Vault-13

SPDR SER TR SPIB

PORTFOLIO INTRMD · ETP · CUSIP 78464A375

416 institutional holders +0 vs Q2 2023
159,463,343159.5m shares reported held*
$5.0bnreported value*
36 new 181 added 126 reduced 38 sold out net bought ≈ $361.0m (+13.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.04.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 394Q4 22: 419Q1 23: 404Q2 23: 416Q3 23: 416416Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022394
Q4 2022419
Q1 2023404
Q2 2023416
Q3 2023416

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 200 bought or addedQ4 22: 191 cut or sold outQ4 22Q1 23: 201 bought or addedQ1 23: 187 cut or sold outQ1 23Q2 23: 209 bought or addedQ2 23: 170 cut or sold outQ2 23Q3 23: 217 bought or addedQ3 23: 164 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022200191
Q1 2023201187
Q2 2023209170
Q3 2023217164

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 22 calls: $241.9kQ4 22 puts: $15.9kQ4 22P/C 0.07Q1 23 calls: $194.9kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $16.1kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$241.9k$15.9k0.07
Q1 2023$194.9k$00.00
Q2 2023$16.1k$00.00
Q3 2023$0$0—

Biggest buyers

Charles Schwab Investment Advisory, Inc. Added +11,660,136+11.7m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +5,183,505+5.2m
Financial Gravity Asset Management, Inc. Added +4,868,400+4.9m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +1,001,413+1.0m
WELLS FARGO & COMPANY/MN Added +855,275+855.3k
LPL Financial LLC Added +757,777+757.8k
Great Lakes Retirement, Inc. New +729,854+729.9k
ENVESTNET ASSET MANAGEMENT INC Added +516,829+516.8k
UBS Group AG Added +507,541+507.5k
Creative Planning Added +319,157+319.2k

Biggest sellers

TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -5,734,575-5.7m
Squarepoint Ops LLC Reduced -3,068,396-3.1m
JANE STREET GROUP, LLC Reduced -1,718,753-1.7m
Jefferies Financial Group Inc. Sold out -1,472,210-1.5m
BANK OF AMERICA CORP /DE/ Reduced -803,270-803.3k
MORGAN STANLEY Reduced -606,620-606.6k
CITADEL ADVISORS LLC Reduced -550,036-550.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -521,831-521.8k
ROYAL BANK OF CANADA Reduced -370,043-370.0k
OLD MISSION CAPITAL LLC Sold out -369,487-369.5k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.24% of their portfolio SAN FRANCISCO, CA 26,430,76126.4m $831.2m $831.2m 0.24% Added +5.2m +5,183,505
2 Charles Schwab Investment Advisory, Inc. 0.89% of their portfolio SAN FRANCISCO, CA 17,863,56617.9m $561.8m $561.8m 0.89% Added +11.7m +11,660,136
3 LPL Financial LLC 0.26% of their portfolio FORT MILL, SC 11,963,68212.0m $376.3m $376.3m 0.26% Added +757.8k +757,777
4 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 7,622,1147.6m $239.7m $239.7m 0.11% Added +516.8k +516,829
5 Creative Planning 0.30% of their portfolio OVERLAND PARK, KS 7,100,0347.1m $223.3m $223.3m 0.30% Added +319.2k +319,157
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.65% of their portfolio PLYMOUTH, MN 6,320,0406.3m $198.8m $198.8m 0.65% Added +1.0m +1,001,413
7 Financial Gravity Asset Management, Inc. 0.96% of their portfolio Lakeway, TX 5,079,1615.1m $85.3m $85.3m 0.96% Added +4.9m +4,868,400
8 D.A. DAVIDSON & CO. 1.53% of their portfolio GREAT FALLS, MT 4,472,4934.5m $140.7m $140.7m 1.53% Added +108.4k +108,440
9 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 3,984,8674.0m $125.3m $125.3m 0.04% Added +855.3k +855,275
10 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 2.49% of their portfolio MINNEAPOLIS, MN 2,830,2862.8m $89.0m $89.0m 2.49% Added +221.2k +221,150
11 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,522,4102.5m $79.3m $79.3m 0.01% Reduced -803.3k -803,270
12 EASTERN BANK 3.48% of their portfolio BOSTON, MA 2,227,9672.2m $70.1m $70.1m 3.48% Added +12.2k +12,228
13 HighTower Advisors, LLC 0.12% of their portfolio CHICAGO, IL 2,014,1732.0m $63.3m $63.3m 0.12% Added +32.2k +32,224
14 MISSION WEALTH MANAGEMENT, LP 2.08% of their portfolio Santa Barbara, CA 1,743,7961.7m $54.8m $54.8m 2.08% Added +214.1k +214,064
15 Buckingham Capital Management, Inc. 8.32% of their portfolio DAYTON, OH 1,736,2091.7m $54.6m $54.6m 8.32% Added +275.0k +274,963
16 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,705,4671.7m $53.6m $53.6m 0.01% Reduced -606.6k -606,620
17 State of New Jersey Common Pension Fund D 0.18% of their portfolio TRENTON, NJ 1,600,0001.6m $50.3m $50.3m 0.18% Unchanged
18 Zurich Insurance Group Ltd/FI 0.47% of their portfolio ZURICH, V8 1,402,9031.4m $44.1m $44.1m 0.47% Unchanged
19 Private Advisor Group, LLC 0.35% of their portfolio MORRISTOWN, NJ 1,259,0781.3m $39.6m $39.6m 0.35% Added +287.6k +287,557
20 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 1,183,6901.2m $37.2m $37.2m 0.06% Reduced -1.7m -1,718,753
21 Advisors Capital Management, LLC 0.90% of their portfolio RIDGEWOOD, NJ 1,126,6911.1m $35.4m $35.4m 0.90% Added +4.0k +4,038
22 Roberts Financial Services LLC 8.38% of their portfolio MARQUETTE, MI 1,106,3931.1m $34.8m $34.8m 8.38% Added +27.7k +27,719
23 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,035,6351.0m $32.6m $32.6m 0.01% Added +507.5k +507,541
24 TCV Trust & Wealth Management, Inc. 3.57% of their portfolio RICHMOND, VA 1,030,5821.0m $32.4m $32.4m 3.57% Added +27.5k +27,520
25 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 1,028,9811.0m $32.4m $32.4m 0.05% Added +277.6k +277,647
26 CAPITAL ADVISORS INC/OK 0.84% of their portfolio TULSA, OK 1,019,6821.0m $32.1m $32.1m 0.84% Reduced -21.0k -20,961
27 CANTOR FITZGERALD, L. P. 0.85% of their portfolio NEW YORK, NY 1,004,8411.0m $31.6m $31.6m 0.85% Added +126.8k +126,831
28 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,003,4581.0m $31.6m $31.6m 0.01% Added +55.4k +55,416
29 Allworth Financial LP 0.26% of their portfolio FOLSOM, CA 976,113976.1k $30.7m $30.7m 0.26% Added +44.9k +44,939
30 Migdal Insurance & Financial Holdings Ltd. 0.63% of their portfolio Petach Tikva, L3 931,794931.8k $29.3m $29.3m 0.63% Added +148.0k +148,033
31 CWM, LLC 0.17% of their portfolio OMAHA, NE 905,203905.2k $28.5m $28.5m 0.17% Added +95.0k +94,964
32 Eagle Ridge Investment Management 3.09% of their portfolio STAMFORD, CT 900,204900.2k $28.3m $28.3m 3.09% Not comparable
33 PARK AVENUE SECURITIES LLC 0.40% of their portfolio NEW YORK, NY 828,860828.9k $26.1m $26.1m 0.40% Added +29.7k +29,663
34 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 796,615796.6k $25.1m $25.1m 0.00% Added +113.3k +113,256
35 STEPHENS GROUP ASSET MANAGEMENT, LLC 2.64% of their portfolio LITTLE ROCK, AR 780,901780.9k $24.6m $24.6m 2.64% Added +2.7k +2,735
36 Orange Investment Advisors, Inc. 3.25% of their portfolio GOSHEN, NY 733,865733.9k $23.1m $23.1m 3.25% Added +98.9k +98,852
37 Great Lakes Retirement, Inc. 4.14% of their portfolio SANDUSKY, OH 729,854729.9k $23.0m $23.0m 4.14% New
38 Cherry Tree Wealth Management, LLC 6.55% of their portfolio MINNETONKA, MN 710,795710.8k $22.4m $22.4m 6.55% Added +166.7k +166,669
39 Burt Wealth Advisors 6.76% of their portfolio North Bethesda, MD 699,832699.8k $22.0m $22.0m 6.76% Added +19.7k +19,690
40 ST GERMAIN D J CO INC 1.20% of their portfolio SPRINGFIELD, MA 679,178679.2k $21.4m $21.4m 1.20% Reduced -163.4k -163,447
41 NOTTINGHAM ADVISORS, INC. 2.34% of their portfolio AMHERST, NY 644,505644.5k $15.2m $15.2m 2.34% Reduced -7.7k -7,691
42 Flagstone Financial Management 8.31% of their portfolio LINCOLN, NE 577,959578.0k $18.2m $18.2m 8.31% Added +148.3k +148,296
43 GenTrust, LLC 1.26% of their portfolio MIAMI, FL 569,005569.0k $17.9m $17.9m 1.26% Added +7.6k +7,569
44 Financial Engines Advisors L.L.C. 0.05% of their portfolio SANTA CLARA, CA 568,798568.8k $17.9m $17.9m 0.05% Reduced -277.1k -277,066
45 Astoria Portfolio Advisors LLC. 8.46% of their portfolio NEW YORK, NY 562,521562.5k $17.5m $17.5m 8.46% Added +25.5k +25,525
46 High Probability Advisors, LLC 3.70% of their portfolio Pittsford, NY 545,813545.8k $17.2m $17.2m 3.70% Added +22.3k +22,327
47 M&T Bank Corp 0.07% of their portfolio BUFFALO, NY 537,782537.8k $16.9m $16.9m 0.07% Reduced -300.9k -300,887
48 Occidental Asset Management, LLC 3.75% of their portfolio Burlingame, CA 514,956515.0k $16.2m $16.2m 3.75% Added +42.0k +41,969
49 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 505,828505.8k $15.9m $15.9m 0.00% Reduced -370.0k -370,043
50 Flaharty Asset Management, LLC 2.66% of their portfolio CLEARWATER, FL 505,230505.2k $15.9m $15.9m 2.66% Added +15.0k +14,971
51 WRAPMANAGER INC 4.57% of their portfolio MILL VALLEY, CA 453,977454.0k $14.3m $14.3m 4.57% Reduced -3.0k -3,033
52 Capital Analysts, LLC 0.76% of their portfolio FORT WASHINGTON, PA 435,715435.7k $13.7m $13.7m 0.76% Added +64.5k +64,467
53 Dynamic Advisor Solutions LLC 0.65% of their portfolio PHOENIX, AZ 435,483435.5k $13.7m $13.7m 0.65% Added +215.8k +215,792
54 Allianz Investment Management U.S. LLC 0.79% of their portfolio Minneapolis, MN 406,622406.6k $12.8m $12.8m 0.79% Reduced -15.0k -15,000
55 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 378,083378.1k $11.9m $11.9m 0.01% Added +30.0k +30,039
56 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 377,600377.6k $11.9m $11.9m 0.10% Reduced -17.2k -17,165
57 TRUEFG, LLC 4.82% of their portfolio CEDAR PARK, TX 354,548354.5k $11.2m $11.2m 4.82% Added +15.3k +15,251
58 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.14% of their portfolio CHICAGO, IL 347,255347.3k $10.9m $10.9m 0.14% Added +3.4k +3,350
59 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 340,769340.8k $10.7m $10.7m 0.07% Added +46.7k +46,723
60 CABOT WEALTH MANAGEMENT INC 1.56% of their portfolio BEVERLY, MA 323,032323.0k $10.2m $10.2m 1.56% Reduced -4.6k -4,570
61 StrategIQ Financial Group, LLC 1.17% of their portfolio MERRILLVILLE, IN 322,272322.3k $10.1m $10.1m 1.17% Reduced -6.1k -6,051
62 CGN Advisors LLC 1.34% of their portfolio MANHATTAN, KS 316,206316.2k $9.9m $9.9m 1.34% Added +9.0k +8,978
63 INTEGRATED CAPITAL MANAGEMENT, INC. 8.70% of their portfolio JESSUP, PA 312,958313.0k $9.8m $9.8m 8.70% Reduced -6.6k -6,632
64 Orion Porfolio Solutions, LLC 0.11% of their portfolio OMAHA, NE 301,278301.3k $9.5m $9.5m 0.11% Added +13.8k +13,770
65 Orion Portfolio Solutions, LLC 0.11% of their portfolio Omaha, NE 301,278301.3k $9.5m $9.5m 0.11% Added +13.8k +13,770
66 Clark Capital Management Group, Inc. 0.09% of their portfolio PHILADELPHIA, PA 297,609297.6k $9.4m $9.4m 0.09% New
67 Amtrust Financial Services, Inc. 5.05% of their portfolio New York, NY 270,400270.4k $8.5m $8.5m 5.05% Unchanged
68 Leicht Financial Planning & Wealth Management, Inc. 5.24% of their portfolio PARSIPPANY, NJ 270,111270.1k $8.5m $8.5m 5.24% Added +2.1k +2,065
69 Connectus Wealth, LLC 0.19% of their portfolio CINCINNATI, OH 267,570267.6k $8.4m $8.4m 0.19% New
70 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 265,525265.5k $8.4m $8.4m 0.05% Added +2.2k +2,184
71 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.13% of their portfolio ST. LOUIS, MO 260,988261.0k $8.2m $8.2m 0.13% Reduced -4.8k -4,759
72 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 260,215260.2k $8.2m $8.2m 0.03% Added +12 +12
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 260,198260.2k $8.2m $8.2m 0.01% Added +88.5k +88,549
74 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 251,748251.7k $7.9m $7.9m 0.01% Added +32.4k +32,370
75 BANK HAPOALIM BM 1.27% of their portfolio TEL AVIV, L3 249,888249.9k $7.9m $7.9m 1.27% Added +10.8k +10,779
76 WR Wealth Planners, LLC 2.88% of their portfolio COLUMBIA, MO 240,309240.3k $7.6m $7.6m 2.88% Added +27.5k +27,522
77 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 237,000237.0k $7.5m $7.5m 0.02% Added +8.0k +8,000
78 Willow Creek Wealth Management Inc. 1.09% of their portfolio Sebastopol, CA 233,464233.5k $7.3m $7.3m 1.09% Added +80.5k +80,524
79 Shilanski & Associates, Inc. 2.91% of their portfolio ANCHORAGE, AK 226,722226.7k $7.1m $7.1m 2.91% Added +17.5k +17,509
80 INTEGRAL INVESTMENT ADVISORS, INC. 4.93% of their portfolio TURLOCK, CA 224,393224.4k $7.1m $7.1m 4.93% Reduced -70.0k -69,952
81 Cornerstone Management, Inc. 1.85% of their portfolio DULUTH, GA 219,776219.8k $6.9m $6.9m 1.85% Added +1.2k +1,200
82 APPLETON PARTNERS INC/MA 0.61% of their portfolio BOSTON, MA 219,353219.4k $6.9m $6.9m 0.61% Added +14.9k +14,857
83 FLAGSHIP HARBOR ADVISORS, LLC 0.57% of their portfolio BOSTON, MA 217,947217.9k $6.9m $6.9m 0.57% Added +2.8k +2,784
84 ZACKS INVESTMENT MANAGEMENT 0.09% of their portfolio Chicago, IL 215,505215.5k $6.8m $6.8m 0.09% Added +53.9k +53,882
85 WEALTHSOURCE PARTNERS, LLC 0.46% of their portfolio SAN LUIS OBISPO, CA 212,388212.4k $6.7m $6.7m 0.46% New
86 Steward Partners Investment Advisory, LLC 0.10% of their portfolio STAMFORD, CT 212,208212.2k $6.7m $6.7m 0.10% Added +7.5k +7,472
87 Auour Investments LLC 2.72% of their portfolio WOBURN, MA 205,997206.0k $6.4m $6.4m 2.72% Added +16.8k +16,758
88 Merit Financial Group, LLC 0.21% of their portfolio ALPHARETTA, GA 200,611200.6k $6.3m $6.3m 0.21% Added +19.3k +19,346
89 FDx Advisors, Inc. 0.52% of their portfolio BERWYN, PA 199,723199.7k $6.3m $6.3m 0.52% Reduced -20.8k -20,793
90 Manning & Napier Group, LLC 0.08% of their portfolio Fairport, NY 197,813197.8k $6.2m $6.2m 0.08% Added +2.0k +1,957
91 PROFFITT & GOODSON INC 1.27% of their portfolio KNOXVILLE, TN 196,756196.8k $6.2m $6.2m 1.27% Added +2.3k +2,296
92 Hibernia Wealth Partners, LLC 4.78% of their portfolio BATON ROUGE, LA 194,713194.7k $6.1m $6.1m 4.78% First filing
93 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 194,704194.7k $6.1m $6.1m 0.03% First filing
94 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 186,973187.0k $5.9m $5.9m 0.01% Added +4.1k +4,137
95 Phoenix Financial Ltd. 0.05% of their portfolio Givatayim, L3 182,792182.8k $5.7m $5.7m 0.05% Added +158.3k +158,268
96 Squarepoint Ops LLC 0.03% of their portfolio NEW YORK, NY 180,825180.8k $5.7m $5.7m 0.03% Reduced -3.1m -3,068,396
97 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.21% of their portfolio Seattle, WA 173,568173.6k $5.5m $5.5m 0.21% Added +9.1k +9,149
98 FIDELITY D & D BANCORP INC 5.57% of their portfolio Dunmore, PA 172,353172.4k $5.4m $5.4m 5.57% First filing
99 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 167,759167.8k $5.3m $5.3m 0.01% Added +107.3k +107,324
100 Bartlett & Co. LLC 0.09% of their portfolio CINCINNATI, OH 165,269165.3k $5.2m $5.2m 0.09% Added +1.9k +1,928