Vault-13

PROSHARES TR TQQQ

ULTRAPRO QQQ · ETP · CUSIP 74347X831

176 institutional holders -18 vs Q2 2023
13,217,20413.2m shares reported held*
$470.5mreported value*
23 new 62 added 54 reduced 40 sold out net sold ≈ $107.1m (-3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.60. Options: 9 managers hold calls ($646.0m notional), 20 hold puts ($667.2m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 151Q4 22: 183Q1 23: 190Q2 23: 194Q3 23: 176176Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022151
Q4 2022183
Q1 2023190
Q2 2023194
Q3 2023176

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 105 bought or addedQ4 22: 54 cut or sold outQ4 22Q1 23: 95 bought or addedQ1 23: 100 cut or sold outQ1 23Q2 23: 85 bought or addedQ2 23: 101 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 94 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210554
Q1 202395100
Q2 202385101
Q3 20238594

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ4 22 calls: $303.7mQ4 22 puts: $169.6mQ4 22P/C 0.56Q1 23 calls: $630.6mQ1 23 puts: $240.6mQ1 23P/C 0.38Q2 23 calls: $831.0mQ2 23 puts: $382.6mQ2 23P/C 0.46Q3 23 calls: $646.0mQ3 23 puts: $667.2mQ3 23P/C 1.03
Numbers
QuarterCallsPutsP/C
Q4 2022$303.7m$169.6m0.56
Q1 2023$630.6m$240.6m0.38
Q2 2023$831.0m$382.6m0.46
Q3 2023$646.0m$667.2m1.03

Biggest buyers

Jump Financial, LLC Added +713,425+713.4k
IMC-Chicago, LLC Added +171,994+172.0k
XR Securities LLC Added +170,958+171.0k
PATHSTONE FAMILY OFFICE, LLC New +158,660+158.7k
Rollins Financial Added +120,845+120.8k
Corient Private Wealth LP Added +110,973+111.0k
CTC LLC Added +103,551+103.6k
Optiver Holding B.V. New +63,303+63.3k
UBS Group AG New +62,457+62.5k
FLAGSTAR SECURITIES, INC New +53,206+53.2k

Biggest sellers

CITADEL ADVISORS LLC Sold out -1,193,259-1.2m
Yong Rong (HK) Asset Management Ltd Sold out -570,970-571.0k
GTS SECURITIES LLC Reduced -503,979-504.0k
McElhenny Sheffield Capital Management, LLC Sold out -477,873-477.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -377,997-378.0k
TB Alternative Assets Ltd. Reduced -330,100-330.1k
SIMPLEX TRADING, LLC Reduced -314,438-314.4k
WOLVERINE TRADING, LLC Sold out -166,001-166.0k
DRW Securities, LLC Sold out -156,828-156.8k
HRT FINANCIAL LP Sold out -127,638-127.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $418.3m11.7m shares
CITADEL ADVISORS LLC Added $170.7m4.8m shares
GTS SECURITIES LLC New $48.0m1.3m shares
Cutler Group LLC / CA Added $5.4m2.0m shares
XR Securities LLC Reduced $2.5m69.5k shares
HAP Trading, LLC Reduced $630.9k171.1k shares
SteelPeak Wealth, LLC New $534.3k15.0k shares
Creative Planning Unchanged $8.2k600 shares
Strategic Blueprint, LLC New $2677.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $269.7m7.6m shares
JANE STREET GROUP, LLC New $178.4m5.0m shares
IMC-Chicago, LLC New $92.1m2.6m shares
CITADEL ADVISORS LLC Reduced $69.6m2.0m shares
CTC LLC New $26.9m7.5k shares
Optiver Holding B.V. New $16.5m463.0k shares
GTS SECURITIES LLC New $6.6m186.4k shares
HRT FINANCIAL LP New $3.4m94.9k shares
Cutler Group LLC / CA Added $1.2m917.6k shares
XR Securities LLC Reduced $1.1m31.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GTS SECURITIES LLC 1.48% of their portfolio NEW YORK, NY 1,995,6192.0m $71.1m $71.1m 1.48% Reduced -504.0k -503,979
2 Paragon Advisors, LLC 21.11% of their portfolio COLLEGE STATION, TX 1,429,6211.4m $50.9m $50.9m 21.11% Added +19.5k +19,548
3 Jump Financial, LLC 1.28% of their portfolio Chicago, IL 963,221963.2k $34.3m $34.3m 1.28% Added +713.4k +713,425
4 CANTOR FITZGERALD, L. P. 0.90% of their portfolio NEW YORK, NY 937,244937.2k $33.4m $33.4m 0.90% Reduced -30.2k -30,171
5 Prosperity Wealth Management, Inc. 21.55% of their portfolio San Ramon, CA 934,131934.1k $33.3m $33.3m 21.55% Added +21.4k +21,389
6 TB Alternative Assets Ltd. 6.44% of their portfolio HONG KONG, K3 666,200666.2k $23.7m $23.7m 6.44% Reduced -330.1k -330,100
7 IMC-Chicago, LLC 1.22% of their portfolio CHICAGO, IL 529,588529.6k $18.9m $18.9m 1.22% Added +172.0k +171,994
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 512,084512.1k $18.2m $18.2m 0.00% Reduced -6.9k -6,916
9 Avidian Wealth Enterprises, LLC 1.04% of their portfolio Houston, TX 416,274416.3k $14.8m $14.8m 1.04% Reduced -8.9k -8,924
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 410,683410.7k $14.6m $14.6m 0.00% Added +46.0k +45,991
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 291,284291.3k $10.4m $10.4m 0.00% Reduced -6.0k -6,000
12 CTC LLC 0.41% of their portfolio CHICAGO, IL 253,866253.9k $9.0m $9.0m 0.41% Added +103.6k +103,551
13 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 246,460246.5k $8.8m $8.8m 0.01% Reduced -111.9k -111,857
14 Rollins Financial 1.90% of their portfolio ATLANTA, GA 218,501218.5k $7.8m $7.8m 1.90% Added +120.8k +120,845
15 XR Securities LLC 8.99% of their portfolio CHICAGO, IL 183,354183.4k $6.5m $6.5m 8.99% Added +171.0k +170,958
16 SIMPLEX TRADING, LLC 0.22% of their portfolio CHICAGO, IL 166,652166.7k $5.9m $5.9m 0.22% Reduced -314.4k -314,438
17 INDEPENDENT FINANCIAL GROUP, LLC 0.37% of their portfolio SAN DIEGO, CA 159,330159.3k $5.7m $5.7m 0.37% Added +8.7k +8,722
18 PATHSTONE FAMILY OFFICE, LLC 0.04% of their portfolio ENGLEWOOD, NJ 158,660158.7k $5.7m $5.7m 0.04% New
19 Edgestream Partners, L.P. 0.44% of their portfolio Princeton, NJ 155,418155.4k $5.5m $5.5m 0.44% Added +17.7k +17,743
20 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 150,000150.0k $5.3m $5.3m 0.01% Unchanged
21 AXXCESS WEALTH MANAGEMENT, LLC 0.16% of their portfolio CARLSBAD, CA 129,714129.7k $4.6m $4.6m 0.16% Reduced -11.4k -11,435
22 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 116,089116.1k $4.1m $4.1m 0.01% Added +111.0k +110,973
23 TOTH FINANCIAL ADVISORY CORP 0.61% of their portfolio LEESBURG, VA 112,087112.1k $4.0m $4.0m 0.61% Reduced -1.3k -1,330
24 OLD NATIONAL BANCORP /IN/ 0.08% of their portfolio EVANSVILLE, IN 78,23678.2k $2.8m $2.8m 0.08% Unchanged
25 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 68,19068.2k $2.4m $2.4m 0.00% Added +4.4k +4,393
26 World Investment Advisors 0.46% of their portfolio LINCROFT, NJ 64,56964.6k $2.3m $2.3m 0.46% Reduced -7.4k -7,430
27 Optiver Holding B.V. 0.06% of their portfolio AMSTERDAM, P7 63,30363.3k $2.3m $2.3m 0.06% New
28 DeDora Capital, Inc. 0.88% of their portfolio Napa, CA 63,05763.1k $2.2m $2.2m 0.88% Reduced -2.8k -2,750
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 62,45762.5k $2.2m $2.2m 0.00% New
30 Tower Research Capital LLC (TRC) 0.07% of their portfolio NEW YORK, NY 60,46160.5k $2.2m $2.2m 0.07% Reduced -127.1k -127,068
31 FLAGSTAR SECURITIES, INC 0.72% of their portfolio New York, NY 53,20653.2k $1.9m $1.9m 0.72% New
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 50,40650.4k $1.8m $1.8m 0.00% Reduced -1.2k -1,181
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 49,48549.5k $1.8m $1.8m 0.00% Reduced -185 -185
34 Cassaday & Co Wealth Management LLC 0.07% of their portfolio MCLEAN, VA 46,37546.4k $1.7m $1.7m 0.07% Unchanged
35 Capital Investment Advisors, LLC 0.05% of their portfolio ATLANTA, GA 46,16646.2k $1.6m $1.6m 0.05% Added +3.1k +3,090
36 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 38,30138.3k $1.4m $1.4m 0.01% Added +28.2k +28,249
37 Cutler Group LLC / CA 0.21% of their portfolio SAN FRANCISCO, CA 36,37036.4k $1.3m $1.3m 0.21% New
38 TUCKER ASSET MANAGEMENT LLC 0.34% of their portfolio LITTLETON, CO 35,57735.6k $1.3m $1.3m 0.34% Added +21.6k +21,566
39 SeaCrest Wealth Management, LLC 0.15% of their portfolio PURCHASE, NY 33,37733.4k $1.2m $1.2m 0.15% Added +170 +170
40 Retirement Planning Co of New England, Inc. 0.66% of their portfolio Warwick, RI 33,10533.1k $1.2m $1.2m 0.66% Reduced -709 -709
41 SP Asset Management LLC 0.13% of their portfolio CUPERTINO, CA 32,61032.6k $1.2m $1.2m 0.13% Added +126 +126
42 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 31,81031.8k $1.1m $1.1m 0.01% Unchanged
43 Greystone Financial Group, LLC 0.27% of their portfolio BLOOMFIELD HILLS, MI 30,50830.5k $1.1m $1.1m 0.27% Unchanged
44 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 30,28830.3k $1.1m $1.1m 0.00% Added +30.1k +30,119
45 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.17% of their portfolio Fort Collins, CO 29,16429.2k $1.0m $1.0m 0.17% Added +29.2k +29,164
46 PINNACLE ASSOCIATES LTD 0.02% of their portfolio NEW YORK, NY 29,14729.1k $1.0m $1.0m 0.02% Added +1.5k +1,513
47 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 28,07328.1k $1,000.0k $1,000.0k 0.01% Added +3.4k +3,422
48 Triton Wealth Management, PLLC 0.69% of their portfolio SUN CITY, AZ 27,39127.4k $1.0m $1.0m 0.69% Reduced -13.7k -13,656
49 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 25,72925.7k $916.0k $916.0k 0.00% Added +7.4k +7,353
50 Mariner, LLC 0.00% of their portfolio Overland Park, KS 25,11025.1k $894.4k $894.4k 0.00% Reduced -3.3k -3,314
51 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 24,47424.5k $871.8k $871.8k 0.00% Added +12.8k +12,807
52 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 23,91423.9k $851.8k $851.8k 0.02% Added +1.9k +1,878
53 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 23,15723.2k $824.9k $824.9k 0.00% Added +3.6k +3,590
54 KINGSWOOD WEALTH ADVISORS, LLC 0.14% of their portfolio SAN DIEGO, CA 22,94922.9k $817.4k $817.4k 0.14% New
55 KWMG, LLC 0.10% of their portfolio OVERLAND PARK, KS 22,78722.8k $811.7k $811.7k 0.10% Added +11 +11
56 Banque Cantonale Vaudoise 0.04% of their portfolio LAUSANNE, V8 22,60022.6k $805.0k $805.0k 0.04% Unchanged
57 SMITH CHAS P & ASSOCIATES PA CPAS 0.06% of their portfolio LAKELAND, FL 21,96822.0k $783.0k $783.0k 0.06% Reduced -101 -101
58 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 21,96622.0k $782.0k $782.0k 0.04% New
59 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 21,32721.3k $759.7k $759.7k 0.00% Added +2.9k +2,869
60 Lindbrook Capital, LLC 0.08% of their portfolio CALABASAS, CA 20,00020.0k $712.4k $712.4k 0.08% Unchanged
61 Texas Capital Bank Wealth Management Services Inc 0.01% of their portfolio Dallas, TX 20,00020.0k $79.1k $79.1k 0.01% New
62 Socha Financial Group, LLC 0.37% of their portfolio CORNING, NY 19,75119.8k $703.5k $703.5k 0.37% New
63 Canal Capital Management, LLC 0.14% of their portfolio Richmond, VA 19,25019.2k $685.7k $685.7k 0.14% Unchanged
64 Executive Wealth Management, LLC 0.07% of their portfolio BRIGHTON, MI 18,89718.9k $673.1k $673.1k 0.07% Reduced -585 -585
65 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 18,65818.7k $664.6k $664.6k 0.03% Reduced -7.5k -7,548
66 Millington Financial Advisors, LLC 0.57% of their portfolio NAPERVILLE, IL 17,73617.7k $631.8k $631.8k 0.57% Added +1.9k +1,922
67 Main Street Financial Solutions, LLC 0.09% of their portfolio NEWTOWN, PA 17,01017.0k $605.9k $605.9k 0.09% Reduced -48.8k -48,808
68 Marathon Trading Investment Management LLC 0.45% of their portfolio RADNOR, PA 16,60716.6k $591.5k $591.5k 0.45% New
69 Accuvest Global Advisors 0.32% of their portfolio PROVO, UT 16,17816.2k $576.0k $576.0k 0.32% Reduced -2.5k -2,468
70 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 15,79615.8k $562.7k $562.7k 0.01% Added +4.9k +4,852
71 EXENCIAL WEALTH ADVISORS, LLC 0.03% of their portfolio OKLAHOMA CITY, OK 14,54014.5k $517.9k $517.9k 0.03% Added +1.4k +1,419
72 Financial Advocates Investment Management 0.04% of their portfolio OLYMPIA, WA 14,18614.2k $505.3k $505.3k 0.04% Reduced -1.1k -1,059
73 CPR Investments Inc. 0.53% of their portfolio Rochester, MI 13,92513.9k $496.0k $496.0k 0.53% Reduced -31.2k -31,181
74 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 13,72413.7k $489.0k $489.0k 0.03% Reduced -13.6k -13,562
75 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 12,45512.5k $497.0k $497.0k 0.00% Reduced -154 -154
76 Wealth Architects, LLC 0.07% of their portfolio MOUNTAIN VIEW, CA 12,37212.4k $440.7k $440.7k 0.07% Unchanged
77 Cedar Wealth Management, LLC 0.17% of their portfolio LA JOLLA, CA 12,28312.3k $437.5k $437.5k 0.17% New
78 Sloy Dahl & Holst, LLC 0.09% of their portfolio Vancouver, WA 12,20612.2k $434.8k $434.8k 0.09% Unchanged
79 SIMON QUICK ADVISORS, LLC 0.04% of their portfolio MORRISTOWN, NJ 12,02412.0k $428.3k $428.3k 0.04% Reduced -6.2k -6,207
80 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,68411.7k $416.0k $416.0k 0.00% Reduced -6.8k -6,825
81 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 11,13411.1k $396.6k $396.6k 0.02% Added +358 +358
82 DFPG INVESTMENTS, LLC 0.04% of their portfolio SANDY, UT 10,82010.8k $413.5k $413.5k 0.04% Added +3.1k +3,130
83 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 10,76210.8k $383.3k $383.3k 0.01% Added +4.2k +4,250
84 Clarity Wealth Advisors, LLC 0.17% of their portfolio SAN JOSE, CA 10,71010.7k $381.5k $381.5k 0.17% Added +400 +400
85 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 10,57010.6k $377.0k $377.0k 0.01% Added +5.5k +5,500
86 Aveo Capital Partners, LLC 0.05% of their portfolio ENGLEWOOD, CO 10,40010.4k $370.4k $370.4k 0.05% New
87 NorthRock Partners, LLC 0.04% of their portfolio MINNEAPOLIS, MN 10,26810.3k $365.7k $365.7k 0.04% Unchanged
88 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 10,16310.2k $362.0k $362.0k 0.01% Added +39 +39
89 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 10,00010.0k $356.2k $356.2k 0.01% Unchanged
90 Tempus Wealth Planning, LLC 0.18% of their portfolio IRVINE, CA 9,8509.8k $350.9k $350.9k 0.18% Added +1 +1
91 Hoffman, Alan N Investment Management 0.23% of their portfolio WELLESLEY HILLS, MA 9,8219.8k $349.8k $349.8k 0.23% Added +39 +39
92 Realta Investment Advisors 0.09% of their portfolio WILMINGTON, DE 9,4999.5k $389.5k $389.5k 0.09% Unchanged
93 Mill Creek Capital Advisors, LLC 0.01% of their portfolio Conshohocken, PA 9,4009.4k $334.8k $334.8k 0.01% Unchanged
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,2669.3k $330.1k $330.1k 0.00% Unchanged
95 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 9,2059.2k $327.9k $327.9k 0.02% New
96 25 LLC 0.19% of their portfolio ST. LOUIS, MO 8,5468.5k $304.4k $304.4k 0.19% Added +76 +76
97 TRUE Private Wealth Advisors 0.04% of their portfolio Salem, OR 8,3768.4k $298.4k $298.4k 0.04% Reduced -1.5k -1,451
98 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,2938.3k $295.4k $295.4k 0.00% Reduced -378.0k -377,997
99 Segment Wealth Management, LLC 0.03% of their portfolio HOUSTON, TX 8,0358.0k $286.2k $286.2k 0.03% Added +9 +9
100 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,9978.0k $284.9k $284.9k 0.00% Reduced -111 -111