Vault-13

SIMPLIFY EXCHANGE TRADED FUN SVOL

VOLATILITY PREM · ETP · CUSIP 82889N863

70 institutional holders -9 vs Q1 2026
3,561,9553.6m shares reported held*
$57.1mreported value*
9 new 30 added 20 reduced 17 sold out net sold ≈ $1.5m (-89.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($29.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $16.02. Options: 2 managers hold calls ($3.2m notional), 2 hold puts ($654.4k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 23Q4 22: 25Q1 23: 28Q2 23: 40Q3 23: 41Q4 23: 49Q1 24: 62Q2 24: 67Q3 24: 78Q4 24: 95Q1 25: 94Q2 25: 88Q3 25: 75Q4 25: 80Q1 26: 79Q2 26: 7070Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202223
Q4 202225
Q1 202328
Q2 202340
Q3 202341
Q4 202349
Q1 202462
Q2 202467
Q3 202478
Q4 202495
Q1 202594
Q2 202588
Q3 202575
Q4 202580
Q1 202679
Q2 202670

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 53 bought or addedQ3 24: 24 cut or sold outQ4 24: 66 bought or addedQ4 24: 28 cut or sold outQ4 24Q1 25: 57 bought or addedQ1 25: 47 cut or sold outQ2 25: 52 bought or addedQ2 25: 44 cut or sold outQ2 25Q3 25: 39 bought or addedQ3 25: 50 cut or sold outQ4 25: 35 bought or addedQ4 25: 40 cut or sold outQ4 25Q1 26: 40 bought or addedQ1 26: 40 cut or sold outQ2 26: 39 bought or addedQ2 26: 37 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20245324
Q4 20246628
Q1 20255747
Q2 20255244
Q3 20253950
Q4 20253540
Q1 20264040
Q2 20263937

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 25 calls: $3.6mQ3 25 puts: $2.0mQ3 25P/C 0.55Q4 25 calls: $2.3mQ4 25 puts: $760.3kQ4 25P/C 0.34Q1 26 calls: $2.3mQ1 26 puts: $1.8mQ1 26P/C 0.78Q2 26 calls: $3.2mQ2 26 puts: $654.4kQ2 26P/C 0.20
Numbers
QuarterCallsPutsP/C
Q3 2025$3.6m$2.0m0.55
Q4 2025$2.3m$760.3k0.34
Q1 2026$2.3m$1.8m0.78
Q2 2026$3.2m$654.4k0.20

Biggest buyers

Owen LaRue, LLC Added +230,132+230.1k
AE Wealth Management LLC Added +87,902+87.9k
Elevated Capital Advisors, LLC Added +41,576+41.6k
Mosley Wealth Management Added +35,848+35.8k
Park Edge Advisors, LLC Added +21,378+21.4k
Lloyd Advisory Services, LLC. New +20,401+20.4k
SILVER OAK SECURITIES, INCORPORATED New +17,981+18.0k
Key Capital Management, INC Added +15,430+15.4k
CITADEL ADVISORS LLC New +13,745+13.7k
FSA Advisors, Inc. Added +12,468+12.5k

Biggest sellers

Cavalier Investments, LLC Sold out -260,455-260.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -55,201-55.2k
Legacy Wealth Managment, LLC/ID Reduced -55,109-55.1k
JANE STREET GROUP, LLC Sold out -43,642-43.6k
Avidian Wealth Enterprises, LLC Sold out -31,065-31.1k
Summit Financial, LLC Sold out -21,676-21.7k
IMC-Chicago, LLC Sold out -21,195-21.2k
Beacon Capital Management, LLC Reduced -18,832-18.8k
RFG Advisory, LLC Sold out -18,223-18.2k
Visionary Wealth Advisors Reduced -16,096-16.1k

Biggest calls

JANE STREET GROUP, LLC Added $2.7m169.3k shares
CITADEL ADVISORS LLC Reduced $479.6k29.9k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $399.4k24.9k shares
JANE STREET GROUP, LLC Reduced $255.0k15.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 787,825787.8k $12.6m $12.6m 0.06% Added +87.9k +87,902
2 Owen LaRue, LLC 2.59% of their portfolio ELIZABETHTOWN, KY 462,950462.9k $7.4m $7.4m 2.59% Added +230.1k +230,132
3 Elevated Capital Advisors, LLC 1.53% of their portfolio SANDY, UT 346,217346.2k $5.6m $5.6m 1.53% Added +41.6k +41,576
4 Key Capital Management, INC 1.54% of their portfolio HENDERSONVILLE, TN 37075, TN 185,930185.9k $3.0m $3.0m 1.54% Added +15.4k +15,430
5 Visionary Wealth Advisors 0.10% of their portfolio O'FALLON, IL 161,568161.6k $2.6m $2.6m 0.10% Reduced -16.1k -16,096
6 One Capital Management, LLC 0.06% of their portfolio WESTLAKE VILLAGE, CA 129,710129.7k $2.0m $2.0m 0.06% Unchanged
7 HOWARD BAILEY SECURITIES, LLC 0.74% of their portfolio FORT WAYNE, IN 123,270123.3k $2.0m $2.0m 0.74% Added +1.6k +1,623
8 Park Edge Advisors, LLC 0.41% of their portfolio Cleveland, OH 119,051119.1k $1.9m $1.9m 0.41% Added +21.4k +21,378
9 B.O.S.S. Retirement Advisors, LLC 0.47% of their portfolio Lehi, UT 108,800108.8k $1.7m $1.7m 0.47% Added +8.6k +8,558
10 FSA Advisors, Inc. 0.72% of their portfolio TROY, MI 98,51898.5k $1.6m $1.6m 0.72% Added +12.5k +12,468
11 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 72,63372.6k $1.2m $1.2m 0.00% Reduced -8.9k -8,899
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 67,84667.8k $1.1m $1.1m 0.00% Reduced -55.2k -55,201
13 Authentikos Wealth Advisory, LLC 0.59% of their portfolio MORGAN HILL, CA 58,08258.1k $931.6k $931.6k 0.59% Reduced -2.3k -2,318
14 Blackston Financial Advisory Group, LLC 0.51% of their portfolio THE VILLAGES, FL 56,71656.7k $909.7k $909.7k 0.51% Added +3.8k +3,769
15 Tactive Advisors, LLC 0.21% of their portfolio Jacksonville, FL 52,10652.1k $835.8k $835.8k 0.21% Reduced -5.8k -5,751
16 Beacon Capital Management, LLC 0.12% of their portfolio FRANKLIN, TN 51,91051.9k $832.6k $832.6k 0.12% Reduced -18.8k -18,832
17 Cambridge Advisors Inc. 0.14% of their portfolio OMAHA, NE 51,60951.6k $827.8k $827.8k 0.14% Added +2.1k +2,117
18 Mosley Wealth Management 0.24% of their portfolio ANAHEIM, CA 46,17346.2k $740.6k $740.6k 0.24% Added +35.8k +35,848
19 Legacy Wealth Managment, LLC/ID 0.30% of their portfolio BOISE, ID 44,79644.8k $718.5k $718.5k 0.30% Reduced -55.1k -55,109
20 Discipline Wealth Solutions, LLC 0.06% of their portfolio GREENVILLE, SC 43,61743.6k $699.6k $699.6k 0.06% Added +8.6k +8,592
21 Networth Advisors, LLC 0.38% of their portfolio CANONSBURG, PA 40,95541.0k $656.9k $656.9k 0.38% Added +4.8k +4,840
22 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 40,35140.4k $647.2k $647.2k 0.02% Added +1.5k +1,476
23 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 39,78139.8k $638.1k $638.1k 0.00% Added +7.3k +7,274
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 38,82438.8k $622.7k $622.7k 0.00% Added +5.7k +5,692
25 Maridea Wealth Management LLC 0.06% of their portfolio BROOKLYN, NY 34,00434.0k $545.4k $545.4k 0.06% Added +8.4k +8,417
26 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 29,72729.7k $476.8k $476.8k 0.00% Reduced -3.4k -3,373
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,07122.1k $354.0k $354.0k 0.00% Added +11.1k +11,058
28 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 20,67120.7k $331.6k $331.6k 0.00% Reduced -9.4k -9,371
29 Lloyd Advisory Services, LLC. 0.13% of their portfolio SUWANEE, GA 20,40120.4k $327.2k $327.2k 0.13% New
30 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 18,50718.5k $296.8k $296.8k 0.01% Reduced -4 -4
31 SILVER OAK SECURITIES, INCORPORATED 0.02% of their portfolio JACKSON, TN 17,98118.0k $288.4k $288.4k 0.02% New
32 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 17,00317.0k $272.7k $272.7k 0.01% Added +6.9k +6,853
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,74513.7k $220.5k $220.5k 0.00% New
34 Fiduciary Alliance LLC 0.01% of their portfolio GREENVILLE, SC 13,72413.7k $220.1k $220.1k 0.01% Added +147 +147
35 Ignite Planners, LLC 0.03% of their portfolio SAN CLEMENTE, CA 12,88612.9k $207.4k $207.4k 0.03% Added +1.6k +1,595
36 Decker Retirement Planning Inc. 0.07% of their portfolio LEVI, UT 11,96112.0k $191.9k $191.9k 0.07% Added +396 +396
37 ZAZOVE ASSOCIATES LLC 0.01% of their portfolio INCLINE VILLAGE, NV 10,90010.9k $174.8k $174.8k 0.01% Unchanged
38 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 10,72110.7k $172.0k $172.0k 0.00% Added +546 +546
39 Stirlingshire Investments, Inc. 0.12% of their portfolio NEW YORK, NY 10,15010.2k $162.8k $162.8k 0.12% Reduced -12.0k -12,027
40 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 10,00010.0k $160.4k $160.4k 0.00% Unchanged
41 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 9,5249.5k $152.8k $152.8k 0.00% Reduced -634 -634
42 Luminist Capital LLC 0.17% of their portfolio GRAND RAPIDS, MI 9,4159.4k $149.3k $149.3k 0.17% Added +2.6k +2,562
43 TOUNJIAN ADVISORY PARTNERS, LLC 0.04% of their portfolio FORT MYERS, FL 6,2306.2k $99.9k $99.9k 0.04% New
44 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 4,7024.7k $75.4k $75.4k 0.00% Reduced -3.4k -3,410
45 Strive Financial Group ,LLC 0.03% of their portfolio CARMEL, IN 4,5474.5k $72.9k $72.9k 0.03% Added +925 +925
46 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 3,8373.8k $61.5k $61.5k 0.00% Reduced -1.7k -1,729
47 POM Investment Strategies, LLC 0.06% of their portfolio RALEIGH, NC 3,3003.3k $52.9k $52.9k 0.06% Reduced -4.1k -4,128
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,2933.3k $52.5k $52.5k 0.00% Added +742 +742
49 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,7582.8k $44.2k $44.2k 0.00% Added +140 +140
50 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,0002.0k $32.1k $32.1k 0.00% Unchanged
51 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,0002.0k $32.1k $32.1k 0.00% New
52 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 1,2171.2k $19.5k $19.5k 0.00% Added +24 +24
53 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,2061.2k $19.3k $19.3k 0.00% Reduced -264 -264
54 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,1881.2k $19.1k $19.1k 0.00% Unchanged
55 Montgomery Financial Services LLC 0.02% of their portfolio OCEAN CITY, MD 1,1101.1k $17.8k $17.8k 0.02% First filing
56 Buck Wealth Strategies, LLC 0.00% of their portfolio DENVER, CO 1,0711.1k $17.2k $17.2k 0.00% New
57 Allied Private Wealth LLC 0.01% of their portfolio BOCA RATON, FL 1,0001.0k $16.0k $16.0k 0.01% First filing
58 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 999999 $16.0k $16.0k 0.00% Reduced -11.8k -11,775
59 SHP Wealth Management 0.00% of their portfolio PLYMOUTH, MA 760760 $12.2k $12.2k 0.00% Reduced -3 -3
60 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 685685 $10.9k $10.9k 0.00% Unchanged
61 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 273273 $4.4k $4.4k 0.00% Added +26 +26
62 UBS Group AG 0.00% of their portfolio ZURICH, V8 237237 $3.8k $3.8k 0.00% Reduced -732 -732
63 DUNCKER STREETT & CO INC 0.00% of their portfolio St. Louis, MO 200200 $3.2k $3.2k 0.00% Unchanged
64 MRP Capital Investments, LLC 0.00% of their portfolio ALPHARETTA, GA 200200 $3.2k $3.2k 0.00% Unchanged
65 BEACON INVESTMENT ADVISORY SERVICES, INC. 0.00% of their portfolio MORRISTOWN, NJ 131131 $2.1k $2.1k 0.00% New
66 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 106106 $1.7k $1.7k 0.00% Reduced -4.1k -4,125
67 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 101101 $1.6k $1.6k 0.00% Added +100 +100
68 Silver Grove Financial Group, Inc. 0.00% of their portfolio ORCHARD PARK, NY 99 $144 $144 0.00% New
69 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 77 $112 $112 0.00% New
70 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 33 $53 $53 0.00% Unchanged