Vault-13

EXCHANGE LISTED FDS TR CLSM

CABANA MODERATE · ETP · CUSIP 30151E624

15 institutional holders +0 vs Q1 2026
2,569,9132.6m shares reported held*
$70.8mreported value*
2 new 6 added 4 reduced 2 sold out net sold ≈ $18.6m (-675.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($796.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.55.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 12Q4 22: 12Q1 23: 10Q2 23: 16Q3 23: 15Q4 23: 14Q1 24: 19Q2 24: 19Q3 24: 20Q4 24: 16Q1 25: 14Q2 25: 16Q3 25: 13Q4 25: 16Q1 26: 15Q2 26: 1515Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202212
Q4 202212
Q1 202310
Q2 202316
Q3 202315
Q4 202314
Q1 202419
Q2 202419
Q3 202420
Q4 202416
Q1 202514
Q2 202516
Q3 202513
Q4 202516
Q1 202615
Q2 202615

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 9 bought or addedQ3 24: 10 cut or sold outQ4 24: 5 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 4 bought or addedQ1 25: 11 cut or sold outQ2 25: 8 bought or addedQ2 25: 10 cut or sold outQ2 25Q3 25: 3 bought or addedQ3 25: 9 cut or sold outQ4 25: 7 bought or addedQ4 25: 8 cut or sold outQ4 25Q1 26: 3 bought or addedQ1 26: 13 cut or sold outQ2 26: 8 bought or addedQ2 26: 6 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024910
Q4 2024514
Q1 2025411
Q2 2025810
Q3 202539
Q4 202578
Q1 2026313
Q2 202686

Biggest buyers

AE Wealth Management LLC Added +29,350+29.4k
Signal Advisors Wealth, LLC Added +22,691+22.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +10,243+10.2k
Continuum Advisory, LLC New +5,050+5.0k
JPMORGAN CHASE & CO New +1,745+1.7k
Mutual Advisors, LLC Added +125+125
ASSETMARK, INC Added +1+1
HARBOUR INVESTMENTS, INC. Added +1+1

Biggest sellers

Corient Private Wealth LP Sold out -550,618-550.6k
Foundations Investment Advisors, LLC Reduced -138,975-139.0k
GTS SECURITIES LLC Sold out -53,172-53.2k
GeoWealth Management, LLC Reduced -1,061-1.1k
Aegis Wealth Management, Inc. Reduced -741-741
Triad Wealth Partners, LLC Reduced -535-535

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FOUNDATIONS INVESTMENT ADVISORS, LLC 13G · passive filed 2025-07-28 61.3% 3.5m≈ $95.5m 2025-07-28

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Foundations Investment Advisors, LLC 0.63% of their portfolio PHOENIX, AZ 2,211,8572.2m $60.9m $60.9m 0.63% Reduced -139.0k -138,975
2 GeoWealth Management, LLC 0.12% of their portfolio CHICAGO, IL 142,393142.4k $3.9m $3.9m 0.12% Reduced -1.1k -1,061
3 Signal Advisors Wealth, LLC 0.14% of their portfolio DETROIT, MI 98,09798.1k $2.7m $2.7m 0.14% Added +22.7k +22,691
4 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 35,21635.2k $970.2k $970.2k 0.00% Added +29.4k +29,350
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,87732.9k $905.8k $905.8k 0.00% Added +10.2k +10,243
6 Aegis Wealth Management, Inc. 0.53% of their portfolio Guthrie Center, IA 29,95930.0k $825.4k $825.4k 0.53% Reduced -741 -741
7 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 16,27916.3k $448.5k $448.5k 0.01% Added +125 +125
8 Triad Wealth Partners, LLC 0.02% of their portfolio LAWRENCE, KS 15,05115.1k $401.4k $401.4k 0.02% Reduced -535 -535
9 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 5,6455.6k $155.5k $155.5k 0.00% Added +1 +1
10 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 5,0505.0k $139.1k $139.1k 0.01% New
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,3262.3k $64.1k $64.1k 0.00% Unchanged
12 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,1092.1k $58.1k $58.1k 0.00% Added +1 +1
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,7451.7k $47.6k $47.6k 0.00% New
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 232232 $6.4k $6.4k 0.00% Unchanged
15 Beacon Capital Management, Inc. 0.00% of their portfolio DAYTON, OH 11 $20 $20 0.00% Unchanged