Vault-13

SPDR SER TR XSD

S&P SEMICNDCTR · ETP · CUSIP 78464A862

220 institutional holders +4 vs Q2 2023
2,677,3952.7m shares reported held*
$524.6mreported value*
26 new 74 added 65 reduced 22 sold out net sold ≈ $12.9m (-66.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $195.95. Options: 3 managers hold calls ($4.2m notional), 3 hold puts ($5.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 165Q4 22: 179Q1 23: 209Q2 23: 216Q3 23: 220220Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022165
Q4 2022179
Q1 2023209
Q2 2023216
Q3 2023220

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 84 bought or addedQ4 22: 73 cut or sold outQ4 22Q1 23: 120 bought or addedQ1 23: 59 cut or sold outQ1 23Q2 23: 97 bought or addedQ2 23: 84 cut or sold outQ2 23Q3 23: 100 bought or addedQ3 23: 87 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228473
Q1 202312059
Q2 20239784
Q3 202310087

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ4 22 calls: $4.7mQ4 22 puts: $1.3mQ4 22P/C 0.27Q1 23 calls: $4.9mQ1 23 puts: $2.3mQ1 23P/C 0.47Q2 23 calls: $8.5mQ2 23 puts: $8.5mQ2 23P/C 1.00Q3 23 calls: $4.2mQ3 23 puts: $5.1mQ3 23P/C 1.21
Numbers
QuarterCallsPutsP/C
Q4 2022$4.7m$1.3m0.27
Q1 2023$4.9m$2.3m0.47
Q2 2023$8.5m$8.5m1.00
Q3 2023$4.2m$5.1m1.21

Biggest buyers

Qube Research & Technologies Ltd Added +26,148+26.1k
FLOW TRADERS U.S. LLC New +22,737+22.7k
GOLDMAN SACHS GROUP INC Added +21,282+21.3k
Phoenix Financial Ltd. Added +20,775+20.8k
ENVESTNET ASSET MANAGEMENT INC Added +19,240+19.2k
PRUDENTIAL FINANCIAL INC Added +14,848+14.8k
LPL Financial LLC Added +9,133+9.1k
Foundations Investment Advisors, LLC New +8,787+8.8k
Bank of New Hampshire New +7,953+8.0k
Cetera Advisor Networks LLC Added +6,884+6.9k

Biggest sellers

BANK OF MONTREAL /CAN/ Reduced -100,277-100.3k
Prostatis Group LLC Sold out -46,163-46.2k
Jackson Wealth Management, LLC Sold out -20,927-20.9k
CreativeOne Wealth, LLC Sold out -17,616-17.6k
MORGAN STANLEY Reduced -17,052-17.1k
BANK OF AMERICA CORP /DE/ Reduced -15,283-15.3k
JANE STREET GROUP, LLC Sold out -10,237-10.2k
STEPHENS INC /AR/ Reduced -8,399-8.4k
AMERIPRISE FINANCIAL INC Reduced -7,020-7.0k
GUARDIAN WEALTH ADVISORS, LLC / NC Reduced -6,784-6.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.8m19.5k shares
WOLVERINE TRADING, LLC Reduced $274.4k1.4k shares
Belvedere Trading LLC Reduced $117.6k600 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.0m25.6k shares
Belvedere Trading LLC Reduced $98.0k500 shares
Cutler Group LLC / CA New $3.0k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 227,844227.8k $44.7m $44.7m 0.03% Added +9.1k +9,133
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 199,034199.0k $39.0m $39.0m 0.00% Reduced -17.1k -17,052
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 159,058159.1k $31.2m $31.2m 0.00% Reduced -15.3k -15,283
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 148,312148.3k $29.1m $29.1m 0.01% Reduced -3.9k -3,880
5 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 113,797113.8k $22.3m $22.3m 0.01% Added +19.2k +19,240
6 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 108,415108.4k $21.3m $21.3m 0.13% Added +6.9k +6,884
7 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 90,02490.0k $17.6m $17.6m 0.00% Added +21.3k +21,282
8 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 67,36667.4k $13.2m $13.2m 0.01% Reduced -925 -925
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 65,38065.4k $12.8m $12.8m 0.01% Reduced -1.1k -1,068
10 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 65,23365.2k $12.8m $12.8m 0.02% Added +14.8k +14,848
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 60,33060.3k $11.8m $11.8m 0.01% Reduced -657 -657
12 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 52,10552.1k $10.2m $10.2m 0.06% Reduced -1.8k -1,833
13 Hobart Private Capital, LLC 3.83% of their portfolio CHARLOTTE, NC 51,41751.4k $10.1m $10.1m 3.83% Added +724 +724
14 Adams Wealth Management 3.11% of their portfolio LOGAN, UT 46,77546.8k $9.2m $9.2m 3.11% Reduced -893 -893
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 46,01046.0k $9.0m $9.0m 0.01% Added +3.8k +3,845
16 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 45,71645.7k $9.0m $9.0m 0.02% Reduced -2.2k -2,197
17 McGuire Investment Group, LLC 1.56% of their portfolio WAKEFIELD, RI 41,18541.2k $8.1m $8.1m 1.56% Added +1.4k +1,355
18 Phoenix Financial Ltd. 0.07% of their portfolio Givatayim, L3 40,71840.7k $8.0m $8.0m 0.07% Added +20.8k +20,775
19 First Interstate Bank 0.63% of their portfolio Billings, MT 37,50437.5k $7.4m $7.4m 0.63% Added +198 +198
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 35,54535.5k $7.0m $7.0m 0.00% Reduced -7.0k -7,020
21 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 32,03632.0k $6.3m $6.3m 0.03% Added +4.7k +4,738
22 Gerber Kawasaki Wealth & Investment Management 0.39% of their portfolio SANTA MONICA, CA 29,27929.3k $5.7m $5.7m 0.39% Added +4.0k +3,998
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.44% of their portfolio BIRMINGHAM, AL 28,97729.0k $5.7m $5.7m 0.44% Reduced -1.2k -1,173
24 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 28,63128.6k $5.6m $5.6m 0.02% Added +26.1k +26,148
25 CHEMUNG CANAL TRUST CO 1.25% of their portfolio ELMIRA, NY 27,73827.7k $5.4m $5.4m 1.25% Added +181 +181
26 Yarbrough Capital, LLC 0.28% of their portfolio FRANKLIN, TN 24,49624.5k $4.8m $4.8m 0.28% Unchanged
27 FLOW TRADERS U.S. LLC 0.21% of their portfolio NEW YORK, NY 22,73722.7k $4.5m $4.5m 0.21% New
28 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 22,52022.5k $4.4m $4.4m 0.01% Added +2.4k +2,433
29 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 22,40322.4k $4.4m $4.4m 0.04% Added +2.7k +2,678
30 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 22,14022.1k $4.3m $4.3m 0.01% Reduced -5.5k -5,474
31 Cetera Advisors LLC 0.07% of their portfolio DENVER, CO 21,88821.9k $4.3m $4.3m 0.07% Added +832 +832
32 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 21,32721.3k $4.2m $4.2m 0.06% Added +797 +797
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 20,61220.6k $4.0m $4.0m 0.00% Added +6.5k +6,464
34 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 20,49020.5k $4.0m $4.0m 0.01% Added +4.1k +4,124
35 MONEY CONCEPTS CAPITAL CORP 0.42% of their portfolio PALM BEACH GARDENS, FL 20,36920.4k $4.0m $4.0m 0.42% Added +363 +363
36 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 20,32020.3k $4.0m $4.0m 0.01% Added +526 +526
37 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 19,60919.6k $3.8m $3.8m 0.01% Reduced -933 -933
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 19,06119.1k $3.7m $3.7m 0.00% Reduced -430 -430
39 SFI Advisors, LLC 3.63% of their portfolio Montclair, NJ 18,95018.9k $3.7m $3.7m 3.63% Reduced -1.0k -1,018
40 THEORY FINANCIAL LLC 2.04% of their portfolio FORT COLLINS, CO 17,73017.7k $3.5m $3.5m 2.04% Reduced -1.5k -1,483
41 Beaumont Asset Management, L.L.C. 2.46% of their portfolio BEAUMONT, TX 15,30815.3k $3.0m $3.0m 2.46% Added +92 +92
42 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 15,03615.0k $2.9m $2.9m 0.01% Added +353 +353
43 JMAC ENTERPRISES LLC 0.71% of their portfolio NEWTOWN, PA 14,72514.7k $2.9m $2.9m 0.71% Reduced -59 -59
44 Intrepid Financial Planning Group LLC 1.47% of their portfolio CARMEL, IN 14,44614.4k $2.8m $2.8m 1.47% Reduced -553 -553
45 Smart Money Group LLC 1.26% of their portfolio EASTLAND, TX 13,54313.5k $2.7m $2.7m 1.26% Added +1.8k +1,792
46 VICUS CAPITAL 0.28% of their portfolio STATE COLLEGE, PA 13,41213.4k $2.6m $2.6m 0.28% Reduced -96 -96
47 Sigma Planning Corp 0.10% of their portfolio ANN ARBOR, MI 13,36613.4k $2.6m $2.6m 0.10% Reduced -114 -114
48 Snowden Capital Advisors LLC 0.10% of their portfolio New York, NY 12,52112.5k $2.5m $2.5m 0.10% Reduced -183 -183
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,37712.4k $2.4m $2.4m 0.00% Added +1.8k +1,801
50 CoreCap Advisors, LLC 0.14% of their portfolio SOUTHFIELD, MI 10,22310.2k $2.0m $2.0m 0.14% Added +1.9k +1,874
51 CREATIVE FINANCIAL DESIGNS INC /ADV 0.22% of their portfolio KOKOMO, IN 9,7919.8k $1.9m $1.9m 0.22% Added +746 +746
52 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.03% of their portfolio Madrid, U3 9,4919.5k $1.9m $1.9m 0.03% Reduced -147 -147
53 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 8,9308.9k $1.8m $1.8m 0.06% Added +3.4k +3,424
54 Foundations Investment Advisors, LLC 0.05% of their portfolio PHOENIX, AZ 8,7878.8k $1.7m $1.7m 0.05% New
55 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 8,6448.6k $1.7m $1.7m 0.01% Reduced -264 -264
56 HARBOR ADVISORY CORP /MA/ 0.60% of their portfolio PORTSMOUTH, NH 8,5008.5k $1.7m $1.7m 0.60% Unchanged
57 Financial Advocates Investment Management 0.12% of their portfolio OLYMPIA, WA 8,4748.5k $1.6m $1.6m 0.12% Reduced -479 -479
58 AFFINITY WEALTH MANAGEMENT LLC 0.36% of their portfolio WILMINGTON, DE 8,0728.1k $1.6m $1.6m 0.36% Added +16 +16
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,9588.0k $1.6m $1.6m 0.00% Reduced -5.5k -5,503
60 Bank of New Hampshire 0.47% of their portfolio LACONIA, NH 7,9538.0k $1.6m $1.6m 0.47% New
61 Ayalon Insurance Comp Ltd. 0.63% of their portfolio Ramat Gan, L3 7,6707.7k $1.5m $1.5m 0.63% Unchanged
62 Global Financial Private Client, LLC 0.75% of their portfolio Sarasota, FL 7,4297.4k $1.5m $1.5m 0.75% Reduced -48 -48
63 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 7,0957.1k $1.4m $1.4m 0.01% Reduced -730 -730
64 Bogart Wealth, LLC 0.08% of their portfolio MCLEAN, VA 6,7256.7k $1.3m $1.3m 0.08% Added +131 +131
65 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 6,3716.4k $1.2m $1.2m 0.06% Reduced -288 -288
66 GREAT VALLEY ADVISOR GROUP, INC. 0.05% of their portfolio WILMINGTON, DE 6,3646.4k $1.2m $1.2m 0.05% Reduced -41 -41
67 CHATHAM CAPITAL GROUP, INC. 0.27% of their portfolio SAVANNAH, GA 6,2586.3k $1.2m $1.2m 0.27% Unchanged
68 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 6,2516.3k $1.2m $1.2m 0.00% Added +1 +1
69 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 5,9005.9k $1.2m $1.2m 0.00% Added +4.2k +4,200
70 Global Assets Advisory, LLC 1.01% of their portfolio ORLANDO, FL 5,8465.8k $1.1m $1.1m 1.01% Reduced -59 -59
71 LEUTHOLD GROUP, LLC 0.15% of their portfolio MINNEAPOLIS, MN 5,5985.6k $1.1m $1.1m 0.15% Reduced -545 -545
72 ARKANSAS FINANCIAL GROUP, INC. 0.22% of their portfolio LITTLE ROCK, AR 5,4405.4k $1.1m $1.1m 0.22% Reduced -11 -11
73 Round Rock Advisors LLC 0.37% of their portfolio WILTON, CT 5,0365.0k $987.2k $987.2k 0.37% Added +92 +92
74 Financial Freedom, LLC 0.69% of their portfolio CINCINNATI, OH 4,9374.9k $967.7k $967.7k 0.69% Reduced -203 -203
75 Sharper & Granite LLC 0.53% of their portfolio EL SEGUNDO, CA 4,6834.7k $917.9k $917.9k 0.53% Added +85 +85
76 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,6514.7k $911.6k $911.6k 0.00% Reduced -1.2k -1,189
77 CWM, LLC 0.01% of their portfolio OMAHA, NE 4,3734.4k $857.0k $857.0k 0.01% Reduced -3.0k -2,987
78 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 4,3674.4k $854.7k $854.7k 0.00% Unchanged
79 SteelPeak Wealth, LLC 0.05% of their portfolio WOODLAND HILLS, CA 4,2684.3k $836.6k $836.6k 0.05% New
80 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 4,2124.2k $825.6k $825.6k 0.00% Reduced -2.1k -2,090
81 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 4,1184.1k $807.1k $807.1k 0.04% Added +2 +2
82 Chicago Partners Investment Group LLC 0.04% of their portfolio CHICAGO, IL 4,0264.0k $709.9k $709.9k 0.04% Added +2 +2
83 Patton Albertson Miller Group, LLC 0.15% of their portfolio Chattanooga, TN 3,9664.0k $777.4k $777.4k 0.15% Reduced -12 -12
84 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 3,8923.9k $762.9k $762.9k 0.01% Added +2.9k +2,869
85 Regent Peak Wealth Advisors LLC 0.21% of their portfolio ATLANTA, GA 3,5413.5k $694.1k $694.1k 0.21% Unchanged
86 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 3,5163.5k $689.2k $689.2k 0.00% New
87 Beacon Financial Advisory LLC 0.37% of their portfolio CLEVELAND, OH 3,4243.4k $671.2k $671.2k 0.37% Added +142 +142
88 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,3273.3k $652.2k $652.2k 0.00% Reduced -187 -187
89 Fifth Third Securities, Inc. 0.07% of their portfolio Cincinnati, OH 3,1453.1k $616.5k $616.5k 0.07% Added +265 +265
90 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 3,1043.1k $608.0k $608.0k 0.01% New
91 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 3,0713.1k $602.0k $602.0k 0.01% Added +32 +32
92 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 2,9903.0k $586.2k $586.2k 0.00% New
93 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 2,8142.8k $551.6k $551.6k 0.01% Reduced -459 -459
94 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 2,8122.8k $551.2k $551.2k 0.01% Unchanged
95 Argent Trust Co 0.03% of their portfolio NASHVILLE, TN 2,8002.8k $548.8k $548.8k 0.03% Reduced -1.1k -1,088
96 Meridian Wealth Management, LLC 0.03% of their portfolio LEXINGTON, KY 2,7022.7k $529.6k $529.6k 0.03% Unchanged
97 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 2,6982.7k $528.9k $528.9k 0.00% Added +475 +475
98 SPRING CAPITAL MANAGEMENT, LLC 0.43% of their portfolio AMARILLO, TX 2,6052.6k $510.6k $510.6k 0.43% Unchanged
99 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 2,4822.5k $486.5k $486.5k 0.00% Reduced -652 -652
100 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 2,4802.5k $486.1k $486.1k 0.00% New