Vault-13

CARTICA ACQUISITION CORP CRTAF

CLASS A ORD SHS · Common Stock · CUSIP G1995D109

26 institutional holders -14 vs Q2 2023
4,263,1754.3m shares reported held*
$45.9mreported value*
6 new 3 added 12 reduced 16 sold out net sold ≈ $104.8m (-9.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.77.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 59Q4 22: 52Q1 23: 59Q2 23: 40Q3 23: 2626Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202259
Q4 202252
Q1 202359
Q2 202340
Q3 202326

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 17 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 28 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221419
Q1 20232013
Q2 20231731
Q3 2023928

Biggest buyers

COWEN AND COMPANY, LLC New +205,145+205.1k
BERKLEY W R CORP Added +196,898+196.9k
Radcliffe Capital Management, L.P. Added +122,747+122.7k
Spartan Fund Management Inc. New +100,000+100.0k
ROBINSON CAPITAL MANAGEMENT, LLC New +45,427+45.4k
Tidal Investments LLC New +45,177+45.2k
Bulldog Investors, LLP New +28,000+28.0k
Quarry LP New +775+775
Tower Research Capital LLC (TRC) Added +244+244

Biggest sellers

First Trust Capital Management L.P. Reduced -1,928,665-1.9m
ADAGE CAPITAL PARTNERS GP, L.L.C. Sold out -1,800,000-1.8m
CANTOR FITZGERALD, L. P. Sold out -1,199,068-1.2m
Westchester Capital Management, LLC Reduced -729,556-729.6k
Linden Advisors LP Sold out -600,000-600.0k
Shaolin Capital Management LLC Sold out -452,052-452.1k
PICTON MAHONEY ASSET MANAGEMENT Sold out -400,000-400.0k
FIFTH LANE CAPITAL, LP Reduced -349,999-350.0k
MILLENNIUM MANAGEMENT LLC Sold out -300,000-300.0k
Woodline Partners LP Sold out -300,000-300.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: MIZUHO FINANCIAL GROUP INC (0.0%, 2026-02-12)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Radcliffe Capital Management, L.P. 0.62% of their portfolio BALA CYNWYD, PA 461,554461.6k $5.0m $5.0m 0.62% Added +122.7k +122,747
2 FIR TREE CAPITAL MANAGEMENT LP 0.43% of their portfolio New York, NY 350,000350.0k $3.8m $3.8m 0.43% Reduced -46.3k -46,306
3 AQR Arbitrage LLC 0.17% of their portfolio Greenwich, CT 350,000350.0k $3.8m $3.8m 0.17% Reduced -56.8k -56,780
4 Castle Creek Arbitrage, LLC 0.89% of their portfolio AVON, CO 350,000350.0k $3.8m $3.8m 0.89% Unchanged
5 First Trust Capital Management L.P. 0.21% of their portfolio CHICAGO, IL 350,000350.0k $3.8m $3.8m 0.21% Reduced -1.9m -1,928,665
6 Periscope Capital Inc. 0.43% of their portfolio Toronto, A6 350,000350.0k $3.8m $3.8m 0.43% Reduced -150.3k -150,300
7 Kepos Capital LP 0.67% of their portfolio NEW YORK, NY 350,000350.0k $3.8m $3.8m 0.67% Unchanged
8 Westchester Capital Management, LLC 0.13% of their portfolio VALHALLA, NY 341,807341.8k $3.7m $3.7m 0.13% Reduced -729.6k -729,556
9 BERKLEY W R CORP 0.21% of their portfolio Greenwich, CT 298,291298.3k $3.2m $3.2m 0.21% Added +196.9k +196,898
10 COWEN AND COMPANY, LLC 0.16% of their portfolio NEW YORK, NY 205,145205.1k $2.2m $2.2m 0.16% New
11 GLAZER CAPITAL, LLC 0.12% of their portfolio New York, NY 175,246175.2k $1.9m $1.9m 0.12% Reduced -282.9k -282,907
12 Centiva Capital, LP 0.08% of their portfolio New York, NY 150,000150.0k $1.6m $1.6m 0.08% Reduced -200.0k -200,000
13 TENOR CAPITAL MANAGEMENT Co., L.P. 0.02% of their portfolio NEW YORK, NY 100,000100.0k $1.1m $1.1m 0.02% Unchanged
14 Spartan Fund Management Inc. 0.81% of their portfolio TORONTO, ONTARIO, Z4 100,000100.0k $1.1m $1.1m 0.81% New
15 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 87,50087.5k $941.5k $941.5k 0.05% Reduced -262.5k -262,500
16 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 63,36063.4k $682.4k $682.4k 0.01% Reduced -145.8k -145,808
17 ROBINSON CAPITAL MANAGEMENT, LLC 0.22% of their portfolio GROSSE POINTE FARMS, MI 45,42745.4k $488.8k $488.8k 0.22% New
18 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 45,17745.2k $486.1k $486.1k 0.01% New
19 Walleye Trading LLC 0.01% of their portfolio NEW YORK, NY 35,64035.6k $383.8k $383.8k 0.01% Reduced -53.9k -53,892
20 Bulldog Investors, LLP 0.10% of their portfolio SADDLE BROOK, NJ 28,00028.0k $301.6k $301.6k 0.10% New
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,76314.8k $158.8k $158.8k 0.00% Reduced -2.7k -2,731
22 Tuttle Capital Management, LLC 0.72% of their portfolio RIVERSIDE, CT 10,00010.0k $107.7k $107.7k 0.72% Unchanged
23 Quarry LP 0.01% of their portfolio NEW YORK, NY 775775 $8.4k $8.4k 0.01% New
24 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 489489 $5.3k $5.3k 0.00% Added +244 +244
25 FIFTH LANE CAPITAL, LP 0.00% of their portfolio Austin, TX 11 $11 $11 0.00% Reduced -350.0k -349,999
26 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged