Vault-13

ARK ETF TR ARKW

NEXT GNRTN INTER · ETP · CUSIP 00214Q401 · ISIN US00214Q4010

227 institutional holders -1 vs Q1 2026
3,709,7703.7m shares reported held*
$523.3mreported value*
28 new 51 added 65 reduced 30 sold out net bought ≈ $17.5m (+121.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($29.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $141.26. Options: 4 managers hold calls ($13.3m notional), 4 hold puts ($36.9m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 218Q4 22: 217Q1 23: 213Q2 23: 210Q3 23: 217Q4 23: 229Q1 24: 222Q2 24: 220Q3 24: 197Q4 24: 214Q1 25: 205Q2 25: 228Q3 25: 246Q4 25: 244Q1 26: 228Q2 26: 227227Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022218
Q4 2022217
Q1 2023213
Q2 2023210
Q3 2023217
Q4 2023229
Q1 2024222
Q2 2024220
Q3 2024197
Q4 2024214
Q1 2025205
Q2 2025228
Q3 2025246
Q4 2025244
Q1 2026228
Q2 2026227

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 24: 38 bought or addedQ3 24: 122 cut or sold outQ4 24: 79 bought or addedQ4 24: 80 cut or sold outQ4 24Q1 25: 62 bought or addedQ1 25: 108 cut or sold outQ2 25: 90 bought or addedQ2 25: 100 cut or sold outQ2 25Q3 25: 128 bought or addedQ3 25: 76 cut or sold outQ4 25: 103 bought or addedQ4 25: 104 cut or sold outQ4 25Q1 26: 78 bought or addedQ1 26: 107 cut or sold outQ2 26: 79 bought or addedQ2 26: 95 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202438122
Q4 20247980
Q1 202562108
Q2 202590100
Q3 202512876
Q4 2025103104
Q1 202678107
Q2 20267995

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 25 calls: $27.4mQ3 25 puts: $8.1mQ3 25P/C 0.30Q4 25 calls: $10.3mQ4 25 puts: $2.8mQ4 25P/C 0.27Q1 26 calls: $11.6mQ1 26 puts: $30.0mQ1 26P/C 2.59Q2 26 calls: $13.3mQ2 26 puts: $36.9mQ2 26P/C 2.77
Numbers
QuarterCallsPutsP/C
Q3 2025$27.4m$8.1m0.30
Q4 2025$10.3m$2.8m0.27
Q1 2026$11.6m$30.0m2.59
Q2 2026$13.3m$36.9m2.77

Biggest buyers

EXCHANGE TRADED CONCEPTS, LLC New +200,246+200.2k
Horizon Investments, LLC New +200,246+200.2k
Foundations Investment Advisors, LLC Added +131,317+131.3k
CITIGROUP INC Added +23,137+23.1k
GTS SECURITIES LLC New +18,901+18.9k
Cambridge Investment Research Advisors, Inc. Added +18,572+18.6k
ENVESTNET ASSET MANAGEMENT INC Added +16,964+17.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +16,939+16.9k
PARK AVENUE SECURITIES LLC New +16,233+16.2k
MORGAN STANLEY Added +16,225+16.2k

Biggest sellers

Gradient Investments LLC Sold out -204,809-204.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -64,953-65.0k
BANK OF AMERICA CORP /DE/ Reduced -61,701-61.7k
TWO SIGMA INVESTMENTS, LP Reduced -44,300-44.3k
Mattson Financial Services, LLC Sold out -31,221-31.2k
D. E. Shaw & Co., Inc. Reduced -19,028-19.0k
Qube Research & Technologies Ltd Reduced -16,868-16.9k
JANE STREET GROUP, LLC Sold out -16,283-16.3k
Mariner, LLC Reduced -12,378-12.4k
LPL Financial LLC Reduced -12,149-12.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $5.5m37.9k shares
JANE STREET GROUP, LLC Reduced $3.6m24.8k shares
IMC-Chicago, LLC Added $2.7m18.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.5m10.5k shares

Biggest puts

JANE STREET GROUP, LLC Added $28.8m199.0k shares
CITADEL ADVISORS LLC Added $6.9m47.9k shares
IMC-Chicago, LLC Added $898.1k6.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $260.7k1.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Foundations Investment Advisors, LLC 1.09% of their portfolio PHOENIX, AZ 731,008731.0k $105.9m $105.9m 1.09% Added +131.3k +131,317
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 461,090461.1k $66.8m $66.8m 0.00% Added +16.2k +16,225
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 245,701245.7k $35.6m $35.6m 0.00% Reduced -61.7k -61,701
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 225,537225.5k $32.7m $32.7m 0.01% Reduced -12.1k -12,149
5 EXCHANGE TRADED CONCEPTS, LLC 0.14% of their portfolio Oklahoma City, OK 200,246200.2k $29.0m $29.0m 0.14% New
6 Horizon Investments, LLC 0.32% of their portfolio Charlotte, NC 200,246200.2k $29.0m $29.0m 0.32% New
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 172,435172.4k $25.0m $25.0m 0.01% Added +16.9k +16,939
8 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 119,091119.1k $17.3m $17.3m 0.06% Reduced -6.9k -6,914
9 Serenus Wealth Advisors, LLC 0.02% of their portfolio SANTA MONICA, CA 96,39296.4k $96.4k $96.4k 0.02% Unchanged
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 86,06886.1k $12.5m $12.5m 0.00% Reduced -5.6k -5,644
11 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 77,75477.8k $11.3m $11.3m 0.02% Added +2.2k +2,170
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 63,93163.9k $9.3m $9.3m 0.01% Reduced -2.7k -2,708
13 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 59,35259.4k $8.6m $8.6m 0.01% Reduced -7.5k -7,540
14 Relyea Zuckerberg Hanson LLC 0.67% of their portfolio STAMFORD, CT 55,39455.4k $8.0m $8.0m 0.67% Reduced -82 -82
15 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 52,60652.6k $7.6m $7.6m 0.01% Added +2.2k +2,230
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 47,39347.4k $6.9m $6.9m 0.00% Added +17.0k +16,964
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 41,59441.6k $6.0m $6.0m 0.01% Added +18.6k +18,572
18 AdvisorNet Financial, Inc 0.26% of their portfolio MINNETONKA, MN 39,97940.0k $5.8m $5.8m 0.26% Added +3.3k +3,292
19 PRUDENTIAL PLC 0.04% of their portfolio LONDON, X0 39,15039.1k $5.7m $5.7m 0.04% Reduced -4.5k -4,500
20 Crescent Grove Advisors, LLC 0.43% of their portfolio LAKE FOREST, IL 34,73834.7k $5.0m $5.0m 0.43% Added +830 +830
21 Wealth Management Partners, LLC 1.17% of their portfolio TUCSON, AZ 34,45434.5k $5.0m $5.0m 1.17% Added +311 +311
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,27434.3k $5.0m $5.0m 0.00% Reduced -65.0k -64,953
23 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 34,07034.1k $4.9m $4.9m 0.02% Added +5.0k +5,003
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 31,59531.6k $4.6m $4.6m 0.00% Added +298 +298
25 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 25,83525.8k $3.7m $3.7m 0.07% Added +2.7k +2,726
26 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 23,21923.2k $3.4m $3.4m 0.00% Added +23.1k +23,137
27 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 22,55622.6k $3.3m $3.3m 0.03% Reduced -130 -130
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 22,52822.5k $3.3m $3.3m 0.00% Reduced -749 -749
29 VICTORY FINANCIAL GROUP, LLC 0.34% of their portfolio AUSTIN, TX 22,18822.2k $3.2m $3.2m 0.34% Reduced -628 -628
30 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 20,41320.4k $3.0m $3.0m 0.02% Reduced -1.1k -1,123
31 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 20,20620.2k $2.9m $2.9m 0.01% Reduced -925 -925
32 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 19,96120.0k $2.9m $2.9m 0.01% Reduced -508 -508
33 Financial Guidance Group, Inc. 1.07% of their portfolio Palm Harbor, FL 19,81219.8k $2.9m $2.9m 1.07% Reduced -1.6k -1,573
34 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 19,37719.4k $2.8m $2.8m 0.01% Added +3.1k +3,141
35 GTS SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 18,90118.9k $2.7m $2.7m 0.06% New
36 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 16,23316.2k $2.4m $2.4m 0.01% New
37 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 15,85715.9k $2.3m $2.3m 0.05% Added +120 +120
38 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 15,83615.8k $2.3m $2.3m 0.02% Added +9.9k +9,883
39 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,56314.6k $2.1m $2.1m 0.00% Reduced -12.4k -12,378
40 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 12,99613.0k $1.9m $1.9m 0.04% Added +5.1k +5,143
41 MARSHALL INVESTMENT MANAGEMENT, LLC 0.77% of their portfolio LITTLETON, CO 12,80812.8k $1.9m $1.9m 0.77% Reduced -240 -240
42 Purus Wealth Management, LLC 0.49% of their portfolio Newport Beach, CA 12,18212.2k $1.8m $1.8m 0.49% Reduced -352 -352
43 Sterling Investment Counsel, LLC 0.39% of their portfolio Buffalo, NY 11,38011.4k $1.6m $1.6m 0.39% Added +611 +611
44 Keating Financial Advisory Services, Inc. 0.21% of their portfolio MANHATTAN, KS 11,17611.2k $1.6m $1.6m 0.21% Added +633 +633
45 Phoenix Wealth Advisors 0.52% of their portfolio CHAPEL HILL, NC 10,72010.7k $1.6m $1.6m 0.52% Added +40 +40
46 VestGen Advisors, LLC 0.04% of their portfolio CHICAGO, IL 10,18710.2k $1.5m $1.5m 0.04% Reduced -353 -353
47 Copia Wealth Management 0.88% of their portfolio BEND, OR 10,11810.1k $1.5m $1.5m 0.88% Reduced -521 -521
48 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 10,10110.1k $1.5m $1.5m 0.01% Reduced -756 -756
49 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 9,7619.8k $1.4m $1.4m 0.00% Reduced -16.9k -16,868
50 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 9,4749.5k $1.4m $1.4m 0.02% Added +441 +441
51 Ashton Thomas Private Wealth, LLC 0.03% of their portfolio SCOTTSDALE, AZ 9,3979.4k $1.4m $1.4m 0.03% Added +868 +868
52 One Capital Management, LLC 0.03% of their portfolio WESTLAKE VILLAGE, CA 9,0639.1k $1.1m $1.1m 0.03% Unchanged
53 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 8,1888.2k $1.2m $1.2m 0.00% Reduced -19.0k -19,028
54 17 CAPITAL PARTNERS, LLC 0.52% of their portfolio PHEONIX, AZ 7,9107.9k $1.1m $1.1m 0.52% Added +534 +534
55 Vienna Asset Management LLC 0.81% of their portfolio SARATOGA, CA 7,8967.9k $1.1m $1.1m 0.81% Reduced -11.1k -11,060
56 Betterment LLC 0.00% of their portfolio NEW YORK, NY 6,7886.8k $983.0k $983.0k 0.00% Reduced -82 -82
57 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 6,5726.6k $952.0k $952.0k 0.00% Added +2.3k +2,267
58 LAM GROUP, INC. 0.47% of their portfolio LAKE OSWEGO, OR 6,5606.6k $950.3k $950.3k 0.47% Added +3.7k +3,660
59 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 6,3196.3k $915.3k $915.3k 0.02% Added +2.2k +2,239
60 Pacific Sun Financial Corp 0.35% of their portfolio LOS ANGELES, CA 5,8925.9k $853.5k $853.5k 0.35% Reduced -470 -470
61 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 5,8845.9k $852.4k $852.4k 0.00% Unchanged
62 Osbon Capital Management LLC 0.67% of their portfolio BOSTON, MA 5,8775.9k $851.4k $851.4k 0.67% Reduced -204 -204
63 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 5,7295.7k $829.9k $829.9k 0.03% Reduced -2.0k -1,991
64 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 5,6275.6k $815.1k $815.1k 0.00% Reduced -44.3k -44,300
65 Manske Wealth Management 0.20% of their portfolio HOUSTON, TX 5,5495.5k $803.8k $803.8k 0.20% Reduced -20 -20
66 Hilton Head Capital Partners, LLC 0.37% of their portfolio HILTON HEAD ISLAND, SC 5,0975.1k $738.4k $738.4k 0.37% Added +4.8k +4,799
67 EMC Capital Management 0.28% of their portfolio HOUSTON, TX 4,8804.9k $712.0k $712.0k 0.28% First filing
68 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 4,6954.7k $680.1k $680.1k 0.00% Reduced -68 -68
69 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 4,6664.7k $676.0k $676.0k 0.02% Added +2.1k +2,144
70 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 4,6634.7k $678.3k $678.3k 0.03% Added +848 +848
71 Intrua Financial, LLC 0.06% of their portfolio Houston, TX 4,6504.7k $673.6k $673.6k 0.06% Unchanged
72 Cornerstone Wealth Management, LLC 0.03% of their portfolio ST. PETERS, MO 4,6124.6k $668.1k $668.1k 0.03% Added +218 +218
73 INTEGRITY ALLIANCE, LLC. 0.02% of their portfolio Urbandale, IA 4,5094.5k $653.3k $653.3k 0.02% Reduced -275 -275
74 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 4,3424.3k $644.5k $644.5k 0.00% Reduced -6.7k -6,701
75 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 4,3234.3k $626.3k $626.3k 0.00% Reduced -168 -168
76 TWO SIGMA SECURITIES, LLC 0.05% of their portfolio NEW YORK, NY 4,1814.2k $605.7k $605.7k 0.05% Added +2.2k +2,238
77 NWAM LLC 0.03% of their portfolio MERCER ISLAND, WA 4,1684.2k $603.8k $603.8k 0.03% Added +63 +63
78 Clearstead Trust, LLC 0.08% of their portfolio PORTLAND, ME 4,0164.0k $581.8k $581.8k 0.08% Unchanged
79 Elwood & Goetz Wealth Advisory Group, LLC 0.08% of their portfolio ATHENS, GA 3,9013.9k $565.1k $565.1k 0.08% Unchanged
80 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,8723.9k $560.8k $560.8k 0.00% Added +246 +246
81 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 3,8603.9k $559.2k $559.2k 0.00% Reduced -3.7k -3,742
82 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,8593.9k $559.1k $559.1k 0.00% Added +112 +112
83 Advyzon Investment Management, LLC 0.04% of their portfolio LISLE, IL 3,8233.8k $553.8k $553.8k 0.04% Reduced -40 -40
84 Provenance Wealth Advisors, LLC 0.05% of their portfolio FORT LAUDERDALE, FL 3,7183.7k $538.6k $538.6k 0.05% Unchanged
85 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 3,7173.7k $538.4k $538.4k 0.00% Unchanged
86 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,3843.4k $490.2k $490.2k 0.00% Reduced -710 -710
87 Clear Harbor Asset Management, LLC 0.03% of their portfolio Stamford, CT 3,3453.3k $484.6k $484.6k 0.03% Unchanged
88 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 3,3063.3k $478.9k $478.9k 0.01% Unchanged
89 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 3,0003.0k $434.6k $434.6k 0.00% Unchanged
90 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 2,9533.0k $427.8k $427.8k 0.00% New
91 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 2,8582.9k $414.2k $414.2k 0.00% Added +1.1k +1,121
92 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 2,8122.8k $407.4k $407.4k 0.00% Reduced -154 -154
93 Medallion Wealth Advisors, LLC 0.12% of their portfolio FARMINGTON, CT 2,6842.7k $388.8k $388.8k 0.12% Reduced -3.7k -3,697
94 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 2,6492.6k $383.0k $383.0k 0.00% Added +332 +332
95 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 2,6032.6k $377.1k $377.1k 0.01% Reduced -50 -50
96 Waldron Private Wealth LLC 0.01% of their portfolio BRIDGEVILLE, PA 2,5782.6k $373.4k $373.4k 0.01% Unchanged
97 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 2,5692.6k $373.8k $373.8k 0.02% New
98 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 2,5162.5k $364.4k $364.4k 0.00% Reduced -212 -212
99 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 2,4552.5k $355.6k $355.6k 0.02% Unchanged
100 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 2,4222.4k $293.2k $293.2k 0.00% Unchanged