Vault-13

SPDR SER TR SJNK

BLOOMBERG SHT TE · ETP · CUSIP 78468R408

341 institutional holders -7 vs Q2 2023
107,636,909107.6m shares reported held*
$2.6bnreported value*
26 new 125 added 129 reduced 38 sold out net bought ≈ $15.9m (+544.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($396.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.51. Options: 2 managers hold calls ($905.0k notional), 2 hold puts ($429.8k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 349Q1 23: 320Q2 23: 348Q3 23: 341341Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022296
Q4 2022349
Q1 2023320
Q2 2023348
Q3 2023341

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 184 bought or addedQ4 22: 137 cut or sold outQ4 22Q1 23: 141 bought or addedQ1 23: 193 cut or sold outQ1 23Q2 23: 188 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 151 bought or addedQ3 23: 167 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022184137
Q1 2023141193
Q2 2023188133
Q3 2023151167

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 22 calls: $950.3kQ4 22 puts: $10.3mQ4 22P/C 10.84Q1 23 calls: $635.9kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $214.9kQ2 23 puts: $74.1kQ2 23P/C 0.34Q3 23 calls: $905.0kQ3 23 puts: $429.8kQ3 23P/C 0.47
Numbers
QuarterCallsPutsP/C
Q4 2022$950.3k$10.3m10.84
Q1 2023$635.9k$00.00
Q2 2023$214.9k$74.1k0.34
Q3 2023$905.0k$429.8k0.47

Biggest buyers

Angeles Investment Advisors, LLC Added +1,822,400+1.8m
Wealthfront Advisers LLC Added +1,662,630+1.7m
AMERIPRISE FINANCIAL INC Added +1,367,216+1.4m
Aristotle Pacific Capital, LLC Added +612,245+612.2k
BTS Asset Management, Inc. New +510,714+510.7k
BANK OF AMERICA CORP /DE/ Added +469,963+470.0k
GOLDMAN SACHS GROUP INC Added +461,977+462.0k
Ocean Park Asset Management, LLC Added +456,367+456.4k
Financial Partners Group, Inc Added +425,858+425.9k
Berkshire Money Management, Inc. Added +371,659+371.7k

Biggest sellers

JANE STREET GROUP, LLC Sold out -1,397,827-1.4m
Donoghue Forlines LLC Reduced -1,095,848-1.1m
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC Reduced -1,095,086-1.1m
TOEWS CORP /ADV Sold out -840,600-840.6k
MORGAN STANLEY Reduced -459,369-459.4k
Mader & Shannon Wealth Management, Inc. Sold out -447,394-447.4k
CAPSTONE INVESTMENT ADVISORS, LLC Sold out -441,200-441.2k
State of New Jersey Common Pension Fund D Reduced -400,000-400.0k
Signify Wealth Reduced -398,978-399.0k
Jefferies Financial Group Inc. Reduced -354,900-354.9k

Biggest calls

CITADEL ADVISORS LLC Added $905.0k37.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $415.8k17.0k shares
Private Advisor Group, LLC New $14.0k57.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Ilmarinen Mutual Pension Insurance Co 3.12% of their portfolio HELSINKI, H9 9,761,7039.8m $238.8m $238.8m 3.12% Unchanged
2 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 9,089,5679.1m $222.1m $222.1m 0.07% Added +1.4m +1,367,216
3 GRIMES & Co WEALTH MANAGEMENT, LLC 6.25% of their portfolio WESTBOROUGH, MA 6,610,2666.6m $161.7m $161.7m 6.25% Added +197.0k +196,971
4 State of New Jersey Common Pension Fund D 0.58% of their portfolio TRENTON, NJ 6,550,0006.5m $160.2m $160.2m 0.58% Reduced -400.0k -400,000
5 Ocean Park Asset Management, LLC 6.46% of their portfolio SANTA MONICA, CA 5,925,3925.9m $144.9m $144.9m 6.46% Added +456.4k +456,367
6 Clark Capital Management Group, Inc. 0.71% of their portfolio PHILADELPHIA, PA 2,897,1062.9m $70.9m $70.9m 0.71% Reduced -8.4k -8,360
7 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,885,0232.9m $70.6m $70.6m 0.03% Reduced -58.1k -58,126
8 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,686,3432.7m $65.7m $65.7m 0.05% Added +134.7k +134,694
9 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,628,0022.6m $64.3m $64.3m 0.01% Added +470.0k +469,963
10 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 2.33% of their portfolio Seattle, WA 2,423,4332.4m $59.3m $59.3m 2.33% Added +136.9k +136,917
11 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,379,2192.4m $58.2m $58.2m 0.02% Reduced -41.7k -41,691
12 Elo Mutual Pension Insurance Co 1.51% of their portfolio ESPOO, H9 2,006,0002.0m $49.1m $49.1m 1.51% Reduced -250.0k -250,000
13 NEUBERGER BERMAN GROUP LLC 0.04% of their portfolio NEW YORK, NY 1,985,0752.0m $48.6m $48.6m 0.04% Reduced -181.7k -181,710
14 Wealthfront Advisers LLC 0.21% of their portfolio Palo Alto, CA 1,959,0192.0m $47.9m $47.9m 0.21% Added +1.7m +1,662,630
15 Aristotle Pacific Capital, LLC 27.48% of their portfolio NEWPORT BEACH, CA 1,898,0751.9m $46.4m $46.4m 27.48% Added +612.2k +612,245
16 Angeles Investment Advisors, LLC 3.49% of their portfolio SANTA MONICA, CA 1,823,1601.8m $44.6m $44.6m 3.49% Added +1.8m +1,822,400
17 ASSETMARK, INC 0.17% of their portfolio CONCORD, CA 1,785,5981.8m $43.7m $43.7m 0.17% Reduced -70.3k -70,291
18 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,633,6121.6m $40.0m $40.0m 0.06% Added +294.8k +294,816
19 Advisors Capital Management, LLC 0.97% of their portfolio RIDGEWOOD, NJ 1,566,9201.6m $38.3m $38.3m 0.97% Added +164.8k +164,831
20 SIGMA INVESTMENT COUNSELORS INC 2.68% of their portfolio NORTHVILLE, MI 1,453,0311.5m $35.5m $35.5m 2.68% Added +2.4k +2,372
21 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,442,4451.4m $35.3m $35.3m 0.01% Reduced -211.9k -211,884
22 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,393,0321.4m $34.1m $34.1m 0.02% Reduced -2.6k -2,608
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,258,5581.3m $30.8m $30.8m 0.00% Reduced -459.4k -459,369
24 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 1,238,5391.2m $30.3m $30.3m 0.02% Added +64.7k +64,662
25 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.11% of their portfolio TORONTO, A6 1,000,0001.0m $24.5m $24.5m 0.11% Unchanged
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 998,449998.4k $24.4m $24.4m 0.00% Reduced -298.3k -298,281
27 Essex LLC 6.58% of their portfolio DEER PARK, IL 957,155957.2k $23.4m $23.4m 6.58% Reduced -503 -503
28 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 776,647776.6k $19.0m $19.0m 0.03% Added +17.1k +17,078
29 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 676,069676.1k $16.5m $16.5m 0.04% Unchanged
30 Financial Partners Group, Inc 3.38% of their portfolio Overland Park, KS 675,164675.2k $16.4m $16.4m 3.38% Added +425.9k +425,858
31 ANGELES WEALTH MANAGEMENT, LLC 2.31% of their portfolio SANTA MONICA, CA 667,377667.4k $16.3m $16.3m 2.31% Added +4.0k +4,019
32 FULTON BREAKEFIELD BROENNIMAN LLC 1.40% of their portfolio Bethesda, MD 657,296657.3k $16.1m $16.1m 1.40% Reduced -36.2k -36,178
33 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.55% of their portfolio NORFOLK, VA 648,428648.4k $15.9m $15.9m 0.55% Reduced -1.1m -1,095,086
34 CANTOR FITZGERALD, L. P. 0.41% of their portfolio NEW YORK, NY 628,705628.7k $15.4m $15.4m 0.41% Added +47.1k +47,147
35 TRUSTMARK BANK TRUST DEPARTMENT 1.51% of their portfolio JACKSON, MS 628,697628.7k $15.4m $15.4m 1.51% Added +27.2k +27,204
36 Jefferies Financial Group Inc. 0.37% of their portfolio NEW YORK, NY 600,000600.0k $14.7m $14.7m 0.37% Reduced -354.9k -354,900
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 518,735518.7k $12.7m $12.7m 0.00% Added +462.0k +461,977
38 BTS Asset Management, Inc. 8.09% of their portfolio Lincoln, MA 510,714510.7k $12.5m $12.5m 8.09% New
39 CWM, LLC 0.08% of their portfolio OMAHA, NE 502,003502.0k $12.3m $12.3m 0.08% Added +41.1k +41,123
40 Good Life Advisors, LLC 1.27% of their portfolio READING, PA 454,733454.7k $11.1m $11.1m 1.27% Added +26.3k +26,287
41 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 446,391446.4k $10.9m $10.9m 0.02% Added +236.9k +236,943
42 NOMURA ASSET MANAGEMENT CO LTD 0.05% of their portfolio TOKYO, M0 438,000438.0k $10.7m $10.7m 0.05% Unchanged
43 Merit Financial Group, LLC 0.35% of their portfolio ALPHARETTA, GA 436,869436.9k $10.7m $10.7m 0.35% Reduced -82.4k -82,431
44 Mariner, LLC 0.03% of their portfolio Overland Park, KS 417,988418.0k $10.2m $10.2m 0.03% Added +5.0k +4,988
45 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 417,751417.8k $10.2m $10.2m 0.01% Added +7.6k +7,587
46 Berkshire Money Management, Inc. 1.53% of their portfolio DALTON, MA 413,210413.2k $10.1m $10.1m 1.53% Added +371.7k +371,659
47 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 405,000405.0k $9.9m $9.9m 0.02% Unchanged
48 Atria Investments, Inc 0.17% of their portfolio Charlotte, NC 401,573401.6k $9.8m $9.8m 0.17% Added +16.7k +16,733
49 Matthew Goff Investment Advisor, LLC 2.24% of their portfolio HOUSTON, TX 380,235380.2k $9.3m $9.3m 2.24% Added +101.7k +101,658
50 Echo45 Advisors LLC 7.79% of their portfolio WALNUT CREEK, CA 375,893375.9k $9.2m $9.2m 7.79% Reduced -1.2k -1,225
51 Wavelength Capital Management, LLC 10.56% of their portfolio WESTPORT, CT 371,100371.1k $9.1m $9.1m 10.56% Reduced -8.1k -8,100
52 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 370,760370.8k $9.1m $9.1m 0.02% Added +7.4k +7,430
53 Curran Financial Partners, LLC 3.63% of their portfolio DANIEL ISLAND, SC 340,471340.5k $8.3m $8.3m 3.63% Added +14.8k +14,765
54 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.27% of their portfolio TOKYO, M0 337,296337.3k $8.3m $8.3m 0.27% Added +62.9k +62,886
55 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 328,797328.8k $8.0m $8.0m 0.01% Added +280.5k +280,458
56 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 1.55% of their portfolio FORT WORTH, TX 323,102323.1k $7.9m $7.9m 1.55% Added +321 +321
57 SHENKMAN CAPITAL MANAGEMENT INC 0.77% of their portfolio NEW YORK, NY 313,500313.5k $10.3m $10.3m 0.77% New
58 Strategic Advocates LLC 3.57% of their portfolio SACRAMENTO, CA 310,168310.2k $7.6m $7.6m 3.57% First filing
59 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 292,500292.5k $7.2m $7.2m 0.01% Unchanged
60 IRONWOOD WEALTH MANAGEMENT, INC. 4.03% of their portfolio HURRICANE, WV 279,933279.9k $6.8m $6.8m 4.03% Added +1.0k +1,021
61 Certified Advisory Corp 1.09% of their portfolio ALTAMONTE SPRINGS, FL 266,021266.0k $5.9m $5.9m 1.09% Added +34.6k +34,600
62 Little Harbor Advisors, LLC 5.16% of their portfolio MARBLEHEAD, MA 260,814260.8k $6.4m $6.4m 5.16% Unchanged
63 IHT Wealth Management, LLC 0.32% of their portfolio Chicago, IL 255,689255.7k $6.3m $6.3m 0.32% Added +14.5k +14,493
64 Baker Avenue Asset Management, LP 0.31% of their portfolio SAN FRANCISCO, CA 253,906253.9k $6.2m $6.2m 0.31% Added +253.8k +253,776
65 Great Lakes Retirement, Inc. 1.02% of their portfolio SANDUSKY, OH 230,783230.8k $5.6m $5.6m 1.02% Added +11.4k +11,421
66 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 229,243229.2k $5.6m $5.6m 0.05% Added +23.2k +23,179
67 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 225,745225.7k $5.5m $5.5m 0.01% Added +5.5k +5,488
68 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 216,358216.4k $5.3m $5.3m 0.02% Added +5.7k +5,689
69 Employees' Retirement Fund of the City of Fort Worth 1.10% of their portfolio FORT WORTH, TX 205,000205.0k $5.0m $5.0m 1.10% Unchanged
70 OPPENHEIMER ASSET MANAGEMENT INC. 0.07% of their portfolio NEW YORK, NY 195,930195.9k $4.8m $4.8m 0.07% Added +2.4k +2,395
71 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 195,371195.4k $4.8m $4.8m 0.00% Added +1.5k +1,451
72 Sound Income Strategies, LLC 0.40% of their portfolio FT LAUDERDALE, FL 194,538194.5k $4.8m $4.8m 0.40% Added +7.6k +7,633
73 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.30% of their portfolio Greenbrae, CA 191,825191.8k $4.7m $4.7m 0.30% Reduced -5.4k -5,425
74 SURIENCE PRIVATE WEALTH LLC 9.09% of their portfolio YAKIMA, WA 191,782191.8k $4.7m $4.7m 9.09% Reduced -17.3k -17,264
75 Disciplined Investments, LLC 2.85% of their portfolio TULSA, OK 191,747191.7k $4.7m $4.7m 2.85% Added +7.4k +7,354
76 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 183,354183.4k $4.5m $4.5m 0.00% Reduced -4.5k -4,479
77 Guardian Wealth Advisors, LLC 3.37% of their portfolio ST LOUIS PARK, MN 180,074180.1k $4.4m $4.4m 3.37% Reduced -2.0k -2,032
78 Signify Wealth 5.91% of their portfolio SAINT LOUIS, MO 179,717179.7k $4.4m $4.4m 5.91% Reduced -399.0k -398,978
79 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 179,608179.6k $4.4m $4.4m 0.02% Reduced -320 -320
80 SAM Advisors, LLC 1.89% of their portfolio OAKHURST, CA 177,760177.8k $4.3m $4.3m 1.89% Added +1.8k +1,820
81 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 176,586176.6k $4.3m $4.3m 0.03% Reduced -44.5k -44,515
82 GREENWOOD CAPITAL ASSOCIATES LLC 0.60% of their portfolio GREENWOOD, SC 168,018168.0k $4.1m $4.1m 0.60% Reduced -596 -596
83 WT Wealth Management 1.75% of their portfolio SCOTTSDALE, AZ 166,511166.5k $4.1m $4.1m 1.75% Added +39.7k +39,708
84 Kingsview Wealth Management, LLC 0.15% of their portfolio GRANTS PASS, OR 166,298166.3k $4.1m $4.1m 0.15% Added +25.8k +25,784
85 CENTAURUS FINANCIAL, INC. 0.35% of their portfolio ANAHEIM, CA 165,167165.2k $4.0m $4.0m 0.35% Reduced -1.5k -1,523
86 Phoenix Financial Ltd. 0.04% of their portfolio Givatayim, L3 162,000162.0k $4.0m $4.0m 0.04% Added +78.4k +78,445
87 Sharper & Granite LLC 2.13% of their portfolio EL SEGUNDO, CA 149,875149.9k $3.7m $3.7m 2.13% Added +18.4k +18,350
88 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 148,750148.8k $3.6m $3.6m 0.00% Added +108.0k +108,000
89 Fifth Third Securities, Inc. 0.40% of their portfolio Cincinnati, OH 147,942147.9k $3.6m $3.6m 0.40% Reduced -3.8k -3,769
90 MGO ONE SEVEN LLC 0.28% of their portfolio Beachwood, OH 146,079146.1k $3.6m $3.6m 0.28% Added +100.6k +100,630
91 HOWARD FINANCIAL SERVICES, LTD. 0.82% of their portfolio DALLAS, TX 145,923145.9k $3.6m $3.6m 0.82% Added +24.5k +24,532
92 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 145,521145.5k $3.6m $3.6m 0.05% Reduced -5.2k -5,178
93 DARK FOREST CAPITAL MANAGEMENT LP 0.29% of their portfolio NEW YORK, NY 142,561142.6k $3.5m $3.5m 0.29% Added +87.3k +87,271
94 Missouri Trust & Investment Co 1.55% of their portfolio SPRINGFIELD, MO 140,964141.0k $3.4m $3.4m 1.55% Reduced -97 -97
95 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 140,475140.5k $3.4m $3.4m 0.03% Added +12.5k +12,464
96 Crabel Capital Management, LLC 2.70% of their portfolio MILWAUKEE, WI 137,103137.1k $3.4m $3.4m 2.70% Reduced -166.0k -165,974
97 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 136,500136.5k $3.3m $3.3m 0.01% Added +73.2k +73,200
98 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 134,930134.9k $3.3m $3.3m 0.03% Added +33.2k +33,198
99 Brendel Financial Advisors LLC 4.68% of their portfolio HANOVER, NH 128,882128.9k $3.2m $3.2m 4.68% Added +12.2k +12,188
100 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 127,795127.8k $3.1m $3.1m 0.02% Reduced -69.8k -69,841