Vault-13

SPDR SER TR SPAB

PORTFOLIO AGRGTE · ETP · CUSIP 78464A649

409 institutional holders -8 vs Q2 2023
200,296,644200.3m shares reported held*
$4.9bnreported value*
32 new 186 added 140 reduced 46 sold out net bought ≈ $361.9m (+14.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($21.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.35. Options: 1 managers hold calls ($38.9k notional), 1 hold puts ($4.9k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 391Q4 22: 422Q1 23: 415Q2 23: 417Q3 23: 409409Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022391
Q4 2022422
Q1 2023415
Q2 2023417
Q3 2023409

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 221 bought or addedQ4 22: 177 cut or sold outQ4 22Q1 23: 225 bought or addedQ1 23: 192 cut or sold outQ1 23Q2 23: 230 bought or addedQ2 23: 177 cut or sold outQ2 23Q3 23: 218 bought or addedQ3 23: 186 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022221177
Q1 2023225192
Q2 2023230177
Q3 2023218186

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 22 calls: $505.2kQ4 22 puts: $2.5kQ4 22P/C 0.00Q1 23 calls: $2.6kQ1 23 puts: $11.0mQ1 23P/C 4260.45Q2 23 calls: $200.4kQ2 23 puts: $12.4mQ2 23P/C 62.05Q3 23 calls: $38.9kQ3 23 puts: $4.9kQ3 23P/C 0.12
Numbers
QuarterCallsPutsP/C
Q4 2022$505.2k$2.5k0.00
Q1 2023$2.6k$11.0m4260.45
Q2 2023$200.4k$12.4m62.05
Q3 2023$38.9k$4.9k0.12

Biggest buyers

STATE STREET CORP Added +3,701,806+3.7m
ENVESTNET ASSET MANAGEMENT INC Added +3,193,517+3.2m
Facet Wealth, Inc. New +2,066,466+2.1m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +1,483,545+1.5m
JPMORGAN CHASE & CO New +1,473,990+1.5m
CWM, LLC Added +1,430,659+1.4m
Cerity Partners LLC Added +1,256,623+1.3m
OSAIC HOLDINGS, INC. Added +1,047,784+1.0m
LPL Financial LLC Added +917,436+917.4k
Bank of New York Mellon Corp New +784,000+784.0k

Biggest sellers

Jefferies Financial Group Inc. Sold out -1,482,135-1.5m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -1,297,445-1.3m
AMERIPRISE FINANCIAL INC Reduced -975,766-975.8k
MORGAN STANLEY Reduced -807,902-807.9k
Private Advisor Group, LLC Reduced -777,082-777.1k
Stadion Money Management, LLC Reduced -621,116-621.1k
IFG Advisory, LLC Reduced -468,056-468.1k
WEALTHSOURCE PARTNERS, LLC Reduced -457,077-457.1k
Integrated Wealth Concepts LLC Reduced -429,726-429.7k
Gradient Investments LLC Reduced -378,506-378.5k

Biggest calls

CITADEL ADVISORS LLC New $38.9k1.6k shares

Biggest puts

CITADEL ADVISORS LLC New $4.9k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.36% of their portfolio FORT MILL, SC 21,102,72121.1m $513.6m $513.6m 0.36% Added +917.4k +917,436
2 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 11,317,41111.3m $275.5m $275.5m 0.13% Added +3.2m +3,193,517
3 CWM, LLC 1.32% of their portfolio OMAHA, NE 8,818,4088.8m $214.6m $214.6m 1.32% Added +1.4m +1,430,659
4 Cerity Partners LLC 0.98% of their portfolio NEW YORK, NY 8,258,0388.3m $201.0m $201.0m 0.98% Added +1.3m +1,256,623
5 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 7,292,2187.3m $177.5m $177.5m 0.01% Added +3.7m +3,701,806
6 RiverFront Investment Group, LLC 6.18% of their portfolio RICHMOND, VA 7,159,4117.2m $174.3m $174.3m 6.18% Reduced -348.2k -348,210
7 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 4.64% of their portfolio MINNEAPOLIS, MN 6,814,8136.8m $165.9m $165.9m 4.64% Added +490.6k +490,616
8 Gradient Investments LLC 3.00% of their portfolio ARDEN HILLS, MN 4,676,9564.7m $113.8m $113.8m 3.00% Reduced -378.5k -378,506
9 Private Advisor Group, LLC 0.96% of their portfolio MORRISTOWN, NJ 4,389,7084.4m $106.8m $106.8m 0.96% Reduced -777.1k -777,082
10 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 4,295,1614.3m $104.5m $104.5m 0.15% Added +1.0m +1,047,784
11 WEALTHSOURCE PARTNERS, LLC 6.74% of their portfolio SAN LUIS OBISPO, CA 4,052,2304.1m $98.6m $98.6m 6.74% Reduced -457.1k -457,077
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.31% of their portfolio PLYMOUTH, MN 3,878,7233.9m $94.4m $94.4m 0.31% Added +1.5m +1,483,545
13 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 3,300,5483.3m $80.3m $80.3m 0.02% Unchanged
14 Willow Creek Wealth Management Inc. 11.36% of their portfolio Sebastopol, CA 3,135,4943.1m $76.3m $76.3m 11.36% Reduced -93.5k -93,522
15 GM Advisory Group, LLC 6.11% of their portfolio MELVILLE, NY 3,071,4513.1m $74.8m $74.8m 6.11% Added +614.9k +614,888
16 KWB Wealth 11.22% of their portfolio REDLANDS, CA 2,757,2962.8m $70.0m $70.0m 11.22% Reduced -29.9k -29,869
17 Stadion Money Management, LLC 5.28% of their portfolio WATKINSVILLE, GA 2,622,4772.6m $63.8m $63.8m 5.28% Reduced -621.1k -621,116
18 Good Life Advisors, LLC 6.63% of their portfolio READING, PA 2,379,1472.4m $57.9m $57.9m 6.63% Added +24.3k +24,290
19 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,240,3322.2m $54.5m $54.5m 0.02% Added +704.2k +704,212
20 N.E.W. Advisory Services LLC 7.73% of their portfolio DE PERE, WI 2,234,5032.2m $54.4m $54.4m 7.73% Reduced -16.9k -16,939
21 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,079,8832.1m $50.6m $50.6m 0.01% Reduced -807.9k -807,902
22 Facet Wealth, Inc. 2.43% of their portfolio WEST PALM BEACH, FL 2,066,4662.1m $49.3m $49.3m 2.43% New
23 McNamara Financial Services, Inc. 12.50% of their portfolio MARSHFIELD, MA 2,057,4372.1m $50.1m $50.1m 12.50% Reduced -8.1k -8,090
24 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 1,989,5682.0m $48.4m $48.4m 0.04% Added +156.8k +156,751
25 Great Lakes Retirement, Inc. 8.62% of their portfolio SANDUSKY, OH 1,965,2442.0m $47.8m $47.8m 8.62% Reduced -2.8k -2,766
26 Gerber Kawasaki Wealth & Investment Management 3.23% of their portfolio SANTA MONICA, CA 1,948,7951.9m $47.4m $47.4m 3.23% Added +269.5k +269,533
27 Trilogy Capital Inc. 3.11% of their portfolio IRVINE, CA 1,886,1171.9m $45.9m $45.9m 3.11% Added +20.8k +20,844
28 Wealthcare Advisory Partners LLC 1.89% of their portfolio WEST CHESTER, PA 1,694,1311.7m $41.2m $41.2m 1.89% Added +220.8k +220,787
29 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 1,629,2311.6m $39.7m $39.7m 0.07% Added +31.1k +31,150
30 GREAT VALLEY ADVISOR GROUP, INC. 1.60% of their portfolio WILMINGTON, DE 1,581,8981.6m $38.5m $38.5m 1.60% Added +53.6k +53,647
31 GIRARD ADVISORY SERVICES, LLC 4.13% of their portfolio KING OF PRUSSIA, PA 1,502,1501.5m $36.6m $36.6m 4.13% Added +41.1k +41,135
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,473,9901.5m $35.9m $35.9m 0.00% New
33 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,256,0781.3m $30.6m $30.6m 0.01% Added +240.7k +240,716
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,216,3701.2m $29.6m $29.6m 0.00% Added +15.4k +15,382
35 SigFig Wealth Management, LLC 1.18% of their portfolio SAN FRANCISCO, CA 1,209,0291.2m $29.4m $29.4m 1.18% Reduced -79.9k -79,922
36 Money Design Co.,Ltd. 1.77% of their portfolio TOKYO, M0 1,198,8411.2m $29.2m $29.2m 1.77% Reduced -2.6k -2,632
37 Equitable Holdings, Inc. 0.37% of their portfolio NEW YORK, NY 1,072,5601.1m $26.1m $26.1m 0.37% Reduced -12.1k -12,060
38 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 1,065,9831.1m $25.9m $25.9m 0.10% Reduced -130.5k -130,542
39 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,048,0121.0m $25.5m $25.5m 0.01% Added +12.9k +12,938
40 RESTON WEALTH MANAGEMENT LLC 12.32% of their portfolio Reston, VA 1,002,7911.0m $24.4m $24.4m 12.32% Added +24.4k +24,358
41 Bristlecone Advisors, LLC 2.61% of their portfolio BELLEVUE, WA 954,452954.5k $23.2m $23.2m 2.61% Reduced -89.2k -89,189
42 WALLER FINANCIAL PLANNING GROUP, INC 6.63% of their portfolio COLUMBUS, OH 937,024937.0k $22.8m $22.8m 6.63% Added +9.9k +9,865
43 PARK AVENUE SECURITIES LLC 0.35% of their portfolio NEW YORK, NY 925,289925.3k $22.5m $22.5m 0.35% Added +180.5k +180,544
44 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 916,989917.0k $22.3m $22.3m 0.08% Added +24.2k +24,249
45 LODESTAR PRIVATE ASSET MANAGEMENT LLC 3.70% of their portfolio ALAMO, CA 887,220887.2k $21.6m $21.6m 3.70% Added +64.4k +64,423
46 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 828,099828.1k $20.2m $20.2m 0.12% Reduced -103.3k -103,334
47 Heartwood Wealth Advisors LLC 2.96% of their portfolio RICHMOND, VA 823,570823.6k $20.0m $20.0m 2.96% Added +9.6k +9,614
48 ARRIEN INVESTMENTS, INC. 18.56% of their portfolio BOISE, ID 808,861808.9k $19.7m $19.7m 18.56% Added +1.6k +1,566
49 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 784,000784.0k $19.1m $19.1m 0.00% New
50 TRUEFG, LLC 8.16% of their portfolio CEDAR PARK, TX 775,142775.1k $18.9m $18.9m 8.16% Added +40.5k +40,469
51 TOBIAS FINANCIAL ADVISORS, INC. 4.95% of their portfolio Plantation, FL 774,460774.5k $18.9m $18.9m 4.95% Added +85.8k +85,756
52 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 773,678773.7k $18.8m $18.8m 0.10% Added +106.5k +106,475
53 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 770,993771.0k $18.8m $18.8m 0.03% Reduced -15.6k -15,605
54 Advisory Alpha, LLC 0.96% of their portfolio HOLLAND, MI 767,030767.0k $18.7m $18.7m 0.96% Reduced -2.7k -2,676
55 Waverly Advisors, LLC 0.81% of their portfolio BIRMINGHAM, AL 763,943763.9k $18.6m $18.6m 0.81% Reduced -196.6k -196,602
56 Gateway Wealth Partners, LLC 3.28% of their portfolio APPLETON, WI 746,754746.8k $18.2m $18.2m 3.28% Reduced -49.8k -49,770
57 Garrett Wealth Advisory Group, LLC 7.82% of their portfolio WEATHERFORD, TX 705,611705.6k $17.2m $17.2m 7.82% Added +19.1k +19,120
58 IHT Wealth Management, LLC 0.85% of their portfolio Chicago, IL 688,492688.5k $16.8m $16.8m 0.85% Added +56.0k +56,010
59 OneDigital Investment Advisors LLC 0.35% of their portfolio OVERLAND PARK, KS 672,877672.9k $16.4m $16.4m 0.35% Added +93.8k +93,767
60 CHOREO, LLC 0.58% of their portfolio ROCKFORD, IL 670,755670.8k $16.3m $16.3m 0.58% Added +167.9k +167,888
61 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 650,383650.4k $15.8m $15.8m 0.03% Added +92.1k +92,144
62 Larson Financial Group LLC 1.54% of their portfolio ST LOUIS, MO 645,205645.2k $15.7m $15.7m 1.54% Added +44.3k +44,282
63 Financial Strategies Group, Inc. 4.83% of their portfolio OKEMOS, MI 641,046641.0k $15.3m $15.3m 4.83% Added +9.9k +9,914
64 Rinkey Investments 7.05% of their portfolio San Diego, CA 632,175632.2k $15.4m $15.4m 7.05% Added +106.0k +106,021
65 MONETA GROUP INVESTMENT ADVISORS LLC 0.35% of their portfolio ST LOUIS, MO 632,092632.1k $15.4m $15.4m 0.35% Reduced -17.7k -17,723
66 Envestnet Portfolio Solutions, Inc. 0.07% of their portfolio BERWYN, PA 621,864621.9k $15.1m $15.1m 0.07% First filing
67 Leading Edge Financial Planning LLC 9.55% of their portfolio KNOXVILLE, TN 612,567612.6k $14.9m $14.9m 9.55% Added +99.1k +99,070
68 Bensler, LLC 2.82% of their portfolio Bellevue, WA 601,570601.6k $14.6m $14.6m 2.82% Added +323.3k +323,258
69 Mariner, LLC 0.04% of their portfolio Overland Park, KS 595,066595.1k $14.5m $14.5m 0.04% Added +19.2k +19,222
70 Trinity Wealth Management, LLC 8.86% of their portfolio BERWYN, PA 586,867586.9k $14.3m $14.3m 8.86% Added +29.7k +29,700
71 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 583,965584.0k $14.2m $14.2m 0.07% Added +52.9k +52,893
72 WealthPLAN Partners, LLC 1.62% of their portfolio OMAHA, NE 572,605572.6k $13.9m $13.9m 1.62% Added +8.0k +7,992
73 WCG Wealth Advisors LLC 1.02% of their portfolio LAS VEGAS, NV 563,345563.3k $13.9m $13.9m 1.02% Reduced -129.4k -129,363
74 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 554,302554.3k $13.5m $13.5m 0.02% Added +50.4k +50,378
75 Algorithmic Investment Models, LLC 9.39% of their portfolio Boston, MA 535,287535.3k $13.0m $13.0m 9.39% Unchanged
76 Banco Santander, S.A. 0.18% of their portfolio Madrid, U3 529,956530.0k $12.9m $12.9m 0.18% Added +105.0k +105,000
77 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 526,415526.4k $12.8m $12.8m 0.08% Added +25.7k +25,675
78 Bull Oak Capital, LLC 13.64% of their portfolio RANCHO SANTA FE, CA 512,411512.4k $12.5m $12.5m 13.64% New
79 Pinnacle Wealth Planning Services, Inc. 2.05% of their portfolio MANSFIELD, OH 512,209512.2k $12.5m $12.5m 2.05% Added +23.6k +23,608
80 Astoria Strategic Wealth, Inc. 4.67% of their portfolio NEW BRAUNFELS, TX 509,881509.9k $12.4m $12.4m 4.67% Reduced -8.3k -8,302
81 TrueWealth Advisors, LLC 4.95% of their portfolio BIRMINGHAM, AL 482,203482.2k $11.7m $11.7m 4.95% Added +127.1k +127,134
82 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 477,115477.1k $11.6m $11.6m 0.08% Reduced -4.3k -4,295
83 Rockbridge Investment Management, LCC 2.00% of their portfolio Syracuse, NY 465,792465.8k $11.3m $11.3m 2.00% Reduced -15.6k -15,556
84 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 461,784461.8k $11.2m $11.2m 0.01% New
85 Convergence Financial, LLC 6.50% of their portfolio COLUMBIA, MO 449,485449.5k $10.9m $10.9m 6.50% Added +143.7k +143,669
86 Clear Creek Financial Management, LLC 1.91% of their portfolio SILVERDALE, WA 447,711447.7k $10.9m $10.9m 1.91% Reduced -10.9k -10,893
87 AIFG Consultants Ltd. 8.95% of their portfolio HALFMOON, NY 443,530443.5k $10.8m $10.8m 8.95% Added +69.7k +69,656
88 PAX Financial Group, LLC 2.44% of their portfolio SAN ANTONIO, TX 440,473440.5k $10.7m $10.7m 2.44% Added +924 +924
89 Horizon Investments, LLC 0.32% of their portfolio Charlotte, NC 435,812435.8k $10.6m $10.6m 0.32% Added +27.8k +27,780
90 FOUNDERS FINANCIAL SECURITIES LLC 1.31% of their portfolio TOWSON, MD 416,294416.3k $10.1m $10.1m 1.31% Added +30.3k +30,257
91 DESTINY CAPITAL SECURITIES CORPORATION 8.19% of their portfolio GOLDEN, CO 414,519414.5k $10.1m $10.1m 8.19% First filing
92 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 4.03% of their portfolio BETHLEHEM, PA 414,018414.0k $10.1m $10.1m 4.03% Added +69.8k +69,792
93 Savant Capital, LLC 0.15% of their portfolio ROCKFORD, IL 405,827405.8k $9.9m $9.9m 0.15% Reduced -38.1k -38,147
94 Americana Partners, LLC 0.98% of their portfolio Houston, TX 397,625397.6k $9.0m $9.0m 0.98% Added +115.6k +115,578
95 Weitzel Financial Services, Inc. 5.46% of their portfolio DUBUQUE, IA 389,320389.3k $9.3m $9.3m 5.46% Added +207.2k +207,163
96 Towercrest Capital Management 1.80% of their portfolio NEWTOWN, PA 380,462380.5k $9.3m $9.3m 1.80% Added +22.7k +22,672
97 Melone Private Wealth, LLC 6.54% of their portfolio AUBURN HILLS, MI 375,555375.6k $9.1m $9.1m 6.54% Added +17.1k +17,085
98 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 363,690363.7k $8.8m $8.8m 0.02% Reduced -1.4k -1,388
99 Jacobi Capital Management LLC 0.97% of their portfolio PITTSTON, PA 351,211351.2k $8.5m $8.5m 0.97% Reduced -134.7k -134,707
100 RFG Advisory, LLC 0.37% of their portfolio BIRMINGHAM, AL 342,047342.0k $8.3m $8.3m 0.37% Added +8.6k +8,598