CANTOR FITZGERALD, L. P.

NEW YORK, NY · CIK 1024896 · 13F filing filed 2023-11-14

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$3.7bn reported value -14.3% vs Q2 2023

533positions

17.7%in top 10

114 new 81 added 193 reduced 141 sold out vs Q2 2023

Options: 4 call positions ($1.9m notional), 19 put positions ($16.7m notional) – listed below, not included above.

This report includes the holdings of 5 other managers that share the investment decisions:

CANTOR FITZGERALD & CO. – reports through this filing
CANTOR FITZGERALD INVESTMENT ADVISORS L.P. – reports through this filing
CANTOR FITZGERALD SECURITIES – reports through this filing
Cantor Fitzgerald Europe – reports through this filing
Smith Group Asset Management, LLC – reports through this filing

Shares in two reports are counted once in each security's totals.

Holdings, Q3 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	MICROSOFT CORP COM MSFT	MSFT	313,111	$98.9m2.66%	2.66%	Reduced -3.4k	-3,435 -1.1%
2	APPLE INC COM AAPL	AAPL	576,389	$98.7m2.65%	2.65%	Reduced -31.9k	-31,884 -5.2%
3	ISHARES TR CORE S&P500 ETF IVV	IVV	151,111	$64.9m1.74%	1.74%	Reduced -9.6k	-9,624 -6.0%
4	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	151,577	$59.5m1.60%	1.60%	Reduced -6.6k	-6,580 -4.2%
5	ISHARES TR 3 7 YR TREAS BD IEI	IEI	520,708	$58.9m1.58%	1.58%	Reduced -90.8k	-90,775 -14.8%
6	VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF VMBS	VMBS	1,341,552	$58.7m1.58%	1.58%	Added +162.1k	+162,089 13.7%
7	JPMORGAN CHASE & CO COM JPM	JPM	390,700	$56.7m1.52%	1.52%	Reduced -10.2k	-10,161 -2.5%
8	EXXON MOBIL CORP COM XOM	XOM	478,780	$56.3m1.51%	1.51%	Reduced -13.4k	-13,389 -2.7%
9	META PLATFORMS INC CL A META	META	182,340	$54.7m1.47%	1.47%	Added +50.3k	+50,257 38.0%
10	BROADCOM INC COM AVGO	AVGO	62,084	$51.6m1.39%	1.39%	Reduced -14.1k	-14,119 -18.5%
11	GCM GROSVENOR INC COM CL A GCMG	GCMG	6,451,535	$50.1m1.35%	1.35%	Unchanged
12	CADENCE DESIGN SYSTEM INC COM CDNS	CDNS	192,220	$45.0m1.21%	1.21%	Reduced -10.1k	-10,100 -5.0%
13	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	119,988	$43.0m1.16%	1.16%	Reduced -25.4k	-25,445 -17.5%
14	ALPHABET INC CAP STK CL A GOOGL	GOOGL	327,498	$42.9m1.15%	1.15%	Added +7.6k	+7,623 2.4%
15	AMAZON COM INC COM AMZN	AMZN	321,558	$40.9m1.10%	1.10%	Added +89.8k	+89,788 38.7%
16	RUMBLE INC COM CL A RUM	RUM	9,332,035	$40.9m1.10%	1.10%	Unchanged
17	JOHNSON & JOHNSON COM JNJ	JNJ	248,824	$38.8m1.04%	1.04%	Reduced -3.3k	-3,263 -1.3%
18	MERCK & CO INC COM MRK	MRK	370,774	$38.2m1.03%	1.03%	Reduced -174.5k	-174,545 -32.0%
19	NVIDIA CORPORATION COM NVDA	NVDA	85,596	$37.2m1.00%	1.00%	Reduced -3.1k	-3,089 -3.5%
20	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	836,874	$36.6m0.98%	0.98%	Reduced -10.5k	-10,519 -1.2%
21	LEARN CW INVESTMENT COR CL A ORD SHS CL A ORD SHS		3,427,000	$36.5m0.98%	0.98%	Unchanged
22	VEEVA SYS INC CL A COM VEEV	VEEV	177,656	$36.1m0.97%	0.97%	Added +86.2k	+86,231 94.3%
23	FORTINET INC COM FTNT	FTNT	613,566	$36.0m0.97%	0.97%	Added +6.8k	+6,833 1.1%
24	MCKESSON CORP COM MCK	MCK	82,312	$35.8m0.96%	0.96%	Added +1.1k	+1,105 1.4%
25	CLEAN HARBORS INC COM CLH	CLH	210,916	$35.3m0.95%	0.95%	Added +4.8k	+4,774 2.3%
26	PRUDENTIAL FINL INC COM PRU	PRU	361,798	$34.3m0.92%	0.92%	Reduced -13.1k	-13,116 -3.5%
27	UNITEDHEALTH GROUP INC COM UNH	UNH	67,715	$34.1m0.92%	0.92%	Reduced -1.7k	-1,663 -2.4%
28	PROSHARES TR ULTRAPRO QQQ TQQQ	TQQQ	937,244	$33.4m0.90%	0.90%	Reduced -30.2k	-30,171 -3.1%
29	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	1,004,841	$31.6m0.85%	0.85%	Added +126.8k	+126,831 14.4%
30	CHEVRON CORP NEW COM CVX	CVX	186,557	$31.5m0.85%	0.85%	Reduced -10.2k	-10,178 -5.2%
31	CONOCOPHILLIPS COM COP	COP	245,927	$29.5m0.79%	0.79%	Reduced -19.1k	-19,150 -7.2%
32	ISHARES TR 20 YR TR BD ETF TLT	TLT	325,635	$28.9m0.78%	0.78%	Added +219.5k	+219,537 206.9%
33	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	200,171	$28.1m0.76%	0.76%	Reduced -21.4k	-21,369 -9.7%
34	ELECTRONIC ARTS INC COM EA	EA	218,467	$26.3m0.71%	0.71%	Reduced -49	-49 -0.0%
35	ADVANCED MICRO DEVICES INC COM AMD	AMD	250,842	$25.8m0.69%	0.69%	Added +30.0k	+30,012 13.6%
36	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	506,436	$25.6m0.69%	0.69%	Reduced -27.0k	-27,030 -5.1%
37	CISCO SYS INC COM CSCO	CSCO	476,505	$25.6m0.69%	0.69%	Reduced -41.8k	-41,773 -8.1%
38	MARRIOTT INTL INC NEW CL A MAR	MAR	129,543	$25.5m0.68%	0.68%	Reduced -1.5k	-1,515 -1.2%
39	ATMOS ENERGY CORP COM ATO	ATO	236,259	$25.0m0.67%	0.67%	Reduced -12.8k	-12,840 -5.2%
40	ARCH CAP GROUP LTD ORD ACGL	ACGL	313,927	$25.0m0.67%	0.67%	Added +9.2k	+9,200 3.0%
41	PACCAR INC COM PCAR	PCAR	288,500	$24.5m0.66%	0.66%	Unchanged
42	AIRBNB INC COM CL A ABNB	ABNB	175,576	$24.1m0.65%	0.65%	Reduced -1.9k	-1,916 -1.1%
43	ALPHABET INC CAP STK CL C GOOG	GOOG	182,256	$24.0m0.65%	0.65%	Added +15.3k	+15,289 9.2%
44	SHELL PLC SPON ADS SHEL	SHEL	356,017	$22.9m0.62%	0.62%	Reduced -31.5k	-31,456 -8.1%
45	AUTOZONE INC COM AZO	AZO	8,934	$22.7m0.61%	0.61%	Reduced -66	-66 -0.7%
46	TJX COS INC NEW COM TJX	TJX	251,319	$22.3m0.60%	0.60%	Added +237.2k	+237,210 1681.3%
47	COSTCO WHSL CORP NEW COM COST	COST	39,177	$22.1m0.60%	0.60%	Added +1.4k	+1,445 3.8%
48	PARKER-HANNIFIN CORP COM PH	PH	56,072	$21.8m0.59%	0.59%	Reduced -4.5k	-4,504 -7.4%
49	ADOBE INC COM ADBE	ADBE	42,753	$21.8m0.59%	0.59%	Added +2.3k	+2,335 5.8%
50	ZSCALER INC COM ZS	ZS	138,520	$21.6m0.58%	0.58%	Reduced -270	-270 -0.2%
51	DOMINOS PIZZA INC COM DPZ	DPZ	55,504	$21.0m0.57%	0.57%	New
52	KLA CORP COM NEW KLAC	KLAC	44,656	$20.5m0.55%	0.55%	Reduced -2.1k	-2,087 -4.5%
53	SIMON PPTY GROUP INC NEW COM SPG	SPG	189,069	$20.4m0.55%	0.55%	Reduced -16.1k	-16,084 -7.8%
54	BOOKING HOLDINGS INC COM BKNG	BKNG	6,553	$20.2m0.54%	0.54%	Added +224	+224 3.5%
55	EMERSON ELEC CO COM EMR	EMR	208,768	$20.2m0.54%	0.54%	Reduced -22.5k	-22,474 -9.7%
56	ALTSHARES TRUST MERGER ARBITRAGE MERGER ARBITRAGE		767,569	$20.1m0.54%	0.54%	Reduced -18.8k	-18,844 -2.4%
57	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	510,504	$20.0m0.54%	0.54%	Reduced -35.1k	-35,091 -6.4%
58	INTERACTIVE BROKERS GROUP IN COM CL A IBKR	IBKR	230,695	$20.0m0.54%	0.54%	Reduced -13	-13 -0.0%
59	COCA COLA CO COM KO	KO	351,469	$19.7m0.53%	0.53%	Reduced -3.4k	-3,430 -1.0%
60	WALMART INC COM WMT	WMT	121,567	$19.4m0.52%	0.52%	Added +106.0k	+105,970 679.4%
61	ISHARES TR CORE S&P MCP ETF IJH	IJH	77,970	$19.4m0.52%	0.52%	Reduced -3.4k	-3,392 -4.2%
62	JABIL INC COM JBL	JBL	150,203	$19.1m0.51%	0.51%	Added +5.5k	+5,488 3.8%
63	DOW INC COM DOW	DOW	362,984	$18.7m0.50%	0.50%	Reduced -25.5k	-25,498 -6.6%
64	RTX CORPORATION COM RTX	RTX	256,070	$18.4m0.50%	0.50%	Reduced -20.1k	-20,133 -7.3%
65	AMETEK INC COM AME	AME	124,580	$18.4m0.49%	0.49%	Unchanged
66	PHILIP MORRIS INTL INC COM PM	PM	195,972	$18.1m0.49%	0.49%	Reduced -18.0k	-18,006 -8.4%
67	ZIMMER BIOMET HOLDINGS INC COM ZBH	ZBH	160,648	$18.0m0.48%	0.48%	Added +4.7k	+4,744 3.0%
68	MEDTRONIC PLC SHS MDT	MDT	227,114	$17.8m0.48%	0.48%	Reduced -16.8k	-16,798 -6.9%
69	APOLLO GLOBAL MGMT INC COM APO	APO	197,837	$17.8m0.48%	0.48%	Added +13.6k	+13,594 7.4%
70	AMERIPRISE FINL INC COM AMP	AMP	53,595	$17.7m0.48%	0.48%	Added +2.0k	+2,030 3.9%
71	KROGER CO COM KR	KR	389,968	$17.5m0.47%	0.47%	Unchanged
72	MEDPACE HLDGS INC COM MEDP	MEDP	71,725	$17.4m0.47%	0.47%	Added +69.7k	+69,670 3390.3%
73	GENUINE PARTS CO COM GPC	GPC	120,271	$17.4m0.47%	0.47%	Unchanged
74	WORKDAY INC CL A WDAY	WDAY	80,436	$17.3m0.46%	0.46%	Added +3.5k	+3,503 4.5%
75	HP INC COM HPQ	HPQ	662,321	$17.0m0.46%	0.46%	Reduced -57.0k	-57,015 -7.9%
76	HUBBELL INC COM HUBB	HUBB	52,980	$16.6m0.45%	0.45%	Added +2.7k	+2,670 5.3%
77	CVS HEALTH CORP COM CVS	CVS	231,678	$16.2m0.43%	0.43%	Reduced -178.4k	-178,366 -43.5%
78	WELLS FARGO CO NEW COM WFC	WFC	395,172	$16.1m0.43%	0.43%	Reduced -34.9k	-34,933 -8.1%
79	COPART INC COM CPRT	CPRT	372,842	$16.1m0.43%	0.43%	Reduced -2.7k	-2,660 -0.7%
80	METLIFE INC COM MET	MET	255,172	$16.1m0.43%	0.43%	Reduced -23.9k	-23,882 -8.6%
81	GARTNER INC COM IT	IT	46,008	$15.8m0.43%	0.43%	Reduced -53.5k	-53,460 -53.8%
82	PFIZER INC COM PFE	PFE	473,793	$15.7m0.42%	0.42%	Reduced -48.2k	-48,250 -9.2%
83	VANGUARD SCOTTSDALE FDS INT-TERM CORP VCIT	VCIT	205,407	$15.6m0.42%	0.42%	Added +10.3k	+10,329 5.3%
84	KELLANOVA COM K	K	261,032	$15.5m0.42%	0.42%	Reduced -22.0k	-22,022 -7.8%
85	SPDR SER TR BLOOMBERG SHT TE SJNK	SJNK	628,705	$15.4m0.41%	0.41%	Added +47.1k	+47,147 8.1%
86	CHUBB LIMITED COM CB	CB	73,288	$15.3m0.41%	0.41%	Reduced -12	-12 -0.0%
87	MONDELEZ INTL INC CL A MDLZ	MDLZ	219,367	$15.2m0.41%	0.41%	Reduced -21.8k	-21,823 -9.1%
88	BANK NEW YORK MELLON CORP COM BNY	BNY	352,257	$15.0m0.40%	0.40%	Reduced -35.0k	-34,983 -9.0%
89	DEXCOM INC COM DXCM	DXCM	161,000	$15.0m0.40%	0.40%	Unchanged
90	MANHATTAN ASSOCIATES INC COM MANH	MANH	75,261	$14.9m0.40%	0.40%	Added +2.5k	+2,501 3.4%
91	QUALYS INC COM QLYS	QLYS	95,421	$14.6m0.39%	0.39%	Added +3.9k	+3,857 4.2%
92	AMERICAN EXPRESS CO COM AXP	AXP	97,399	$14.5m0.39%	0.39%	Reduced -47.7k	-47,742 -32.9%
93	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	245,520	$14.3m0.38%	0.38%	Reduced -10.4k	-10,364 -4.0%
94	MARKEL GROUP INC COM MKL	MKL	9,600	$14.1m0.38%	0.38%	New
95	CBOE GLOBAL MKTS INC COM CBOE	CBOE	90,270	$14.1m0.38%	0.38%	Reduced -10	-10 -0.0%
96	TESLA INC COM TSLA	TSLA	56,162	$14.1m0.38%	0.38%	Reduced -34.6k	-34,584 -38.1%
97	TAPESTRY INC COM TPR	TPR	488,635	$14.0m0.38%	0.38%	Reduced -37.3k	-37,323 -7.1%
98	TRAVELERS COMPANIES INC COM TRV	TRV	84,834	$13.9m0.37%	0.37%	Added +34.6k	+34,575 68.8%
99	LENNAR CORP CL A LEN	LEN	121,000	$13.6m0.37%	0.37%	Unchanged
100	SATELLOGIC INC CLASS A ORD SHS SATL	SATL	13,380,873	$13.5m0.36%	0.36%	Unchanged

Sold out since Q2 2023

Security	Ticker	Shares held before	Value then
ENPHYS ACQUISITION CORP NFYS	NFYS	2,828,339	$29.4m2.8m shares
HENNESSY CAPITAL INVST CORP		2,548,419	$26.1m2.5m shares
TORTOISEECOFIN ACQUISITION C		2,504,271	$26.0m2.5m shares
ELLIOTT OPPORTUNITY II CORP		2,500,000	$25.9m2.5m shares
CONCORD ACQUISITION CORP II CNDA	CNDA	2,470,731	$25.3m2.5m shares
INFINITE ACQUISITION CORP		2,070,000	$21.9m2.1m shares
BRITISH AMERN TOB PLC BTI	BTI	642,185	$21.3m642.2k shares
CARTESIAN GROWTH CORP II RENEF	RENEF	1,875,000	$20.0m1.9m shares
PAYCOM SOFTWARE INC PAYC	PAYC	61,300	$19.7m61.3k shares
PORTAGE FINTECH ACQUISITN CO PFTA	PFTA	1,868,399	$19.4m1.9m shares
CHIPOTLE MEXICAN GRILL INC CMG	CMG	8,390	$17.9m8.4k shares
OMNICOM GROUP INC OMC	OMC	160,275	$15.3m160.3k shares
JAGUAR GLOBAL GROWTH CORP I		1,383,311	$14.6m1.4m shares
BILANDER ACQUISITION CORP		1,324,023	$13.5m1.3m shares
CARTICA ACQUISITION CORP CRTAF	CRTAF	1,199,068	$12.8m1.2m shares
JUNIPER NETWORKS INC JNPR	JNPR	400,065	$12.5m400.1k shares
CAESARS ENTERTAINMENT INC NE CZR	CZR	235,210	$12.0m235.2k shares
SILVERSPAC INC		1,105,834	$11.5m1.1m shares
CITIZENS FINL GROUP INC CFG	CFG	426,714	$11.1m426.7k shares
UNITED PARKS & RESORTS INC PRKS	PRKS	197,433	$11.1m197.4k shares
CONYERS PARK III ACQSITN COR		1,032,700	$10.5m1.0m shares
ALASKA AIR GROUP INC ALK	ALK	157,000	$8.3m157.0k shares
BUNGE LIMITED BG	BG	87,360	$8.2m87.4k shares
SOUTHPORT ACQUISITION CORP		733,770	$7.7m733.8k shares
INVESTCORP INDIA ACQUISTN CO IVCAF	IVCAF	709,007	$7.6m709.0k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
TALPHERA INC TLPH · Put	TLPH	Put	7,050	$3.0m7.0k shares	New
CASSAVA SCIENCES INC FLNA · Put	FLNA	Put	1,698	$2.3m1.7k shares	New
XPENG INC XPEV · Put	XPEV	Put	7,000	$1.9m7.0k shares	New
NOVAVAX INC NVAX · Put	NVAX	Put	3,207	$1.6m3.2k shares	New
PURECYCLE TECHNOLOGIES INC PCT · Call	PCT	Call	9,782	$901.7k9.8k shares	Added
ARRIVAL ARVLF · Put	ARVLF	Put	1,300	$882.8k1.3k shares	Added
ARM HOLDINGS PLC ARM · Put	ARM	Put	674	$767.1k674 shares	New
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	1,250	$747.7k1.2k shares	Reduced
BIONANO GENOMICS INC BNGO · Put	BNGO	Put	5,000	$686.7k5.0k shares	New
CANOPY GROWTH CORP Put		Put	3,000	$675.6k3.0k shares	New
FISKER INC SPAQ · Put	SPAQ	Put	3,500	$623.2k3.5k shares	New
ICAD INC ICAD · Put	ICAD	Put	972	$523.9k972 shares	New
COINBASE GLOBAL INC COIN · Put	COIN	Put	690	$504.7k690 shares	New
MAPLEBEAR INC CART · Put	CART	Put	639	$462.6k639 shares	New
SPDR S&P 500 ETF TR SPY · Call	SPY	Call	1,100	$426.2k1.1k shares	Reduced
SENSEONICS HLDGS INC Put		Put	3,038	$424.1k3.0k shares	Unchanged
LORDSTOWN MOTORS CORP SNFI · Put	SNFI	Put	746	$408.6k746 shares	Unchanged
22ND CENTY GROUP INC Put		Put	499	$350.4k499 shares	New
FREYR BATTERY FREY · Call	FREY	Call	7,502	$318.8k7.5k shares	New
SIRIUS XM HOLDINGS INC SIRI · Put	SIRI	Put	1,500	$289.4k1.5k shares	New
ODDITY TECH LTD ODD · Put	ODD	Put	228	$279.6k228 shares	New
XPENG INC XPEV · Call	XPEV	Call	2,000	$248.0k2.0k shares	New
WEWORK INC Put		Put	725	$229.8k725 shares	New

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
BGC GROUP INC BGC · 13D · filed 2025-10-06	BGC	23.4%≈ $1.2bn	-0.1 pts	13D	2025-10-06
NEWMARK GROUP INC NMRK · 13D · filed 2025-10-06	NMRK	22.3%≈ $665.2m	-0.1 pts	13D	2025-10-06
XBP GLOBAL HOLDINGS INC 13D · filed 2026-09-22		7.2%	+0.4 pts	13D	2026-09-22