Vault-13

ISHARES TR FLOT

FLTG RATE NT ETF · ETP · CUSIP 46429B655

610 institutional holders -5 vs Q2 2023
98,821,65298.8m shares reported held*
$5.0bnreported value*
44 new 205 added 256 reduced 54 sold out net bought ≈ $134.7m (+2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($17.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.91. Options: 1 managers hold calls ($43.3k notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 671Q4 22: 683Q1 23: 640Q2 23: 615Q3 23: 610610Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022671
Q4 2022683
Q1 2023640
Q2 2023615
Q3 2023610

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 279 bought or addedQ4 22: 371 cut or sold outQ4 22Q1 23: 250 bought or addedQ1 23: 392 cut or sold outQ1 23Q2 23: 243 bought or addedQ2 23: 355 cut or sold outQ2 23Q3 23: 249 bought or addedQ3 23: 310 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022279371
Q1 2023250392
Q2 2023243355
Q3 2023249310

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $43.3kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$43.3k$00.00

Biggest buyers

AMERIPRISE FINANCIAL INC Added +1,804,501+1.8m
NORTHERN TRUST CORP Added +712,205+712.2k
TRUE Private Wealth Advisors New +580,728+580.7k
OSAIC HOLDINGS, INC. Added +439,516+439.5k
CAPE COD FIVE CENTS SAVINGS BANK Added +427,981+428.0k
BEACON FINANCIAL GROUP Added +415,740+415.7k
Greystone Financial Group, LLC Added +297,879+297.9k
RENAISSANCE TECHNOLOGIES LLC Added +294,900+294.9k
Synergy Asset Management, LLC New +193,945+193.9k
Castle Rock Wealth Management, LLC New +189,825+189.8k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -759,768-759.8k
BlueCrest Capital Management Ltd Reduced -553,313-553.3k
Sowell Financial Services LLC Reduced -496,384-496.4k
DAVENPORT & Co LLC Reduced -387,897-387.9k
MORGAN STANLEY Reduced -344,108-344.1k
Insight Wealth Strategies, LLC Reduced -343,482-343.5k
JANE STREET GROUP, LLC Reduced -286,612-286.6k
UBS Group AG Reduced -273,130-273.1k
Price Capital Management, Inc. Sold out -243,110-243.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -237,215-237.2k

Biggest calls

Private Advisor Group, LLC New $43.3k85.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 8,228,9738.2m $418.8m $418.8m 0.05% Reduced -759.8k -759,768
2 BlackRock Inc. 0.01% of their portfolio New York, NY 6,833,7566.8m $347.8m $347.8m 0.01% Reduced -44.3k -44,288
3 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,034,7654.0m $205.3m $205.3m 0.02% Reduced -344.1k -344,108
4 NORTHERN TRUST CORP 0.04% of their portfolio CHICAGO, IL 3,674,4953.7m $187.0m $187.0m 0.04% Added +712.2k +712,205
5 FRANKLIN RESOURCES INC 0.09% of their portfolio San Mateo, CA 3,666,3773.7m $186.6m $186.6m 0.09% Reduced -51.6k -51,557
6 New York Life Investment Management LLC 1.74% of their portfolio New York, NY 3,164,0253.2m $161.0m $161.0m 1.74% Reduced -134.5k -134,547
7 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 3,120,0453.1m $158.8m $158.8m 0.11% Added +156.0k +156,029
8 UBS Group AG 0.07% of their portfolio ZURICH, V8 3,114,9123.1m $158.5m $158.5m 0.07% Reduced -273.1k -273,130
9 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 2,959,8853.0m $150.7m $150.7m 0.05% Added +1.8m +1,804,501
10 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,643,7712.6m $134.5m $134.5m 0.06% Reduced -237.2k -237,215
11 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 2,478,8792.5m $126.2m $126.2m 0.04% Added +180.4k +180,358
12 ASSETMARK, INC 0.44% of their portfolio CONCORD, CA 2,177,3872.2m $110.8m $110.8m 0.44% Reduced -26.8k -26,774
13 PNC Financial Services Group, Inc. 0.09% of their portfolio Pittsburgh, PA 1,967,3022.0m $100.1m $100.1m 0.09% Reduced -15.4k -15,395
14 Glenview Trust Co 2.44% of their portfolio Louisville, KY 1,737,0261.7m $88.4m $88.4m 2.44% Added +25.6k +25,560
15 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,570,7381.6m $79.9m $79.9m 0.02% Added +75.8k +75,839
16 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 1,410,7031.4m $71.8m $71.8m 0.11% Added +439.5k +439,516
17 Advocacy Wealth Management, LLC 7.00% of their portfolio ATLANTA, GA 1,235,7431.2m $62.9m $62.9m 7.00% Added +118.1k +118,138
18 Haverford Trust Co 0.67% of their portfolio Radnor, PA 1,072,9031.1m $54.6m $54.6m 0.67% Added +23.4k +23,381
19 BARINGS LLC 1.79% of their portfolio CHARLOTTE, NC 1,031,0001.0m $52.5m $52.5m 1.79% Unchanged
20 DAVENPORT & Co LLC 0.40% of their portfolio RICHMOND, VA 1,025,2751.0m $52.2m $52.2m 0.40% Reduced -387.9k -387,897
21 RENAISSANCE TECHNOLOGIES LLC 0.08% of their portfolio NEW YORK, NY 929,900929.9k $47.3m $47.3m 0.08% Added +294.9k +294,900
22 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 913,179913.2k $46.5m $46.5m 0.08% Added +43.3k +43,259
23 Modera Wealth Management, LLC 0.85% of their portfolio WESTWOOD, NJ 885,076885.1k $45.0m $45.0m 0.85% Added +35.0k +34,971
24 HSBC HOLDINGS PLC 0.05% of their portfolio LONDON, X0 858,779858.8k $43.7m $43.7m 0.05% Added +33.6k +33,644
25 Demars Financial Group, LLC 24.70% of their portfolio SPOKANE VALLEY, WA 848,394848.4k $43.2m $43.2m 24.70% Added +31.6k +31,599
26 CAPE COD FIVE CENTS SAVINGS BANK 2.32% of their portfolio HYANNIS, MA 840,858840.9k $42.8m $42.8m 2.32% Added +428.0k +427,981
27 BEACON FINANCIAL GROUP 5.75% of their portfolio DALLAS, TX 797,687797.7k $40.5m $40.5m 5.75% Added +415.7k +415,740
28 FLPUTNAM INVESTMENT MANAGEMENT CO 1.11% of their portfolio PORTLAND, ME 787,358787.4k $40.1m $40.1m 1.11% Added +57.3k +57,296
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 783,078783.1k $39.9m $39.9m 0.00% Added +156.5k +156,455
30 1832 Asset Management L.P. 0.08% of their portfolio TORONTO, A6 725,785725.8k $36.9m $36.9m 0.08% Added +170.8k +170,756
31 TRUSTMARK BANK TRUST DEPARTMENT 3.56% of their portfolio JACKSON, MS 710,721710.7k $36.2m $36.2m 3.56% Reduced -1.1k -1,124
32 MML INVESTORS SERVICES, LLC 0.19% of their portfolio SPRINGFIELD, MA 663,703663.7k $33.8m $33.8m 0.19% Added +51.2k +51,174
33 TRUE Private Wealth Advisors 4.10% of their portfolio Salem, OR 580,728580.7k $29.6m $29.6m 4.10% New
34 Towercrest Capital Management 5.48% of their portfolio NEWTOWN, PA 553,467553.5k $28.2m $28.2m 5.48% Added +17.4k +17,389
35 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 532,751532.8k $27.1m $27.1m 0.05% Added +158.6k +158,569
36 Willis Johnson & Associates, Inc. 2.73% of their portfolio Houston, TX 500,310500.3k $25.5m $25.5m 2.73% Added +25.8k +25,780
37 Integrated Wealth Concepts LLC 0.44% of their portfolio WALTHAM, MA 484,675484.7k $24.7m $24.7m 0.44% Reduced -5.0k -5,034
38 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 464,863464.9k $23.7m $23.7m 0.01% Added +12.1k +12,097
39 Destination Wealth Management 0.89% of their portfolio Walnut Creek, CA 451,509451.5k $23.0m $23.0m 0.89% Added +2.3k +2,321
40 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.31% of their portfolio Madrid, U3 450,576450.6k $22.8m $22.8m 0.31% Reduced -38.9k -38,894
41 TELEMUS CAPITAL, LLC 2.11% of their portfolio Southfield, MI 447,274447.3k $22.8m $22.8m 2.11% Added +25.6k +25,618
42 OneDigital Investment Advisors LLC 0.48% of their portfolio OVERLAND PARK, KS 436,580436.6k $22.2m $22.2m 0.48% Added +41.5k +41,514
43 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 431,556431.6k $22.0m $22.0m 0.08% Reduced -15.1k -15,149
44 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 421,033421.0k $21.4m $21.4m 0.04% Added +9.9k +9,936
45 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 415,944415.9k $21.2m $21.2m 0.02% Added +32.3k +32,326
46 NewEdge Advisors, LLC 0.23% of their portfolio NEW ORLEANS, LA 413,974414.0k $21.1m $21.1m 0.23% Added +27.8k +27,838
47 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 401,921401.9k $20.5m $20.5m 0.13% Added +31.9k +31,875
48 Atria Wealth Solutions, Inc. 0.26% of their portfolio NEW YORK, NY 365,058365.1k $18.6m $18.6m 0.26% Reduced -3.1k -3,051
49 BlueCrest Capital Management Ltd 2.87% of their portfolio ST HELIER, Y9 362,827362.8k $18.5m $18.5m 2.87% Reduced -553.3k -553,313
50 Allworth Financial LP 0.15% of their portfolio FOLSOM, CA 349,370349.4k $17.8m $17.8m 0.15% Reduced -4.1k -4,114
51 Sigma Planning Corp 0.67% of their portfolio ANN ARBOR, MI 349,074349.1k $17.8m $17.8m 0.67% Reduced -23.7k -23,688
52 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 343,309343.3k $17.5m $17.5m 0.02% Reduced -67.3k -67,318
53 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 342,754342.8k $17.4m $17.4m 0.04% Added +6.8k +6,841
54 Mariner, LLC 0.05% of their portfolio Overland Park, KS 336,951337.0k $17.1m $17.1m 0.05% Reduced -6.2k -6,223
55 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 325,799325.8k $16.6m $16.6m 0.03% Reduced -64.4k -64,405
56 Greystone Financial Group, LLC 3.84% of their portfolio BLOOMFIELD HILLS, MI 302,077302.1k $15.4m $15.4m 3.84% Added +297.9k +297,879
57 Capital Advantage, Inc. 3.25% of their portfolio Walnut Creek, CA 298,140298.1k $15.2m $15.2m 3.25% Added +5.6k +5,603
58 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 294,598294.6k $15.0m $15.0m 0.00% Reduced -9.8k -9,784
59 LJI Wealth Management, LLC 4.31% of their portfolio INDIANAPOLIS, IN 294,029294.0k $15.0m $15.0m 4.31% Reduced -4.3k -4,263
60 MCMORGAN & CO LLC 2.73% of their portfolio SAN FRANCISCO, CA 289,793289.8k $14.7m $14.7m 2.73% Added +52.0k +52,046
61 Probity Advisors, Inc. 3.33% of their portfolio DALLAS, TX 283,706283.7k $14.4m $14.4m 3.33% Reduced -7.6k -7,568
62 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 280,866280.9k $14.3m $14.3m 0.03% Added +33.1k +33,109
63 Betterment LLC 0.04% of their portfolio NEW YORK, NY 270,434270.4k $13.8m $13.8m 0.04% Reduced -17.5k -17,515
64 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 267,183267.2k $13.6m $13.6m 0.08% Added +162.0k +162,032
65 Semmax Financial Advisors Inc. 5.37% of their portfolio Winston Salem, NC 264,396264.4k $13.4m $13.4m 5.37% First filing
66 Advisors Preferred, LLC 3.99% of their portfolio ROCKVILLE, MD 242,549242.5k $12.3m $12.3m 3.99% Added +63.1k +63,146
67 Stratos Wealth Partners, LTD. 0.25% of their portfolio BEACHWOOD, OH 229,510229.5k $11.7m $11.7m 0.25% Reduced -8.3k -8,296
68 RFG Advisory, LLC 0.52% of their portfolio BIRMINGHAM, AL 228,929228.9k $11.7m $11.7m 0.52% Added +24.9k +24,882
69 Occidental Asset Management, LLC 2.65% of their portfolio Burlingame, CA 224,531224.5k $11.4m $11.4m 2.65% Added +37.7k +37,668
70 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.60% of their portfolio RICHMOND, VA 218,538218.5k $11.1m $11.1m 0.60% Reduced -7.4k -7,358
71 Colonial Trust Advisors 1.23% of their portfolio SPARTANBURG, SC 211,330211.3k $10.8m $10.8m 1.23% Added +62.4k +62,395
72 SSI INVESTMENT MANAGEMENT LLC 0.84% of their portfolio Los Angeles, CA 200,791200.8k $10.2m $10.2m 0.84% Reduced -3.1k -3,053
73 SCOTIA CAPITAL INC. 0.07% of their portfolio TORONTO, A6 197,002197.0k $10.0m $10.0m 0.07% Reduced -55.0k -55,050
74 CIBC WORLD MARKET INC. 0.04% of their portfolio TORONTO, A6 195,461195.5k $9.9m $9.9m 0.04% Added +134.4k +134,434
75 Synergy Asset Management, LLC 1.96% of their portfolio VANCOUVER, WA 193,945193.9k $9.9m $9.9m 1.96% New
76 RWA WEALTH PARTNERS, LLC 0.21% of their portfolio BOSTON, MA 193,848193.8k $9.9m $9.9m 0.21% Added +1.7k +1,745
77 Ifrah Financial Services, Inc. 3.07% of their portfolio Little Rock, AR 193,563193.6k $9.9m $9.9m 3.07% Added +3.8k +3,811
78 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 190,833190.8k $9.7m $9.7m 0.05% Reduced -90.8k -90,750
79 Castle Rock Wealth Management, LLC 3.23% of their portfolio WALNUT CREEK, CA 189,825189.8k $9.6m $9.6m 3.23% New
80 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 184,696184.7k $9.4m $9.4m 0.04% Added +19.8k +19,832
81 Roundview Capital LLC 0.91% of their portfolio PRINCETON, NJ 177,256177.3k $9.0m $9.0m 0.91% Reduced -12.7k -12,671
82 PEAPACK GLADSTONE FINANCIAL CORP 0.17% of their portfolio BEDMINSTER, NJ 177,075177.1k $9.0m $9.0m 0.17% Reduced -12.1k -12,132
83 WESCAP Management Group, Inc. 3.15% of their portfolio Glendale, CA 173,653173.7k $8.8m $8.8m 3.15% Added +5.8k +5,761
84 FIRST AMERICAN TRUST, FSB 1.21% of their portfolio SANTA ANA, CA 168,336168.3k $8.6m $8.6m 1.21% Added +77.0k +77,035
85 JAMES INVESTMENT RESEARCH, INC. 1.12% of their portfolio ALPHA, OH 166,270166.3k $8.5m $8.5m 1.12% Reduced -30.9k -30,875
86 Windsor Capital Management, LLC 2.91% of their portfolio Phoenix, AZ 165,056165.1k $8.4m $8.4m 2.91% Reduced -2.6k -2,623
87 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 163,882163.9k $8.3m $8.3m 0.01% Added +3.6k +3,606
88 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 162,556162.6k $8.3m $8.3m 0.07% Added +52.8k +52,808
89 Quantitative Strategies, Inc. 5.37% of their portfolio CALABASAS, CA 156,886156.9k $8.0m $8.0m 5.37% Added +8.0k +8,030
90 CWM, LLC 0.05% of their portfolio OMAHA, NE 155,093155.1k $7.9m $7.9m 0.05% Added +57.5k +57,493
91 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.05% of their portfolio IRVING, TX 147,944147.9k $7.5m $7.5m 0.05% Reduced -6.4k -6,388
92 Sierra Capital LLC 1.20% of their portfolio MIAMI, FL 146,855146.9k $7.5m $7.5m 1.20% Reduced -44 -44
93 CHATHAM CAPITAL GROUP, INC. 1.66% of their portfolio SAVANNAH, GA 146,390146.4k $7.4m $7.4m 1.66% Added +11.4k +11,420
94 Orange Investment Advisors, Inc. 1.04% of their portfolio GOSHEN, NY 145,547145.5k $7.4m $7.4m 1.04% Reduced -5.6k -5,637
95 Pictet Asset Management Holding SA 0.01% of their portfolio CAROUGE, V8 145,390145.4k $7.4m $7.4m 0.01% First filing
96 Rezny Wealth Management, Inc. 2.56% of their portfolio Fort Myers, FL 142,706142.7k $7.3m $7.3m 2.56% Reduced -3.8k -3,800
97 Perennial Advisors, LLC 1.95% of their portfolio NEW YORK, NY 142,157142.2k $7.2m $7.2m 1.95% Reduced -350 -350
98 Piedmont Capital Management, LLC 5.75% of their portfolio WHITEFISH, MT 141,683141.7k $7.2m $7.2m 5.75% Reduced -9.8k -9,782
99 WHITE PINE CAPITAL LLC 2.80% of their portfolio BLOOMINGTON, MN 137,128137.1k $7.0m $7.0m 2.80% Reduced -5.4k -5,422
100 Weitzel Financial Services, Inc. 4.06% of their portfolio DUBUQUE, IA 137,089137.1k $6.9m $6.9m 4.06% Added +45.7k +45,712