Vault-13

SIMPLIFY EXCHANGE TRADED FUN SPYC

US EQT PLS CNVEX · ETP · CUSIP 82889N103

37 institutional holders +6 vs Q1 2026
1,953,9052.0m shares reported held*
$89.2mreported value*
10 new 11 added 12 reduced 3 sold out net bought ≈ $11.9m (+261.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($526.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.65. Options: 2 managers hold calls ($543.8k notional), 0 hold puts (—).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 17Q4 22: 19Q1 23: 17Q2 23: 20Q3 23: 16Q4 23: 15Q1 24: 17Q2 24: 15Q3 24: 16Q4 24: 21Q1 25: 19Q2 25: 34Q3 25: 31Q4 25: 28Q1 26: 31Q2 26: 3737Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202217
Q4 202219
Q1 202317
Q2 202320
Q3 202316
Q4 202315
Q1 202417
Q2 202415
Q3 202416
Q4 202421
Q1 202519
Q2 202534
Q3 202531
Q4 202528
Q1 202631
Q2 202637

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 7 bought or addedQ3 24: 7 cut or sold outQ4 24: 11 bought or addedQ4 24: 8 cut or sold outQ4 24Q1 25: 9 bought or addedQ1 25: 10 cut or sold outQ2 25: 22 bought or addedQ2 25: 8 cut or sold outQ2 25Q3 25: 13 bought or addedQ3 25: 15 cut or sold outQ4 25: 11 bought or addedQ4 25: 15 cut or sold outQ4 25Q1 26: 11 bought or addedQ1 26: 18 cut or sold outQ2 26: 21 bought or addedQ2 26: 15 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202477
Q4 2024118
Q1 2025910
Q2 2025228
Q3 20251315
Q4 20251115
Q1 20261118
Q2 20262115

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 25 calls: $1.2mQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $700.6kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $0Q1 26 puts: $0Q1 26P/C —Q2 26 calls: $543.8kQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$1.2m$00.00
Q4 2025$700.6k$00.00
Q1 2026$0$0—
Q2 2026$543.8k$00.00

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +190,359+190.4k
Integrated Wealth Concepts LLC Added +33,578+33.6k
Lloyd Advisory Services, LLC. Added +32,644+32.6k
ENTREWEALTH, LLC Added +14,737+14.7k
Manhattan West Asset Management, LLC New +14,371+14.4k
Austin Wealth Management, LLC Added +12,720+12.7k
ENVESTNET ASSET MANAGEMENT INC New +7,600+7.6k
EVOLUTION WEALTH MANAGEMENT INC. Added +6,124+6.1k
Creative Planning New +5,527+5.5k
Integrated Wealth Management New +4,759+4.8k

Biggest sellers

AE Wealth Management LLC Reduced -46,726-46.7k
OLD MISSION CAPITAL LLC Sold out -11,282-11.3k
Capital Group Private Client Services, Inc. Sold out -6,540-6.5k
MERCER GLOBAL ADVISORS INC /ADV Reduced -3,232-3.2k
Noble Wealth Management PBC Reduced -1,240-1.2k
Financial Enhancement Group LLC Reduced -995-995
Elevated Capital Advisors, LLC Reduced -861-861
Quest 10 Wealth Builders, Inc. Reduced -365-365
UBS Group AG Reduced -316-316
B.O.S.S. Retirement Advisors, LLC Reduced -230-230

Biggest calls

IMC-Chicago, LLC New $332.0k20.7k shares
GROUP ONE TRADING LLC New $211.7k13.2k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Austin Wealth Management, LLC 6.47% of their portfolio Austin, TX 679,990680.0k $30.6m $30.6m 6.47% Added +12.7k +12,720
2 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 326,617326.6k $14.9m $14.9m 0.07% Added +33.6k +33,578
3 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 258,822258.8k $11.8m $11.8m 0.01% Added +190.4k +190,359
4 ENTREWEALTH, LLC 4.41% of their portfolio AUSTIN, TX 252,239252.2k $11.9m $11.9m 4.41% Added +14.7k +14,737
5 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 135,675135.7k $6.2m $6.2m 0.03% Reduced -46.7k -46,726
6 EVOLUTION WEALTH MANAGEMENT INC. 2.92% of their portfolio FORT MYERS, FL 108,823108.8k $5.0m $5.0m 2.92% Added +6.1k +6,124
7 Lloyd Advisory Services, LLC. 0.61% of their portfolio SUWANEE, GA 34,27434.3k $1.6m $1.6m 0.61% Added +32.6k +32,644
8 Financial Enhancement Group LLC 0.18% of their portfolio ANDERSON, IN 32,79632.8k $1.5m $1.5m 0.18% Reduced -995 -995
9 Manhattan West Asset Management, LLC 0.11% of their portfolio Los Angeles, CA 14,37114.4k $656.5k $656.5k 0.11% New
10 Noble Wealth Management PBC 0.28% of their portfolio GREENWOOD VILLAGE, CO 13,27913.3k $606.6k $606.6k 0.28% Reduced -1.2k -1,240
11 Fiduciary Alliance LLC 0.04% of their portfolio GREENVILLE, SC 12,71912.7k $581.0k $581.0k 0.04% Added +19 +19
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,48012.5k $570.1k $570.1k 0.00% Added +1.2k +1,152
13 Elevated Capital Advisors, LLC 0.15% of their portfolio SANDY, UT 12,02212.0k $549.2k $549.2k 0.15% Reduced -861 -861
14 B.O.S.S. Retirement Advisors, LLC 0.14% of their portfolio Lehi, UT 11,03911.0k $504.3k $504.3k 0.14% Reduced -230 -230
15 HOWARD BAILEY SECURITIES, LLC 0.18% of their portfolio FORT WAYNE, IN 10,46110.5k $477.9k $477.9k 0.18% Reduced -175 -175
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 7,6007.6k $347.2k $347.2k 0.00% New
17 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,3097.3k $333.9k $333.9k 0.00% Reduced -3.2k -3,232
18 Modern Wealth Management, LLC 0.00% of their portfolio KANSAS CITY, MO 5,5565.6k $253.8k $253.8k 0.00% Unchanged
19 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 5,5275.5k $252.5k $252.5k 0.00% New
20 Integrated Wealth Management 0.23% of their portfolio UNIONTOWN, OH 4,7594.8k $217.4k $217.4k 0.23% New
21 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 4,1784.2k $190.9k $190.9k 0.00% Added +1.6k +1,620
22 TOUNJIAN ADVISORY PARTNERS, LLC 0.07% of their portfolio FORT MYERS, FL 3,7263.7k $170.2k $170.2k 0.07% New
23 BlackRock, Inc. 0.00% of their portfolio New York, NY 3,1323.1k $143.1k $143.1k 0.00% Unchanged
24 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 2,3072.3k $105.4k $105.4k 0.00% New
25 Kingdom Financial Group LLC. 0.02% of their portfolio PEORIA, AZ 1,5061.5k $68.8k $68.8k 0.02% Reduced -124 -124
26 Montgomery Financial Services LLC 0.05% of their portfolio OCEAN CITY, MD 1,3041.3k $59.6k $59.6k 0.05% First filing
27 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 850850 $23.8k $23.8k 0.00% New
28 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 842842 $38.5k $38.5k 0.00% New
29 Networth Advisors, LLC 0.01% of their portfolio CANONSBURG, PA 444444 $20.3k $20.3k 0.01% Reduced -9 -9
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 290290 $13.1k $13.1k 0.00% New
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 172172 $7.9k $7.9k 0.00% Reduced -316 -316
32 Quest 10 Wealth Builders, Inc. 0.00% of their portfolio Fuquay-Varina, VA 140140 $6.4k $6.4k 0.00% Reduced -365 -365
33 Decker Retirement Planning Inc. 0.00% of their portfolio LEVI, UT 105105 $4.8k $4.8k 0.00% New
34 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4343 $1.9k $1.9k 0.00% Added +1 +1
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1717 $776 $776 0.00% Unchanged
36 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 99 $411 $411 0.00% Reduced -125 -125
37 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22 $96 $96 0.00% Added +1 +1