Vault-13

VANECK ETF TRUST PPH

PHARMACEUTCL ETF · ETP · CUSIP 92189F692

105 institutional holders +2 vs Q2 2023
5,182,9835.2m shares reported held*
$414.2mreported value*
13 new 36 added 28 reduced 11 sold out net bought ≈ $18.1m (+226.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $79.91. Options: 3 managers hold calls ($551.0k notional), 1 hold puts ($111.8k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 87Q4 22: 114Q1 23: 107Q2 23: 103Q3 23: 105105Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202287
Q4 2022114
Q1 2023107
Q2 2023103
Q3 2023105

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 34 bought or addedQ1 23: 60 cut or sold outQ1 23Q2 23: 50 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 39 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225635
Q1 20233460
Q2 20235047
Q3 20234939

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 22 calls: $3.3mQ4 22 puts: $412.0kQ4 22P/C 0.13Q1 23 calls: $5.3mQ1 23 puts: $1.0mQ1 23P/C 0.19Q2 23 calls: $779.8kQ2 23 puts: $254.1kQ2 23P/C 0.33Q3 23 calls: $551.0kQ3 23 puts: $111.8kQ3 23P/C 0.20
Numbers
QuarterCallsPutsP/C
Q4 2022$3.3m$412.0k0.13
Q1 2023$5.3m$1.0m0.19
Q2 2023$779.8k$254.1k0.33
Q3 2023$551.0k$111.8k0.20

Biggest buyers

GOLDMAN SACHS GROUP INC Added +532,285+532.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +152,143+152.1k
JPMORGAN CHASE & CO Added +150,365+150.4k
Independent Advisor Alliance New +49,050+49.0k
MORGAN STANLEY Added +29,067+29.1k
HRT FINANCIAL LP New +27,546+27.5k
LPL Financial LLC Added +24,850+24.9k
Synergy Asset Management, LLC New +24,583+24.6k
AMERIPRISE FINANCIAL INC Added +23,812+23.8k
ALERUS FINANCIAL NA Added +16,530+16.5k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -345,811-345.8k
Phoenix Financial Ltd. Reduced -168,022-168.0k
BNP PARIBAS FINANCIAL MARKETS Reduced -148,992-149.0k
HighTower Advisors, LLC Sold out -47,169-47.2k
ROYAL BANK OF CANADA Reduced -31,128-31.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -30,004-30.0k
OPPENHEIMER & CO INC Reduced -20,438-20.4k
TD Waterhouse Canada Inc. Reduced -19,366-19.4k
Vontobel Holding Ltd. Reduced -18,000-18.0k
CITADEL ADVISORS LLC Reduced -12,913-12.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $527.1k6.6k shares
CITADEL ADVISORS LLC Reduced $24.0k300 shares
Cutler Group LLC / CA Unchanged $0500 shares

Biggest puts

CITADEL ADVISORS LLC Added $111.8k1.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,647,9711.6m $131.6m $131.6m 0.03% Added +532.3k +532,285
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 668,617668.6k $53.4m $53.4m 0.01% Reduced -345.8k -345,811
3 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.13% of their portfolio TORONTO, A6 344,000344.0k $27.5m $27.5m 0.13% Unchanged
4 Avalon Trust Co 2.27% of their portfolio SANTA FE, NM 287,575287.6k $23.0m $23.0m 2.27% Added +1.4k +1,350
5 BNP PARIBAS FINANCIAL MARKETS 0.04% of their portfolio PARIS, I0 251,808251.8k $20.1m $20.1m 0.04% Reduced -149.0k -148,992
6 Phoenix Financial Ltd. 0.17% of their portfolio Givatayim, L3 229,894229.9k $18.5m $18.5m 0.17% Reduced -168.0k -168,022
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 203,189203.2k $16.2m $16.2m 0.00% Added +150.4k +150,365
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 153,024153.0k $12.2m $12.2m 0.02% Added +152.1k +152,143
9 Prime Capital Investment Advisors, LLC 0.24% of their portfolio OVERLAND PARK, KS 148,150148.2k $11.8m $11.8m 0.24% Added +1.8k +1,800
10 Miller Investment Management, LP 1.82% of their portfolio WEST CONSHOHOCKEN, PA 144,419144.4k $11.5m $11.5m 1.82% Reduced -564 -564
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 95,78295.8k $7.6m $7.6m 0.00% Added +29.1k +29,067
12 ALERUS FINANCIAL NA 0.60% of their portfolio GRAND FORKS, ND 84,21484.2k $6.7m $6.7m 0.60% Added +16.5k +16,530
13 VALICENTI ADVISORY SERVICES INC 2.17% of their portfolio ELMIRA, NY 79,51479.5k $6.3m $6.3m 2.17% Added +3.3k +3,319
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 65,74965.7k $5.3m $5.3m 0.00% Added +24.9k +24,850
15 Independent Advisor Alliance 0.18% of their portfolio CHARLOTTE, NC 49,05049.0k $3.9m $3.9m 0.18% New
16 Twelve Points Wealth Management LLC 1.94% of their portfolio CONCORD, MA 48,86348.9k $3.9m $3.9m 1.94% Reduced -1.5k -1,465
17 Private Advisory Group LLC 0.60% of their portfolio REDMOND, WA 38,27838.3k $3.1m $3.1m 0.60% Added +127 +127
18 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 38,03838.0k $3.0m $3.0m 0.04% Reduced -2.3k -2,290
19 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 38,03838.0k $3.0m $3.0m 0.04% Reduced -2.3k -2,290
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 36,27536.3k $2.9m $2.9m 0.00% Added +23.8k +23,812
21 WT Wealth Management 1.21% of their portfolio SCOTTSDALE, AZ 35,45835.5k $2.8m $2.8m 1.21% Added +530 +530
22 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 27,54627.5k $2.2m $2.2m 0.02% New
23 Aspen Grove Capital, LLC 0.74% of their portfolio AVON, CO 25,00725.0k $2.0m $2.0m 0.74% Added +126 +126
24 Synergy Asset Management, LLC 0.39% of their portfolio VANCOUVER, WA 24,58324.6k $2.0m $2.0m 0.39% New
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,52024.5k $2.0m $2.0m 0.00% Reduced -12.9k -12,913
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 23,14123.1k $1.8m $1.8m 0.00% Reduced -31.1k -31,128
27 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 20,65020.6k $1.6m $1.6m 0.02% Added +10.9k +10,940
28 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,95119.0k $1.5m $1.5m 0.00% Added +422 +422
29 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 18,50218.5k $1.5m $1.5m 0.00% Added +10.9k +10,888
30 Tower Research Capital LLC (TRC) 0.04% of their portfolio NEW YORK, NY 16,49416.5k $1.3m $1.3m 0.04% Added +9.0k +8,975
31 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 15,42215.4k $1.2m $1.2m 0.00% Reduced -209 -209
32 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 14,38814.4k $1.1m $1.1m 0.02% Added +11.1k +11,088
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,55913.6k $1.1m $1.1m 0.00% Added +3.5k +3,470
34 GSA CAPITAL PARTNERS LLP 0.09% of their portfolio LONDON, X0 13,21013.2k $1.1m $1.1m 0.09% Added +1.5k +1,480
35 Peak Planning Group, LLC 0.76% of their portfolio CENTENNIAL, CO 12,15012.2k $970.3k $970.3k 0.76% Reduced -155 -155
36 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 12,13912.1k $969.4k $969.4k 0.03% Unchanged
37 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 11,74811.7k $938.0k $938.0k 0.00% Unchanged
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 10,92210.9k $872.2k $872.2k 0.00% Reduced -1.5k -1,516
39 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,75010.8k $858.5k $858.5k 0.00% Reduced -669 -669
40 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 9,4299.4k $753.0k $753.0k 0.00% Added +1.4k +1,373
41 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 9,4289.4k $750.4k $750.4k 0.00% Added +4.8k +4,825
42 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 9,2559.3k $739.1k $739.1k 0.00% Added +6.4k +6,374
43 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 9,2009.2k $735.0k $735.0k 0.00% Added +4.6k +4,600
44 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 8,7998.8k $702.7k $702.7k 0.01% Reduced -20.4k -20,438
45 WINTRUST INVESTMENTS LLC 0.07% of their portfolio CHICAGO, IL 8,2858.3k $662.0k $662.0k 0.07% Unchanged
46 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 7,7767.8k $621.0k $621.0k 0.00% New
47 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 7,7297.7k $617.2k $617.2k 0.00% New
48 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 7,1117.1k $567.9k $567.9k 0.01% Reduced -2.0k -2,006
49 Tradition Wealth Management, LLC 0.06% of their portfolio EDINA, MN 6,8146.8k $544.0k $544.0k 0.06% Unchanged
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 5,8625.9k $468.2k $468.2k 0.00% Added +856 +856
51 ASPIRIANT, LLC 0.02% of their portfolio San Francisco, CA 5,6805.7k $453.6k $453.6k 0.02% New
52 BANK HAPOALIM BM 0.07% of their portfolio TEL AVIV, L3 5,6635.7k $452.0k $452.0k 0.07% Reduced -6.8k -6,810
53 Clare Market Investments LLC 0.17% of their portfolio DALLAS, TX 5,5765.6k $445.3k $445.3k 0.17% Added +694 +694
54 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 5,5385.5k $442.3k $442.3k 0.00% Added +1.3k +1,255
55 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 5,0005.0k $399.3k $399.3k 0.00% Reduced -18.0k -18,000
56 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 4,8874.9k $390.3k $390.3k 0.00% Added +800 +800
57 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,5514.6k $363.0k $363.0k 0.00% Added +100 +100
58 WARNER FINANCIAL, INC 0.24% of their portfolio BETHESDA, MD 4,4854.5k $358.0k $358.0k 0.24% Added +22 +22
59 Nadler Financial Group, Inc. 0.05% of their portfolio DEERFIELD, IL 4,3354.3k $346.2k $346.2k 0.05% Unchanged
60 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,2534.3k $339.6k $339.6k 0.00% Added +1.4k +1,386
61 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 3,5883.6k $286.5k $286.5k 0.00% Added +2.7k +2,706
62 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 3,2273.2k $257.7k $257.7k 0.00% Reduced -83 -83
63 KCM INVESTMENT ADVISORS LLC 0.01% of their portfolio GREENBRAE, CA 3,2233.2k $257.4k $257.4k 0.01% Unchanged
64 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,1403.1k $259.5k $259.5k 0.00% Reduced -11.1k -11,130
65 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 3,0373.0k $242.5k $242.5k 0.01% Unchanged
66 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 3,0183.0k $241.0k $241.0k 0.02% Added +390 +390
67 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 3,0003.0k $239.6k $239.6k 0.00% New
68 Continuum Advisory, LLC 0.04% of their portfolio EAGLE, ID 2,9062.9k $232.1k $232.1k 0.04% Added +101 +101
69 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 2,7232.7k $320.4k $320.4k 0.04% New
70 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 2,6442.6k $211.2k $211.2k 0.00% New
71 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 1,0461.0k $83.5k $83.5k 0.01% Added +1 +1
72 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,0201.0k $81.5k $81.5k 0.00% Unchanged
73 DecisionPoint Financial, LLC 0.04% of their portfolio MESA, AZ 1,0001.0k $79.9k $79.9k 0.04% Unchanged
74 CoreFirst Bank & Trust 0.05% of their portfolio TOPEKA, KS 950950 $75.9k $75.9k 0.05% New
75 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 748748 $59.7k $59.7k 0.00% New
76 COMERICA BANK 0.00% of their portfolio DALLAS, TX 738738 $58.9k $58.9k 0.00% New
77 Banque Cantonale Vaudoise 0.00% of their portfolio LAUSANNE, V8 710710 $57.0k $57.0k 0.00% Unchanged
78 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 660660 $52.7k $52.7k 0.00% Reduced -720 -720
79 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 626626 $50.0k $50.0k 0.00% Reduced -5.2k -5,214
80 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 522522 $41.3k $41.3k 0.00% Reduced -19.4k -19,366
81 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 475475 $37.9k $37.9k 0.00% Unchanged
82 West Tower Group, LLC 0.02% of their portfolio RICHMOND, VA 426426 $34.0k $34.0k 0.02% New
83 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 400400 $31.9k $31.9k 0.00% Unchanged
84 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 249249 $19.9k $19.9k 0.00% Added +1 +1
85 FMR LLC 0.00% of their portfolio BOSTON, MA 217217 $17.3k $17.3k 0.00% Unchanged
86 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 216216 $17.2k $17.2k 0.00% Reduced -216 -216
87 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 200200 $16.0k $16.0k 0.00% Reduced -8.1k -8,067
88 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 200200 $16.0k $16.0k 0.00% Unchanged
89 Highlander Capital Management, LLC 0.00% of their portfolio SHORT HILLS, NJ 140140 $11.0k $11.0k 0.00% Unchanged
90 Riggs Asset Managment Co. Inc. 0.00% of their portfolio DALLAS, PA 139139 $11.1k $11.1k 0.00% Reduced -4.2k -4,229
91 Y.D. More Investments Ltd 0.00% of their portfolio Ramat Gan, L3 120120 $9.6k $9.6k 0.00% Unchanged
92 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 7878 $6.2k $6.2k 0.00% Unchanged
93 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 6464 $5.0k $5.0k 0.00% Unchanged
94 MACROVIEW INVESTMENT MANAGEMENT LLC 0.01% of their portfolio BETHESDA, MD 6363 $5.0k $5.0k 0.01% Unchanged
95 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 5858 $4.6k $4.6k 0.00% Unchanged
96 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 5252 $4.0k $4.0k 0.00% Unchanged
97 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 5050 $4.0k $4.0k 0.00% Not comparable
98 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 3434 $2.7k $2.7k 0.00% Unchanged
99 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1515 $1.2k $1.2k 0.00% Reduced -60 -60
100 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 1414 $1.1k $1.1k 0.00% Unchanged