Vault-13

FIRST TR EXCHNG TRADED FD VI BUFR

FT VEST LADDERED · ETP · CUSIP 33740F755

210 institutional holders +37 vs Q2 2023
61,530,14361.5m shares reported held*
$1.5bnreported value*
40 new 113 added 40 reduced 8 sold out net bought ≈ $513.3m (+20.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($296.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.49.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 120Q4 22: 133Q1 23: 149Q2 23: 173Q3 23: 210210Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022120
Q4 2022133
Q1 2023149
Q2 2023173
Q3 2023210

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 80 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 93 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 116 bought or addedQ2 23: 49 cut or sold outQ2 23Q3 23: 153 bought or addedQ3 23: 48 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228050
Q1 20239348
Q2 202311649
Q3 202315348

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $3.6mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$3.6m—
Q3 2023$0$0—

Biggest buyers

LPL Financial LLC Added +7,278,388+7.3m
OSAIC HOLDINGS, INC. Added +1,698,861+1.7m
Gladstone Institutional Advisory LLC New +1,083,721+1.1m
Amplius Wealth Advisors, LLC New +886,141+886.1k
ENVESTNET ASSET MANAGEMENT INC Added +715,194+715.2k
AE Wealth Management LLC Added +639,107+639.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +637,749+637.7k
ROYAL BANK OF CANADA Added +510,177+510.2k
Mach-1 Financial Group, LLC New +475,826+475.8k
Janney Montgomery Scott LLC Added +473,690+473.7k

Biggest sellers

COLUMBIA ADVISORY PARTNERS LLC Reduced -182,151-182.2k
JANE STREET GROUP, LLC Sold out -164,724-164.7k
Arkadios Wealth Advisors Reduced -160,974-161.0k
Second Half Financial Partners, LLC Sold out -157,610-157.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -135,628-135.6k
Brookstone Capital Management Reduced -92,118-92.1k
Kraft, Davis & Associates, LLC Reduced -87,093-87.1k
Cetera Investment Advisers Reduced -70,926-70.9k
Kovack Advisors, Inc. Reduced -67,635-67.6k
IFP Advisors, Inc Reduced -62,557-62.6k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.21% of their portfolio FORT MILL, SC 12,307,11012.3m $301.4m $301.4m 0.21% Added +7.3m +7,278,388
2 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 4,250,8314.3m $104.1m $104.1m 0.15% Added +1.7m +1,698,861
3 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 3,009,1403.0m $73.7m $73.7m 0.15% Added +637.7k +637,749
4 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,266,9552.3m $55.5m $55.5m 0.03% Added +715.2k +715,194
5 Janney Montgomery Scott LLC 0.14% of their portfolio PHILADELPHIA, PA 1,582,7451.6m $38.8m $38.8m 0.14% Added +473.7k +473,690
6 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 1,437,3851.4m $35.2m $35.2m 0.21% Added +639.1k +639,107
7 Kestra Advisory Services, LLC 0.33% of their portfolio AUSTIN, TX 1,354,4641.4m $33.2m $33.2m 0.33% Added +249.4k +249,407
8 Cetera Investment Advisers 0.28% of their portfolio SCHAUMBURG, IL 1,336,7221.3m $32.7m $32.7m 0.28% Reduced -70.9k -70,926
9 MML INVESTORS SERVICES, LLC 0.17% of their portfolio SPRINGFIELD, MA 1,288,4671.3m $31.6m $31.6m 0.17% Added +434.9k +434,919
10 CWM, LLC 0.19% of their portfolio OMAHA, NE 1,263,4171.3m $30.9m $30.9m 0.19% Added +457.6k +457,592
11 Tradition Wealth Management, LLC 3.30% of their portfolio EDINA, MN 1,142,5171.1m $27.7m $27.7m 3.30% Reduced -4.6k -4,632
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,095,1061.1m $26.8m $26.8m 0.01% Added +510.2k +510,177
13 Gladstone Institutional Advisory LLC 1.72% of their portfolio Bedminster, NJ 1,083,7211.1m $26.5m $26.5m 1.72% New
14 Atria Wealth Solutions, Inc. 0.35% of their portfolio NEW YORK, NY 1,018,4311.0m $24.9m $24.9m 0.35% Added +64.4k +64,385
15 Amplius Wealth Advisors, LLC 2.91% of their portfolio BLUE BELL, PA 886,141886.1k $21.7m $21.7m 2.91% New
16 Good Life Advisors, LLC 2.38% of their portfolio READING, PA 848,496848.5k $20.8m $20.8m 2.38% Added +25.7k +25,740
17 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 794,889794.9k $19.5m $19.5m 0.09% Added +108.6k +108,577
18 Cetera Advisor Networks LLC 0.12% of their portfolio EL SEGUNDO, CA 785,542785.5k $19.2m $19.2m 0.12% Added +80.7k +80,674
19 RFG Advisory, LLC 0.79% of their portfolio BIRMINGHAM, AL 720,618720.6k $17.6m $17.6m 0.79% Reduced -22.3k -22,337
20 Arkadios Wealth Advisors 1.62% of their portfolio ATLANTA, GA 697,988698.0k $17.1m $17.1m 1.62% Reduced -161.0k -160,974
21 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 676,807676.8k $16.5m $16.5m 0.03% Added +115.8k +115,787
22 HARBOUR INVESTMENTS, INC. 0.76% of their portfolio MADISON, WI 618,510618.5k $15.1m $15.1m 0.76% Added +69.8k +69,786
23 WealthPLAN Partners, LLC 1.73% of their portfolio OMAHA, NE 606,750606.8k $14.9m $14.9m 1.73% Added +162.9k +162,885
24 Cetera Advisors LLC 0.22% of their portfolio DENVER, CO 583,154583.2k $14.3m $14.3m 0.22% Added +45.8k +45,781
25 TOWNSQUARE CAPITAL LLC 0.26% of their portfolio Lehi, UT 582,945582.9k $14.3m $14.3m 0.26% Added +9.6k +9,583
26 Sweet Financial Partners, LLC 3.28% of their portfolio FAIRMONT, MN 506,005506.0k $12.4m $12.4m 3.28% Added +6.5k +6,542
27 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 487,510487.5k $11.9m $11.9m 0.11% Added +317.5k +317,462
28 Mach-1 Financial Group, LLC 4.88% of their portfolio Rogers, AR 475,826475.8k $11.7m $11.7m 4.88% New
29 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 468,225468.2k $11.5m $11.5m 0.02% Added +367.2k +367,177
30 FDx Advisors, Inc. 0.95% of their portfolio BERWYN, PA 465,075465.1k $11.4m $11.4m 0.95% Added +775 +775
31 SimpliFi, Inc. 4.79% of their portfolio SAN DIEGO, CA 397,136397.1k $9.7m $9.7m 4.79% Reduced -24.0k -24,029
32 WealthPlan Investment Management, LLC 1.69% of their portfolio OMAHA, NE 389,809389.8k $9.5m $9.5m 1.69% Added +106.3k +106,345
33 Goldstone Financial Group, LLC 2.82% of their portfolio OAKBROOK TERRACE, IL 388,782388.8k $9.5m $9.5m 2.82% Added +5.1k +5,146
34 Ascension Capital Advisors, Inc. 4.96% of their portfolio Houston, TX 352,041352.0k $8.6m $8.6m 4.96% Added +311.0k +310,962
35 Concorde Asset Management, LLC 7.55% of their portfolio ANN ARBOR, MI 342,565342.6k $8.4m $8.4m 7.55% Added +81.4k +81,415
36 KESTRA PRIVATE WEALTH SERVICES, LLC 0.26% of their portfolio AUSTIN, TX 332,141332.1k $8.1m $8.1m 0.26% Added +46.8k +46,805
37 Drake & Associates, LLC 3.67% of their portfolio WAUKESHA, WI 331,073331.1k $8.1m $8.1m 3.67% Added +6.8k +6,844
38 Tower Wealth Partners, Inc. 6.65% of their portfolio LEWISBURG, PA 330,286330.3k $8.1m $8.1m 6.65% Added +1.8k +1,839
39 Kure Advisory, LLC 4.17% of their portfolio PLYMOUTH, MN 300,501300.5k $7.4m $7.4m 4.17% First filing
40 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 291,502291.5k $7.1m $7.1m 0.08% Added +128.9k +128,854
41 Pitti Group Wealth Management, LLC 7.90% of their portfolio VICTOR, NY 282,044282.0k $6.9m $6.9m 7.90% Added +9.9k +9,896
42 IHT Wealth Management, LLC 0.35% of their portfolio Chicago, IL 278,244278.2k $6.8m $6.8m 0.35% Added +204.7k +204,652
43 MONEY CONCEPTS CAPITAL CORP 0.71% of their portfolio PALM BEACH GARDENS, FL 278,065278.1k $6.8m $6.8m 0.71% Added +65.0k +65,007
44 NorthRock Partners, LLC 0.70% of their portfolio MINNEAPOLIS, MN 271,832271.8k $6.7m $6.7m 0.70% Added +3.5k +3,546
45 Key Financial Inc 2.23% of their portfolio WEST CHESTER, PA 270,598270.6k $6.6m $6.6m 2.23% Added +8.4k +8,387
46 Wealth Alliance Advisory Group, LLC 1.96% of their portfolio Wichita, KS 269,615269.6k $6.6m $6.6m 1.96% New
47 Triton Wealth Management, PLLC 4.47% of their portfolio SUN CITY, AZ 267,518267.5k $6.6m $6.6m 4.47% Added +6.8k +6,762
48 Clarus Group, Inc. 4.58% of their portfolio HOUSTON, TX 257,978258.0k $6.3m $6.3m 4.58% Reduced -31.6k -31,555
49 Ameritas Advisory Services, LLC 0.31% of their portfolio Lincoln, NE 254,270254.3k $6.2m $6.2m 0.31% Added +209.7k +209,716
50 Prospera Financial Services Inc 0.24% of their portfolio Dallas, TX 254,251254.3k $6.2m $6.2m 0.24% Added +243.0k +242,964
51 RiverTree Advisors, LLC 4.62% of their portfolio WINTER PARK, FL 253,751253.8k $6.2m $6.2m 4.62% Added +24.1k +24,080
52 COLUMBIA ADVISORY PARTNERS LLC 6.72% of their portfolio SPOKANE, WA 251,717251.7k $6.2m $6.2m 6.72% Reduced -182.2k -182,151
53 Denver PWM, LLC 2.55% of their portfolio DENVER, CO 249,416249.4k $6.1m $6.1m 2.55% Added +59.3k +59,323
54 Brookstone Capital Management 0.13% of their portfolio WHEATON, IL 237,122237.1k $5.8m $5.8m 0.13% Reduced -92.1k -92,118
55 INDEPENDENT FINANCIAL GROUP, LLC 0.36% of their portfolio SAN DIEGO, CA 227,335227.3k $5.6m $5.6m 0.36% New
56 Meridian Wealth Management, LLC 0.33% of their portfolio LEXINGTON, KY 222,943222.9k $5.5m $5.5m 0.33% Added +19.5k +19,506
57 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 221,771221.8k $5.4m $5.4m 0.06% Added +89.6k +89,558
58 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 215,139215.1k $5.3m $5.3m 0.02% Added +140.9k +140,928
59 Purus Wealth Management, LLC 3.55% of their portfolio Newport Beach, CA 214,831214.8k $5.3m $5.3m 3.55% Added +426 +426
60 CENTAURUS FINANCIAL, INC. 0.46% of their portfolio ANAHEIM, CA 213,970214.0k $5.2m $5.2m 0.46% Added +9.8k +9,837
61 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 207,912207.9k $5.1m $5.1m 0.08% Added +10.1k +10,137
62 CreativeOne Wealth, LLC 0.37% of their portfolio OVERLAND PARK, KS 207,393207.4k $5.1m $5.1m 0.37% Added +137.4k +137,436
63 WORLD EQUITY GROUP, INC. 1.05% of their portfolio SCHAUMBURG, IL 206,098206.1k $5.0m $5.0m 1.05% Added +126.4k +126,415
64 Kingsview Wealth Management, LLC 0.17% of their portfolio GRANTS PASS, OR 191,146191.1k $4.7m $4.7m 0.17% Added +4.9k +4,871
65 VitalStone Financial, LLC 4.04% of their portfolio SHAVANO PARK, TX 190,707190.7k $4.8m $4.8m 4.04% New
66 OneDigital Investment Advisors LLC 0.10% of their portfolio OVERLAND PARK, KS 185,348185.3k $4.5m $4.5m 0.10% Reduced -26.6k -26,561
67 OPPENHEIMER & CO INC 0.09% of their portfolio NEW YORK, NY 185,150185.2k $4.5m $4.5m 0.09% Added +72.1k +72,114
68 SSI INVESTMENT MANAGEMENT LLC 0.37% of their portfolio Los Angeles, CA 184,280184.3k $4.5m $4.5m 0.37% New
69 Simplicity Solutions, LLC 0.14% of their portfolio MINNEAPOLIS, MN 176,051176.1k $4.3m $4.3m 0.14% Added +58.7k +58,695
70 Valtinson Bruner Financial Planning LLC 2.28% of their portfolio NEW BRIGHTON, MN 170,503170.5k $4.2m $4.2m 2.28% Added +32.3k +32,320
71 Truadvice, LLC 1.65% of their portfolio SARASOTA, FL 167,677167.7k $4.2m $4.2m 1.65% Added +4.3k +4,315
72 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 162,686162.7k $4.0m $4.0m 0.02% First filing
73 Sigma Planning Corp 0.14% of their portfolio ANN ARBOR, MI 154,601154.6k $3.8m $3.8m 0.14% Reduced -12.3k -12,336
74 Prostatis Group LLC 1.78% of their portfolio HANOVER, MD 149,342149.3k $3.6m $3.6m 1.78% Added +51.7k +51,705
75 First Horizon Advisors, Inc. 0.13% of their portfolio MEMPHIS, TN 144,879144.9k $3.5m $3.5m 0.13% New
76 IAMS WEALTH MANAGEMENT, LLC 2.38% of their portfolio OMAHA, NE 140,293140.3k $3.4m $3.4m 2.38% New
77 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 135,661135.7k $3.3m $3.3m 0.01% New
78 Integrated Advisors Network LLC 0.20% of their portfolio DALLAS, TX 131,702131.7k $3.2m $3.2m 0.20% Added +18.8k +18,808
79 Trail Ridge Investment Advisors, LLC 2.19% of their portfolio FORT COLLINS, CO 131,303131.3k $3.2m $3.2m 2.19% Added +17.7k +17,709
80 Freedom Investment Management, Inc. 0.39% of their portfolio SOUTH WINDSOR, CT 128,571128.6k $3.1m $3.1m 0.39% Reduced -22.8k -22,781
81 Integrity Financial Corp /WA 2.26% of their portfolio JACKSON, WY 122,129122.1k $3.0m $3.0m 2.26% Added +4.9k +4,879
82 FOCUS Wealth Advisors, LLC 2.04% of their portfolio HOUSTON, TX 120,349120.3k $2.9m $2.9m 2.04% New
83 IFG Advisory, LLC 0.24% of their portfolio ATLANTA, GA 115,809115.8k $2.8m $2.8m 0.24% New
84 Consolidated Portfolio Review Corp 0.67% of their portfolio WOODBURY, NY 113,249113.2k $2.8m $2.8m 0.67% Added +12.0k +11,953
85 USAdvisors Wealth Management, LLC 1.23% of their portfolio EDEN PRAIRIE, MN 112,163112.2k $2.7m $2.7m 1.23% Added +12.1k +12,138
86 First Heartland Consultants, Inc. 0.34% of their portfolio LAKE ST. LOUIS, MO 109,199109.2k $2.7m $2.7m 0.34% Added +9.4k +9,415
87 AIFG Consultants Ltd. 2.19% of their portfolio HALFMOON, NY 107,854107.9k $2.6m $2.6m 2.19% Added +29.3k +29,311
88 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 106,271106.3k $2.6m $2.6m 0.12% Reduced -62.6k -62,557
89 Dynamic Advisor Solutions LLC 0.12% of their portfolio PHOENIX, AZ 105,913105.9k $2.6m $2.6m 0.12% Added +4.7k +4,673
90 Glen Eagle Advisors, LLC 0.60% of their portfolio KINGSTON, NJ 104,929104.9k $2.6m $2.6m 0.60% Added +77.1k +77,053
91 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 104,855104.9k $2.6m $2.6m 0.01% Reduced -4.4k -4,375
92 Onyx Bridge Wealth Group LLC 0.59% of their portfolio TARRYTOWN, NY 102,461102.5k $2.5m $2.5m 0.59% Added +15.2k +15,170
93 PSI Advisors, LLC 1.08% of their portfolio TAMPA, FL 101,771101.8k $2.5m $2.5m 1.08% Added +90.4k +90,403
94 N.E.W. Advisory Services LLC 0.35% of their portfolio DE PERE, WI 100,287100.3k $2.5m $2.5m 0.35% New
95 Madrona Financial Services, LLC 1.12% of their portfolio EVERETT, WA 100,014100.0k $2.4m $2.4m 1.12% Reduced -16.1k -16,060
96 BENJAMIN F. EDWARDS & COMPANY, INC. 0.09% of their portfolio ST. LOUIS, MO 98,51498.5k $2.4m $2.4m 0.09% Added +87.7k +87,652
97 Navalign, LLC 0.90% of their portfolio ENCINO, CA 96,70296.7k $2.4m $2.4m 0.90% Added +6.9k +6,857
98 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.18% of their portfolio BIRMINGHAM, AL 93,59193.6k $2.3m $2.3m 0.18% Added +9.0k +8,988
99 Cambridge Advisors Inc. 0.60% of their portfolio OMAHA, NE 91,89091.9k $2.3m $2.3m 0.60% Added +42.3k +42,280
100 FIRST HAWAIIAN BANK 0.07% of their portfolio HONOLULU, HI 87,64787.6k $2.1m $2.1m 0.07% New