Vault-13

SSGA ACTIVE TR STOT

SPDR DBLELN SHRT · ETP · CUSIP 78470P200

47 institutional holders +3 vs Q2 2023
1,727,3901.7m shares reported held*
$80.2mreported value*
7 new 12 added 22 reduced 5 sold out net sold ≈ $2.0m (-42.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.41.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 48Q4 22: 43Q1 23: 48Q2 23: 44Q3 23: 4747Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202248
Q4 202243
Q1 202348
Q2 202344
Q3 202347

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 23 bought or addedQ2 23: 22 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 27 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221823
Q1 20231725
Q2 20232322
Q3 20231927

Biggest buyers

Cetera Investment Advisers New +43,783+43.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +26,914+26.9k
Synergy Asset Management, LLC New +18,177+18.2k
Spinnaker Investment Group, LLC Added +14,279+14.3k
JANE STREET GROUP, LLC Added +13,193+13.2k
MONEY CONCEPTS CAPITAL CORP New +10,747+10.7k
MBL Wealth, LLC New +8,681+8.7k
JPMORGAN CHASE & CO New +6,036+6.0k
Eldridge Investment Advisors, Inc. New +5,000+5.0k
Private Advisor Group, LLC Added +4,046+4.0k

Biggest sellers

Elmwood Wealth Management, Inc. Sold out -77,586-77.6k
Glen Eagle Advisors, LLC Reduced -56,880-56.9k
SILVER OAK SECURITIES, INCORPORATED Reduced -10,373-10.4k
Cambridge Investment Research Advisors, Inc. Sold out -8,569-8.6k
UBS Group AG Reduced -7,552-7.6k
Lunt Capital Management, Inc. Reduced -6,667-6.7k
Truadvice, LLC Sold out -5,567-5.6k
Revisor Wealth Management LLC Sold out -5,263-5.3k
EXENCIAL WEALTH ADVISORS, LLC Reduced -5,238-5.2k
Financial Strategies Group, Inc. Sold out -4,673-4.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FOUNDATIONS INVESTMENT ADVISORS, LLC 13G · passive -2.0 pts · filed 2025-11-03 5.3% -2.0 pts 320.5k≈ $15.1m 2025-11-03

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Spinnaker Investment Group, LLC 7.46% of their portfolio Newport Beach, CA 478,240478.2k $22.2m $22.2m 7.46% Added +14.3k +14,279
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 146,318146.3k $6.8m $6.8m 0.00% Reduced -1.0k -1,035
3 PARAGON CAPITAL MANAGEMENT INC 5.16% of their portfolio Provo, UT 130,330130.3k $6.0m $6.0m 5.16% Reduced -1.2k -1,210
4 Hofer & Associates. Inc 5.81% of their portfolio THOUSAND OAKS, CA 122,053122.1k $5.7m $5.7m 5.81% Added +264 +264
5 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 76,14776.1k $3.5m $3.5m 0.01% Added +13.2k +13,193
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 75,94475.9k $3.5m $3.5m 0.00% Reduced -7.6k -7,552
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 65,53565.5k $3.0m $3.0m 0.00% Unchanged
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 65,26665.3k $3.0m $3.0m 0.00% Reduced -1.6k -1,633
9 EXENCIAL WEALTH ADVISORS, LLC 0.15% of their portfolio OKLAHOMA CITY, OK 65,09965.1k $3.0m $3.0m 0.15% Reduced -5.2k -5,238
10 Arrowroot Family Office, LLC 1.86% of their portfolio MARINA DEL REY, CA 50,81750.8k $2.4m $2.4m 1.86% Added +4.0k +3,981
11 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 43,78343.8k $2.0m $2.0m 0.02% New
12 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 37,28637.3k $1.7m $1.7m 0.02% Added +4.0k +4,046
13 Glen Eagle Advisors, LLC 0.36% of their portfolio KINGSTON, NJ 33,32033.3k $1.5m $1.5m 0.36% Reduced -56.9k -56,880
14 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 30,09730.1k $1.4m $1.4m 0.01% Reduced -833 -833
15 Advisor Resource Council 0.89% of their portfolio DALLAS, TX 29,01629.0k $1.3m $1.3m 0.89% Reduced -2.4k -2,397
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 26,91426.9k $1.2m $1.2m 0.00% New
17 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 22,41322.4k $1.0m $1.0m 0.01% Reduced -994 -994
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,90020.9k $970.0k $970.0k 0.00% Added +1.5k +1,505
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 19,45319.5k $902.8k $902.8k 0.00% Reduced -1.1k -1,076
20 Larson Financial Group LLC 0.09% of their portfolio ST LOUIS, MO 19,24919.2k $893.3k $893.3k 0.09% Reduced -646 -646
21 Synergy Asset Management, LLC 0.17% of their portfolio VANCOUVER, WA 18,17718.2k $843.6k $843.6k 0.17% New
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 15,61215.6k $724.5k $724.5k 0.00% Added +344 +344
23 KLR INVESTMENT ADVISORS, LLC 0.61% of their portfolio PROVIDENCE, RI 14,43014.4k $670.1k $670.1k 0.61% Reduced -458 -458
24 GREATMARK INVESTMENT PARTNERS, INC. 0.10% of their portfolio COLUMBUS, GA 12,50012.5k $580.1k $580.1k 0.10% Unchanged
25 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 11,80711.8k $548.0k $548.0k 0.00% Unchanged
26 Lunt Capital Management, Inc. 0.28% of their portfolio HOLLADAY, UT 11,60911.6k $538.8k $538.8k 0.28% Reduced -6.7k -6,667
27 MONEY CONCEPTS CAPITAL CORP 0.05% of their portfolio PALM BEACH GARDENS, FL 10,74710.7k $498.8k $498.8k 0.05% New
28 MBL Wealth, LLC 0.06% of their portfolio CHARLOTTE, NC 8,6818.7k $402.9k $402.9k 0.06% New
29 Strategic Financial Concepts, LLC 0.13% of their portfolio SAN ANTONIO, TX 8,0268.0k $372.5k $372.5k 0.13% Added +2.0k +1,981
30 Aveo Capital Partners, LLC 0.05% of their portfolio ENGLEWOOD, CO 7,6217.6k $353.7k $353.7k 0.05% Reduced -1.3k -1,345
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,5337.5k $348.0k $348.0k 0.00% Reduced -75 -75
32 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,1706.2k $286.3k $286.3k 0.00% Reduced -120 -120
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,0366.0k $280.1k $280.1k 0.00% New
34 Eldridge Investment Advisors, Inc. 0.08% of their portfolio MANCHESTER, NH 5,0005.0k $231.0k $231.0k 0.08% New
35 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 4,9384.9k $229.2k $229.2k 0.02% Added +21 +21
36 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 4,7814.8k $221.9k $221.9k 0.02% Added +50 +50
37 SILVER OAK SECURITIES, INCORPORATED 0.05% of their portfolio JACKSON, TN 4,6404.6k $215.3k $215.3k 0.05% Reduced -10.4k -10,373
38 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 3,6573.7k $169.7k $169.7k 0.02% Reduced -79 -79
39 Pacific Center for Financial Services 0.05% of their portfolio DANVILLE, CA 2,9182.9k $135.4k $135.4k 0.05% Added +20 +20
40 VALLEY NATIONAL ADVISERS INC 0.02% of their portfolio BETHLEHEM, PA 2,2792.3k $106.0k $106.0k 0.02% Reduced -118 -118
41 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 771771 $35.0k $35.0k 0.00% First filing
42 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 605605 $28.1k $28.1k 0.00% Unchanged
43 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 403403 $18.7k $18.7k 0.00% Reduced -442 -442
44 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 240240 $11.1k $11.1k 0.00% Reduced -690 -690
45 Covestor Ltd 0.00% of their portfolio LONDON, X0 2828 $1.0k $1.0k 0.00% Reduced -7 -7
46 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $37 $37 0.00% Added +1 +1
47 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged