Foundations Investment Advisors, LLC

PHOENIX, AZ · CIK 1743404 · 13F filing filed 2026-08-14

SEC-registered investment adviser since 2015 · limited liability company

Assets managed$10.1bn
Staff353 · 289 in investment roles
Main clients (by assets)High net worth individuals 53%, Individuals 47%
Websitefiwealth.com
Form ADV · 2026-09-23SEC adviser record

$9.7bn reported value +20.5% vs Q1 2026

1,197positions

23.9%in top 10

184 new 619 added 376 reduced 140 sold out vs Q1 2026

Options: 5 call positions ($3.6m notional), 0 put positions (— notional) – listed below, not included above.

This report includes the holdings of 6 other managers that share the investment decisions:

Orion Porfolio Solutions, LLC – files its own report too; $2.9m of shares are in both
MILESTONE ASSET MANAGEMENT, LLC – files its own report too; $1.9m of shares are in both
Diversified Planning Strategies Advisors LLC – reports through this filing
Donato Wealth Management, PLLC – reports through this filing
Elite Income Advisors, Inc. – reports through this filing
RWM Capital, LLC – reports through this filing

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P500 ETF IVV	IVV	490,520	$367.3m3.78%	3.78%	Added +261.9k	+261,891 114.5%
2	ISHARES TR S&P 500 GRWT ETF IVW	IVW	2,410,689	$331.5m3.41%	3.41%	Added +133.9k	+133,894 5.9%
3	ISHARES TR S&P 500 VAL ETF IVE	IVE	1,225,561	$278.3m2.87%	2.87%	Added +113.9k	+113,911 10.2%
4	ISHARES TR ISHARES SEMICDTR SOXX	SOXX	364,192	$233.4m2.40%	2.40%	Reduced -52.0k	-52,001 -12.5%
5	ISHARES TR CORE TOTAL USD IUSB	IUSB	4,994,324	$230.5m2.37%	2.37%	Added +1.2m	+1,217,679 32.2%
6	BLACKROCK ETF TRUST ISHARES US EQUIT DYNF	DYNF	2,970,337	$202.0m2.08%	2.08%	Added +277.3k	+277,303 10.3%
7	HORIZON FDS ANFIELD US EQTY AESR	AESR	9,388,555	$194.8m2.01%	2.01%	New
8	NVIDIA CORPORATION COM NVDA	NVDA	900,603	$180.2m1.86%	1.86%	Added +58.6k	+58,630 7.0%
9	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	1,602,607	$171.7m1.77%	1.77%	Added +338.5k	+338,476 26.8%
10	APPLE INC COM AAPL	AAPL	469,893	$136.0m1.40%	1.40%	Added +28.4k	+28,363 6.4%
11	BLACKROCK ETF TRUST ISHA IN CTRY ETF CORO	CORO	3,464,938	$126.8m1.31%	1.31%	Added +312.4k	+312,381 9.9%
12	ISHARES TR MSCI USA MMENTM MTUM	MTUM	352,034	$120.7m1.24%	1.24%	Reduced -88.3k	-88,335 -20.1%
13	BLACKROCK ETF TRUST ISHA I IN TE ETF BAI	BAI	2,163,848	$114.1m1.17%	1.17%	Reduced -263.9k	-263,871 -10.9%
14	ALPHABET INC CAP STK CL A GOOGL	GOOGL	315,544	$112.8m1.16%	1.16%	Added +48.6k	+48,608 18.2%
15	ARK ETF TR NEXT GNRTN INTER ARKW	ARKW	731,008	$105.9m1.09%	1.09%	Added +131.3k	+131,317 21.9%
16	ISHARES INC CORE MSCI EMKT IEMG	IEMG	1,260,159	$104.4m1.07%	1.07%	Reduced -381.8k	-381,842 -23.2%
17	MICROSOFT CORP COM MSFT	MSFT	269,741	$100.6m1.04%	1.04%	Added +29.4k	+29,427 12.2%
18	VERTIV HOLDINGS CO COM CL A VRT	VRT	300,489	$100.6m1.04%	1.04%	Added +34.4k	+34,441 12.9%
19	HORIZON FDS EXPEDITION PLUS HBTA	HBTA	2,516,378	$82.3m0.85%	0.85%	New
20	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	109,293	$81.6m0.84%	0.84%	Reduced -14.7k	-14,721 -11.9%
21	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	110,120	$81.1m0.84%	0.84%	Reduced -9.2k	-9,191 -7.7%
22	MORGAN STANLEY COM NEW MS	MS	378,795	$79.2m0.82%	0.82%	Added +28.9k	+28,948 8.3%
23	ELI LILLY & CO COM LLY	LLY	65,706	$78.8m0.81%	0.81%	Added +6.4k	+6,366 10.7%
24	ISHARES TR EAFE GRWTH ETF EFG	EFG	624,359	$77.7m0.80%	0.80%	Added +389.3k	+389,279 165.6%
25	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	841,692	$77.1m0.79%	0.79%	Reduced -241.9k	-241,926 -22.3%
26	BLACKROCK ETF TRUST ISHARES US THEMA THRO	THRO	1,781,807	$76.8m0.79%	0.79%	Reduced -69.6k	-69,597 -3.8%
27	BLACKROCK ETF TRUST ISHA SYST AL ETF IALT	IALT	2,729,797	$76.6m0.79%	0.79%	New
28	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	38,247	$76.1m0.78%	0.78%	Added +2.0k	+2,000 5.5%
29	AMAZON COM INC COM AMZN	AMZN	312,133	$74.4m0.77%	0.77%	Added +12.5k	+12,516 4.2%
30	JPMORGAN CHASE & CO COM JPM	JPM	226,670	$74.2m0.76%	0.76%	Added +15.9k	+15,922 7.5%
31	CITIGROUP INC COM NEW C	C	529,688	$74.1m0.76%	0.76%	Reduced -87.9k	-87,927 -14.2%
32	GOLDMAN SACHS GROUP INC COM GS	GS	72,064	$72.9m0.75%	0.75%	Added +5.1k	+5,143 7.7%
33	ISHARES TR EAFE VALUE ETF EFV	EFV	925,724	$70.9m0.73%	0.73%	Reduced -1.0m	-1,033,928 -52.8%
34	DIMENSIONAL ETF TRUST US CORE EQUITY 2 DFAC	DFAC	1,592,347	$70.6m0.73%	0.73%	Added +76.1k	+76,069 5.0%
35	BLACKROCK ETF TRUST ISHARES DEFENSE IDEF	IDEF	2,112,012	$67.1m0.69%	0.69%	Added +340.9k	+340,886 19.2%
36	ISHARES TR US TREAS BD ETF GOVT	GOVT	2,945,895	$67.1m0.69%	0.69%	Added +1.3m	+1,311,628 80.3%
37	EXCHANGE LISTED FDS TR CABANA TARGET 10 TDSC	TDSC	2,369,018	$65.7m0.68%	0.68%	Reduced -136.3k	-136,318 -5.4%
38	ISHARES TR SHORT TREAS BD SHV	SHV	587,723	$64.9m0.67%	0.67%	Added +193.7k	+193,745 49.2%
39	VANGUARD WORLD FD CONSUM DIS ETF VCR	VCR	161,278	$64.0m0.66%	0.66%	Added +160.1k	+160,121 13839.3%
40	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	90,423	$62.1m0.64%	0.64%	Added +5.4k	+5,445 6.4%
41	ROBINHOOD MKTS INC COM CL A HOOD	HOOD	619,285	$62.1m0.64%	0.64%	Reduced -26.7k	-26,681 -4.1%
42	CIENA CORP COM NEW CIEN	CIEN	126,114	$61.9m0.64%	0.64%	Reduced -130.4k	-130,384 -50.8%
43	SPDR GOLD TR GOLD SHS GLD	GLD	166,480	$61.3m0.63%	0.63%	Reduced -33.9k	-33,872 -16.9%
44	EXCHANGE LISTED FDS TR CABANA MODERATE CLSM	CLSM	2,211,857	$60.9m0.63%	0.63%	Reduced -139.0k	-138,975 -5.9%
45	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	658,936	$56.8m0.58%	0.58%	Added +7.1k	+7,066 1.1%
46	DOUBLELINE ETF TRUST OPPORTUNISTIC CO DBND	DBND	1,162,917	$53.0m0.55%	0.55%	Added +195.6k	+195,601 20.2%
47	ISHARES TR MBS ETF MBB	MBB	559,163	$52.9m0.54%	0.54%	Added +58.6k	+58,645 11.7%
48	ISHARES GOLD TR ISHARES NEW IAU	IAU	691,008	$52.2m0.54%	0.54%	Added +65.4k	+65,382 10.4%
49	ISHARES TR COHEN STEER REIT ICF	ICF	763,220	$51.6m0.53%	0.53%	Added +62.4k	+62,419 8.9%
50	DIMENSIONAL ETF TRUST US CORE EQUITY 1 US CORE EQUITY 1		624,972	$51.2m0.53%	0.53%	Added +31.0k	+30,958 5.2%
51	ORACLE CORP COM ORCL	ORCL	343,560	$50.3m0.52%	0.52%	Added +8.3k	+8,303 2.5%
52	ISHARES TR 10-20 YR TRS ETF TLH	TLH	484,379	$48.6m0.50%	0.50%	Added +32.7k	+32,687 7.2%
53	DOUBLELINE ETF TRUST COMMERCIAL REAL DCRE	DCRE	934,014	$48.4m0.50%	0.50%	Added +148.6k	+148,625 18.9%
54	INNOVATOR ETFS TRUST DEFINED WLT SHLD BALT	BALT	1,382,990	$47.4m0.49%	0.49%	Reduced -16.9k	-16,857 -1.2%
55	AMERICAN CENTY ETF TR INTL EQT ETF AVDE	AVDE	529,917	$47.3m0.49%	0.49%	Added +40.1k	+40,063 8.2%
56	TWO RDS SHARED TR ANFIELD DYNAMIC ANFIELD DYNAMIC		5,416,425	$46.0m0.47%	0.47%	Added +88.6k	+88,569 1.7%
57	MP MATERIALS CORP COM CL A MP	MP	819,308	$45.9m0.47%	0.47%	Added +802.5k	+802,545 4787.6%
58	META PLATFORMS INC CL A META	META	78,786	$44.4m0.46%	0.46%	Added +4.2k	+4,192 5.6%
59	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	118,816	$44.0m0.45%	0.45%	Added +18.5k	+18,529 18.5%
60	RTX CORPORATION COM RTX	RTX	228,910	$43.4m0.45%	0.45%	Added +31.5k	+31,511 16.0%
61	ISHARES TR MSCI USA QLT FCT QUAL	QUAL	191,546	$42.0m0.43%	0.43%	Reduced -406.1k	-406,110 -68.0%
62	PALO ALTO NETWORKS INC COM PANW	PANW	116,335	$39.7m0.41%	0.41%	Added +3.1k	+3,150 2.8%
63	SELECT SECTOR SPDR TR INDL XLI	XLI	212,312	$39.3m0.40%	0.40%	Added +12.7k	+12,717 6.4%
64	SSGA ACTIVE TR SPDR DBLELN SHRT STOT	STOT	828,575	$39.0m0.40%	0.40%	Added +88.1k	+88,063 11.9%
65	DOUBLELINE ETF TRUST MORTGAGE ETF DMBS	DMBS	766,994	$37.7m0.39%	0.39%	Added +129.8k	+129,763 20.4%
66	FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV RDVY	RDVY	423,202	$34.3m0.35%	0.35%	Added +23.9k	+23,887 6.0%
67	BLACKROCK ETF TRUST II ISHA GLO USD ETF GGOV	GGOV	672,685	$33.8m0.35%	0.35%	New
68	CEREBRAS SYSTEMS INC COM CL A CBRS	CBRS	152,080	$33.6m0.35%	0.35%	New
69	SOUTHERN CO COM SO	SO	347,316	$33.2m0.34%	0.34%	Added +43.1k	+43,093 14.2%
70	VISA INC COM CL A V	V	96,153	$33.0m0.34%	0.34%	Added +7.6k	+7,614 8.6%
71	ALTRIA GROUP INC COM MO	MO	456,035	$32.8m0.34%	0.34%	Added +48.3k	+48,286 11.8%
72	EXCHANGE LISTED FDS TR CABANA TARGET 7 TDSB	TDSB	1,297,354	$31.8m0.33%	0.33%	Reduced -75.2k	-75,194 -5.5%
73	VANGUARD SCOTTSDALE FDS INTER TERM TREAS VGIT	VGIT	502,082	$29.6m0.30%	0.30%	Added +54.1k	+54,061 12.1%
74	ECHOSTAR CORP CL A ECHO	ECHO	291,445	$29.6m0.30%	0.30%	New
75	EXXON MOBIL CORP COM XOM	XOM	213,249	$29.2m0.30%	0.30%	Added +16.1k	+16,075 8.2%
76	DOUBLELINE ETF TRUST SHILLER CAPE U S CAPE	CAPE	888,523	$28.8m0.30%	0.30%	Added +156.1k	+156,140 21.3%
77	ISHARES TR MODERT ALLOC ETF AOM	AOM	576,705	$28.8m0.30%	0.30%	Added +16.7k	+16,714 3.0%
78	WILLIAMS COS INC COM WMB	WMB	386,930	$28.8m0.30%	0.30%	Added +38.5k	+38,461 11.0%
79	PACER FDS TR PAC ASSET FLTG FLRT	FLRT	616,236	$28.7m0.30%	0.30%	Added +24.4k	+24,391 4.1%
80	VANGUARD SCOTTSDALE FDS INT-TERM CORP VCIT	VCIT	346,086	$28.6m0.29%	0.29%	Added +26.8k	+26,843 8.4%
81	ALIBABA GROUP HLDG LTD SPONSORED ADS BABA	BABA	290,612	$27.9m0.29%	0.29%	Added +34.7k	+34,696 13.6%
82	DOUBLELINE ETF TRUST MULT SEC INC ETF DMX	DMX	553,897	$27.8m0.29%	0.29%	Added +127.1k	+127,107 29.8%
83	MICROSTRATEGY INC CL A NEW MSTR	MSTR	318,171	$27.7m0.28%	0.28%	Added +12.7k	+12,723 4.2%
84	WISDOMTREE TR JAPN HEDGE EQT DXJ	DXJ	158,779	$27.6m0.28%	0.28%	Added +2.7k	+2,712 1.7%
85	ISHARES TR GRWT ALLOCAT ETF AOR	AOR	389,262	$27.1m0.28%	0.28%	Added +35.4k	+35,376 10.0%
86	DIMENSIONAL ETF TRUST INTL CORE EQUITY DFIC	DFIC	724,427	$27.0m0.28%	0.28%	Added +37.5k	+37,461 5.5%
87	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	94,933	$26.7m0.27%	0.27%	Added +17.2k	+17,226 22.2%
88	CHENIERE ENERGY INC COM NEW LNG	LNG	111,458	$26.6m0.27%	0.27%	Added +11.1k	+11,078 11.0%
89	PHILIP MORRIS INTL INC COM PM	PM	145,674	$26.4m0.27%	0.27%	Added +17.1k	+17,075 13.3%
90	VANGUARD WELLINGTON FD US QUALITY VFQY	VFQY	154,711	$26.3m0.27%	0.27%	Added +10.6k	+10,648 7.4%
91	DOUBLELINE ETF TRUST COMMODITY STRATE DCMT	DCMT	844,863	$26.1m0.27%	0.27%	Added +46.4k	+46,372 5.8%
92	MASTERCARD INCORPORATED CL A MA	MA	50,574	$26.0m0.27%	0.27%	Added +5.9k	+5,898 13.2%
93	ISHARES BITCOIN TRUST ETF SHS BEN INT IBIT	IBIT	757,409	$25.2m0.26%	0.26%	Added +63.4k	+63,381 9.1%
94	BROADCOM INC COM AVGO	AVGO	64,913	$24.5m0.25%	0.25%	Added +4.3k	+4,337 7.2%
95	VANGUARD WELLINGTON FD US MINIMUM VFMV	VFMV	174,905	$24.4m0.25%	0.25%	Added +11.7k	+11,670 7.2%
96	LAM RESEARCH CORP COM NEW LRCX	LRCX	55,439	$24.0m0.25%	0.25%	Reduced -1.2k	-1,173 -2.1%
97	DOUBLELINE ETF TRUST FORTUNE 500 EQUA DFVE	DFVE	667,707	$24.0m0.25%	0.25%	Added +104.1k	+104,085 18.5%
98	VALE S A SPONSORED ADS VALE	VALE	1,501,100	$22.6m0.23%	0.23%	Added +139.5k	+139,493 10.2%
99	AIM ETF PRODUCTS TRUST ALLIANZIM EQ BUF JULU	JULU	692,163	$22.2m0.23%	0.23%	New
100	AMERICAN CENTY ETF TR AVANTIS EMGMKT AVEM	AVEM	229,497	$22.1m0.23%	0.23%	Added +11.6k	+11,589 5.3%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
TWO RDS SHARED TR		5,381,458	$90.0m5.4m shares
ISHARES TR IHI	IHI	314,604	$16.8m314.6k shares
FIGMA INC FIG	FIG	597,187	$12.6m597.2k shares
SSGA ACTIVE TR EMTL	EMTL	284,896	$12.1m284.9k shares
TWO RDS SHARED TR		1,064,223	$9.9m1.1m shares
SPDR SERIES TRUST XTL	XTL	33,134	$6.2m33.1k shares
INVESCO ACTVELY MNGD ETC FD PDBA	PDBA	141,880	$5.2m141.9k shares
SPDR SERIES TRUST IBND	IBND	101,134	$3.1m101.1k shares
TEUCRIUM COMMODITY TR WEAT	WEAT	121,954	$2.9m122.0k shares
HONEYWELL INTL INC		6,148	$2.8m6.1k shares
GLOBAL X FDS NORW	NORW	69,945	$2.7m69.9k shares
NORTHERN LTS FD TR IV BUYW	BUYW	187,588	$2.6m187.6k shares
ALPS ETF TR AMLP	AMLP	46,728	$2.5m46.7k shares
TEUCRIUM COMMODITY TR CORN	CORN	132,882	$2.4m132.9k shares
TORTOISE CAPITAL SERIES TRUS TPYP	TPYP	56,275	$2.4m56.3k shares
PROSHARES TR EQRR	EQRR	33,688	$2.3m33.7k shares
VANECK ETF TRUST OIH	OIH	5,771	$2.3m5.8k shares
DRAFTKINGS INC NEW DKNG	DKNG	103,247	$2.2m103.2k shares
SIMPLIFY EXCHANGE TRADED FUN CTA	CTA	59,311	$1.8m59.3k shares
FIVE BELOW INC FIVE	FIVE	3,878	$886.1k3.9k shares
DELEK US HLDGS INC NEW DK	DK	18,267	$823.3k18.3k shares
FIRSTCASH HOLDINGS INC FCFS	FCFS	4,340	$815.9k4.3k shares
GENESIS ENERGY L P GEL	GEL	44,854	$799.7k44.9k shares
INNOVATOR ETFS TRUST XDSQ	XDSQ	19,936	$789.1k19.9k shares
DIREXION SHS ETF TR COM	COM	23,501	$788.9k23.5k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
PAYPAL HLDGS INC PYPL · Call	PYPL	Call	60,000	$2.6m60.0k shares	Reduced
NIO INC NIO · Call	NIO	Call	115,000	$581.9k115.0k shares	New
SURGERY PARTNERS INC SGRY · Call	SGRY	Call	20,000	$336.0k20.0k shares	New
DENISON MINES CORP DNN · Call	DNN	Call	10,000	$30.6k10.0k shares	Reduced
UNITED PARCEL SERVICE INC UPS · Call	UPS	Call	100	$10.8k100 shares	New

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
TWO RDS SHARED TR 13G · filed 2025-11-03		91.3%≈ $41.4m	-2.2 pts	13G	2025-11-03
TWO RDS SHARED TR 13G · filed 2025-11-03		78.6%≈ $41.0m	-3.4 pts	13G	2025-11-03
DOUBLELINE ETF TRUST DCMT · 13G · filed 2025-11-03	DCMT	77.3%	-2.8 pts	13G	2025-11-03
EXCHANGE LISTED FDS TR TDSB · 13G · filed 2025-11-03	TDSB	66.4%≈ $44.4m	+2.4 pts	13G	2025-11-03
TWO RDS SHARED TR 13G · filed 2025-11-03		62.1%	-3.6 pts	13G	2025-11-03
EXCHANGE LISTED FDS TR CLSM · 13G · filed 2025-07-28	CLSM	61.3%≈ $95.5m		13G	2025-07-28
DOUBLELINE ETF TRUST DFVE · 13G · filed 2025-10-06	DFVE	60.6%	+6.6 pts	13G	2025-10-06
EXCHANGE LISTED FDS TR TDSC · 13G · filed 2025-07-28	TDSC	60.6%≈ $102.4m	+1.3 pts	13G	2025-07-28
FIRST TR EXCHNG TRADED FD VI XISE · 13G · filed 2025-10-06	XISE	27.0%≈ $16.3m	-11.3 pts	13G	2025-10-06
DOUBLELINE ETF TRUST DMX · 13G · filed 2025-07-28	DMX	14.6%≈ $6.8m	+1.6 pts	13G	2025-07-28
FIRST TR EXCHANGE-TRADED FD BFAP · 13G · filed 2025-10-06	BFAP	12.1%	new	13G	2025-10-06
INNOVATOR ETFS TRUST XTJL · 13G · filed 2025-11-03	XTJL	6.9%≈ $1.3m	-3.1 pts	13G	2025-11-03
VANGUARD WELLINGTON FD VFMV · 13G · filed 2025-04-29	VFMV	6.9%≈ $18.6m	-1.0 pts	13G	2025-04-29
FIRST TR EXCHANGE-TRADED FD SCIO · 13G · filed 2025-11-03	SCIO	6.7%≈ $4.0m	new	13G	2025-11-03
FIRST TR EXCHNG TRADED FD VI XIDE · 13G · filed 2025-11-03	XIDE	6.6%≈ $1.6m	-2.1 pts	13G	2025-11-03
TWO RDS SHARED TR 13G · filed 2025-11-03		6.4%	-1.3 pts	13G	2025-11-03
PACER FDS TR FLRT · 13G · filed 2025-11-03	FLRT	5.9%≈ $33.4m	-1.6 pts	13G	2025-11-03
DOUBLELINE ETF TRUST DCRE · 13G · filed 2025-08-01	DCRE	5.5%≈ $17.2m	new	13G	2025-08-01
SSGA ACTIVE TR EMTL · 13G · filed 2025-07-28	EMTL	5.4%≈ $4.9m	new	13G	2025-07-28
SSGA ACTIVE TR STOT · 13G · filed 2025-11-03	STOT	5.3%≈ $15.1m	-2.0 pts	13G	2025-11-03
DOUBLELINE ETF TRUST CAPE · 13G · filed 2025-11-03	CAPE	5.1%≈ $16.7m	new	13G	2025-11-03