Vault-13

FIRST TR EXCH TRADED FD III FEMB

EME MRK BD ETF · ETP · CUSIP 33739P202

48 institutional holders +3 vs Q2 2023
3,109,2733.1m shares reported held*
$84.1mreported value*
8 new 18 added 13 reduced 5 sold out net bought ≈ $8.6m (+318.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.06.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 46Q1 23: 45Q2 23: 45Q3 23: 4848Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202243
Q4 202246
Q1 202345
Q2 202345
Q3 202348

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 24 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 18 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221827
Q1 20232625
Q2 20232224
Q3 20232618

Biggest buyers

WELLS FARGO & COMPANY/MN Added +144,016+144.0k
Sterling Manor Financial, LLC Added +106,472+106.5k
Raymond James Financial Services Advisors, Inc. Added +57,217+57.2k
OLD MISSION CAPITAL LLC New +51,984+52.0k
TRUIST FINANCIAL CORP Added +51,953+52.0k
JANE STREET GROUP, LLC Added +45,978+46.0k
ENVESTNET ASSET MANAGEMENT INC Added +42,261+42.3k
ROYAL BANK OF CANADA Added +30,921+30.9k
RAYMOND JAMES & ASSOCIATES Added +29,566+29.6k
MGO ONE SEVEN LLC New +20,161+20.2k

Biggest sellers

Private Advisor Group, LLC Sold out -75,898-75.9k
MORGAN STANLEY Reduced -75,487-75.5k
LPL Financial LLC Reduced -75,340-75.3k
AlphaStar Capital Management, LLC Sold out -32,255-32.3k
CWM, LLC Reduced -23,306-23.3k
FLOW TRADERS U.S. LLC Sold out -11,561-11.6k
OSAIC HOLDINGS, INC. Reduced -5,103-5.1k
COTTONWOOD CAPITAL ADVISORS, LLC Reduced -4,049-4.0k
Worth Asset Management, LLC Sold out -2,615-2.6k
Pine Valley Investments Ltd Liability Co Reduced -1,526-1.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.5 pts · filed 2026-07-17 23.5% +2.5 pts 2.8m≈ $82.6m 2026-07-17

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 467,625467.6k $12.6m $12.6m 0.00% Added +144.0k +144,016
2 Sterling Manor Financial, LLC 9.59% of their portfolio Saratoga Springs, NY 391,555391.6k $10.6m $10.6m 9.59% Added +106.5k +106,472
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 272,003272.0k $7.4m $7.4m 0.00% Reduced -75.5k -75,487
4 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 257,269257.3k $7.0m $7.0m 0.01% Added +52.0k +51,953
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 254,290254.3k $6.9m $6.9m 0.00% Added +42.3k +42,261
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 137,682137.7k $3.7m $3.7m 0.01% Added +46.0k +45,978
7 CWM, LLC 0.02% of their portfolio OMAHA, NE 130,181130.2k $3.5m $3.5m 0.02% Reduced -23.3k -23,306
8 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 126,594126.6k $3.4m $3.4m 0.01% Reduced -567 -567
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 114,179114.2k $3.1m $3.1m 0.00% Added +30.9k +30,921
10 Euro Pacific Asset Management, LLC 0.73% of their portfolio DORADO, PR 113,919113.9k $3.1m $3.1m 0.73% Added +6.7k +6,679
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 97,15997.2k $2.6m $2.6m 0.00% Reduced -75.3k -75,340
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 94,43394.4k $2.6m $2.6m 0.01% Reduced -884 -884
13 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 68,57468.6k $1.9m $1.9m 0.00% Added +57.2k +57,217
14 Walkner Condon Financial Advisors LLC 0.48% of their portfolio MADISON, WI 66,85266.9k $1.8m $1.8m 0.48% Added +624 +624
15 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 62,12362.1k $1.7m $1.7m 0.08% Added +1.3k +1,259
16 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 51,98452.0k $1.4m $1.4m 0.05% New
17 Pine Valley Investments Ltd Liability Co 0.13% of their portfolio MARLTON, NJ 49,22449.2k $1.3m $1.3m 0.13% Reduced -1.5k -1,526
18 EWG Elevate Inc. 0.59% of their portfolio ROSEVILLE, CA 48,08048.1k $1.3m $1.3m 0.59% Added +1.7k +1,674
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 41,11541.1k $1.1m $1.1m 0.00% Added +29.6k +29,566
20 COTTONWOOD CAPITAL ADVISORS, LLC 0.98% of their portfolio SALT LAKE CITY, UT 38,89038.9k $1.1m $1.1m 0.98% Reduced -4.0k -4,049
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 31,24431.2k $845.1k $845.1k 0.00% Reduced -5.1k -5,103
22 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 24,22224.2k $655.2k $655.2k 0.00% Added +2.5k +2,520
23 MGO ONE SEVEN LLC 0.04% of their portfolio Beachwood, OH 20,16120.2k $545.4k $545.4k 0.04% New
24 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 18,27918.3k $494.4k $494.4k 0.01% Added +470 +470
25 Wagner Wealth Management, LLC 0.15% of their portfolio GREENVILLE, SC 14,79014.8k $400.1k $400.1k 0.15% Reduced -373 -373
26 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,76914.8k $399.5k $399.5k 0.01% Unchanged
27 Synergy Asset Management, LLC 0.07% of their portfolio VANCOUVER, WA 12,56412.6k $339.9k $339.9k 0.07% New
28 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 11,80911.8k $319.4k $319.4k 0.01% Added +1.4k +1,384
29 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 11,44611.4k $309.6k $309.6k 0.02% Reduced -27 -27
30 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 10,73110.7k $290.3k $290.3k 0.00% Added +147 +147
31 WINTRUST INVESTMENTS LLC 0.03% of their portfolio CHICAGO, IL 9,7399.7k $263.0k $263.0k 0.03% Added +118 +118
32 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 8,2368.2k $218.8k $218.8k 0.01% Added +6 +6
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 8,0848.1k $218.7k $218.7k 0.00% New
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,6257.6k $206.3k $206.3k 0.00% New
35 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 5,3245.3k $144.0k $144.0k 0.01% Unchanged
36 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,6444.6k $125.6k $125.6k 0.00% Reduced -1.4k -1,434
37 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,7003.7k $100.1k $100.1k 0.00% New
38 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 3,4753.5k $94.0k $94.0k 0.01% Unchanged
39 PROVENCE WEALTH MANAGEMENT GROUP 0.03% of their portfolio IRVINE, CA 1,8501.9k $50.0k $50.0k 0.03% New
40 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,3171.3k $35.6k $35.6k 0.00% Unchanged
41 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 698698 $18.0k $18.0k 0.00% First filing
42 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 423423 $11.4k $11.4k 0.00% Reduced -423 -423
43 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 227227 $6.1k $6.1k 0.00% Reduced -94 -94
44 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 7272 $1.9k $1.9k 0.00% Unchanged
45 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 5959 $1.6k $1.6k 0.00% Unchanged
46 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3838 $1.0k $1.0k 0.00% Unchanged
47 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 1515 $394 $394 0.00% Unchanged
48 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $27 $27 0.00% New