Vault-13

FIRST TR EXCHNG TRADED FD VI LDSF

LOW DUR STRTGC · ETP · CUSIP 33740F870

61 institutional holders +2 vs Q2 2023
4,314,2314.3m shares reported held*
$79.1mreported value*
5 new 17 added 26 reduced 4 sold out net sold ≈ $17.2m (-937.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($24.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.34.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 60Q4 22: 62Q1 23: 64Q2 23: 59Q3 23: 6161Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202260
Q4 202262
Q1 202364
Q2 202359
Q3 202361

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 30 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221836
Q1 20232432
Q2 20232431
Q3 20232230

Biggest buyers

AXXCESS WEALTH MANAGEMENT, LLC New +346,286+346.3k
ROYAL BANK OF CANADA Added +91,842+91.8k
OneDigital Investment Advisors LLC Added +30,625+30.6k
Cambridge Investment Research Advisors, Inc. New +29,617+29.6k
Ameritas Advisory Services, LLC Added +28,341+28.3k
Cetera Investment Advisers New +13,690+13.7k
OSAIC HOLDINGS, INC. Added +11,102+11.1k
CITADEL ADVISORS LLC Added +8,393+8.4k
Cetera Advisor Networks LLC Added +5,063+5.1k
Mutual Advisors, LLC Added +4,662+4.7k

Biggest sellers

EdgeRock Capital LLC Sold out -647,305-647.3k
Capital Asset Advisory Services LLC Reduced -208,883-208.9k
Cedrus LLC Reduced -155,411-155.4k
Kestra Advisory Services, LLC Reduced -143,257-143.3k
LPL Financial LLC Reduced -117,162-117.2k
Raymond James Financial Services Advisors, Inc. Reduced -51,002-51.0k
AE Wealth Management LLC Reduced -49,019-49.0k
Synergy Asset Management, LLC Sold out -37,088-37.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -23,504-23.5k
Sigma Planning Corp Reduced -18,021-18.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Arax Advisory Partners 13G · institution new · filed 2025-02-06 9.5% new 643.0k≈ $12.2m 2025-02-06

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 710,201710.2k $13.0m $13.0m 0.00% Added +91.8k +91,842
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 650,317650.3k $11.9m $11.9m 0.01% Reduced -117.2k -117,162
3 Cedrus LLC 5.44% of their portfolio Littleton, CO 417,436417.4k $7.7m $7.7m 5.44% Reduced -155.4k -155,411
4 Capital Asset Advisory Services LLC 0.44% of their portfolio Williamston, MI 347,214347.2k $6.4m $6.4m 0.44% Reduced -208.9k -208,883
5 AXXCESS WEALTH MANAGEMENT, LLC 0.22% of their portfolio CARLSBAD, CA 346,286346.3k $6.4m $6.4m 0.22% New
6 Mutual Advisors, LLC 0.16% of their portfolio OMAHA, NE 227,605227.6k $4.2m $4.2m 0.16% Added +4.7k +4,662
7 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 176,260176.3k $3.2m $3.2m 0.01% Reduced -4.7k -4,685
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 145,726145.7k $2.7m $2.7m 0.00% Added +11.1k +11,102
9 Kraft, Davis & Associates, LLC 0.75% of their portfolio St. Louis, MO 110,186110.2k $2.0m $2.0m 0.75% Reduced -1.3k -1,302
10 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 95,99296.0k $1.8m $1.8m 0.02% Reduced -15.3k -15,298
11 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 73,22773.2k $1.3m $1.3m 0.03% Added +30.6k +30,625
12 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 72,67172.7k $1.3m $1.3m 0.00% Reduced -51.0k -51,002
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 67,23867.2k $1.2m $1.2m 0.00% Added +4.5k +4,538
14 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 65,75165.8k $1.2m $1.2m 0.01% Added +919 +919
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 61,29961.3k $1.1m $1.1m 0.00% Reduced -23.5k -23,504
16 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 54,87654.9k $1.0m $1.0m 0.05% Added +28.3k +28,341
17 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 51,27751.3k $940.4k $940.4k 0.01% Unchanged
18 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 48,16548.2k $883.4k $883.4k 0.03% Reduced -18.0k -18,021
19 Larson Financial Group LLC 0.08% of their portfolio ST LOUIS, MO 46,09046.1k $845.3k $845.3k 0.08% Reduced -1.5k -1,542
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33,68933.7k $617.9k $617.9k 0.00% Added +8.4k +8,393
21 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 32,89232.9k $603.2k $603.2k 0.01% Reduced -143.3k -143,257
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,80332.8k $601.6k $601.6k 0.00% Added +3.4k +3,360
23 1776 Wealth LLC 0.29% of their portfolio ATLANTA, GA 30,00030.0k $550.2k $550.2k 0.29% Reduced -10.0k -10,000
24 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 29,61729.6k $543.0k $543.0k 0.00% New
25 WEALTHSOURCE PARTNERS, LLC 0.03% of their portfolio SAN LUIS OBISPO, CA 26,24526.2k $481.3k $481.3k 0.03% Unchanged
26 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 23,51223.5k $431.2k $431.2k 0.00% Added +5.1k +5,063
27 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 22,92222.9k $420.4k $420.4k 0.02% Reduced -2.2k -2,160
28 GPS Wealth Strategies Group, LLC 0.08% of their portfolio CENTENNIAL, CO 22,70022.7k $416.3k $416.3k 0.08% Reduced -5.5k -5,500
29 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 20,96721.0k $384.5k $384.5k 0.02% Added +34 +34
30 Atlas Private Wealth Advisors 0.07% of their portfolio RED BANK, NJ 20,39420.4k $374.0k $374.0k 0.07% Reduced -9.4k -9,442
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 19,67119.7k $360.8k $360.8k 0.00% Reduced -5.1k -5,077
32 Onyx Bridge Wealth Group LLC 0.08% of their portfolio TARRYTOWN, NY 18,08018.1k $331.6k $331.6k 0.08% Unchanged
33 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 17,27017.3k $316.7k $316.7k 0.00% Unchanged
34 Cornerstone Wealth Management, LLC 0.03% of their portfolio ST. PETERS, MO 15,18715.2k $278.5k $278.5k 0.03% Added +24 +24
35 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 14,98915.0k $274.9k $274.9k 0.03% Unchanged
36 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,69013.7k $251.1k $251.1k 0.00% New
37 Jacobi Capital Management LLC 0.03% of their portfolio PITTSTON, PA 13,61613.6k $249.7k $249.7k 0.03% Reduced -1.4k -1,351
38 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.04% of their portfolio Reston, VA 13,48413.5k $246.4k $246.4k 0.04% Unchanged
39 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 12,98813.0k $238.2k $238.2k 0.03% Added +843 +843
40 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 12,66512.7k $232.3k $232.3k 0.01% Reduced -612 -612
41 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 12,48912.5k $229.0k $229.0k 0.00% Reduced -49.0k -49,019
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,48412.5k $229.0k $229.0k 0.00% Added +256 +256
43 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 11,59511.6k $212.6k $212.6k 0.02% Added +20 +20
44 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,83310.8k $198.7k $198.7k 0.00% Reduced -1.6k -1,628
45 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 9,7959.8k $180.0k $180.0k 0.04% Added +325 +325
46 FinTrust Capital Advisors, LLC 0.04% of their portfolio Greenville, SC 8,8928.9k $163.1k $163.1k 0.04% Unchanged
47 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 6,2416.2k $114.0k $114.0k 0.01% First filing
48 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,5375.5k $102.0k $102.0k 0.00% Reduced -4.8k -4,777
49 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4,9404.9k $90.6k $90.6k 0.00% Unchanged
50 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 4,5204.5k $82.9k $82.9k 0.01% Reduced -545 -545
51 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 4,2004.2k $77.0k $77.0k 0.01% Reduced -484 -484
52 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,1482.1k $39.4k $39.4k 0.00% Added +608 +608
53 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,4241.4k $26.1k $26.1k 0.00% Unchanged
54 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 1,3051.3k $23.9k $23.9k 0.01% New
55 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,2851.3k $24.0k $24.0k 0.00% Reduced -3.5k -3,491
56 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 1,0481.0k $19.2k $19.2k 0.00% Unchanged
57 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,0001.0k $18.3k $18.3k 0.00% New
58 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 420420 $7.7k $7.7k 0.00% Reduced -1 -1
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 160160 $2.9k $2.9k 0.00% Unchanged
60 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 22 $33 $33 0.00% Reduced -288 -288
61 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 00 $1 $1 0.00% Unchanged