Vault-13

SUNNOVA ENERGY INTL INC. NOVAQ

COM · Common Stock · CUSIP 86745K104 · ISIN US86745K1043

229 institutional holders -7 vs Q2 2023
147,841,798147.8m shares reported held*
$1.5bnreported value*
35 new 93 added 69 reduced 44 sold out net sold ≈ $18.3m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.47. Options: 22 managers hold calls ($49.6m notional), 30 hold puts ($125.8m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 249Q4 22: 241Q1 23: 240Q2 23: 236Q3 23: 229229Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022249
Q4 2022241
Q1 2023240
Q2 2023236
Q3 2023229

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 120 bought or addedQ4 22: 114 cut or sold outQ4 22Q1 23: 117 bought or addedQ1 23: 115 cut or sold outQ1 23Q2 23: 122 bought or addedQ2 23: 101 cut or sold outQ2 23Q3 23: 128 bought or addedQ3 23: 113 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022120114
Q1 2023117115
Q2 2023122101
Q3 2023128113

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ4 22 calls: $51.1mQ4 22 puts: $91.7mQ4 22P/C 1.79Q1 23 calls: $68.0mQ1 23 puts: $109.3mQ1 23P/C 1.61Q2 23 calls: $78.7mQ2 23 puts: $126.4mQ2 23P/C 1.61Q3 23 calls: $49.6mQ3 23 puts: $125.8mQ3 23P/C 2.54
Numbers
QuarterCallsPutsP/C
Q4 2022$51.1m$91.7m1.79
Q1 2023$68.0m$109.3m1.61
Q2 2023$78.7m$126.4m1.61
Q3 2023$49.6m$125.8m2.54

Biggest buyers

BNP PARIBAS ASSET MANAGEMENT Holding S.A. Added +3,965,900+4.0m
Electron Capital Partners, LLC Added +1,593,098+1.6m
Point72 Asset Management, L.P. New +1,109,016+1.1m
Amundi Added +1,041,774+1.0m
BANK OF AMERICA CORP /DE/ Added +784,927+784.9k
VAN ECK ASSOCIATES CORP Added +670,970+671.0k
BANQUE PICTET & CIE SA New +659,600+659.6k
Allianz Asset Management GmbH Added +650,473+650.5k
MILLENNIUM MANAGEMENT LLC Added +530,854+530.9k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +484,150+484.1k

Biggest sellers

Hood River Capital Management LLC Sold out -2,553,171-2.6m
Merewether Investment Management, LP Reduced -1,781,358-1.8m
BlackRock Inc. Reduced -1,379,465-1.4m
CIBC Private Wealth Group LLC Reduced -1,313,503-1.3m
DIMENSIONAL FUND ADVISORS LP Reduced -1,267,277-1.3m
Clal Insurance Enterprises Holdings Ltd Reduced -941,794-941.8k
GOLDMAN SACHS GROUP INC Reduced -887,994-888.0k
Man Group plc Sold out -849,472-849.5k
Handelsbanken Fonder AB Reduced -644,580-644.6k
Alyeska Investment Group, L.P. Sold out -621,283-621.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $15.5m1.5m shares
JANE STREET GROUP, LLC Added $8.3m793.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.2m495.6k shares
SIMPLEX TRADING, LLC Added $2.4m228.8k shares
Walleye Trading LLC Added $1.9m183.9k shares
UBS Group AG New $1.6m149.9k shares
D. E. Shaw & Co., Inc. Added $1.5m141.0k shares
CITIGROUP INC New $1.5m140.0k shares
GROUP ONE TRADING LLC Reduced $1.4m130.0k shares
Balyasny Asset Management L.P. New $1.3m126.0k shares

Biggest puts

TWO SIGMA INVESTMENTS, LP Added $39.9m3.8m shares
KGH Ltd Unchanged $19.9m1.9m shares
WHITEBOX ADVISORS LLC New $10.5m1.0m shares
GOLDMAN SACHS GROUP INC Added $7.0m672.0k shares
CITADEL ADVISORS LLC Added $6.7m639.1k shares
Squarepoint Ops LLC Reduced $5.3m502.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.6m443.3k shares
D. E. Shaw & Co., Inc. Unchanged $3.1m300.0k shares
UBS Group AG Added $3.0m283.3k shares
Shaolin Capital Management LLC New $2.7m32.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2025-02-05 7.3% 9.1m 2025-02-05
VANGUARD GROUP INC 13G · institution -2.0 pts · filed 2025-04-30 5.5% -2.0 pts 6.9m 2025-04-30
CastleKnight Master Fund LP 13G · passive investor new · filed 2025-03-20 5.3% new 6.9m 2025-03-20
Newlight Partners LP 13G · passive investor new · filed 2025-05-15 5.2% new 6.5m 2025-05-15

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.51% of their portfolio Paris, I0 15,870,57815.9m $166.2m $166.2m 0.51% Added +4.0m +3,965,900
2 BlackRock Inc. 0.00% of their portfolio New York, NY 15,834,45215.8m $165.8m $165.8m 0.00% Reduced -1.4m -1,379,465
3 Pictet Asset Management Holding SA 0.13% of their portfolio CAROUGE, V8 10,323,90010.3m $108.1m $108.1m 0.13% First filing
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 10,270,48710.3m $107.5m $107.5m 0.00% Added +379.0k +379,032
5 ECP ControlCo, LLC 16.59% of their portfolio SUMMIT, NJ 6,911,6646.9m $72.4m $72.4m 16.59% Unchanged
6 Newlight Partners LP 38.25% of their portfolio NEW YORK, NY 6,505,8116.5m $68.1m $68.1m 38.25% Unchanged
7 Amundi 0.03% of their portfolio Paris, I0 6,405,9186.4m $66.9m $66.9m 0.03% Added +1.0m +1,041,774
8 Handelsbanken Fonder AB 0.32% of their portfolio STOCKHOLM, V7 5,509,7865.5m $57.7m $57.7m 0.32% Reduced -644.6k -644,580
9 Electron Capital Partners, LLC 2.82% of their portfolio NEW YORK, NY 5,308,6845.3m $55.6m $55.6m 2.82% Added +1.6m +1,593,098
10 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 3,779,8943.8m $39.6m $39.6m 0.01% Added +40.8k +40,809
11 Erste Asset Management GmbH 0.60% of their portfolio VIENNA, C4 3,377,2993.4m $35.0m $35.0m 0.60% Added +323.8k +323,778
12 CIBC Private Wealth Group LLC 0.08% of their portfolio ATLANTA, GA 3,084,2813.1m $32.3m $32.3m 0.08% Reduced -1.3m -1,313,503
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,671,1982.7m $28.0m $28.0m 0.00% Reduced -16.0k -15,954
14 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 2,477,4332.5m $25.9m $25.9m 0.01% Reduced -1.3m -1,267,277
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,365,5272.4m $24.8m $24.8m 0.00% Added +228.3k +228,341
16 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 2,271,1992.3m $23.8m $23.8m 0.05% Reduced -308 -308
17 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,168,9182.2m $22.7m $22.7m 0.01% Reduced -888.0k -887,994
18 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 2,081,1322.1m $21.8m $21.8m 0.00% Added +89.5k +89,509
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,786,8401.8m $18.7m $18.7m 0.00% Added +784.9k +784,927
20 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 1,768,3161.8m $18.5m $18.5m 0.02% Added +279.3k +279,273
21 Clal Insurance Enterprises Holdings Ltd 0.24% of their portfolio Tel-aviv, L3 1,621,2061.6m $17.0m $17.0m 0.24% Reduced -941.8k -941,794
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,477,8761.5m $15.5m $15.5m 0.00% Reduced -140.1k -140,067
23 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.06% of their portfolio TORONTO, A6 1,324,9571.3m $13.9m $13.9m 0.06% Added +484.1k +484,150
24 Swedbank AB 0.02% of their portfolio STOCKHOLM, V7 1,275,9741.3m $13.4m $13.4m 0.02% Added +4.1k +4,066
25 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 1,266,9861.3m $13.3m $13.3m 0.03% Reduced -427.3k -427,298
26 NOMURA HOLDINGS INC 0.14% of their portfolio TOKYO, M0 1,256,6651.3m $13.2m $13.2m 0.14% Added +36.4k +36,382
27 Guinness Asset Management LTD 0.30% of their portfolio LONDON, X0 1,240,3551.2m $13.0m $13.0m 0.30% Added +69.5k +69,539
28 Point72 Asset Management, L.P. 0.04% of their portfolio STAMFORD, CT 1,109,0161.1m $11.6m $11.6m 0.04% New
29 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,013,9331.0m $10.6m $10.6m 0.00% Added +1.0k +1,021
30 NORGES BANK 0.00% of their portfolio OSLO, Q8 959,083959.1k $10.0m $10.0m 0.00% Added +62.2k +62,175
31 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 836,017836.0k $8.8m $8.8m 0.02% Added +650.5k +650,473
32 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 806,893806.9k $8.4m $8.4m 0.01% Added +134.7k +134,673
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 780,177780.2k $8.2m $8.2m 0.00% Added +31.0k +31,010
34 FEDERATED HERMES, INC. 0.02% of their portfolio PITTSBURGH, PA 774,855774.9k $8.1m $8.1m 0.02% Reduced -73.6k -73,594
35 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 758,008758.0k $7.9m $7.9m 0.01% Reduced -586.8k -586,791
36 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 701,122701.1k $7.3m $7.3m 0.01% Added +126.5k +126,463
37 VAN ECK ASSOCIATES CORP 0.02% of their portfolio NEW YORK, NY 696,615696.6k $7.3m $7.3m 0.02% Added +671.0k +670,970
38 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 677,406677.4k $7.1m $7.1m 0.01% Unchanged
39 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 661,258661.3k $6.9m $6.9m 0.01% Reduced -118.9k -118,902
40 BANQUE PICTET & CIE SA 0.08% of their portfolio GENEVA 73, V8 659,600659.6k $6.9m $6.9m 0.08% New
41 FMR LLC 0.00% of their portfolio BOSTON, MA 636,996637.0k $6.7m $6.7m 0.00% Reduced -414.2k -414,191
42 MONEY CONCEPTS CAPITAL CORP 0.70% of their portfolio PALM BEACH GARDENS, FL 634,117634.1k $6.6m $6.6m 0.70% Added +106.8k +106,819
43 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 547,485547.5k $5.7m $5.7m 0.01% Added +530.9k +530,854
44 Lombard Odier Asset Management (USA) Corp 0.94% of their portfolio New York, NY 525,000525.0k $5.5m $5.5m 0.94% Reduced -105.0k -105,000
45 WESTWOOD HOLDINGS GROUP INC 0.04% of their portfolio DALLAS, TX 445,952446.0k $4.7m $4.7m 0.04% Added +406.7k +406,666
46 ExodusPoint Capital Management, LP 0.06% of their portfolio NEW YORK, NY 437,700437.7k $4.6m $4.6m 0.06% New
47 ALPS ADVISORS INC 0.04% of their portfolio Denver, CO 428,578428.6k $4.5m $4.5m 0.04% Reduced -1.7k -1,748
48 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 427,161427.2k $4.5m $4.5m 0.00% Reduced -18.6k -18,600
49 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 422,499422.5k $4.4m $4.4m 0.00% Added +466 +466
50 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 413,657413.7k $4.3m $4.3m 0.00% Reduced -20.2k -20,199
51 DECADE RENEWABLE PARTNERS LP 2.46% of their portfolio HOUSTON, TX 388,153388.2k $4.1m $4.1m 2.46% New
52 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 359,398359.4k $3.8m $3.8m 0.00% Added +232.7k +232,740
53 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 335,696335.7k $3.5m $3.5m 0.00% Reduced -584.7k -584,703
54 Shaolin Capital Management LLC 0.11% of their portfolio Miami, FL 285,418285.4k $3.0m $3.0m 0.11% New
55 EDMOND DE ROTHSCHILD HOLDING S.A. 0.06% of their portfolio CHAMBESY, V8 283,109283.1k $3.0m $3.0m 0.06% Added +23.2k +23,213
56 Yaupon Capital Management LP 0.33% of their portfolio NEW YORK, NY 278,667278.7k $2.9m $2.9m 0.33% Added +175.0k +174,989
57 MIZUHO MARKETS AMERICAS LLC 0.10% of their portfolio NEW YORK, NY 262,105262.1k $2.7m $2.7m 0.10% Added +3.9k +3,850
58 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 261,239261.2k $2.7m $2.7m 0.00% Reduced -330.2k -330,231
59 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 256,057256.1k $2.7m $2.7m 0.01% Added +32.8k +32,773
60 Blackstone Inc. 0.01% of their portfolio NEW YORK, NY 250,000250.0k $2.6m $2.6m 0.01% New
61 LMR Partners LLP 0.06% of their portfolio LONDON, X0 250,000250.0k $2.6m $2.6m 0.06% New
62 Shay Capital LLC 0.77% of their portfolio NEW YORK, NY 249,070249.1k $2.6m $2.6m 0.77% Added +235.3k +235,270
63 MIROVA 0.52% of their portfolio PARIS, I0 246,630246.6k $2.6m $2.6m 0.52% Added +81.2k +81,209
64 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 243,743243.7k $2.6m $2.6m 0.01% Reduced -288.0k -288,026
65 TORTOISE CAPITAL ADVISORS, L.L.C. 0.04% of their portfolio OVERLAND PARK, KS 240,384240.4k $2.5m $2.5m 0.04% Added +48.8k +48,818
66 Edgestream Partners, L.P. 0.20% of their portfolio Princeton, NJ 240,184240.2k $2.5m $2.5m 0.20% New
67 WOLVERINE ASSET MANAGEMENT LLC 0.05% of their portfolio CHICAGO, IL 239,530239.5k $2.5m $2.5m 0.05% Added +197.6k +197,579
68 TT International Asset Management LTD 0.37% of their portfolio LONDON, X0 237,624237.6k $2.5m $2.5m 0.37% Added +100.7k +100,660
69 Swiss National Bank 0.00% of their portfolio ZURICH, V8 230,100230.1k $2.4m $2.4m 0.00% Added +4.6k +4,600
70 Swiss Life Asset Management Ltd 0.04% of their portfolio Zurich, V8 227,332227.3k $2.4m $2.4m 0.04% Added +26.2k +26,221
71 CAPITAL FUND MANAGEMENT S.A. 0.03% of their portfolio PARIS, I0 224,910224.9k $2.4m $2.4m 0.03% Reduced -26.0k -25,968
72 Legal & General Group Plc 0.00% of their portfolio London, X0 224,607224.6k $2.4m $2.4m 0.00% Added +10.1k +10,120
73 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 190,800190.8k $2.0m $2.0m 0.02% Added +96.5k +96,500
74 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 188,179188.2k $2.0m $2.0m 0.00% Added +10.5k +10,497
75 Quantbot Technologies LP 0.13% of their portfolio NEW YORK, NY 188,150188.2k $2.0m $2.0m 0.13% Added +33.6k +33,629
76 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 0.19% of their portfolio DALLAS, TX 181,426181.4k $1.9m $1.9m 0.19% Added +6.4k +6,425
77 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 179,585179.6k $1.9m $1.9m 0.00% Added +3.1k +3,144
78 Leonteq Securities AG 0.19% of their portfolio ZURICH, V8 170,628170.6k $1.8m $1.8m 0.19% Added +28.7k +28,654
79 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 169,230169.2k $1.8m $1.8m 0.00% Reduced -27.3k -27,343
80 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 159,002159.0k $1.7m $1.7m 0.00% Added +93.4k +93,361
81 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 150,492150.5k $1.6m $1.6m 0.00% Added +4.2k +4,241
82 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 139,500139.5k $1.5m $1.5m 0.00% New
83 SEVEN EIGHT CAPITAL, LP 0.17% of their portfolio New York, NY 135,560135.6k $1.4m $1.4m 0.17% Reduced -31.9k -31,924
84 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 134,703134.7k $1.4m $1.4m 0.00% Added +69.9k +69,870
85 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 133,460133.5k $1.4m $1.4m 0.00% Added +3.3k +3,328
86 Mariner, LLC 0.00% of their portfolio Overland Park, KS 125,932125.9k $1.3m $1.3m 0.00% Reduced -1.7k -1,693
87 KAYNE ANDERSON CAPITAL ADVISORS LP 0.04% of their portfolio LOS ANGELES, CA 124,784124.8k $1.3m $1.3m 0.04% Reduced -374.4k -374,357
88 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 124,074124.1k $1.3m $1.3m 0.00% New
89 Phoenix Financial Ltd. 0.01% of their portfolio Givatayim, L3 120,592120.6k $1.3m $1.3m 0.01% Added +60.3k +60,296
90 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 115,657115.7k $1.1m $1.1m 0.00% Added +31.3k +31,338
91 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 114,763114.8k $1.2m $1.2m 0.00% Reduced -10.0k -9,958
92 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 109,305109.3k $1.1m $1.1m 0.00% Added +2.3k +2,300
93 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 106,291106.3k $1.1m $1.1m 0.00% Added +69.8k +69,752
94 Portman Square Capital LLP 0.15% of their portfolio London, X0 105,313105.3k $1.1m $1.1m 0.15% Added +72.5k +72,498
95 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 105,299105.3k $1.1m $1.1m 0.00% Added +4.4k +4,411
96 Thomist Capital Management, LP 0.70% of their portfolio Houston, TX 100,000100.0k $1.0m $1.0m 0.70% New
97 Jefferies Financial Group Inc. 0.03% of their portfolio NEW YORK, NY 99,990100.0k $1.0m $1.0m 0.03% Added +85.7k +85,680
98 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 95,09695.1k $995.7k $995.7k 0.00% Added +15.5k +15,503
99 PINEBRIDGE INVESTMENTS, L.P. 0.01% of their portfolio NEW YORK, NY 87,36287.4k $914.7k $914.7k 0.01% New
100 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 82,71282.7k $866.0k $866.0k 0.00% Added +22.6k +22,596