2m 0.05% Added +527 +527
83 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 19,67419.7k $3.1m $3.1m 0.01% Added +16.2k +16,184
84 J. Goldman & Co LP 0.15% of their portfolio NEW YORK, NY 19,39619.4k $3.1m $3.1m 0.15% Reduced -10.5k -10,466
85 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 19,36919.4k $3.1m $3.1m 0.03% Reduced -665 -665
86 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 19,13019.1k $3.2m $3.2m 0.00% Added +6.8k +6,816
87 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 19,03019.0k $3.0m $3.0m 0.02% Added +1.9k +1,939
88 Pinnacle Wealth Management Advisory Group, LLC 0.39% of their portfolio RED BANK, NJ 18,67118.7k $3.0m $3.0m 0.39% Added +645 +645
89 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,41318.4k $2.9m $2.9m 0.00% Added +317 +317
90 Sepio Capital, LP 0.25% of their portfolio Salt Lake City, UT 17,86517.9k $2.9m $2.9m 0.25% New
91 Plotkin Financial Advisors, LLC 2.42% of their portfolio CHEVY CHASE, MD 17,24417.2k $2.8m $2.8m 2.42% Reduced -27 -27
92 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,02017.0k $2.7m $2.7m 0.00% Reduced -1.2k -1,185
93 HARBOUR INVESTMENTS, INC. 0.13% of their portfolio MADISON, WI 16,65916.7k $2.7m $2.7m 0.13% Added +1.2k +1,240
94 FFT WEALTH MANAGEMENT LLC 0.33% of their portfolio PHILADELPHIA, PA 15,95516.0k $2.5m $2.5m 0.33% Reduced -564 -564
95 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 15,83815.8k $2.5m $2.5m 0.00% Added +4.0k +3,981
96 PATHSTONE FAMILY OFFICE, LLC 0.02% of their portfolio ENGLEWOOD, NJ 15,73015.7k $2.5m $2.5m 0.02% New
97 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 15,15915.2k $2.4m $2.4m 0.01% First filing
98 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 14,62714.6k $2.3m $2.3m 0.04% Reduced -138 -138
99 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 14,40114.4k $2.3m $2.3m 0.00% Reduced -561 -561
100 Garden State Investment Advisory Services LLC 1.07% of their portfolio Red Bank, NJ 14,39114.4k $2.3m $2.3m 1.07% Added +8.8k +8,835