Vault-13

VANGUARD SCOTTSDALE FDS VMBS

MTG-BKD SECS ETF · ETP · CUSIP 92206C771

539 institutional holders -1 vs Q2 2023
329,956,279330.0m shares reported held*
$14.5bnreported value*
51 new 239 added 176 reduced 53 sold out net bought ≈ $641.2m (+15.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($772.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.80. Options: 2 managers hold calls ($1.9m notional), 5 hold puts ($2.2m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 503Q4 22: 527Q1 23: 517Q2 23: 540Q3 23: 539539Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022503
Q4 2022527
Q1 2023517
Q2 2023540
Q3 2023539

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 236 bought or addedQ4 22: 248 cut or sold outQ4 22Q1 23: 283 bought or addedQ1 23: 226 cut or sold outQ1 23Q2 23: 285 bought or addedQ2 23: 217 cut or sold outQ2 23Q3 23: 290 bought or addedQ3 23: 229 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022236248
Q1 2023283226
Q2 2023285217
Q3 2023290229

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ4 22 calls: $1.9mQ4 22 puts: $3.9mQ4 22P/C 2.09Q1 23 calls: $1.0mQ1 23 puts: $1.4mQ1 23P/C 1.39Q2 23 calls: $791.0kQ2 23 puts: $584.1kQ2 23P/C 0.74Q3 23 calls: $1.9mQ3 23 puts: $2.2mQ3 23P/C 1.12
Numbers
QuarterCallsPutsP/C
Q4 2022$1.9m$3.9m2.09
Q1 2023$1.0m$1.4m1.39
Q2 2023$791.0k$584.1k0.74
Q3 2023$1.9m$2.2m1.12

Biggest buyers

Charles Schwab Investment Advisory, Inc. Added +8,121,857+8.1m
BANK OF AMERICA CORP /DE/ Added +4,938,832+4.9m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +1,465,828+1.5m
Hamilton Capital, LLC Added +1,110,708+1.1m
OSAIC HOLDINGS, INC. Added +910,476+910.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +822,100+822.1k
Financial Gravity Asset Management, Inc. Added +751,669+751.7k
Northland Capital Management LLC Added +653,002+653.0k
WELLS FARGO & COMPANY/MN Added +608,523+608.5k
TD PRIVATE CLIENT WEALTH LLC Added +575,271+575.3k

Biggest sellers

RWA WEALTH PARTNERS, LLC Reduced -3,497,103-3.5m
ENVESTNET ASSET MANAGEMENT INC Reduced -3,283,683-3.3m
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -1,560,119-1.6m
EVERGREEN CAPITAL MANAGEMENT LLC Reduced -817,122-817.1k
RAYMOND JAMES & ASSOCIATES Reduced -403,257-403.3k
DEUTSCHE BANK AG\ Sold out -380,000-380.0k
CreativeOne Wealth, LLC Reduced -243,350-243.3k
Checchi Capital Advisers, LLC Reduced -226,314-226.3k
JANUS HENDERSON GROUP PLC Reduced -194,120-194.1k
1834 INVESTMENT ADVISORS CO Reduced -180,523-180.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $1.9m44.4k shares
CITADEL ADVISORS LLC Reduced $4.4k100 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.6m35.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $372.1k8.5k shares
WOLVERINE TRADING, LLC New $240.8k5.5k shares
Private Advisor Group, LLC New $3.5k8.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 9.12% of their portfolio SAN FRANCISCO, CA 132,032,863132.0m $5.8bn $5.8bn 9.12% Added +8.1m +8,121,857
2 BANK OF AMERICA CORP /DE/ 0.31% of their portfolio CHARLOTTE, NC 57,046,12057.0m $2.5bn $2.5bn 0.31% Added +4.9m +4,938,832
3 ENVESTNET ASSET MANAGEMENT INC 0.33% of their portfolio Berwyn, PA 16,359,56616.4m $716.2m $716.2m 0.33% Reduced -3.3m -3,283,683
4 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 10,466,86910.5m $458.2m $458.2m 0.05% Added +480.1k +480,055
5 Bank of New York Mellon Corp 0.08% of their portfolio NEW YORK, NY 7,794,6927.8m $341.3m $341.3m 0.08% Added +56.6k +56,637
6 ASSETMARK, INC 1.08% of their portfolio CONCORD, CA 6,193,1886.2m $271.1m $271.1m 1.08% Added +528.7k +528,714
7 STIFEL FINANCIAL CORP 0.30% of their portfolio ST. LOUIS, MO 4,903,3944.9m $214.7m $214.7m 0.30% Added +146.9k +146,916
8 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 4,416,1224.4m $193.3m $193.3m 0.14% Added +390.9k +390,939
9 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 3,920,7603.9m $173.5m $173.5m 0.06% Reduced -72.9k -72,946
10 Envestnet Portfolio Solutions, Inc. 0.74% of their portfolio BERWYN, PA 3,592,2873.6m $157.3m $157.3m 0.74% First filing
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 3,043,1103.0m $133.2m $133.2m 0.04% Added +1.5m +1,465,828
12 MATHER GROUP, LLC. 2.35% of their portfolio CHICAGO, IL 3,021,7743.0m $132.3m $132.3m 2.35% Added +27.2k +27,169
13 LINCOLN NATIONAL CORP 2.61% of their portfolio RADNOR, PA 2,952,1113.0m $129.2m $129.2m 2.61% Added +145.3k +145,322
14 OSAIC HOLDINGS, INC. 0.19% of their portfolio SCOTTSDALE, AZ 2,896,2982.9m $126.8m $126.8m 0.19% Added +910.5k +910,476
15 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,820,3732.8m $123.5m $123.5m 0.01% Added +184.1k +184,091
16 KEYBANK NATIONAL ASSOCIATION/OH 0.48% of their portfolio BROOKLYN, OH 2,267,6922.3m $99.3m $99.3m 0.48% Reduced -10.3k -10,343
17 AE Wealth Management LLC 0.59% of their portfolio TOPEKA, KS 2,262,3472.3m $99.0m $99.0m 0.59% Added +56.6k +56,612
18 Morningstar Investment Services LLC 0.99% of their portfolio CHICAGO, IL 1,761,6001.8m $77.3m $77.3m 0.99% Added +456.4k +456,372
19 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,625,7731.6m $71.2m $71.2m 0.02% Added +608.5k +608,523
20 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 1,517,0901.5m $66.4m $66.4m 0.06% Reduced -403.3k -403,257
21 Financial Engines Advisors L.L.C. 0.15% of their portfolio SANTA CLARA, CA 1,341,7941.3m $58.7m $58.7m 0.15% Added +325.7k +325,722
22 CANTOR FITZGERALD, L. P. 1.58% of their portfolio NEW YORK, NY 1,341,5521.3m $58.7m $58.7m 1.58% Added +162.1k +162,089
23 Acropolis Investment Management, LLC 4.50% of their portfolio ST. LOUIS, MO 1,325,9231.3m $58.0m $58.0m 4.50% Reduced -3.6k -3,581
24 TD PRIVATE CLIENT WEALTH LLC 2.39% of their portfolio NEW YORK, NY 1,260,2921.3m $55.2m $55.2m 2.39% Added +575.3k +575,271
25 Cambridge Investment Research Advisors, Inc. 0.26% of their portfolio FAIRFIELD, IA 1,259,5601.3m $55.1m $55.1m 0.26% Reduced -2.1k -2,088
26 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,238,6001.2m $54.2m $54.2m 0.02% Reduced -93.1k -93,118
27 Relative Value Partners Group, LLC 3.59% of their portfolio NORTHBROOK, IL 1,221,7721.2m $53.5m $53.5m 3.59% Added +574.3k +574,288
28 Hamilton Capital, LLC 4.08% of their portfolio COLUMBUS, OH 1,215,6691.2m $53.2m $53.2m 4.08% Added +1.1m +1,110,708
29 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,187,0521.2m $52.0m $52.0m 0.02% Added +19.3k +19,282
30 Valmark Advisers, Inc. 1.02% of their portfolio AKRON, OH 1,119,2161.1m $49.0m $49.0m 1.02% Added +21.5k +21,521
31 BANK OF HAWAII 2.69% of their portfolio HONOLULU, HI 1,068,4261.1m $46.8m $46.8m 2.69% Added +54.4k +54,437
32 Ally Invest Advisors Inc. 5.30% of their portfolio CHARLOTTE, NC 1,034,4581.0m $45.3m $45.3m 5.30% Added +17.5k +17,533
33 Executive Wealth Management, LLC 4.28% of their portfolio BRIGHTON, MI 944,173944.2k $41.3m $41.3m 4.28% Reduced -2.0k -2,037
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.12% of their portfolio PLYMOUTH, MN 853,243853.2k $37.4m $37.4m 0.12% Added +822.1k +822,100
35 Bell Investment Advisors, Inc 8.16% of their portfolio ORINDA, CA 831,678831.7k $36.4m $36.4m 8.16% Added +70.2k +70,224
36 Mitsubishi UFJ Asset Management Co., Ltd. 0.07% of their portfolio TOKYO, M0 825,000825.0k $36.1m $36.1m 0.07% Reduced -7.0k -7,000
37 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 802,224802.2k $35.1m $35.1m 0.06% Unchanged
38 Financial Gravity Asset Management, Inc. 0.21% of their portfolio Lakeway, TX 767,374767.4k $18.4m $18.4m 0.21% Added +751.7k +751,669
39 1832 Asset Management L.P. 0.07% of their portfolio TORONTO, A6 750,518750.5k $32.9m $32.9m 0.07% Added +17.0k +16,954
40 Atria Investments, Inc 0.57% of their portfolio Charlotte, NC 725,050725.0k $31.7m $31.7m 0.57% Added +37.0k +37,045
41 True Link Financial Advisors, LLC 3.59% of their portfolio SAN FRANCISCO, CA 683,517683.5k $29.9m $29.9m 3.59% Added +59.6k +59,582
42 Bartlett & Co. LLC 0.53% of their portfolio CINCINNATI, OH 672,757672.8k $29.5m $29.5m 0.53% Added +3.9k +3,869
43 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.53% of their portfolio CINCINNATI, OH 672,757672.8k $29.5m $29.5m 0.53% Added +3.9k +3,869
44 Allworth Financial LP 0.25% of their portfolio FOLSOM, CA 658,062658.1k $28.8m $28.8m 0.25% Added +54.5k +54,470
45 Northland Capital Management LLC 19.50% of their portfolio VIRGINIA, MN 658,002658.0k $28.8m $28.8m 19.50% Added +653.0k +653,002
46 VICTORY CAPITAL MANAGEMENT INC 0.03% of their portfolio San Antonio, TX 645,347645.3k $28.3m $28.3m 0.03% Unchanged
47 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 642,670642.7k $28.1m $28.1m 0.05% Added +4.0k +3,958
48 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 636,265636.3k $27.9m $27.9m 0.05% Added +43.5k +43,507
49 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 620,069620.1k $27.1m $27.1m 0.10% Added +5.9k +5,854
50 American Trust 2.05% of their portfolio LEXINGTON, KY 604,975605.0k $26.5m $26.5m 2.05% Added +126.7k +126,681
51 Advisory Alpha, LLC 1.28% of their portfolio HOLLAND, MI 566,182566.2k $24.8m $24.8m 1.28% Added +8.7k +8,712
52 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 550,792550.8k $24.1m $24.1m 0.04% Added +48.7k +48,659
53 Parkside Advisors LLC 7.41% of their portfolio BERKELEY, CA 544,850544.9k $23.9m $23.9m 7.41% Added +30.0k +29,988
54 Orion Porfolio Solutions, LLC 0.28% of their portfolio OMAHA, NE 526,455526.5k $23.0m $23.0m 0.28% Added +1.1k +1,149
55 Orion Portfolio Solutions, LLC 0.28% of their portfolio Omaha, NE 526,455526.5k $23.0m $23.0m 0.28% Added +1.1k +1,149
56 MA Private Wealth 5.20% of their portfolio SAN CARLOS, CA 502,805502.8k $22.0m $22.0m 5.20% Added +16.8k +16,815
57 MERCER GLOBAL ADVISORS INC /ADV 0.08% of their portfolio DENVER, CO 490,826490.8k $21.5m $21.5m 0.08% Reduced -17.2k -17,194
58 Cetera Investment Advisers 0.19% of their portfolio SCHAUMBURG, IL 490,290490.3k $21.5m $21.5m 0.19% Added +25.1k +25,137
59 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 484,615484.6k $21.2m $21.2m 0.03% Added +461.8k +461,778
60 Evergreen Advisors, LLC 7.58% of their portfolio CHATTANOOGA, TN 479,857479.9k $21.0m $21.0m 7.58% Added +9.2k +9,168
61 Vectors Research Management, LLC 6.60% of their portfolio New York, NY 470,695470.7k $20.4m $20.4m 6.60% Added +60.4k +60,388
62 Manning & Napier Group, LLC 0.26% of their portfolio Fairport, NY 470,292470.3k $20.6m $20.6m 0.26% Added +1.9k +1,938
63 Zurich Insurance Group Ltd/FI 0.22% of their portfolio ZURICH, V8 467,648467.6k $20.5m $20.5m 0.22% Unchanged
64 COURIER CAPITAL LLC 1.63% of their portfolio BUFFALO, NY 448,917448.9k $19.7m $19.7m 1.63% Added +59.2k +59,225
65 Sequoia Financial Advisors, LLC 0.34% of their portfolio Akron, OH 437,435437.4k $19.2m $19.2m 0.34% Added +40.1k +40,111
66 Park Avenue Institutional Advisers LLC 47.80% of their portfolio New York, NY 421,000421.0k $18.4m $18.4m 47.80% Unchanged
67 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 406,146406.1k $17.8m $17.8m 0.00% Reduced -96.3k -96,262
68 Windward Private Wealth Management Inc. 7.74% of their portfolio OVERLAND PARK, KS 390,846390.8k $17.1m $17.1m 7.74% Reduced -30.9k -30,902
69 Jaffetilchin Investment Partners, LLC 1.88% of their portfolio TAMPA, FL 390,423390.4k $17.1m $17.1m 1.88% Added +6.0k +6,021
70 Pallas Capital Advisors LLC 1.01% of their portfolio BRAINTREE, MA 389,979390.0k $16.6m $16.6m 1.01% New
71 Atria Wealth Solutions, Inc. 0.23% of their portfolio NEW YORK, NY 376,664376.7k $16.5m $16.5m 0.23% Reduced -12.2k -12,158
72 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 350,298350.3k $15.3m $15.3m 0.08% Added +19.1k +19,115
73 RKL Wealth Management LLC 1.84% of their portfolio LANCASTER, PA 342,774342.8k $15.0m $15.0m 1.84% Reduced -2.7k -2,725
74 EVERGREEN CAPITAL MANAGEMENT LLC 0.66% of their portfolio Bellevue, WA 341,979342.0k $15.0m $15.0m 0.66% Reduced -817.1k -817,122
75 Connecticut Wealth Management, LLC 0.98% of their portfolio FARMINGTON, CT 328,557328.6k $14.4m $14.4m 0.98% Added +150.5k +150,483
76 Money Design Co.,Ltd. 0.87% of their portfolio TOKYO, M0 328,052328.1k $14.4m $14.4m 0.87% Reduced -21.1k -21,147
77 Brookstone Capital Management 0.28% of their portfolio WHEATON, IL 305,788305.8k $12.9m $12.9m 0.28% Added +35.2k +35,245
78 Whitcomb & Hess, Inc. 4.96% of their portfolio ASHLAND, OH 303,204303.2k $13.3m $13.3m 4.96% Added +1.1k +1,102
79 PROFFITT & GOODSON INC 2.66% of their portfolio KNOXVILLE, TN 296,178296.2k $13.0m $13.0m 2.66% Added +6.1k +6,056
80 ST GERMAIN D J CO INC 0.73% of their portfolio SPRINGFIELD, MA 295,765295.8k $12.9m $12.9m 0.73% Added +127.0k +126,972
81 Family CFO Inc 9.29% of their portfolio LOS ALTOS, CA 295,028295.0k $12.9m $12.9m 9.29% Added +3.2k +3,172
82 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 289,337289.3k $12.7m $12.7m 0.02% Added +19.2k +19,155
83 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 288,302288.3k $12.6m $12.6m 0.05% Added +18.1k +18,079
84 Advanced Asset Management Advisors Inc 2.97% of their portfolio DUBLIN, OH 283,000283.0k $12.4m $12.4m 2.97% Unchanged
85 PARK AVENUE SECURITIES LLC 0.18% of their portfolio NEW YORK, NY 269,247269.2k $11.8m $11.8m 0.18% Reduced -2.1k -2,100
86 Composition Wealth, LLC 0.36% of their portfolio LOS ANGELES, CA 266,517266.5k $11.7m $11.7m 0.36% Reduced -5.0k -4,984
87 DARK FOREST CAPITAL MANAGEMENT LP 0.97% of their portfolio NEW YORK, NY 264,954265.0k $11.6m $11.6m 0.97% Added +135.4k +135,364
88 CreativeOne Wealth, LLC 0.83% of their portfolio OVERLAND PARK, KS 263,166263.2k $11.5m $11.5m 0.83% Reduced -243.3k -243,350
89 OneAscent Financial Services LLC 2.99% of their portfolio BIRMINGHAM, AL 262,088262.1k $11.5m $11.5m 2.99% Added +22.6k +22,632
90 Robinswood Financial LLC 5.33% of their portfolio KIRKLAND, WA 255,417255.4k $11.2m $11.2m 5.33% Added +6.1k +6,098
91 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 253,386253.4k $11.1m $11.1m 0.02% Added +45.7k +45,672
92 OneAscent Wealth Management LLC 4.69% of their portfolio BIRMINGHAM, AL 243,933243.9k $10.7m $10.7m 4.69% Reduced -15.1k -15,141
93 STALEY CAPITAL ADVISERS INC 0.58% of their portfolio PITTSBURGH, PA 241,100241.1k $10.6m $10.6m 0.58% Added +154.2k +154,150
94 Betterment LLC 0.03% of their portfolio NEW YORK, NY 228,867228.9k $10.0m $10.0m 0.03% Added +9.7k +9,748
95 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 225,702225.7k $9.9m $9.9m 0.02% Added +29.5k +29,520
96 RWA WEALTH PARTNERS, LLC 0.21% of their portfolio BOSTON, MA 221,137221.1k $9.7m $9.7m 0.21% Reduced -3.5m -3,497,103
97 Quantum Financial Advisors, LLC 2.75% of their portfolio SANTA MONICA, CA 213,859213.9k $9.4m $9.4m 2.75% Added +21.5k +21,490
98 Wavelength Capital Management, LLC 10.57% of their portfolio WESTPORT, CT 207,355207.4k $9.1m $9.1m 10.57% Reduced -7.4k -7,400
99 ALPS ADVISORS INC 0.07% of their portfolio Denver, CO 206,275206.3k $9.0m $9.0m 0.07% Added +80.2k +80,195
100 United Asset Strategies, Inc. 1.17% of their portfolio GARDEN CITY, NY 206,115206.1k $9.0m $9.0m 1.17% Reduced -3.6k -3,621