CANOPY GROWTH CORP
COM · CUSIP 138035100
321
institutional holders
+1 vs Q2 2023
81.5m
shares reported held*
$79.4mreported value*
43 new
69 added
71 reduced
43 sold out
net bought ≈ $7.4m (-1.6m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($260.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $0.97. Options: 18 managers hold calls ($14.8m notional), 20 hold puts ($11.9m).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 342 |
| Q4 2022 | 366 |
| Q1 2023 | 339 |
| Q2 2023 | 320 |
| Q3 2023 | 321 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 139 | 135 |
| Q1 2023 | 109 | 152 |
| Q2 2023 | 91 | 144 |
| Q3 2023 | 112 | 114 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $26.9m | $15.8m | 0.59 |
| Q1 2023 | $17.3m | $19.4m | 1.12 |
| Q2 2023 | $2.8m | $4.1m | 1.46 |
| Q3 2023 | $14.8m | $11.9m | 0.80 |
Biggest buyers
| LORD, ABBETT & CO. LLC | New | +46.3m |
| MILLENNIUM MANAGEMENT LLC | New | +11.1m |
| Point72 Asset Management, L.P. | New | +5.8m |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +1.7m |
| JANE STREET GROUP, LLC | Added | +1.7m |
| Balyasny Asset Management L.P. | New | +1.7m |
| MILLENNIUM MANAGEMENT LLC | Added | +960.2k |
| OLD MISSION CAPITAL LLC | New | +668.4k |
| Aequim Alternative Investments LP | New | +500.0k |
| DeepCurrents Investment Group LLC | Added | +389.3k |
Biggest sellers
| Luxor Capital Group, LP | Sold out | -16.6m |
| VANGUARD GROUP INC | Sold out | -11.0m |
| TWO SIGMA INVESTMENTS, LP | Sold out | -7.9m |
| NATIONAL BANK OF CANADA /FI/ | Reduced | -6.6m |
| Verition Fund Management LLC | Reduced | -6.0m |
| D. E. Shaw & Co., Inc. | Reduced | -3.5m |
| Qube Research & Technologies Ltd | Sold out | -2.9m |
| Tetragon Partners GP Ltd | Sold out | -2.4m |
| Mirae Asset Global Investments Co., Ltd. | Reduced | -1.3m |
| MORGAN STANLEY | Reduced | -1.3m |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $3.1m4.0m shares |
| JANE STREET GROUP, LLC | Added | $2.1m2.8m shares |
| SIMPLEX TRADING, LLC | Added | $2.1m2.7m shares |
| GROUP ONE TRADING LLC | Added | $1.6m2.0m shares |
| CITADEL ADVISORS LLC | Added | $1.4m1.8m shares |
| SIG North Trading, ULC | Reduced | $1.2m1.5m shares |
| NATIONAL BANK OF CANADA /FI/ | Added | $893.7k12.1k shares |
| IMC-Chicago, LLC | New | $561.3k717.1k shares |
| GTS SECURITIES LLC | New | $528.7k675.2k shares |
| Traynor Capital Management, Inc. | New | $505.0k645.0k shares |
Biggest puts
| Murchinson Ltd. | New | $5.4m5.1m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $1.6m2.1m shares |
| NATIONAL BANK OF CANADA /FI/ | Reduced | $1.3m17.9k shares |
| CITADEL ADVISORS LLC | Reduced | $998.9k1.3m shares |
| CANTOR FITZGERALD, L. P. | New | $675.6k3.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $498.0k637.2k shares |
| JANE STREET GROUP, LLC | Added | $292.6k378.2k shares |
| BANK OF MONTREAL /CAN/ | Added | $285.2k211.7k shares |
| GROUP ONE TRADING LLC | Reduced | $191.6k244.8k shares |
| Verition Fund Management LLC | Added | $135.4k173.6k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| LORD, ABBETT & CO. LLC 0.07% of their portfolio | 46.3m $36.3m | New |
| MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio | 11.1m $15.6m | New |
| Point72 Asset Management, L.P. 0.02% of their portfolio | 5.8m $4.5m | New |
| Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio | 3.5m $2.7m | Reduced -1.3m |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 2.1m $1.6m | Added +1.7m |
| MORGAN STANLEY 0.00% of their portfolio | 1.9m $1.5m | Reduced -1.3m |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 1.9m $1.5m | Added +1.7m |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 1.7m $1.3m | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 1.5m $1.2m | Added +960.2k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 1.4m $1.1m | Reduced -299.5k |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 684.8k $504.9k | Reduced -6.6m |
| OLD MISSION CAPITAL LLC 0.02% of their portfolio | 668.4k $523.2k | New |
| AXS Investments LLC 0.13% of their portfolio | 621.3k $486.3k | Added +83.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 585.5k $458.1k | Added +255.8k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 559.8k $438.0k | Reduced -113.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 544.3k $426.0k | Added +247.4k |
| Aequim Alternative Investments LP 0.01% of their portfolio | 500.0k $386.7k | New |
| LPL Financial LLC 0.00% of their portfolio | 485.0k $379.7k | Added +116.2k |
| AdvisorShares Investments LLC 0.10% of their portfolio | 474.2k $371.2k | Reduced -205.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 421.5k $329.6k | Reduced -119.0k |
| DeepCurrents Investment Group LLC 0.02% of their portfolio | 410.5k $321.3k | Added +389.3k |
| TORONTO DOMINION BANK 0.00% of their portfolio | 397.0k $310.8k | Added +98 |
| Lido Advisors, LLC 0.00% of their portfolio | 387.5k $303.4k | Added +7.0k |
| TD Asset Management Inc 0.00% of their portfolio | 383.1k $297.5k | Added +79.6k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 371.2k $500.1k | Added +74.2k |
| Penserra Capital Management LLC 0.01% of their portfolio | 362.8k $283.0k | Unchanged |
| BARCLAYS PLC 0.00% of their portfolio | 362.5k $283.8k | Reduced -88.3k |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 348.3k $270.1k | Added +258.6k |
| GROUP ONE TRADING LLC 0.01% of their portfolio | 344.8k $269.9k | Reduced -173.1k |
| Virtu Financial LLC 0.03% of their portfolio | 331.9k $260.0k | New |
| CIBC WORLD MARKET INC. 0.00% of their portfolio | 321.8k $249.0k | Added +260.1k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 321.3k $251.5k | Reduced -88.8k |
| State of Wyoming 0.04% of their portfolio | 230.4k $183.0k | Added +193.0k |
| Verition Fund Management LLC 0.00% of their portfolio | 224.8k $175.9k | Reduced -6.0m |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 199.2k $155.9k | New |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio | 197.5k $153.0k | New |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 194.0k $151.9k | Reduced -3.5m |
| MACKENZIE FINANCIAL CORP 0.00% of their portfolio | 173.3k $117.6k | Added +40.7k |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 163.4k $127.9k | Added +8.5k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 147.3k $114.4k | Added +56.2k |
| Legacy Capital Wealth Partners, LLC 0.03% of their portfolio | 135.6k $106.1k | New |
| Invesco Ltd. 0.00% of their portfolio | 132.8k $103.9k | Reduced -4.2k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 126.8k $99.2k | Reduced -3.6k |
| Private Advisor Group, LLC 0.00% of their portfolio | 120.6k $94.4k | Added +13.1k |
| Valeo Financial Advisors, LLC 0.00% of their portfolio | 119.3k $93.4k | Reduced -959 |
| FinTrust Capital Advisors, LLC 0.02% of their portfolio | 116.7k $91.3k | Added +55.0k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 113.3k $89.0k | Reduced -6.2k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 107.3k $84.0k | New |
| CANTOR FITZGERALD, L. P. 0.00% of their portfolio | 92.2k $72.2k | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 91.4k $63.0k | Added +29.7k |
| Creative Planning 0.00% of their portfolio | 84.2k $65.9k | Added +4.8k |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 84.0k $84.8k | Added +337 |
| PCG Wealth Advisors, LLC 0.04% of their portfolio | 82.0k $64.2k | Added +13.7k |
| SCOTIA CAPITAL INC. 0.00% of their portfolio | 80.7k $62.4k | Added +11.8k |
| LAKE STREET PRIVATE WEALTH, LLC 0.01% of their portfolio | 77.4k $63.0k | Added +23.6k |
| UBS Group AG 0.00% of their portfolio | 72.4k $56.7k | Reduced -404.8k |
| Baader Bank Aktiengesellschaft 0.00% of their portfolio | 70.0k $48.7k | Added +31.2k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 69.4k $54.3k | Added +5.5k |
| Cetera Investment Advisers 0.00% of their portfolio | 69.2k $53.8k | New |
| Squarepoint Ops LLC 0.00% of their portfolio | 63.0k $49.3k | Added +9.8k |
| Cambria Investment Management, L.P. 0.00% of their portfolio | 61.6k $48.2k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 61.1k $47.8k | Reduced -2.0k |
| Venture Visionary Partners LLC 0.00% of their portfolio | 60.0k $47.0k | New |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 55.0k $43.1k | Reduced -117.0k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 54.3k $42.5k | Reduced -94.6k |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 52.9k $41.4k | Added +13.4k |
| Genesee Capital Advisors, LLC 0.03% of their portfolio | 50.5k $39.5k | New |
| Marathon Trading Investment Management LLC 0.03% of their portfolio | 50.0k $39.1k | Unchanged |
| REDMONT WEALTH ADVISORS LLC 0.07% of their portfolio | 50.0k $39.1k | New |
| Marex Group Ltd 0.01% of their portfolio | 49.5k $38.8k | Unchanged |
| TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio | 49.3k $38.6k | New |
| Mariner, LLC 0.00% of their portfolio | 48.2k $37.7k | Added +10.9k |
| SYCOMORE ASSET MANAGEMENT 0.01% of their portfolio | 47.0k $39.0k | New |
| Strategic Investment Solutions, Inc. /IL 0.00% of their portfolio | 45.7k $27.9k | Added +45.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 43.8k $34.3k | Reduced -9.5k |
| Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio | 43.2k $33.8k | Added +28.7k |
| DAVENPORT & Co LLC 0.00% of their portfolio | 42.1k $32.7k | Unchanged |
| Cutler Group LLC / CA 0.00% of their portfolio | 40.6k $31.0k | Added +18.6k |
| Virtue Capital Management, LLC 0.00% of their portfolio | 40.1k $18.4k | Unchanged |
| Engineers Gate Manager LP 0.00% of their portfolio | 40.1k $31.0k | Added +9.0k |
| AE Wealth Management LLC 0.00% of their portfolio | 39.1k $30.6k | Reduced -266 |
| IHT Wealth Management, LLC 0.00% of their portfolio | 36.4k $28.5k | Reduced -1.1k |
| FOUNDERS FINANCIAL SECURITIES LLC 0.00% of their portfolio | 33.1k $25.9k | Added +17.5k |
| SFMG, LLC 0.00% of their portfolio | 31.2k $24.4k | Reduced -250 |
| MCDONALD PARTNERS LLC 0.01% of their portfolio | 31.0k $24.3k | Reduced -7.6k |
| Belvedere Trading LLC 0.00% of their portfolio | 30.9k $24.2k | New |
| Balboa Wealth Partners 0.01% of their portfolio | 30.9k $24.2k | Added +10.0k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 30.5k $23.8k | Reduced -6.1k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 30.3k $23.7k | Added +381 |
| GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio | 29.5k $22.7k | Reduced -2.1k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 29.0k $23.0k | Reduced -11.6k |
| FINANCIAL COUNSELORS INC 0.00% of their portfolio | 24.5k $19.2k | New |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 23.8k $18.6k | Reduced -506.4k |
| Koss-Olinger Consulting, LLC 0.00% of their portfolio | 23.2k $18.0k | Unchanged |
| Bayesian Capital Management, LP 0.00% of their portfolio | 22.7k $17.8k | Reduced -124.2k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 22.3k $17.5k | Reduced -255 |
| WEDBUSH SECURITIES INC 0.00% of their portfolio | 22.1k $17.0k | Reduced -2.6k |
| GABLES CAPITAL MANAGEMENT INC. 0.01% of their portfolio | 21.9k $17.2k | Reduced -400 |
| Marotta Asset Management 0.00% of their portfolio | 21.9k $17.1k | Reduced -150 |
| IVC Wealth Advisors LLC 0.01% of their portfolio | 21.8k $17.0k | New |