Synergy Asset Management, LLC

VANCOUVER, WA · CIK 1699080 · 13F filing filed 2023-11-14

SEC-registered investment adviser since 2005 · limited liability company

Assets managed$1.3bn
Staff14 · 10 in investment roles
Main clients (by assets)Other advisers 42%, High net worth individuals 28%, Individuals 26%
Private funds1 (1 hedge) · $19.7m gross assets
Websitesamadvisortech.com
Form ADV · 2026-03-17SEC adviser record

$504.4m reported value +24.8% vs Q2 2023

129positions

40.8%in top 10

69 new 36 added 20 reduced 29 sold out vs Q2 2023

Holdings, Q3 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	657,796	$60.4m11.97%	11.97%	Added +51.8k	+51,799 8.6%
2	FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW FTSM	FTSM	443,467	$26.4m5.22%	5.22%	Added +310.9k	+310,896 234.5%
3	MICROSOFT CORP COM MSFT	MSFT	82,533	$26.1m5.17%	5.17%	Added +4.6k	+4,610 5.9%
4	APPLE INC COM AAPL	AAPL	105,175	$18.0m3.57%	3.57%	Added +19.3k	+19,261 22.4%
5	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	165,915	$16.7m3.31%	3.31%	New
6	FIRST TR EXCHNG TRADED FD VI FT VEST US EQT GAUG	GAUG	549,805	$16.2m3.21%	3.21%	New
7	AMAZON COM INC COM AMZN	AMZN	90,208	$11.5m2.27%	2.27%	Reduced -6.2k	-6,164 -6.4%
8	ALPHABET INC CAP STK CL A GOOGL	GOOGL	79,598	$10.4m2.07%	2.07%	Reduced -8.3k	-8,345 -9.5%
9	META PLATFORMS INC CL A META	META	33,909	$10.2m2.02%	2.02%	Reduced -2.6k	-2,583 -7.1%
10	FIRST TR EXCHANGE-TRADED FD SENIOR LN FD FTSL	FTSL	217,353	$9.9m1.97%	1.97%	New
11	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	193,945	$9.9m1.96%	1.96%	New
12	TESLA INC COM TSLA	TSLA	39,317	$9.8m1.95%	1.95%	Added +32.5k	+32,456 473.1%
13	PROSHARES TR SHRT 20+YR TRE TBF	TBF	390,806	$9.8m1.95%	1.95%	New
14	ADVANCED MICRO DEVICES INC COM AMD	AMD	91,852	$9.4m1.87%	1.87%	New
15	ETFIS SER TR I VIRTUS PVT CR VPC	VPC	424,976	$9.1m1.81%	1.81%	New
16	ENTERPRISE PRODS PARTNERS L COM EPD	EPD	320,973	$8.8m1.74%	1.74%	Added +52.1k	+52,143 19.4%
17	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	17,319	$8.8m1.74%	1.74%	Added +962	+962 5.9%
18	UNITEDHEALTH GROUP INC COM UNH	UNH	17,077	$8.6m1.71%	1.71%	Added +1.8k	+1,844 12.1%
19	INTERCONTINENTAL EXCHANGE IN COM ICE	ICE	76,130	$8.4m1.66%	1.66%	Added +4.0k	+4,029 5.6%
20	CORNING INC COM GLW	GLW	267,306	$8.1m1.61%	1.61%	New
21	RESMED INC COM RMD	RMD	53,720	$7.9m1.57%	1.57%	New
22	NVIDIA CORPORATION COM NVDA	NVDA	17,670	$7.7m1.52%	1.52%	Added +15.2k	+15,209 618.0%
23	ON SEMICONDUCTOR CORP COM ON	ON	80,740	$7.5m1.49%	1.49%	New
24	CVS HEALTH CORP COM CVS	CVS	105,779	$7.4m1.46%	1.46%	Reduced -29.5k	-29,522 -21.8%
25	SERVICENOW INC COM NOW	NOW	12,495	$7.0m1.38%	1.38%	New
26	DANAHER CORPORATION COM DHR	DHR	28,026	$7.0m1.38%	1.38%	Reduced -6.8k	-6,802 -19.5%
27	DEXCOM INC COM DXCM	DXCM	68,066	$6.4m1.26%	1.26%	New
28	RTX CORPORATION COM RTX	RTX	81,836	$5.9m1.17%	1.17%	Reduced -4.2k	-4,204 -4.9%
29	COCA COLA CO COM KO	KO	102,576	$5.7m1.14%	1.14%	Added +17.6k	+17,605 20.7%
30	DIAMONDBACK ENERGY INC COM FANG	FANG	35,767	$5.5m1.10%	1.10%	Reduced -9.8k	-9,782 -21.5%
31	PFIZER INC COM PFE	PFE	138,014	$4.6m0.91%	0.91%	Added +129.9k	+129,929 1607.0%
32	LOCKHEED MARTIN CORP COM LMT	LMT	11,187	$4.6m0.91%	0.91%	Added +1.1k	+1,073 10.6%
33	JPMORGAN CHASE & CO COM JPM	JPM	31,003	$4.5m0.89%	0.89%	Added +9.7k	+9,694 45.5%
34	ISHARES TR EAFE VALUE ETF EFV	EFV	81,674	$4.0m0.79%	0.79%	New
35	EA SERIES TRUST INTL QUAN VALUE IVAL	IVAL	166,577	$3.9m0.78%	0.78%	New
36	ALTRIA GROUP INC COM MO	MO	90,353	$3.8m0.75%	0.75%	Added +80.3k	+80,256 794.9%
37	SANOFI SPONSORED ADR SNY	SNY	65,932	$3.5m0.70%	0.70%	Added +16.8k	+16,839 34.3%
38	VERIZON COMMUNICATIONS INC COM VZ	VZ	108,668	$3.5m0.70%	0.70%	Reduced -39.7k	-39,655 -26.7%
39	KRAFT HEINZ CO COM KHC	KHC	104,502	$3.5m0.70%	0.70%	Added +3.1k	+3,088 3.0%
40	NOVARTIS AG SPONSORED ADR NVS	NVS	34,182	$3.5m0.69%	0.69%	Added +8.2k	+8,238 31.8%
41	JUNIPER NETWORKS INC COM JNPR	JNPR	124,328	$3.5m0.69%	0.69%	New
42	ONEOK INC NEW COM OKE	OKE	54,026	$3.4m0.68%	0.68%	Reduced -12.7k	-12,678 -19.0%
43	SONOCO PRODS CO COM SON	SON	62,693	$3.4m0.68%	0.68%	Reduced -23.5k	-23,535 -27.3%
44	GILEAD SCIENCES INC COM GILD	GILD	45,381	$3.4m0.67%	0.67%	New
45	ENBRIDGE INC COM ENB	ENB	101,167	$3.4m0.67%	0.67%	New
46	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	57,166	$3.3m0.66%	0.66%	Added +2.4k	+2,379 4.3%
47	GENERAL MLS INC COM GIS	GIS	51,376	$3.3m0.65%	0.65%	New
48	WEC ENERGY GROUP INC COM WEC	WEC	40,733	$3.3m0.65%	0.65%	New
49	AMEREN CORP COM AEE	AEE	43,469	$3.3m0.64%	0.64%	New
50	EVERSOURCE ENERGY COM ES	ES	55,055	$3.2m0.63%	0.63%	Reduced -17.4k	-17,379 -24.0%
51	PHILIP MORRIS INTL INC COM PM	PM	27,794	$2.6m0.51%	0.51%	New
52	ABBOTT LABS COM ABT	ABT	25,313	$2.5m0.49%	0.49%	Added +21.3k	+21,341 537.3%
53	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	11,223	$2.4m0.47%	0.47%	New
54	MCDONALDS CORP COM MCD	MCD	8,585	$2.3m0.45%	0.45%	Added +7.5k	+7,537 719.2%
55	BANK AMERICA CORP COM BAC	BAC	79,400	$2.2m0.43%	0.43%	Reduced -123.8k	-123,832 -60.9%
56	SELECT SECTOR SPDR TR ENERGY XLE	XLE	23,992	$2.2m0.43%	0.43%	New
57	INVESCO EXCH TRADED FD TR II S&P INTL MOMNT IDMO	IDMO	64,909	$2.2m0.43%	0.43%	New
58	INVESCO EXCH TRADED FD TR II INTL BUYBACK IPKW	IPKW	60,405	$2.1m0.42%	0.42%	New
59	ISHARES TR MSCI INTL VLU FT IVLU	IVLU	83,074	$2.1m0.42%	0.42%	New
60	EXXON MOBIL CORP COM XOM	XOM	17,769	$2.1m0.41%	0.41%	Reduced -31.4k	-31,444 -63.9%
61	SPDR SER TR S&P INS ETF KIE	KIE	46,577	$2.0m0.39%	0.39%	New
62	VANECK ETF TRUST PHARMACEUTCL ETF PPH	PPH	24,583	$2.0m0.39%	0.39%	New
63	INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR RSPG	RSPG	25,157	$1.9m0.38%	0.38%	New
64	COSTCO WHSL CORP NEW COM COST	COST	3,335	$1.9m0.37%	0.37%	Reduced -143	-143 -4.1%
65	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	3,725	$1.6m0.32%	0.32%	Added +514	+514 16.0%
66	MERCK & CO INC COM MRK	MRK	14,652	$1.5m0.30%	0.30%	Reduced -1.7k	-1,663 -10.2%
67	LINDE PLC SHS LIN	LIN	3,858	$1.4m0.28%	0.28%	New
68	MASTERCARD INCORPORATED CL A MA	MA	3,560	$1.4m0.28%	0.28%	Added +1.7k	+1,651 86.5%
69	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	3,777	$1.3m0.26%	0.26%	Reduced -25.4k	-25,393 -87.0%
70	CHEVRON CORP NEW COM CVX	CVX	7,194	$1.2m0.24%	0.24%	New
71	VISA INC COM CL A V	V	5,199	$1.2m0.24%	0.24%	Reduced -519	-519 -9.1%
72	HONEYWELL INTL INC COM COM		6,262	$1.2m0.23%	0.23%	New
73	GRAPHIC PACKAGING HLDG CO COM GPK	GPK	50,847	$1.1m0.22%	0.22%	Added +19.8k	+19,753 63.5%
74	SALESFORCE INC COM CRM	CRM	5,583	$1.1m0.22%	0.22%	Added +3.3k	+3,299 144.4%
75	CSX CORP COM CSX	CSX	35,673	$1.1m0.22%	0.22%	New
76	GENERAL DYNAMICS CORP COM GD	GD	4,883	$1.1m0.21%	0.21%	New
77	AIR PRODS & CHEMS INC COM APD	APD	3,792	$1.1m0.21%	0.21%	New
78	UNION PAC CORP COM UNP	UNP	5,277	$1.1m0.21%	0.21%	New
79	FISERV INC COM FISV	FISV	9,062	$1.0m0.20%	0.20%	New
80	SSGA ACTIVE TR SPDR DBLELN SHRT STOT	STOT	18,177	$843.6k0.17%	0.17%	New
81	VANGUARD SCOTTSDALE FDS SHORT TERM TREAS VGSH	VGSH	14,560	$838.7k0.17%	0.17%	Added +3.7k	+3,718 34.3%
82	PROSHARES TR HGH YLD INT RATE HYHG	HYHG	13,166	$810.0k0.16%	0.16%	New
83	JOHNSON & JOHNSON COM JNJ	JNJ	4,903	$763.6k0.15%	0.15%	Added +387	+387 8.6%
84	COMCAST CORP NEW CL A CMCSA	CMCSA	16,772	$743.7k0.15%	0.15%	New
85	ISHARES TR CORE US AGGBD ET AGG	AGG	7,295	$686.0k0.14%	0.14%	Added +1.6k	+1,590 27.9%
86	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	2,490	$678.1k0.13%	0.13%	New
87	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	3,856	$599.2k0.12%	0.12%	New
88	VANGUARD BD INDEX FDS INTERMED TERM BIV	BIV	8,237	$595.6k0.12%	0.12%	Added +5.5k	+5,544 205.9%
89	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	2,407	$579.1k0.11%	0.11%	Unchanged
90	ISHARES TR CORE INTL AGGR IAGG	IAGG	10,932	$533.3k0.11%	0.11%	New
91	VANGUARD INDEX FDS MCAP VL IDXVIP VOE	VOE	3,615	$473.4k0.09%	0.09%	New
92	BELPOINTE PREP LLC UNIT RP LTD LB A OZ	OZ	5,225	$447.8k0.09%	0.09%	New
93	PROCTER AND GAMBLE CO COM PG	PG	2,981	$434.8k0.09%	0.09%	Unchanged
94	FIDELITY COVINGTON TRUST STOCK FOR INFL FCPI	FCPI	12,964	$416.1k0.08%	0.08%	New
95	SPDR SERIES TRUST BLOOMBERG INTL IBND	IBND	14,062	$381.5k0.08%	0.08%	New
96	VANGUARD INDEX FDS LARGE CAP ETF VV	VV	1,845	$361.0k0.07%	0.07%	New
97	TECK RESOURCES LTD CL B TECK	TECK	8,350	$359.8k0.07%	0.07%	Added +788	+788 10.4%
98	VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU	VEU	6,709	$348.0k0.07%	0.07%	New
99	FIRST TR EXCH TRADED FD III EME MRK BD ETF FEMB	FEMB	12,564	$339.9k0.07%	0.07%	New
100	WALMART INC COM WMT	WMT	2,069	$331.0k0.07%	0.07%	New

Sold out since Q2 2023

Security	Ticker	Shares held before	Value then
FIRST TR EXCHNG TRADED FD VI GMAR	GMAR	385,675	$12.3m385.7k shares
ISHARES TR ICVT	ICVT	115,101	$8.8m115.1k shares
ISHARES U S ETF TR LQDH	LQDH	93,834	$8.7m93.8k shares
ELEVANCE HEALTH INC ELV	ELV	17,995	$8.0m18.0k shares
US BANCORP DEL USB	USB	218,979	$7.2m219.0k shares
GLOBAL PMTS INC GPN	GPN	73,361	$7.2m73.4k shares
CISCO SYS INC CSCO	CSCO	137,913	$7.1m137.9k shares
BROADCOM INC AVGO	AVGO	7,833	$6.8m7.8k shares
DISNEY WALT CO DIS	DIS	70,343	$6.3m70.3k shares
NATIONAL FUEL GAS CO NFG	NFG	88,342	$4.5m88.3k shares
PAYCHEX INC PAYX	PAYX	35,855	$4.0m35.9k shares
RENAISSANCE CAP GREENWICH FD IPO	IPO	111,024	$3.6m111.0k shares
VANGUARD WORLD FD VIS	VIS	17,648	$3.6m17.6k shares
ISHARES TR IYC	IYC	50,865	$3.6m50.9k shares
PUTNAM ETF TRUST PVAL	PVAL	122,001	$3.6m122.0k shares
SPDR SER TR XTN	XTN	42,711	$3.6m42.7k shares
AMPLIFY ETF TR IBUY	IBUY	76,010	$3.5m76.0k shares
TAIWAN SEMICONDUCTOR MFG LTD TSM	TSM	21,721	$2.2m21.7k shares
PUBLIC STORAGE PSA	PSA	4,019	$1.2m4.0k shares
AMERICAN TOWER CORP NEW AMT	AMT	5,824	$1.1m5.8k shares
NORTHROP GRUMMAN CORP NOC	NOC	2,233	$1.0m2.2k shares
AVANTOR INC AVTR	AVTR	41,207	$846.4k41.2k shares
MOSAIC CO NEW MOS	MOS	24,069	$842.4k24.1k shares
LOWES COS INC LOW	LOW	3,466	$782.3k3.5k shares
FIRST TR EXCHNG TRADED FD VI LDSF	LDSF	37,088	$683.9k37.1k shares