Vault-13

SPDR SERIES TRUST SPYM

PORTFOLIO S&P500 · ETP · CUSIP 78464A854

784 institutional holders +19 vs Q2 2023
276,784,223276.8m shares reported held*
$13.9bnreported value*
61 new 370 added 254 reduced 47 sold out net bought ≈ $1.0bn (+20.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.28. Options: 5 managers hold calls ($14.4m notional), 8 hold puts ($5.2m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 629Q4 22: 697Q1 23: 697Q2 23: 765Q3 23: 784784Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022629
Q4 2022697
Q1 2023697
Q2 2023765
Q3 2023784

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 353 bought or addedQ4 22: 257 cut or sold outQ4 22Q1 23: 356 bought or addedQ1 23: 292 cut or sold outQ1 23Q2 23: 410 bought or addedQ2 23: 278 cut or sold outQ2 23Q3 23: 431 bought or addedQ3 23: 301 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022353257
Q1 2023356292
Q2 2023410278
Q3 2023431301

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ4 22 calls: $24.2mQ4 22 puts: $8.0mQ4 22P/C 0.33Q1 23 calls: $28.9mQ1 23 puts: $29.3mQ1 23P/C 1.01Q2 23 calls: $18.1mQ2 23 puts: $23.6mQ2 23P/C 1.31Q3 23 calls: $14.4mQ3 23 puts: $5.2mQ3 23P/C 0.36
Numbers
QuarterCallsPutsP/C
Q4 2022$24.2m$8.0m0.33
Q1 2023$28.9m$29.3m1.01
Q2 2023$18.1m$23.6m1.31
Q3 2023$14.4m$5.2m0.36

Biggest buyers

JPMORGAN CHASE & CO Added +2,351,596+2.4m
LPL Financial LLC Added +2,235,952+2.2m
OSAIC HOLDINGS, INC. Added +2,223,585+2.2m
OneDigital Investment Advisors LLC Added +2,198,779+2.2m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +1,729,371+1.7m
CWM, LLC Added +1,134,536+1.1m
Advance Capital Management, Inc. Added +1,090,232+1.1m
Compass Ion Advisors, LLC Added +1,025,608+1.0m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +788,245+788.2k
Creative Planning Added +690,119+690.1k

Biggest sellers

Stadion Money Management, LLC Reduced -2,894,179-2.9m
ST GERMAIN D J CO INC Reduced -1,811,840-1.8m
CreativeOne Wealth, LLC Reduced -830,011-830.0k
Brookstone Capital Management Reduced -566,037-566.0k
Davidson Capital Management Inc. Reduced -495,548-495.5k
LEVEL FOUR ADVISORY SERVICES, LLC Reduced -377,922-377.9k
Jackson Wealth Management, LLC Reduced -354,345-354.3k
IFP Advisors, Inc Reduced -343,442-343.4k
Wealth Advisory Solutions, LLC Reduced -299,018-299.0k
Gladstone Institutional Advisory LLC Reduced -287,171-287.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $12.0m238.2k shares
CITADEL ADVISORS LLC Reduced $1.5m29.4k shares
WOLVERINE TRADING, LLC Reduced $784.1k15.6k shares
Private Advisor Group, LLC New $147.5k293.4k shares
Cutler Group LLC / CA Added $9.0k14.5k shares

Biggest puts

Pine Valley Investments Ltd Liability Co New $1.7m32.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.3m26.4k shares
CITADEL ADVISORS LLC Reduced $1.0m20.4k shares
WOLVERINE TRADING, LLC Added $708.7k14.1k shares
Atria Wealth Solutions, Inc. New $392.0k7.8k shares
Private Advisor Group, LLC New $38.6k76.8k shares
Cutler Group LLC / CA Added $21.0k21.7k shares
3EDGE Asset Management, LP New $10.1k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 1.75% of their portfolio OVERLAND PARK, KS 26,057,48526.1m $1.3bn $1.3bn 1.75% Added +690.1k +690,119
2 LPL Financial LLC 0.80% of their portfolio FORT MILL, SC 22,823,12122.8m $1.1bn $1.1bn 0.80% Added +2.2m +2,235,952
3 JPMORGAN CHASE & CO 0.06% of their portfolio NEW YORK, NY 10,044,57110.0m $504.9m $504.9m 0.06% Added +2.4m +2,351,596
4 Stadion Money Management, LLC 31.90% of their portfolio WATKINSVILLE, GA 7,672,0627.7m $385.6m $385.6m 31.90% Reduced -2.9m -2,894,179
5 AE Wealth Management LLC 2.19% of their portfolio TOPEKA, KS 7,285,1847.3m $366.2m $366.2m 2.19% Added +499.5k +499,533
6 OSAIC HOLDINGS, INC. 0.54% of their portfolio SCOTTSDALE, AZ 7,260,4187.3m $364.9m $364.9m 0.54% Added +2.2m +2,223,585
7 OneDigital Investment Advisors LLC 6.56% of their portfolio OVERLAND PARK, KS 6,027,0006.0m $302.9m $302.9m 6.56% Added +2.2m +2,198,779
8 Clark Capital Management Group, Inc. 2.93% of their portfolio PHILADELPHIA, PA 5,830,9435.8m $293.1m $293.1m 2.93% Added +229.8k +229,778
9 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 5,513,7495.5m $277.1m $277.1m 0.03% Added +287.2k +287,191
10 Financial Engines Advisors L.L.C. 0.66% of their portfolio SANTA CLARA, CA 5,018,3625.0m $252.2m $252.2m 0.66% Reduced -52.2k -52,215
11 CWM, LLC 1.38% of their portfolio OMAHA, NE 4,470,6514.5m $224.7m $224.7m 1.38% Added +1.1m +1,134,536
12 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 4,324,6664.3m $217.4m $217.4m 0.10% Added +66.2k +66,210
13 ASSETMARK, INC 0.84% of their portfolio CONCORD, CA 4,188,9514.2m $210.5m $210.5m 0.84% Reduced -211.8k -211,845
14 Private Advisor Group, LLC 1.73% of their portfolio MORRISTOWN, NJ 3,848,4593.8m $193.4m $193.4m 1.73% Added +41.9k +41,880
15 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.11% of their portfolio Toronto, A6 3,774,8333.8m $189.7m $189.7m 0.11% Added +788.2k +788,245
16 Gradient Investments LLC 4.87% of their portfolio ARDEN HILLS, MN 3,668,1783.7m $184.4m $184.4m 4.87% Added +429.0k +429,030
17 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,581,9663.6m $180.0m $180.0m 0.02% Added +214.7k +214,714
18 GM Advisory Group, LLC 11.87% of their portfolio MELVILLE, NY 2,891,3252.9m $145.3m $145.3m 11.87% Added +215.1k +215,128
19 Capital Analysts, LLC 7.74% of their portfolio FORT WASHINGTON, PA 2,769,4362.8m $139.2m $139.2m 7.74% Added +86.5k +86,524
20 Wealthcare Advisory Partners LLC 5.91% of their portfolio WEST CHESTER, PA 2,560,8502.6m $128.7m $128.7m 5.91% Reduced -16.9k -16,896
21 Peterson Wealth Advisors, LLC 32.91% of their portfolio Orem, UT 2,437,1832.4m $122.5m $122.5m 32.91% Added +53.4k +53,381
22 SigFig Wealth Management, LLC 4.76% of their portfolio SAN FRANCISCO, CA 2,363,6202.4m $118.8m $118.8m 4.76% Reduced -43.0k -43,043
23 Mariner, LLC 0.29% of their portfolio Overland Park, KS 2,142,3882.1m $107.7m $107.7m 0.29% Reduced -28.7k -28,667
24 Brookstone Capital Management 2.35% of their portfolio WHEATON, IL 2,132,6882.1m $107.0m $107.0m 2.35% Reduced -566.0k -566,037
25 Cambridge Investment Research Advisors, Inc. 0.48% of their portfolio FAIRFIELD, IA 2,043,5272.0m $102.7m $102.7m 0.48% Added +84.1k +84,075
26 Austin Private Wealth, LLC 14.47% of their portfolio Austin, TX 1,989,7402.0m $100.0m $100.0m 14.47% Added +507.9k +507,942
27 Advance Capital Management, Inc. 9.21% of their portfolio SOUTHFIELD, MI 1,981,5112.0m $99.6m $99.6m 9.21% Added +1.1m +1,090,232
28 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,969,0122.0m $99.0m $99.0m 0.03% Added +296.6k +296,640
29 AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 31.06% of their portfolio TEL AVIV, L3 1,962,7942.0m $98.7m $98.7m 31.06% Added +205.0k +205,000
30 TAIYO LIFE INSURANCE CO 7.54% of their portfolio CHUO-KU, TOKYO, M0 1,940,5001.9m $97.5m $97.5m 7.54% Unchanged
31 Integrated Wealth Concepts LLC 1.60% of their portfolio WALTHAM, MA 1,801,1521.8m $90.5m $90.5m 1.60% Added +122.6k +122,629
32 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,773,9721.8m $89.1m $89.1m 0.03% Added +406.2k +406,164
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.29% of their portfolio PLYMOUTH, MN 1,735,0601.7m $87.2m $87.2m 0.29% Added +1.7m +1,729,371
34 CFS Investment Advisory Services, LLC 13.68% of their portfolio TOTOWA, NJ 1,708,3341.7m $85.9m $85.9m 13.68% Added +215.4k +215,407
35 Raymond James Financial Services Advisors, Inc. 0.15% of their portfolio ST. PETERSBURG, FL 1,631,1491.6m $82.0m $82.0m 0.15% Added +217.7k +217,679
36 Tennessee Valley Asset Management Partners 26.26% of their portfolio KNOXVILLE, TN 1,590,3371.6m $79.9m $79.9m 26.26% Added +34.1k +34,090
37 Gateway Wealth Partners, LLC 13.46% of their portfolio APPLETON, WI 1,485,9031.5m $74.7m $74.7m 13.46% Reduced -57.0k -57,031
38 N.E.W. Advisory Services LLC 10.55% of their portfolio DE PERE, WI 1,476,4341.5m $74.2m $74.2m 10.55% Reduced -34.1k -34,061
39 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 9.79% of their portfolio Westlake, OH 1,472,5411.5m $74.0m $74.0m 9.79% Added +378.5k +378,491
40 Bridgeworth, LLC 8.10% of their portfolio BIRMINGHAM, AL 1,459,1361.5m $73.3m $73.3m 8.10% Added +591.7k +591,689
41 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 1,374,7951.4m $69.2m $69.2m 0.13% Added +113.5k +113,480
42 Horst & Graben Wealth Management LLC 16.79% of their portfolio PORTLAND, OR 1,357,7121.4m $68.2m $68.2m 16.79% Added +180.6k +180,642
43 West Wealth Group, LLC 29.62% of their portfolio Irvine, CA 1,350,3861.4m $67.9m $67.9m 29.62% Added +277.2k +277,190
44 Stratos Wealth Partners, LTD. 1.44% of their portfolio BEACHWOOD, OH 1,334,9431.3m $67.1m $67.1m 1.44% Added +373.2k +373,236
45 KWB Wealth 10.60% of their portfolio REDLANDS, CA 1,267,3911.3m $66.0m $66.0m 10.60% Reduced -18.5k -18,511
46 Global Retirement Partners, LLC 2.96% of their portfolio San Rafael, CA 1,176,9341.2m $58.8m $58.8m 2.96% Added +507 +507
47 One Wealth Advisors, LLC 12.94% of their portfolio SAN FRANCISCO, CA 1,158,6921.2m $58.2m $58.2m 12.94% Added +162.3k +162,350
48 Cetera Advisor Networks LLC 0.36% of their portfolio EL SEGUNDO, CA 1,145,3811.1m $57.6m $57.6m 0.36% Added +118.9k +118,881
49 Compass Ion Advisors, LLC 9.69% of their portfolio CONSHOHOCKEN, PA 1,124,3221.1m $56.5m $56.5m 9.69% Added +1.0m +1,025,608
50 GIRARD ADVISORY SERVICES, LLC 6.37% of their portfolio KING OF PRUSSIA, PA 1,122,5101.1m $56.4m $56.4m 6.37% Reduced -20.9k -20,940
51 Aptus Capital Advisors, LLC 1.58% of their portfolio FAIRHOPE, AL 1,078,5911.1m $54.2m $54.2m 1.58% Reduced -148.3k -148,309
52 AlphaStar Capital Management, LLC 6.61% of their portfolio CORNELIUS, NC 1,051,4611.1m $52.8m $52.8m 6.61% Reduced -90.8k -90,813
53 Security Financial Services, INC. 14.27% of their portfolio Fort Wayne, IN 1,005,7561.0m $50.5m $50.5m 14.27% Added +92.3k +92,293
54 NewEdge Advisors, LLC 0.55% of their portfolio NEW ORLEANS, LA 1,004,3411.0m $50.5m $50.5m 0.55% Added +205.5k +205,497
55 Standpoint Asset Management, LLC 15.91% of their portfolio SCOTTSDALE, AZ 958,500958.5k $48.2m $48.2m 15.91% Added +31.7k +31,700
56 Detalus Advisors, LLC 22.27% of their portfolio ST. LOUIS, MO 945,462945.5k $47.5m $47.5m 22.27% Added +37.6k +37,587
57 Badgley Phelps Wealth Managers, LLC 1.61% of their portfolio SEATTLE, WA 940,238940.2k $47.3m $47.3m 1.61% Added +14.3k +14,265
58 IHT Wealth Management, LLC 2.31% of their portfolio Chicago, IL 905,494905.5k $45.5m $45.5m 2.31% Added +41.6k +41,638
59 Horizon Wealth Management, LLC 18.21% of their portfolio LA GRANGE, IL 901,617901.6k $45.3m $45.3m 18.21% Added +231.2k +231,153
60 Physician Wealth Advisors, Inc. 11.76% of their portfolio MIDVALE, UT 899,504899.5k $45.7m $45.7m 11.76% Added +149.8k +149,833
61 Allen Capital Group, LLC 8.14% of their portfolio GRAND ISLAND, NE 877,757877.8k $44.1m $44.1m 8.14% Added +15.3k +15,337
62 O'Dell Group, LLC 13.34% of their portfolio CINCINNATI, OH 871,341871.3k $43.8m $43.8m 13.34% Added +19.8k +19,774
63 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 870,580870.6k $43.8m $43.8m 0.04% Reduced -59.3k -59,314
64 Wealthspire Advisors, LLC 0.71% of their portfolio NEW YORK, NY 854,984855.0k $43.0m $43.0m 0.71% Reduced -44.0k -44,016
65 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 837,854837.9k $42.1m $42.1m 0.01% Added +161.4k +161,358
66 Brown Financial Advisory 37.20% of their portfolio FAIRHOPE, AL 835,141835.1k $42.0m $42.0m 37.20% Reduced -8.8k -8,755
67 GREAT VALLEY ADVISOR GROUP, INC. 1.70% of their portfolio WILMINGTON, DE 814,527814.5k $40.9m $40.9m 1.70% Added +5.2k +5,238
68 CreativeOne Wealth, LLC 2.90% of their portfolio OVERLAND PARK, KS 803,207803.2k $40.4m $40.4m 2.90% Reduced -830.0k -830,011
69 Kestra Advisory Services, LLC 0.39% of their portfolio AUSTIN, TX 798,753798.8k $40.1m $40.1m 0.39% Added +241.7k +241,714
70 CCG WEALTH MANAGEMENT, LLC 26.13% of their portfolio SAN DIEGO, CA 794,136794.1k $39.9m $39.9m 26.13% Added +165.2k +165,220
71 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 783,128783.1k $39.4m $39.4m 0.01% Reduced -36.3k -36,269
72 Davidson Capital Management Inc. 18.89% of their portfolio CORPUS CHRISTI, TX 756,111756.1k $38.0m $38.0m 18.89% Reduced -495.5k -495,548
73 Auour Investments LLC 15.91% of their portfolio WOBURN, MA 739,340739.3k $37.7m $37.7m 15.91% Reduced -26.1k -26,130
74 IAG Wealth Partners, LLC 10.26% of their portfolio WAUKESHA, WI 732,411732.4k $36.8m $36.8m 10.26% Reduced -10.4k -10,419
75 Financial Enhancement Group LLC 7.04% of their portfolio ANDERSON, IN 714,189714.2k $36.6m $36.6m 7.04% Reduced -3.1k -3,117
76 Good Life Advisors, LLC 4.07% of their portfolio READING, PA 707,008707.0k $35.5m $35.5m 4.07% Added +66.9k +66,932
77 Dynamic Advisor Solutions LLC 1.66% of their portfolio PHOENIX, AZ 700,043700.0k $35.2m $35.2m 1.66% Added +18.0k +18,015
78 PARK AVENUE SECURITIES LLC 0.54% of their portfolio NEW YORK, NY 697,432697.4k $35.1m $35.1m 0.54% Added +28.8k +28,814
79 Gladstone Institutional Advisory LLC 2.26% of their portfolio Bedminster, NJ 693,345693.3k $34.8m $34.8m 2.26% Reduced -287.2k -287,171
80 Avidian Wealth Enterprises, LLC 2.43% of their portfolio Houston, TX 686,455686.5k $34.5m $34.5m 2.43% Added +68.4k +68,398
81 Keystone Financial Group 5.73% of their portfolio LEXINGTON, KY 681,259681.3k $34.2m $34.2m 5.73% Added +606.0k +606,043
82 Janney Montgomery Scott LLC 0.13% of their portfolio PHILADELPHIA, PA 681,048681.0k $34.2m $34.2m 0.13% Added +17.5k +17,464
83 DAIDO LIFE INSURANCE CO 4.42% of their portfolio TOKYO, M0 669,441669.4k $33.6m $33.6m 4.42% New
84 Merit Financial Group, LLC 1.05% of their portfolio ALPHARETTA, GA 635,495635.5k $31.9m $31.9m 1.05% Added +16.5k +16,510
85 UBS Group AG 0.01% of their portfolio ZURICH, V8 631,700631.7k $31.7m $31.7m 0.01% Added +25.4k +25,437
86 Snowden Capital Advisors LLC 1.34% of their portfolio New York, NY 626,570626.6k $31.5m $31.5m 1.34% Reduced -9.1k -9,096
87 Buttonwood Financial Group, LLC 21.84% of their portfolio Kansas City, MO 609,539609.5k $29.9m $29.9m 21.84% Reduced -35.5k -35,456
88 CAHABA WEALTH MANAGEMENT, INC. 3.32% of their portfolio Atlanta, GA 599,363599.4k $30.1m $30.1m 3.32% Reduced -8.0k -8,033
89 MML INVESTORS SERVICES, LLC 0.17% of their portfolio SPRINGFIELD, MA 599,084599.1k $30.1m $30.1m 0.17% Reduced -16.8k -16,786
90 Advisory Alpha, LLC 1.51% of their portfolio HOLLAND, MI 582,696582.7k $29.3m $29.3m 1.51% Reduced -70.0k -70,024
91 MONETA GROUP INVESTMENT ADVISORS LLC 0.66% of their portfolio ST LOUIS, MO 579,028579.0k $29.1m $29.1m 0.66% Reduced -2.8k -2,774
92 Wealth Advisors of Iowa, LLC 20.03% of their portfolio WEST DES MOINES, IA 566,477566.5k $28.5m $28.5m 20.03% Reduced -16.0k -15,952
93 Executive Wealth Management, LLC 2.93% of their portfolio BRIGHTON, MI 562,907562.9k $28.3m $28.3m 2.93% Added +109.1k +109,113
94 CLIENT 1ST ADVISORY GROUP, LLC 14.76% of their portfolio DUNEDIN, FL 555,254555.3k $27.9m $27.9m 14.76% Reduced -65.4k -65,402
95 Private Wealth Group, LLC 18.27% of their portfolio Tampa, FL 554,799554.8k $27.9m $27.9m 18.27% Added +285.3k +285,260
96 Ascent Group, LLC 3.11% of their portfolio VIRGINIA BEACH, VA 551,717551.7k $28.1m $28.1m 3.11% Added +43.6k +43,636
97 Keel Point, LLC 3.80% of their portfolio HUNTSVILLE, AL 550,714550.7k $27.7m $27.7m 3.80% Reduced -16 -16
98 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 542,973543.0k $27.3m $27.3m 0.06% Added +19.7k +19,691
99 Cornerstone Wealth Management, LLC 2.47% of their portfolio ST. PETERS, MO 520,972521.0k $26.2m $26.2m 2.47% Added +18.1k +18,129
100 Wealthspire Retirement, LLC 5.00% of their portfolio ALISO VIEJO, CA 520,548520.5k $26.2m $26.2m 5.00% Reduced -184.7k -184,735