Vault-13

SPDR INDEX SHS FDS NANR

S&P NORTH AMER · ETP · CUSIP 78463X152

89 institutional holders +8 vs Q2 2023
8,893,8278.9m shares reported held*
$470.9mreported value*
14 new 24 added 25 reduced 7 sold out net bought ≈ $4.6m (+88.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $52.94.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 71Q4 22: 90Q1 23: 85Q2 23: 81Q3 23: 8989Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202271
Q4 202290
Q1 202385
Q2 202381
Q3 202389

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 54 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 36 bought or addedQ2 23: 38 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 32 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225427
Q1 20233848
Q2 20233638
Q3 20233832

Biggest buyers

JANE STREET GROUP, LLC Added +113,663+113.7k
Cambridge Investment Research Advisors, Inc. Added +51,411+51.4k
CAPITAL WEALTH MANAGEMENT, LLC Added +31,058+31.1k
Advocacy Wealth Management, LLC Added +23,280+23.3k
Fiduciary Alliance LLC New +21,554+21.6k
BANK OF MONTREAL /CAN/ Added +17,692+17.7k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +13,311+13.3k
Stratos Investment Management, LLC Added +12,143+12.1k
Virtu Financial LLC New +9,519+9.5k
CITADEL ADVISORS LLC Added +7,988+8.0k

Biggest sellers

Financial Engines Advisors L.L.C. Reduced -71,111-71.1k
MORGAN STANLEY Reduced -45,419-45.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -32,011-32.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -25,925-25.9k
CFS Investment Advisory Services, LLC Reduced -10,684-10.7k
Prospera Financial Services Inc Sold out -9,549-9.5k
Gotham Asset Management, LLC Sold out -9,390-9.4k
MONEY CONCEPTS CAPITAL CORP Sold out -7,834-7.8k
UBS Group AG Reduced -7,460-7.5k
SCHMIDT P J INVESTMENT MANAGEMENT INC Reduced -6,816-6.8k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 0.85% of their portfolio SANTA CLARA, CA 6,144,9286.1m $325.3m $325.3m 0.85% Reduced -71.1k -71,111
2 Advocacy Wealth Management, LLC 1.45% of their portfolio ATLANTA, GA 245,348245.3k $13.0m $13.0m 1.45% Added +23.3k +23,280
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 205,087205.1k $10.9m $10.9m 0.00% Added +738 +738
4 CREATIVE FINANCIAL DESIGNS INC /ADV 1.19% of their portfolio KOKOMO, IN 192,380192.4k $10.2m $10.2m 1.19% Added +4.3k +4,318
5 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 176,866176.9k $9.4m $9.4m 0.00% Unchanged
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 140,527140.5k $7.4m $7.4m 0.01% Added +1.2k +1,201
7 SCHMIDT P J INVESTMENT MANAGEMENT INC 1.57% of their portfolio CEDARBURG, WI 136,190136.2k $7.3m $7.3m 1.57% Reduced -6.8k -6,816
8 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 120,867120.9k $6.4m $6.4m 0.01% Added +113.7k +113,663
9 Mariner, LLC 0.02% of their portfolio Overland Park, KS 109,532109.5k $5.8m $5.8m 0.02% Reduced -2.4k -2,427
10 CFS Investment Advisory Services, LLC 0.92% of their portfolio TOTOWA, NJ 109,048109.0k $5.8m $5.8m 0.92% Reduced -10.7k -10,684
11 Sweet Financial Partners, LLC 1.48% of their portfolio FAIRMONT, MN 105,818105.8k $5.6m $5.6m 1.48% Added +2.5k +2,468
12 FDx Advisors, Inc. 0.46% of their portfolio BERWYN, PA 104,098104.1k $5.5m $5.5m 0.46% Added +1.4k +1,414
13 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 96,36596.4k $5.1m $5.1m 0.02% Added +51.4k +51,411
14 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 79,99180.0k $4.2m $4.2m 0.00% Reduced -482 -482
15 Gratus Capital, LLC 0.28% of their portfolio ATLANTA, GA 78,45178.5k $4.2m $4.2m 0.28% Reduced -4.4k -4,361
16 Destiny Wealth Partners, LLC 0.82% of their portfolio TAVARES, FL 76,93576.9k $4.1m $4.1m 0.82% Added +6.2k +6,155
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 56,68756.7k $3.0m $3.0m 0.00% Reduced -25.9k -25,925
18 Stratos Investment Management, LLC 0.42% of their portfolio BEACHWOOD, OH 53,50353.5k $2.8m $2.8m 0.42% Added +12.1k +12,143
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 53,19153.2k $2.8m $2.8m 0.00% Reduced -7.5k -7,460
20 STAPP WEALTH MANAGEMENT, PLLC 5.14% of their portfolio OLYMPIA, WA 50,42450.4k $2.7m $2.7m 5.14% Reduced -618 -618
21 Hollow Brook Wealth Management LLC 0.89% of their portfolio Katonah, NY 40,35840.4k $2.1m $2.1m 0.89% Added +6.6k +6,622
22 CAPITAL WEALTH MANAGEMENT, LLC 1.06% of their portfolio W. WARWICK, RI 36,61236.6k $1.9m $1.9m 1.06% Added +31.1k +31,058
23 Stratos Wealth Advisors, LLC 0.12% of their portfolio BEACHWOOD, OH 34,66834.7k $1.8m $1.8m 0.12% Added +710 +710
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,78933.8k $1.8m $1.8m 0.00% Added +2.1k +2,112
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 29,20629.2k $1.5m $1.5m 0.00% Reduced -45.4k -45,419
26 JNBA Financial Advisors 0.18% of their portfolio BLOOMINGTON, MN 27,83127.8k $1.5m $1.5m 0.18% Reduced -1.5k -1,532
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 27,36227.4k $1.4m $1.4m 0.00% Reduced -1.4k -1,429
28 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 26,23026.2k $1.4m $1.4m 0.02% Added +125 +125
29 Aaron Wealth Advisors LLC 0.17% of their portfolio Chicago, IL 24,56524.6k $1.3m $1.3m 0.17% Unchanged
30 Madison Asset Management, LLC 0.02% of their portfolio MADISON, WI 24,18724.2k $1.3m $1.3m 0.02% Reduced -1.2k -1,204
31 Brio Consultants, LLC 0.22% of their portfolio SAN FRANCISCO, CA 21,78621.8k $1.2m $1.2m 0.22% Reduced -3.0k -3,029
32 Fiduciary Alliance LLC 0.26% of their portfolio GREENVILLE, SC 21,55421.6k $1.1m $1.1m 0.26% New
33 Financial Freedom, LLC 0.79% of their portfolio CINCINNATI, OH 21,11621.1k $1.1m $1.1m 0.79% Reduced -837 -837
34 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 18,04718.0k $996.7k $996.7k 0.00% Added +17.7k +17,692
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,15314.2k $749.3k $749.3k 0.00% Added +8.0k +7,988
36 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.08% of their portfolio ORLANDO, FL 13,31113.3k $576.1k $576.1k 0.08% New
37 Virtue Capital Management, LLC 0.11% of their portfolio BRENTWOOD, TN 12,28112.3k $629.4k $629.4k 0.11% Unchanged
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,69210.7k $566.0k $566.0k 0.00% Reduced -32.0k -32,011
39 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 10,12110.1k $535.8k $535.8k 0.00% Reduced -1.6k -1,618
40 Virtu Financial LLC 0.05% of their portfolio New York, NY 9,5199.5k $504.0k $504.0k 0.05% New
41 PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio ENGLEWOOD, NJ 8,6308.6k $456.9k $456.9k 0.00% Unchanged
42 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,3778.4k $443.5k $443.5k 0.00% Added +513 +513
43 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 7,9918.0k $423.1k $423.1k 0.00% Added +477 +477
44 SFG Wealth Management, LLC. 0.31% of their portfolio TOWSON, MD 7,4157.4k $392.6k $392.6k 0.31% Added +15 +15
45 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 6,2916.3k $333.1k $333.1k 0.00% Added +271 +271
46 Montecito Bank & Trust 0.08% of their portfolio SANTA BARBARA, CA 6,2276.2k $329.7k $329.7k 0.08% Reduced -288 -288
47 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 5,0845.1k $269.1k $269.1k 0.00% New
48 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 4,5004.5k $238.2k $238.2k 0.00% Reduced -72 -72
49 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 4,3914.4k $232.5k $232.5k 0.00% Reduced -25 -25
50 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,1924.2k $210.9k $210.9k 0.01% Added +7 +7
51 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,1904.2k $221.8k $221.8k 0.00% Unchanged
52 Per Stirling Capital Management, LLC. 0.04% of their portfolio AUSTIN, TX 3,8293.8k $202.7k $202.7k 0.04% New
53 Ameritas Investment Partners, Inc. 0.01% of their portfolio LINCOLN, NE 3,4093.4k $180.5k $180.5k 0.01% Reduced -70 -70
54 Sandy Spring Bank 0.01% of their portfolio Olney, MD 3,4083.4k $180.4k $180.4k 0.01% Unchanged
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,2473.2k $172.0k $172.0k 0.00% Reduced -157 -157
56 EXCHANGE TRADED CONCEPTS, LLC 0.00% of their portfolio Oklahoma City, OK 3,1303.1k $165.7k $165.7k 0.00% New
57 CAMBRIDGE TRUST CO 0.00% of their portfolio BOSTON, MA 1,9742.0k $104.5k $104.5k 0.00% Unchanged
58 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,8041.8k $95.0k $95.0k 0.01% First filing
59 Salomon & Ludwin, LLC 0.01% of their portfolio RICHMOND, VA 1,5101.5k $80.0k $80.0k 0.01% New
60 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,2791.3k $68.0k $68.0k 0.00% Unchanged
61 FMR LLC 0.00% of their portfolio BOSTON, MA 1,1771.2k $62.3k $62.3k 0.00% Added +185 +185
62 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,1441.1k $60.6k $60.6k 0.00% Added +249 +249
63 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,0001.0k $53.0k $53.0k 0.00% Reduced -3.4k -3,399
64 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 646646 $34.2k $34.2k 0.00% Reduced -646 -646
65 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 612612 $32.0k $32.0k 0.00% New
66 WOLFF WIESE MAGANA LLC 0.03% of their portfolio CARSLBAD, CA 608608 $32.2k $32.2k 0.03% Unchanged
67 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 582582 $30.8k $30.8k 0.00% Reduced -13 -13
68 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 566566 $30.0k $30.0k 0.00% New
69 Abound Wealth Management 0.01% of their portfolio FRANKLIN, TN 552552 $29.2k $29.2k 0.01% Unchanged
70 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 380380 $20.1k $20.1k 0.01% Unchanged
71 FSC Wealth Advisors, LLC 0.02% of their portfolio WAPPINGERS FALLS, NY 335335 $17.7k $17.7k 0.02% Unchanged
72 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 307307 $16.3k $16.3k 0.00% Unchanged
73 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 260260 $13.8k $13.8k 0.00% New
74 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 200200 $10.6k $10.6k 0.00% Unchanged
75 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 157157 $8.3k $8.3k 0.00% Unchanged
76 OLD SECOND NATIONAL BANK OF AURORA 0.00% of their portfolio AURORA, IL 150150 $7.9k $7.9k 0.00% New
77 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 144144 $7.6k $7.6k 0.00% Unchanged
78 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 100100 $5.1k $5.1k 0.00% Unchanged
79 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 8484 $4.4k $4.4k 0.00% Unchanged
80 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 6969 $3.7k $3.7k 0.00% Unchanged
81 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 6767 $3.5k $3.5k 0.00% Unchanged
82 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 5959 $3.1k $3.1k 0.00% New
83 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 4343 $2.3k $2.3k 0.00% Unchanged
84 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3434 $1.8k $1.8k 0.00% Unchanged
85 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 2323 $1.2k $1.2k 0.00% Unchanged
86 NORTHWEST INVESTMENT COUNSELORS, LLC 0.00% of their portfolio Lake Oswego, OR 1010 $529 $529 0.00% New
87 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 99 $476 $476 0.00% Unchanged
88 COMERICA BANK 0.00% of their portfolio DALLAS, TX 77 $371 $371 0.00% New
89 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged