Vault-13

SIMPLIFY EXCHANGE TRADED FUN CTA

MANAGED FUTURES · ETP · CUSIP 82889N699

250 institutional holders +10 vs Q1 2026
40,397,77540.4m shares reported held*
$1.1bnreported value*
41 new 124 added 64 reduced 31 sold out net bought ≈ $82.8m (+3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.99. Options: 1 managers hold calls ($295.7k notional), 2 hold puts ($1.2m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 26Q4 22: 50Q1 23: 39Q2 23: 44Q3 23: 44Q4 23: 47Q1 24: 52Q2 24: 60Q3 24: 89Q4 24: 112Q1 25: 167Q2 25: 193Q3 25: 195Q4 25: 209Q1 26: 240Q2 26: 250250Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202226
Q4 202250
Q1 202339
Q2 202344
Q3 202344
Q4 202347
Q1 202452
Q2 202460
Q3 202489
Q4 2024112
Q1 2025167
Q2 2025193
Q3 2025195
Q4 2025209
Q1 2026240
Q2 2026250

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 24: 61 bought or addedQ3 24: 22 cut or sold outQ4 24: 72 bought or addedQ4 24: 32 cut or sold outQ4 24Q1 25: 133 bought or addedQ1 25: 35 cut or sold outQ2 25: 129 bought or addedQ2 25: 68 cut or sold outQ2 25Q3 25: 127 bought or addedQ3 25: 81 cut or sold outQ4 25: 126 bought or addedQ4 25: 89 cut or sold outQ4 25Q1 26: 155 bought or addedQ1 26: 89 cut or sold outQ2 26: 165 bought or addedQ2 26: 95 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20246122
Q4 20247232
Q1 202513335
Q2 202512968
Q3 202512781
Q4 202512689
Q1 202615589
Q2 202616595

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $0Q1 26 puts: $0Q1 26P/C —Q2 26 calls: $295.7kQ2 26 puts: $1.2mQ2 26P/C 4.16
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$0$0—
Q1 2026$0$0—
Q2 2026$295.7k$1.2m4.16

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +993,483+993.5k
CITIGROUP INC Added +775,000+775.0k
BANK OF AMERICA CORP /DE/ Added +703,294+703.3k
LPL Financial LLC Added +421,789+421.8k
Cambridge Investment Research Advisors, Inc. Added +407,103+407.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +326,859+326.9k
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC New +324,827+324.8k
Waterloo Capital, L.P. Added +258,164+258.2k
OSAIC HOLDINGS, INC. Added +200,516+200.5k
Deane Retirement Strategies, Inc. Added +198,385+198.4k

Biggest sellers

Concurrent Investment Advisors, LLC Sold out -1,464,649-1.5m
Beaumont Financial Advisors, LLC Sold out -501,007-501.0k
MML INVESTORS SERVICES, LLC Reduced -216,508-216.5k
Brookwood Investment Group LLC Sold out -172,807-172.8k
Simplify Asset Management Inc. Sold out -151,381-151.4k
HighTower Advisors, LLC Reduced -145,137-145.1k
Altiora Financial Group, LLC Reduced -127,001-127.0k
Western Wealth Management, LLC Sold out -114,544-114.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -114,272-114.3k
MONEY CONCEPTS CAPITAL CORP Reduced -105,707-105.7k

Biggest calls

CITADEL ADVISORS LLC New $295.7k11.4k shares

Biggest puts

CITADEL ADVISORS LLC New $1.0m39.4k shares
Belvedere Trading LLC New $207.5k8.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 5,171,1265.2m $134.1m $134.1m 0.01% Added +703.3k +703,294
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.13% of their portfolio PLYMOUTH, MN 3,099,2113.1m $75.4m $75.4m 0.13% Added +993.5k +993,483
3 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 2,121,2002.1m $55.0m $55.0m 0.03% Added +775.0k +775,000
4 Boothe Investment Group, Inc. 14.24% of their portfolio DOVER, DE 1,741,9581.7m $45.2m $45.2m 14.24% Added +3.0k +3,029
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,475,5301.5m $38.3m $38.3m 0.01% Added +421.8k +421,789
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,160,4691.2m $30.1m $30.1m 0.01% Reduced -114.3k -114,272
7 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 1,001,2671.0m $26.0m $26.0m 0.12% Added +62.4k +62,359
8 Independence Wealth Advisors, LLC 12.67% of their portfolio INDEPENDENCE, OH 973,762973.8k $25.3m $25.3m 12.67% Added +22.3k +22,288
9 IAG Wealth Partners, LLC 2.11% of their portfolio WAUKESHA, WI 821,040821.0k $21.3m $21.3m 2.11% Added +26.2k +26,180
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 804,759804.8k $20.9m $20.9m 0.00% Reduced -5.0k -5,015
11 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 760,234760.2k $19.7m $19.7m 0.02% Added +407.1k +407,103
12 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 620,809620.8k $16.1m $16.1m 0.03% Added +94.7k +94,695
13 Deane Retirement Strategies, Inc. 6.56% of their portfolio NEW ORLEANS, LA 597,723597.7k $15.5m $15.5m 6.56% Added +198.4k +198,385
14 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 538,438538.4k $14.0m $14.0m 0.01% Reduced -145.1k -145,137
15 ABBINGTON INVESTMENT GROUP 8.87% of their portfolio WESTPORT, CT 537,313537.3k $13.9m $13.9m 8.87% Added +24.6k +24,648
16 Beacon Capital Management, Inc. 0.83% of their portfolio DAYTON, OH 528,537528.5k $13.7m $13.7m 0.83% Added +179.5k +179,519
17 Pasadena Private Wealth, LLC 1.70% of their portfolio PASADENA, CA 512,694512.7k $13.3m $13.3m 1.70% Reduced -11.0k -10,983
18 Altiora Financial Group, LLC 2.06% of their portfolio LEBANON, OH 503,393503.4k $13.1m $13.1m 2.06% Reduced -127.0k -127,001
19 Fielder Capital Group LLC 2.73% of their portfolio NASHVILLE, TN 486,636486.6k $12.6m $12.6m 2.73% Added +18.5k +18,512
20 Compound Planning, Inc. 0.31% of their portfolio NEW YORK, NY 463,212463.2k $12.0m $12.0m 0.31% Added +91.6k +91,579
21 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 455,688455.7k $11.8m $11.8m 0.01% Added +73.7k +73,731
22 &PARTNERS 0.05% of their portfolio NASHVILLE, TN 447,318447.3k $11.5m $11.5m 0.05% Reduced -41.3k -41,271
23 New York Life Investment Management LLC 0.08% of their portfolio New York, NY 434,277434.3k $11.3m $11.3m 0.08% Added +29.6k +29,649
24 PEAK FINANCIAL ADVISORS LLC 4.59% of their portfolio DENVER, CO 427,579427.6k $11.1m $11.1m 4.59% Reduced -2.8k -2,782
25 OmniStar Financial Group, Inc. 5.07% of their portfolio Wilmington, NC 424,076424.1k $11.0m $11.0m 5.07% Added +29.6k +29,649
26 Orion Porfolio Solutions, LLC 0.08% of their portfolio OMAHA, NE 418,318418.3k $10.9m $10.9m 0.08% Reduced -5.5k -5,502
27 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 410,108410.1k $10.6m $10.6m 0.00% Added +36.8k +36,843
28 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 391,186391.2k $10.1m $10.1m 0.01% Added +200.5k +200,516
29 Waterloo Capital, L.P. 0.57% of their portfolio AUSTIN, TX 387,215387.2k $10.0m $10.0m 0.57% Added +258.2k +258,164
30 Ferguson Shapiro LLC 2.86% of their portfolio DECATUR, GA 372,915372.9k $9.7m $9.7m 2.86% Reduced -29.8k -29,794
31 THEORY FINANCIAL LLC 2.95% of their portfolio FORT COLLINS, CO 361,176361.2k $9.4m $9.4m 2.95% Added +23.0k +22,976
32 Elevated Capital Advisors, LLC 2.58% of their portfolio SANDY, UT 360,978361.0k $9.4m $9.4m 2.58% Added +26.1k +26,138
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 340,142340.1k $8.8m $8.8m 0.00% Added +326.9k +326,859
34 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.03% of their portfolio LOS ANGELES, CA 324,827324.8k $8.4m $8.4m 0.03% New
35 COWA, LLC 2.10% of their portfolio Tulsa, OK 323,481323.5k $8.4m $8.4m 2.10% Added +22.2k +22,200
36 Clark Capital Management Group, Inc. 0.04% of their portfolio PHILADELPHIA, PA 308,885308.9k $8.0m $8.0m 0.04% Added +135.5k +135,512
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 279,828279.8k $7.3m $7.3m 0.00% Reduced -6.4k -6,353
38 Aspen Wealth Strategies, LLC 3.35% of their portfolio ARVADA, CO 266,834266.8k $6.9m $6.9m 3.35% Added +4.9k +4,898
39 Longview Financial Advisors, Inc. 3.59% of their portfolio HUNTSVILLE, AL 236,837236.8k $6.1m $6.1m 3.59% Added +30.5k +30,454
40 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 223,166223.2k $5.8m $5.8m 0.00% Added +34.6k +34,607
41 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 218,703218.7k $5.7m $5.7m 0.01% Reduced -216.5k -216,508
42 Philip James Wealth Mangement, LLC 0.58% of their portfolio MILTON, GA 198,784198.8k $5.2m $5.2m 0.58% Reduced -17.0k -17,041
43 Belpointe Asset Management LLC 0.17% of their portfolio RENO, NV 195,637195.6k $5.1m $5.1m 0.17% Reduced -6.6k -6,649
44 Key Capital Management, INC 2.61% of their portfolio HENDERSONVILLE, TN 37075, TN 195,557195.6k $5.1m $5.1m 2.61% Added +13.2k +13,230
45 CSS LLC/IL 0.22% of their portfolio CHICAGO, IL 193,879193.9k $5.0m $5.0m 0.22% Unchanged
46 PRIVATE CLIENT SERVICES, LLC 1.31% of their portfolio LOUISVILLE, KY 192,774192.8k $5.0m $5.0m 1.31% New
47 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 189,891189.9k $4.9m $4.9m 0.02% Reduced -18.7k -18,660
48 NorthCrest Asset Manangement, LLC 0.12% of their portfolio PLYMOUTH, MN 183,712183.7k $4.8m $4.8m 0.12% Added +23.4k +23,402
49 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 183,640183.6k $4.8m $4.8m 0.02% Added +803 +803
50 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 167,661167.7k $4.3m $4.3m 0.00% Added +2.6k +2,559
51 IFG Advisory, LLC 0.15% of their portfolio ATLANTA, GA 161,765161.8k $4.2m $4.2m 0.15% New
52 Fiduciary Alliance LLC 0.27% of their portfolio GREENVILLE, SC 152,629152.6k $4.0m $4.0m 0.27% Added +10.4k +10,428
53 Vise Technologies, Inc. 0.04% of their portfolio NEW YORK, NY 148,426148.4k $3.9m $3.9m 0.04% Added +57.4k +57,351
54 Clear Creek Financial Management, LLC 0.23% of their portfolio SILVERDALE, WA 140,430140.4k $3.6m $3.6m 0.23% Added +11.7k +11,692
55 Principia Wealth Advisory, LLC 1.82% of their portfolio DALLAS, TX 140,243140.2k $3.6m $3.6m 1.82% Added +44.9k +44,936
56 HOWARD BAILEY SECURITIES, LLC 1.36% of their portfolio FORT WAYNE, IN 139,542139.5k $3.6m $3.6m 1.36% Reduced -29 -29
57 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 137,928137.9k $3.6m $3.6m 0.02% Added +12.8k +12,801
58 Dynamic Advisor Solutions LLC 0.10% of their portfolio PHOENIX, AZ 130,771130.8k $3.4m $3.4m 0.10% Added +12.8k +12,809
59 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 128,615128.6k $3.3m $3.3m 0.03% Reduced -98.7k -98,705
60 TriaGen Wealth Management LLC 0.83% of their portfolio Calabasas, CA 126,953127.0k $3.3m $3.3m 0.83% Added +8.7k +8,665
61 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 126,178126.2k $3.3m $3.3m 0.00% Added +43.8k +43,767
62 Upper Left Wealth Management, LLC 1.81% of their portfolio TAMPA, FL 125,785125.8k $3.3m $3.3m 1.81% Reduced -7.2k -7,205
63 Cumberland Partners Ltd 0.21% of their portfolio TORONTO, A6 125,198125.2k $3.2m $3.2m 0.21% Reduced -271 -271
64 FINANCIAL DISCOVERY GROUP INC 6.88% of their portfolio ATLANTA, GA 124,445124.4k $3.2m $3.2m 6.88% Added +7.9k +7,888
65 CreativeOne Wealth, LLC 0.07% of their portfolio OVERLAND PARK, KS 121,033121.0k $3.1m $3.1m 0.07% Reduced -39.8k -39,787
66 Sowell Financial Services LLC 0.10% of their portfolio NORTH LITTLE ROCK, AR 116,223116.2k $3.0m $3.0m 0.10% New
67 B.O.S.S. Retirement Advisors, LLC 0.81% of their portfolio Lehi, UT 116,097116.1k $3.0m $3.0m 0.81% Added +6.5k +6,539
68 MANNING & NAPIER ADVISORS LLC 0.04% of their portfolio Fairport, NY 115,501115.5k $3.0m $3.0m 0.04% Added +38.8k +38,776
69 FSA Advisors, Inc. 1.31% of their portfolio TROY, MI 110,420110.4k $2.9m $2.9m 1.31% Added +10.7k +10,704
70 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 106,990107.0k $2.8m $2.8m 0.01% Reduced -769 -769
71 Sound Financial Strategies Group, LLC 1.72% of their portfolio MADISON, MS 104,137104.1k $2.7m $2.7m 1.72% Unchanged
72 Pekin Hardy Strauss, Inc. 0.23% of their portfolio CHICAGO, IL 99,64899.6k $2.6m $2.6m 0.23% Added +20.2k +20,235
73 Cambria Investment Management, L.P. 0.13% of their portfolio Manhattan Beach, CA 99,30799.3k $2.6m $2.6m 0.13% Added +2.6k +2,593
74 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 96,70496.7k $2.5m $2.5m 0.01% Added +3.3k +3,274
75 Roan Capital Partners 2.07% of their portfolio JOHNSON CITY, TN 96,41796.4k $2.5m $2.5m 2.07% Added +53.8k +53,764
76 Stratos Investment Management, LLC 0.09% of their portfolio BEACHWOOD, OH 96,34696.3k $2.5m $2.5m 0.09% Added +1.5k +1,515
77 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 94,18494.2k $2.4m $2.4m 0.05% New
78 Empirical Asset Management, LLC 0.54% of their portfolio WELLESLEY, MA 92,41592.4k $2.4m $2.4m 0.54% Added +12.8k +12,758
79 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 84,46384.5k $2.2m $2.2m 0.00% Added +17.3k +17,337
80 INTEGRITY ALLIANCE, LLC. 0.07% of their portfolio Urbandale, IA 80,15180.2k $2.1m $2.1m 0.07% Added +59.0k +59,034
81 CAPITAL FINANCIAL GROUP INC\CO\ /ADV 1.07% of their portfolio LITTLETON, CO 78,93178.9k $2.0m $2.0m 1.07% Added +18.4k +18,372
82 EXCHANGE TRADED CONCEPTS, LLC 0.01% of their portfolio Oklahoma City, OK 78,17178.2k $2.0m $2.0m 0.01% Added +12.2k +12,156
83 Professional Financial Advisors, LLC 0.35% of their portfolio NORTH PLATTE, NE 77,56477.6k $2.0m $2.0m 0.35% Added +1.1k +1,127
84 RETIREMENT GUYS FORMULA LLC 0.76% of their portfolio MAUMEE, OH 77,49277.5k $2.0m $2.0m 0.76% Added +3.5k +3,526
85 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 77,05977.1k $2.0m $2.0m 0.04% Reduced -4.8k -4,759
86 PMV Capital Advisers, LLC 2.96% of their portfolio DALLAS, TX 75,96276.0k $2.0m $2.0m 2.96% Reduced -62.0k -62,039
87 R. W. Roge & Company, Inc. 0.81% of their portfolio BOHEMIA, NY 73,95974.0k $1.9m $1.9m 0.81% Reduced -2.5k -2,464
88 Authentikos Wealth Advisory, LLC 1.19% of their portfolio MORGAN HILL, CA 71,67871.7k $1.9m $1.9m 1.19% Reduced -3.7k -3,693
89 Proficio Capital Partners LLC 0.06% of their portfolio NEWTON, MA 68,58168.6k $1.8m $1.8m 0.06% Added +5.3k +5,280
90 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 62,18562.2k $1.6m $1.6m 0.02% Added +17.4k +17,389
91 Sharp Wealth Advisory, LLC 0.74% of their portfolio HORSHAM, PA 61,92561.9k $1.6m $1.6m 0.74% Added +8.5k +8,525
92 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 61,21061.2k $1.6m $1.6m 0.03% New
93 Darwin Wealth Management, LLC 0.43% of their portfolio TAMPA, FL 61,20961.2k $1.6m $1.6m 0.43% Added +1.7k +1,697
94 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 60,60060.6k $1.6m $1.6m 0.00% Reduced -5.4k -5,400
95 Wealth Enhancement Trust Services, Inc. 0.17% of their portfolio SIOUX FALLS, SD 60,46160.5k $1.6m $1.6m 0.17% Reduced -1.8k -1,826
96 Austin Wealth Management, LLC 0.35% of their portfolio Austin, TX 60,42460.4k $1.6m $1.6m 0.35% Reduced -1.7k -1,725
97 Arrowroot Family Office, LLC 0.45% of their portfolio MARINA DEL REY, CA 60,20360.2k $1.6m $1.6m 0.45% Added +11.2k +11,208
98 Global View Capital Management LLC 0.32% of their portfolio WAUKESHA, WI 59,93659.9k $1.6m $1.6m 0.32% Added +24.3k +24,342
99 Magnolia Private Wealth, LLC 0.85% of their portfolio PHILADELPHIA, PA 59,35759.4k $1.5m $1.5m 0.85% Added +15.7k +15,689
100 Blackston Financial Advisory Group, LLC 0.86% of their portfolio THE VILLAGES, FL 58,47958.5k $1.5m $1.5m 0.86% Added +3.0k +2,992