Vault-13

SIMPLIFY EXCHANGE TRADED FUN TUA

SHORT TERM TREA · ETP · CUSIP 82889N657

88 institutional holders +5 vs Q1 2026
26,674,81226.7m shares reported held*
$543.0mreported value*
16 new 34 added 25 reduced 11 sold out net bought ≈ $3.1m (+162.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($255.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $20.36. Options: 1 managers hold calls ($1.9m notional), 0 hold puts (—).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 15Q1 23: 20Q2 23: 34Q3 23: 37Q4 23: 79Q1 24: 80Q2 24: 78Q3 24: 71Q4 24: 84Q1 25: 89Q2 25: 94Q3 25: 82Q4 25: 88Q1 26: 83Q2 26: 8888Q4 22Q4 23Q4 24Q4 25Q2 26
Numbers
QuarterHolders
Q4 202215
Q1 202320
Q2 202334
Q3 202337
Q4 202379
Q1 202480
Q2 202478
Q3 202471
Q4 202484
Q1 202589
Q2 202594
Q3 202582
Q4 202588
Q1 202683
Q2 202688

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 45 bought or addedQ3 24: 40 cut or sold outQ4 24: 47 bought or addedQ4 24: 35 cut or sold outQ4 24Q1 25: 64 bought or addedQ1 25: 34 cut or sold outQ2 25: 51 bought or addedQ2 25: 50 cut or sold outQ2 25Q3 25: 44 bought or addedQ3 25: 48 cut or sold outQ4 25: 44 bought or addedQ4 25: 45 cut or sold outQ4 25Q1 26: 43 bought or addedQ1 26: 50 cut or sold outQ2 26: 50 bought or addedQ2 26: 36 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20244540
Q4 20244735
Q1 20256434
Q2 20255150
Q3 20254448
Q4 20254445
Q1 20264350
Q2 20265036

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 25 calls: $678.0kQ3 25 puts: $1.3mQ3 25P/C 1.95Q4 25 calls: $773.2kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $979.0kQ1 26 puts: $483.2kQ1 26P/C 0.49Q2 26 calls: $1.9mQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$678.0k$1.3m1.95
Q4 2025$773.2k$00.00
Q1 2026$979.0k$483.2k0.49
Q2 2026$1.9m$00.00

Biggest buyers

Trek Financial, LLC New +1,248,306+1.2m
Lloyd Advisory Services, LLC. Added +641,136+641.1k
HighTower Advisors, LLC Added +527,694+527.7k
Encompass More Asset Management New +426,294+426.3k
GenTrust, LLC Added +419,316+419.3k
Mid-American Wealth Advisory Group, Inc. Added +365,601+365.6k
Financial Enhancement Group LLC Added +211,072+211.1k
CITADEL ADVISORS LLC New +139,754+139.8k
AE Wealth Management LLC Added +118,322+118.3k
ENVESTNET ASSET MANAGEMENT INC New +88,568+88.6k

Biggest sellers

Ferguson Shapiro LLC Reduced -1,795,857-1.8m
Simplify Asset Management Inc. Reduced -717,960-718.0k
Insight Wealth Strategies, LLC Sold out -666,189-666.2k
LPL Financial LLC Reduced -333,138-333.1k
ALTFEST L J & CO INC Reduced -150,223-150.2k
KESTRA PRIVATE WEALTH SERVICES, LLC Sold out -82,163-82.2k
PRIVATE CLIENT SERVICES, LLC Reduced -66,654-66.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -57,672-57.7k
Hilltop Holdings Inc. Sold out -57,302-57.3k
Magnolia Private Wealth, LLC Reduced -56,056-56.1k

Biggest calls

CITADEL ADVISORS LLC Added $1.9m91.7k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Simplify Asset Management Inc. 1.39% of their portfolio Las Vegas, NV 4,810,7404.8m $98.3m $98.3m 1.39% Reduced -718.0k -717,960
2 GenTrust, LLC 2.59% of their portfolio MIAMI, FL 3,302,4503.3m $67.5m $67.5m 2.59% Added +419.3k +419,316
3 SOUTHERN FARM BUREAU LIFE INSURANCE 5.80% of their portfolio JACKSON, MS 2,967,4923.0m $60.7m $60.7m 5.80% Unchanged
4 AE Wealth Management LLC 0.19% of their portfolio TOPEKA, KS 2,035,9902.0m $41.6m $41.6m 0.19% Added +118.3k +118,322
5 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 1,709,2281.7m $34.9m $34.9m 0.03% Added +527.7k +527,694
6 Mid-American Wealth Advisory Group, Inc. 11.11% of their portfolio KANSAS CITY, MO 1,505,0441.5m $30.7m $30.7m 11.11% Added +365.6k +365,601
7 Trek Financial, LLC 1.27% of their portfolio Scottsdale, AZ 1,248,3061.2m $25.5m $25.5m 1.27% New
8 Ancora Advisors LLC 0.39% of their portfolio Cleveland, OH 996,922996.9k $20.4m $20.4m 0.39% Added +6.7k +6,673
9 Financial Enhancement Group LLC 2.06% of their portfolio ANDERSON, IN 844,724844.7k $17.3m $17.3m 2.06% Added +211.1k +211,072
10 Lloyd Advisory Services, LLC. 5.38% of their portfolio SUWANEE, GA 679,397679.4k $13.9m $13.9m 5.38% Added +641.1k +641,136
11 Ferguson Shapiro LLC 3.21% of their portfolio DECATUR, GA 530,665530.7k $10.8m $10.8m 3.21% Reduced -1.8m -1,795,857
12 ALTFEST L J & CO INC 1.02% of their portfolio NEW YORK, NY 513,278513.3k $10.5m $10.5m 1.02% Reduced -150.2k -150,223
13 Heck Capital Advisors, LLC 0.55% of their portfolio Rhinelander, WI 447,209447.2k $9.1m $9.1m 0.55% Added +18.4k +18,450
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 431,936431.9k $8.8m $8.8m 0.00% Reduced -333.1k -333,138
15 Encompass More Asset Management 1.28% of their portfolio Danville, CA 426,294426.3k $8.7m $8.7m 1.28% New
16 Park Edge Advisors, LLC 1.54% of their portfolio Cleveland, OH 354,937354.9k $7.2m $7.2m 1.54% Reduced -25.2k -25,239
17 Broussard Financial Group LLC 5.72% of their portfolio KAPLAN, LA 349,430349.4k $7.1m $7.1m 5.72% Reduced -22.8k -22,820
18 Authentikos Wealth Advisory, LLC 3.43% of their portfolio MORGAN HILL, CA 262,798262.8k $5.4m $5.4m 3.43% Added +13.7k +13,733
19 Magnolia Private Wealth, LLC 1.78% of their portfolio PHILADELPHIA, PA 242,589242.6k $3.2m $3.2m 1.78% Reduced -56.1k -56,056
20 Aprio Wealth Management, LLC 0.21% of their portfolio ATLANTA, GA 210,655210.7k $4.3m $4.3m 0.21% Reduced -22.5k -22,473
21 Professional Financial Management, Inc. 4.27% of their portfolio APPLETON, WI 206,219206.2k $4.2m $4.2m 4.27% Added +8.1k +8,127
22 HOLLENCREST CAPITAL MANAGEMENT 0.27% of their portfolio NEWPORT BEACH, CA 201,303201.3k $4.1m $4.1m 0.27% Unchanged
23 LifeWealth Investments, LLC 0.93% of their portfolio WINTER GARDEN, FL 170,572170.6k $3.5m $3.5m 0.93% Added +7.3k +7,314
24 Elevated Capital Advisors, LLC 0.92% of their portfolio SANDY, UT 163,300163.3k $3.3m $3.3m 0.92% Reduced -2.5k -2,502
25 HOWARD BAILEY SECURITIES, LLC 1.20% of their portfolio FORT WAYNE, IN 156,987157.0k $3.2m $3.2m 1.20% Added +8.8k +8,833
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 139,754139.8k $2.9m $2.9m 0.00% New
27 B.O.S.S. Retirement Advisors, LLC 0.77% of their portfolio Lehi, UT 139,720139.7k $2.9m $2.9m 0.77% Added +4.2k +4,229
28 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 135,797135.8k $2.8m $2.8m 0.03% Reduced -16.6k -16,614
29 PRIVATE CLIENT SERVICES, LLC 0.71% of their portfolio LOUISVILLE, KY 132,458132.5k $2.7m $2.7m 0.71% Reduced -66.7k -66,654
30 Great Lakes Retirement, Inc. 0.22% of their portfolio SANDUSKY, OH 121,629121.6k $2.5m $2.5m 0.22% Reduced -1.7k -1,661
31 Gladstone Institutional Advisory LLC 0.06% of their portfolio Bedminster, NJ 100,272100.3k $2.0m $2.0m 0.06% Reduced -12.2k -12,194
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 88,56888.6k $1.8m $1.8m 0.00% New
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 79,46779.5k $1.6m $1.6m 0.00% Unchanged
34 Aegis Wealth Management, Inc. 0.99% of their portfolio Guthrie Center, IA 74,95375.0k $1.5m $1.5m 0.99% Added +4.6k +4,616
35 Integrated Wealth Management 1.38% of their portfolio UNIONTOWN, OH 63,80363.8k $1.3m $1.3m 1.38% Added +5.6k +5,558
36 Golden Reserve Retirement LLC 0.19% of their portfolio DUBLIN, OH 58,63058.6k $1.2m $1.2m 0.19% Added +28.2k +28,249
37 Centennial Advisors, LLC 1.39% of their portfolio AUSTIN, TX 57,08957.1k $1.2m $1.2m 1.39% Added +4.9k +4,921
38 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 52,72352.7k $1.1m $1.1m 0.02% Reduced -14.5k -14,451
39 TOUNJIAN ADVISORY PARTNERS, LLC 0.43% of their portfolio FORT MYERS, FL 49,35849.4k $1.0m $1.0m 0.43% New
40 EVERGREEN CAPITAL MANAGEMENT LLC 0.02% of their portfolio Bellevue, WA 44,03644.0k $899.4k $899.4k 0.02% Reduced -12.7k -12,744
41 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 41,00041.0k $837.4k $837.4k 0.00% Unchanged
42 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 39,01139.0k $796.0k $796.0k 0.00% Added +6.4k +6,410
43 Kingdom Financial Group LLC. 0.20% of their portfolio PEORIA, AZ 38,29638.3k $782.2k $782.2k 0.20% Added +35 +35
44 IFG Advisory, LLC 0.02% of their portfolio ATLANTA, GA 34,48634.5k $704.4k $704.4k 0.02% New
45 Csenge Advisory Group 0.03% of their portfolio CLEARWATER, FL 32,82132.8k $670.4k $670.4k 0.03% Reduced -10.7k -10,659
46 Straight Path Wealth Management 0.15% of their portfolio Jenison, MI 31,69731.7k $647.4k $647.4k 0.15% Reduced -750 -750
47 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 23,03423.0k $470.5k $470.5k 0.00% Added +2.1k +2,107
48 Legacy PCG, LLC 2.22% of their portfolio IRVINE, CA 22,00422.0k $447.1k $447.1k 2.22% Unchanged
49 4WEALTH ADVISORS, INC. 0.33% of their portfolio Burr Ridge, IL 21,06121.1k $432.2k $432.2k 0.33% Reduced -1.4k -1,410
50 Cumberland Partners Ltd 0.03% of their portfolio TORONTO, A6 19,23219.2k $392.8k $392.8k 0.03% Added +64 +64
51 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,06518.1k $369.0k $369.0k 0.00% Reduced -57.7k -57,672
52 SMART Wealth LLC 0.08% of their portfolio Omaha, NE 17,83817.8k $364.3k $364.3k 0.08% Reduced -16.2k -16,155
53 Montgomery Financial Services LLC 0.31% of their portfolio OCEAN CITY, MD 17,34117.3k $354.2k $354.2k 0.31% First filing
54 EVOLUTION WEALTH MANAGEMENT INC. 0.20% of their portfolio FORT MYERS, FL 16,42616.4k $335.5k $335.5k 0.20% Reduced -1.7k -1,682
55 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,32016.3k $333.3k $333.3k 0.00% New
56 GFS Advisors, LLC 0.00% of their portfolio HOUSTON, TX 15,24015.2k $90.9k $90.9k 0.00% New
57 CWC Advisors, LLC. 0.13% of their portfolio LAKE OSWEGO, OR 14,69114.7k $300.1k $300.1k 0.13% Added +69 +69
58 FSA Advisors, Inc. 0.13% of their portfolio TROY, MI 14,28814.3k $291.8k $291.8k 0.13% Added +857 +857
59 KPP Advisory Services LLC 0.04% of their portfolio Louisville, KY 13,63613.6k $278.5k $278.5k 0.04% Unchanged
60 Welch Group, LLC 0.01% of their portfolio BIRMINGHAM, AL 13,48213.5k $275.4k $275.4k 0.01% Added +724 +724
61 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,73412.7k $260.2k $260.2k 0.00% Reduced -3.3k -3,333
62 Wellment Financial 0.28% of their portfolio ELMHURST, IL 12,04012.0k $245.9k $245.9k 0.28% Added +259 +259
63 Astoria Portfolio Advisors LLC. 0.04% of their portfolio NEW YORK, NY 11,42011.4k $233.3k $233.3k 0.04% New
64 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 10,67010.7k $217.9k $217.9k 0.00% New
65 BRIGHTON JONES LLC 0.00% of their portfolio SEATTLE, WA 10,66910.7k $217.9k $217.9k 0.00% Added +77 +77
66 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 10,13910.1k $207.1k $207.1k 0.01% Added +1.1k +1,100
67 Harbour Capital Advisors, LLC 0.04% of their portfolio TYSONS CORNER, VA 10,11010.1k $205.7k $205.7k 0.04% New
68 Networth Advisors, LLC 0.12% of their portfolio CANONSBURG, PA 10,09510.1k $206.2k $206.2k 0.12% Added +1.3k +1,332
69 Clarity Financial LLC 0.02% of their portfolio Houston, TX 10,03010.0k $204.9k $204.9k 0.02% Unchanged
70 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 5,3145.3k $108.5k $108.5k 0.00% Added +670 +670
71 Key Capital Management, INC 0.04% of their portfolio HENDERSONVILLE, TN 37075, TN 4,2424.2k $86.6k $86.6k 0.04% Added +511 +511
72 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 3,0383.0k $62.1k $62.1k 0.00% Reduced -3.0k -3,003
73 Decker Retirement Planning Inc. 0.02% of their portfolio LEVI, UT 2,3552.4k $48.1k $48.1k 0.02% New
74 Quest 10 Wealth Builders, Inc. 0.03% of their portfolio Fuquay-Varina, VA 2,0992.1k $42.9k $42.9k 0.03% Reduced -5.8k -5,831
75 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 900900 $18.4k $18.4k 0.00% Unchanged
76 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 820820 $16.7k $16.7k 0.00% Unchanged
77 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 790790 $16.1k $16.1k 0.00% Added +5 +5
78 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 634634 $12.9k $12.9k 0.00% Unchanged
79 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 536536 $11.0k $11.0k 0.00% Added +185 +185
80 Mosley Wealth Management 0.00% of their portfolio ANAHEIM, CA 394394 $8.0k $8.0k 0.00% Added +301 +301
81 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 340340 $6.9k $6.9k 0.00% New
82 VIRTUS ADVISERS, LLC 0.00% of their portfolio HARTFORD, CT 304304 $6.2k $6.2k 0.00% Added +46 +46
83 FMR LLC 0.00% of their portfolio BOSTON, MA 270270 $5.5k $5.5k 0.00% New
84 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 234234 $4.8k $4.8k 0.00% New
85 COMPASS FINANCIAL MANAGEMENT LLC 0.00% of their portfolio TAMPA, FL 199199 $4.1k $4.1k 0.00% First filing
86 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 146146 $3.0k $3.0k 0.00% Reduced -65 -65
87 UBS Group AG 0.00% of their portfolio ZURICH, V8 9797 $2.0k $2.0k 0.00% New
88 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $14 $14 0.00% Unchanged