HOWARD BAILEY SECURITIES, LLC

FORT WAYNE, IN · CIK 2043986 · 13F filing filed 2026-08-10

SEC-registered investment adviser since 2019 · limited liability company

Assets managed$582.8m
Staff46 · 15 in investment roles
Main clients (by assets)Individuals 69%, High net worth individuals 29%, Pension plans 1%
Form ADV · 2026-07-22SEC adviser record

$266.6m reported value +9.6% vs Q1 2026

121positions

57.4%in top 10

23 new 28 added 67 reduced 24 sold out vs Q1 2026

Also in the report of:

AE Wealth Management LLC – $26.4m of shares are in both reports

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR RUS TP200 GR ETF IWY	IWY	114,885	$33.4m12.52%	12.52%	Added +3.0k	+3,023 2.7%
2	CAPITOL SER TR STERLING CAP ENH STERLING CAP ENH		1,295,101	$32.4m12.16%	12.16%	Added +118.8k	+118,837 10.1%
3	ISHARES TR RUS TP200 VL ETF IWX	IWX	201,456	$21.2m7.95%	7.95%	Added +10.8k	+10,772 5.7%
4	AMERICAN CENTY ETF TR AVANTIS ALL INT AVNM	AVNM	154,349	$12.7m4.77%	4.77%	Added +5.3k	+5,341 3.6%
5	ISHARES TR EAFE VALUE ETF EFV	EFV	140,003	$10.7m4.02%	4.02%	Added +4.0k	+4,004 2.9%
6	ISHARES TR RUS MDCP VAL ETF IWS	IWS	61,554	$10.1m3.80%	3.80%	Reduced -2.9k	-2,943 -4.6%
7	ISHARES TR EAFE GRWTH ETF EFG	EFG	76,750	$9.5m3.58%	3.58%	Reduced -3.3k	-3,260 -4.1%
8	ISHARES INC CORE MSCI EMKT IEMG	IEMG	100,749	$8.3m3.13%	3.13%	Added +3.1k	+3,056 3.1%
9	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	87,972	$7.7m2.90%	2.90%	Reduced -18.7k	-18,695 -17.5%
10	AIM ETF PRODUCTS TRUST ALLIA US MAY ETF MAYW	MAYW	192,678	$6.7m2.51%	2.51%	New
11	VANGUARD SCOTTSDALE FDS VNG RUS2000IDX VTWO	VTWO	49,308	$6.0m2.25%	2.25%	Added +627	+627 1.3%
12	AIM ETF PRODUCTS TRUST US LRGCP B20 JUN JUNW	JUNW	173,393	$6.0m2.24%	2.24%	New
13	AIM ETF PRODUCTS TRUST ALLIANZIM US EQT SIXD	SIXD	192,711	$5.9m2.23%	2.23%	New
14	ELEVATION SERIES TRUST TRUESHARES SEASO ONEZ	ONEZ	196,388	$5.4m2.03%	2.03%	Added +127.2k	+127,166 183.7%
15	SIMPLIFY EXCHANGE TRADED FUN TREASURY OPT INC BUCK	BUCK	174,639	$4.1m1.53%	1.53%	Added +1.4k	+1,435 0.8%
16	SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES CTA	CTA	139,542	$3.6m1.36%	1.36%	Reduced -29	-29 -0.0%
17	INNOVATOR ETFS TRUST EQUITY DEFND 1YR ZJUN	ZJUN	128,131	$3.5m1.32%	1.32%	New
18	PIMCO ETF TR ULTRA SHORT GOVT BILZ	BILZ	33,625	$3.4m1.27%	1.27%	Added +21.3k	+21,341 173.7%
19	ISHARES TR RUS MD CP GR ETF IWP	IWP	23,081	$3.4m1.27%	1.27%	Added +3.2k	+3,159 15.9%
20	SIMPLIFY EXCHANGE TRADED FUN SHORT TERM TREA TUA	TUA	156,987	$3.2m1.20%	1.20%	Added +8.8k	+8,833 6.0%
21	SIMPLIFY EXCHANGE TRADED FUN CURRE STRAT ETF FOXY	FOXY	104,465	$3.1m1.17%	1.17%	Added +936	+936 0.9%
22	SIMPLIFY EXCHANGE TRADED FUN BARRIER INCOME SBAR	SBAR	118,177	$3.0m1.13%	1.13%	Added +1.3k	+1,270 1.1%
23	AIM ETF PRODUCTS TRUST ALLIANZIM US EQT MAYT	MAYT	74,876	$2.9m1.10%	1.10%	New
24	SIMPLIFY EXCHANGE TRADED FUN AGGREGATE BOND E AGGH	AGGH	141,976	$2.9m1.07%	1.07%	Added +2.4k	+2,438 1.8%
25	STERLING CAP FDS NATIONAL MUNI BD SCNM	SCNM	105,358	$2.7m0.99%	0.99%	Added +4.1k	+4,076 4.0%
26	INNOVATOR ETFS TRUST EQUIT PROTN MAY ZMAY	ZMAY	99,384	$2.6m0.97%	0.97%	New
27	APPLE INC COM AAPL	AAPL	7,833	$2.3m0.85%	0.85%	Reduced -161	-161 -2.0%
28	MICROSOFT CORP COM MSFT	MSFT	6,034	$2.3m0.84%	0.84%	Reduced -223	-223 -3.6%
29	SIMPLIFY EXCHANGE TRADED FUN VOLATILITY PREM SVOL	SVOL	123,270	$2.0m0.74%	0.74%	Added +1.6k	+1,623 1.3%
30	ELEVATION SERIES TRUST TRUESHARES STRUC SEPZ	SEPZ	42,384	$1.9m0.72%	0.72%	Reduced -1.7k	-1,693 -3.8%
31	NVIDIA CORPORATION COM NVDA	NVDA	8,438	$1.7m0.63%	0.63%	Reduced -691	-691 -7.6%
32	AIM ETF PRODUCTS TRUST ALLIANZIM US EQT AIOO	AIOO	53,952	$1.4m0.53%	0.53%	Added +3.9k	+3,889 7.8%
33	ELEVATION SERIES TRUST S&P AU DE IN ETF PAYM	PAYM	55,228	$1.4m0.52%	0.52%	Reduced -1.8k	-1,792 -3.1%
34	ISHARES TR CORE MSCI INTL IDEV	IDEV	14,663	$1.3m0.49%	0.49%	Reduced -2.4k	-2,390 -14.0%
35	WISDOMTREE TR US EFFICIENT COR NTSX	NTSX	19,882	$1.2m0.44%	0.44%	Reduced -4.1k	-4,084 -17.0%
36	AMAZON COM INC COM AMZN	AMZN	4,664	$1.1m0.42%	0.42%	Reduced -4.6k	-4,565 -49.5%
37	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	32,138	$1.1m0.41%	0.41%	Added +4.9k	+4,883 17.9%
38	VISA INC COM CL A V	V	2,979	$1.0m0.38%	0.38%	Reduced -56	-56 -1.9%
39	STEEL DYNAMICS INC COM STLD	STLD	4,416	$1.0m0.38%	0.38%	Unchanged
40	SIMPLIFY EXCHANGE TRADED FUN GAMMA EMERGING GAEM	GAEM	37,237	$1.0m0.38%	0.38%	Added +434	+434 1.2%
41	ELEVATION SERIES TRUST TRUESHARES QUART QBER	QBER	40,718	$969.1k0.36%	0.36%	Added +21.9k	+21,940 116.8%
42	WISDOMTREE TR US QTLY DIV GRT DGRW	DGRW	9,259	$885.4k0.33%	0.33%	Reduced -3.6k	-3,556 -27.8%
43	WISDOMTREE TR YIELD ENHANCD US AGGY	AGGY	19,587	$851.6k0.32%	0.32%	Reduced -3.7k	-3,693 -15.9%
44	ALPHABET INC CAP STK CL C GOOG	GOOG	2,294	$810.4k0.30%	0.30%	Reduced -369	-369 -13.9%
45	BROADCOM INC COM AVGO	AVGO	2,051	$774.8k0.29%	0.29%	Reduced -36	-36 -1.7%
46	SIMPLIFY EXCHANGE TRADED FUN US EQT PLS DWNSD SPD	SPD	17,062	$707.7k0.27%	0.27%	Reduced -544	-544 -3.1%
47	WELLS FARGO CO NEW COM WFC	WFC	8,332	$688.6k0.26%	0.26%	Reduced -1	-1 -0.0%
48	CSX CORP COM CSX	CSX	14,143	$672.2k0.25%	0.25%	Reduced -13	-13 -0.1%
49	WISDOMTREE TR EM EX ST-OWNED XSOE	XSOE	13,646	$671.1k0.25%	0.25%	Reduced -3.4k	-3,377 -19.8%
50	WISDOMTREE TR DYNAMIC INTL EQT DDWM	DDWM	13,885	$641.2k0.24%	0.24%	Reduced -2.1k	-2,137 -13.3%
51	PIMCO ETF TR 15+ YR US TIPS LTPZ	LTPZ	12,573	$636.8k0.24%	0.24%	New
52	SPDR SER TR PORTFLI INTRMDIT SPTI	SPTI	20,814	$590.9k0.22%	0.22%	Added +39	+39 0.2%
53	ALPHABET INC CAP STK CL A GOOGL	GOOGL	1,632	$583.2k0.22%	0.22%	Added +5	+5 0.3%
54	TESLA INC COM TSLA	TSLA	1,376	$578.7k0.22%	0.22%	Reduced -43	-43 -3.0%
55	MICRON TECHNOLOGY INC COM MU	MU	488	$563.3k0.21%	0.21%	New
56	ELI LILLY & CO COM LLY	LLY	465	$558.2k0.21%	0.21%	Added +5	+5 1.1%
57	WISDOMTREE TR US LARGECAP DIVD DLN	DLN	5,685	$547.6k0.21%	0.21%	Reduced -699	-699 -10.9%
58	PIMCO ETF TR 25YR+ ZERO U S ZROZ	ZROZ	8,268	$530.0k0.20%	0.20%	New
59	SCHWAB STRATEGIC TR US TIPS ETF SCHP	SCHP	19,498	$516.7k0.19%	0.19%	Reduced -17.6k	-17,641 -47.5%
60	DOUBLELINE ETF TRUST MORTGAGE ETF DMBS	DMBS	10,376	$509.4k0.19%	0.19%	Reduced -39	-39 -0.4%
61	META PLATFORMS INC CL A META	META	889	$500.6k0.19%	0.19%	Added +47	+47 5.6%
62	SIMPLIFY EXCHANGE TRADED FUN US EQT PLS CNVEX SPYC	SPYC	10,461	$477.9k0.18%	0.18%	Reduced -175	-175 -1.6%
63	PIMCO ETF TR US STK PLUS AC SPLS	SPLS	8,658	$469.9k0.18%	0.18%	Reduced -275	-275 -3.1%
64	WISDOMTREE TR US MIDCAP DIVID DON	DON	8,176	$462.1k0.17%	0.17%	Reduced -1.3k	-1,307 -13.8%
65	ELEVATION SERIES TRUST TRUESHARES S&P PAYH	PAYH	18,105	$448.7k0.17%	0.17%	Reduced -621	-621 -3.3%
66	WISDOMTREE TR INTL QULTY DIV IQDG	IQDG	10,352	$446.0k0.17%	0.17%	Reduced -1.3k	-1,275 -11.0%
67	ELEVATION SERIES TRUST TRUESHARES EQTY ONEH	ONEH	17,248	$425.7k0.16%	0.16%	Reduced -357	-357 -2.0%
68	JPMORGAN CHASE & CO COM JPM	JPM	1,276	$417.5k0.16%	0.16%	Reduced -81	-81 -6.0%
69	VANGUARD INDEX FDS VALUE ETF VTV	VTV	1,909	$416.1k0.16%	0.16%	Reduced -776	-776 -28.9%
70	NORTHERN LTS FD TR IV INSPIRE 500 ETF PTL	PTL	1,402	$401.1k0.15%	0.15%	Unchanged
71	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	1,747	$371.7k0.14%	0.14%	New
72	WISDOMTREE TR EFFICIENT GLD PL GDE	GDE	6,042	$369.1k0.14%	0.14%	Reduced -1.7k	-1,705 -22.0%
73	ABBVIE INC COM ABBV	ABBV	1,407	$354.1k0.13%	0.13%	Reduced -30	-30 -2.1%
74	SERVICENOW INC COM NOW	NOW	3,452	$342.7k0.13%	0.13%	New
75	SYNOPSYS INC COM SNPS	SNPS	765	$341.2k0.13%	0.13%	Reduced -79	-79 -9.4%
76	NORTHERN LTS FD TR IV INSPIRE CORP BD IBD	IBD	13,960	$331.8k0.12%	0.12%	Reduced -56	-56 -0.4%
77	FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT GMAY	GMAY	7,692	$331.1k0.12%	0.12%	New
78	MARVELL TECHNOLOGY INC COM MRVL	MRVL	1,102	$328.3k0.12%	0.12%	Reduced -2.4k	-2,377 -68.3%
79	SPDR SER TR PORT MTG BK ETF SPMB	SPMB	14,669	$327.3k0.12%	0.12%	Reduced -3.4k	-3,386 -18.8%
80	SPDR SERIES TRUST PORTFOLI S&P1500 SPTM	SPTM	3,496	$317.4k0.12%	0.12%	Reduced -568	-568 -14.0%
81	ANALOG DEVICES INC COM ADI	ADI	798	$316.9k0.12%	0.12%	New
82	WISDOMTREE TR US SMALLCAP FUND EES	EES	4,671	$316.7k0.12%	0.12%	Reduced -970	-970 -17.2%
83	S&P GLOBAL INC COM SPGI	SPGI	773	$314.8k0.12%	0.12%	Reduced -94	-94 -10.8%
84	SCHWAB CHARLES CORP COM SCHW	SCHW	3,392	$313.0k0.12%	0.12%	Reduced -508	-508 -13.0%
85	WISDOMTREE TR FUTRE STRAT FD WTMF	WTMF	7,604	$310.6k0.12%	0.12%	Reduced -1.4k	-1,447 -16.0%
86	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	809	$299.4k0.11%	0.11%	Added +28	+28 3.6%
87	NATERA INC COM NTRA	NTRA	1,088	$295.3k0.11%	0.11%	Unchanged
88	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	583	$291.6k0.11%	0.11%	Reduced -88	-88 -13.1%
89	EATON CORP PLC SHS ETN	ETN	650	$277.0k0.10%	0.10%	Reduced -45	-45 -6.5%
90	WISDOMTREE TR INTL SMCAP DIV DLS	DLS	3,243	$271.7k0.10%	0.10%	Reduced -557	-557 -14.7%
91	ISHARES TR 20 YR TR BD ETF TLT	TLT	3,139	$271.3k0.10%	0.10%	Added +740	+740 30.9%
92	ADVANCED MICRO DEVICES INC COM AMD	AMD	466	$270.7k0.10%	0.10%	New
93	JOHNSON & JOHNSON COM JNJ	JNJ	1,055	$267.9k0.10%	0.10%	Reduced -321	-321 -23.3%
94	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	388	$266.5k0.10%	0.10%	Reduced -11	-11 -2.8%
95	VICTORY PORTFOLIOS II SHARES FREE CASH VFLO	VFLO	5,797	$265.2k0.10%	0.10%	Reduced -1.2k	-1,184 -17.0%
96	PIMCO ETF TR ENHNCD LW DUR AC LDUR	LDUR	2,703	$258.4k0.10%	0.10%	Reduced -57	-57 -2.1%
97	ISHARES TR SHORT TREAS BD SHV	SHV	2,236	$246.7k0.09%	0.09%	Reduced -123	-123 -5.2%
98	VERISK ANALYTICS INC COM VRSK	VRSK	1,337	$240.0k0.09%	0.09%	New
99	PEPSICO INC COM PEP	PEP	1,763	$238.8k0.09%	0.09%	Reduced -49	-49 -2.7%
100	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	7,133	$238.7k0.09%	0.09%	Reduced -28	-28 -0.4%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
AIM ETF PRODUCTS TRUST SIXO	SIXO	169,540	$5.7m169.5k shares
AIM ETF PRODUCTS TRUST OCTW	OCTW	120,245	$4.6m120.2k shares
AIM ETF PRODUCTS TRUST SEPW	SEPW	114,520	$3.6m114.5k shares
AIM ETF PRODUCTS TRUST JULW	JULW	77,440	$3.0m77.4k shares
AIM ETF PRODUCTS TRUST DECU	DECU	87,716	$2.3m87.7k shares
INNOVATOR ETFS TRUST ZSEP	ZSEP	76,100	$2.0m76.1k shares
INNOVATOR ETFS TRUST APOC	APOC	57,329	$1.5m57.3k shares
INNOVATOR ETFS TRUST ZNOV	ZNOV	40,264	$1.1m40.3k shares
ELEVATION SERIES TRUST JANZ	JANZ	25,996	$955.6k26.0k shares
ELEVATION SERIES TRUST AUGZ	AUGZ	21,341	$867.4k21.3k shares
ELEVATION SERIES TRUST DECZ	DECZ	22,073	$857.1k22.1k shares
AIM ETF PRODUCTS TRUST FLJJ	FLJJ	26,913	$844.6k26.9k shares
AIM ETF PRODUCTS TRUST JULU	JULU	23,929	$683.2k23.9k shares
INNOVATOR ETFS TRUST TJUL	TJUL	21,848	$641.5k21.8k shares
PARKER-HANNIFIN CORP PH	PH	677	$606.1k677 shares
FIRST TR EXCHNG TRADED FD VI GSEP	GSEP	14,112	$537.8k14.1k shares
RTX CORPORATION RTX	RTX	2,275	$438.8k2.3k shares
SCHWAB STRATEGIC TR SCHX	SCHX	16,871	$432.6k16.9k shares
ELEVATION SERIES TRUST OCTZ	OCTZ	10,425	$428.5k10.4k shares
SIMPLIFY EXCHANGE TRADED FUN SPUC	SPUC	8,988	$397.1k9.0k shares
EXXON MOBIL CORP XOM	XOM	2,265	$384.3k2.3k shares
INNOVATOR ETFS TRUST ZAUG	ZAUG	11,896	$316.8k11.9k shares
AKAMAI TECHNOLOGIES INC AKAM	AKAM	2,065	$237.2k2.1k shares
ISHARES GOLD TR IAUM	IAUM	4,571	$213.5k4.6k shares