Vault-13

FIRST TR EXCHANGE-TRADED FD SCIO

STRUCTURED CR IN · ETP · CUSIP 33738D770

98 institutional holders +18 vs Q1 2026
18,363,88818.4m shares reported held*
$380.3mreported value*
22 new 56 added 12 reduced 6 sold out net bought ≈ $116.7m (+5.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.71.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q1 24: 6Q2 24: 8Q3 24: 10Q4 24: 10Q1 25: 10Q2 25: 16Q3 25: 29Q4 25: 48Q1 26: 80Q2 26: 9898Q1 24Q3 24Q1 25Q3 25Q1 26Q2 26
Numbers
QuarterHolders
Q1 20246
Q2 20248
Q3 202410
Q4 202410
Q1 202510
Q2 202516
Q3 202529
Q4 202548
Q1 202680
Q2 202698

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 4 bought or addedQ3 24: 1 cut or sold outQ4 24: 2 bought or addedQ4 24: 3 cut or sold outQ4 24Q1 25: 3 bought or addedQ1 25: 7 cut or sold outQ2 25: 13 bought or addedQ2 25: 6 cut or sold outQ2 25Q3 25: 26 bought or addedQ3 25: 1 cut or sold outQ4 25: 40 bought or addedQ4 25: 6 cut or sold outQ4 25Q1 26: 71 bought or addedQ1 26: 10 cut or sold outQ2 26: 78 bought or addedQ2 26: 18 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202441
Q4 202423
Q1 202537
Q2 2025136
Q3 2025261
Q4 2025406
Q1 20267110
Q2 20267818

Biggest buyers

LPL Financial LLC Added +1,217,874+1.2m
MORGAN STANLEY Added +980,052+980.1k
STRATEGIC PLANNING GROUP, LLC Added +481,148+481.1k
FIRST TRUST ADVISORS LP Added +416,384+416.4k
Uniting Wealth Partners, LLC Added +266,706+266.7k
ROYAL BANK OF CANADA Added +253,670+253.7k
CHANNEL WEALTH LLC Added +215,655+215.7k
Capital Investment Counsel, LLC Added +202,507+202.5k
&PARTNERS New +197,804+197.8k
CoreCap Advisors, LLC New +146,884+146.9k

Biggest sellers

DAYMARK WEALTH PARTNERS, LLC Sold out -126,258-126.3k
Arkadios Wealth Advisors Reduced -66,673-66.7k
Independent Advisor Alliance Sold out -27,208-27.2k
Avior Wealth Management, LLC Reduced -26,698-26.7k
RFG Advisory, LLC Reduced -22,695-22.7k
GOLDMAN SACHS GROUP INC Sold out -15,336-15.3k
First Heartland Consultants, Inc. Reduced -13,679-13.7k
Mariner, LLC Sold out -12,449-12.4k
CreativeOne Wealth, LLC Sold out -9,982-10.0k
Philip James Wealth Mangement, LLC Reduced -6,800-6.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +3.8 pts · filed 2026-10-14 14.3% +3.8 pts 3.9m≈ $81.4m 2026-10-14
STRATEGIC PLANNING GROUP, LLC 13G · institution -11.1 pts · filed 2026-02-10 14.2% -11.1 pts 788.8k≈ $16.3m 2026-02-10
FOUNDATIONS INVESTMENT ADVISORS, LLC 13G · institution new · filed 2025-11-03 6.7% new 194.9k≈ $4.0m 2025-11-03

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STRATEGIC PLANNING GROUP, LLC 6.46% of their portfolio Bountiful, UT 2,869,7932.9m $59.3m $59.3m 6.46% Added +481.1k +481,148
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,222,7422.2m $45.9m $45.9m 0.00% Added +980.1k +980,052
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,143,1322.1m $44.3m $44.3m 0.01% Added +1.2m +1,217,874
4 Ferguson Shapiro LLC 5.95% of their portfolio DECATUR, GA 972,151972.2k $20.1m $20.1m 5.95% Added +134.3k +134,283
5 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 668,221668.2k $13.8m $13.8m 0.01% Added +416.4k +416,384
6 Capital Investment Counsel, LLC 1.68% of their portfolio DENVER, CO 657,747657.7k $13.6m $13.6m 1.68% Added +202.5k +202,507
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 641,554641.6k $13.3m $13.3m 0.00% Added +253.7k +253,670
8 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 575,530575.5k $11.9m $11.9m 0.04% Added +7.3k +7,343
9 Uniting Wealth Partners, LLC 2.26% of their portfolio DENVER, CO 538,617538.6k $11.1m $11.1m 2.26% Added +266.7k +266,706
10 LEGACY CAPITAL WEALTH MANAGEMENT, LLC 5.10% of their portfolio THE WOODLANDS, TX 530,567530.6k $11.0m $11.0m 5.10% Added +69.5k +69,460
11 First Heartland Consultants, Inc. 0.67% of their portfolio LAKE ST. LOUIS, MO 500,173500.2k $10.3m $10.3m 0.67% Reduced -13.7k -13,679
12 Beaumont Financial Advisors, LLC 0.56% of their portfolio NEEDHAM, MA 427,102427.1k $8.8m $8.8m 0.56% Added +76.2k +76,168
13 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 421,970422.0k $8.7m $8.7m 0.01% Added +56.9k +56,897
14 Delta Investment Management, LLC 1.12% of their portfolio SAN FRANCISCO, CA 329,490329.5k $6.8m $6.8m 1.12% Added +33.7k +33,705
15 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 293,563293.6k $6.1m $6.1m 0.08% Added +19.8k +19,786
16 CHANNEL WEALTH LLC 1.33% of their portfolio SANTA BARBARA, CA 286,993287.0k $5.9m $5.9m 1.33% Added +215.7k +215,655
17 Brendel Financial Advisors LLC 2.51% of their portfolio HANOVER, NH 262,638262.6k $5.4m $5.4m 2.51% Added +829 +829
18 Snowden Capital Advisors LLC 0.11% of their portfolio New York, NY 228,957229.0k $4.7m $4.7m 0.11% Added +15.7k +15,661
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 219,175219.2k $4.5m $4.5m 0.00% Added +93.5k +93,454
20 Foundations Investment Advisors, LLC 0.04% of their portfolio PHOENIX, AZ 204,157204.2k $4.2m $4.2m 0.04% Added +2.6k +2,557
21 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 197,804197.8k $4.1m $4.1m 0.02% New
22 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 154,460154.5k $3.2m $3.2m 0.02% Added +56.5k +56,529
23 CoreCap Advisors, LLC 0.09% of their portfolio SOUTHFIELD, MI 146,884146.9k $3.0m $3.0m 0.09% New
24 CRUX WEALTH ADVISORS 1.01% of their portfolio LONG BEACH, CA 140,303140.3k $2.9m $2.9m 1.01% Added +1.1k +1,072
25 Triad Wealth Partners, LLC 0.16% of their portfolio LAWRENCE, KS 130,301130.3k $2.7m $2.7m 0.16% New
26 Dynamic Advisor Solutions LLC 0.07% of their portfolio PHOENIX, AZ 124,433124.4k $2.6m $2.6m 0.07% Added +45.0k +44,965
27 Prosperity Financial Group, Inc. 0.79% of their portfolio San Ramon, CA 123,997124.0k $2.6m $2.6m 0.79% Added +56.8k +56,842
28 Meridian Wealth Management, LLC 0.08% of their portfolio LEXINGTON, KY 119,669119.7k $2.5m $2.5m 0.08% Added +28.6k +28,599
29 Centennial Wealth Advisory LLC 0.53% of their portfolio Traverse City, MI 118,426118.4k $2.4m $2.4m 0.53% New
30 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 118,304118.3k $2.4m $2.4m 0.01% Added +721 +721
31 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 117,552117.6k $2.4m $2.4m 0.00% Added +23.1k +23,080
32 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 110,945110.9k $2.3m $2.3m 0.00% Added +51.4k +51,406
33 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 94,14294.1k $1.9m $1.9m 0.00% Added +23.5k +23,508
34 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 92,34292.3k $1.9m $1.9m 0.01% Added +66.8k +66,753
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 91,67691.7k $1.9m $1.9m 0.00% Added +2.4k +2,440
36 Philip James Wealth Mangement, LLC 0.21% of their portfolio MILTON, GA 90,24690.2k $1.9m $1.9m 0.21% Reduced -6.8k -6,800
37 Independent Wealth Network Inc. 0.43% of their portfolio URBANDALE, IA 81,96482.0k $1.7m $1.7m 0.43% Added +6.3k +6,350
38 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 79,72079.7k $1.6m $1.6m 0.04% Added +43.5k +43,520
39 Avior Wealth Management, LLC 0.04% of their portfolio OMAHA, NE 71,61771.6k $1.5m $1.5m 0.04% Reduced -26.7k -26,698
40 Maia Wealth LLC 0.21% of their portfolio DENVER, CO 69,80669.8k $1.4m $1.4m 0.21% Added +13.5k +13,492
41 Wagner Wealth Management, LLC 0.26% of their portfolio GREENVILLE, SC 68,68468.7k $1.4m $1.4m 0.26% Added +1.3k +1,318
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 66,93266.9k $1.4m $1.4m 0.00% Added +25.3k +25,265
43 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 64,86464.9k $1.3m $1.3m 0.00% New
44 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 53,75353.8k $1.1m $1.1m 0.01% Added +1.5k +1,515
45 WINEBRENNER CAPITAL MANAGEMENT LLC 0.62% of their portfolio LOUISVILLE, KY 49,17649.2k $1.0m $1.0m 0.62% Reduced -5.2k -5,228
46 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 46,21846.2k $955.3k $955.3k 0.00% New
47 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 45,54045.5k $941.3k $941.3k 0.00% New
48 Triton Wealth Management, PLLC 0.28% of their portfolio SUN CITY, AZ 44,91044.9k $925.6k $925.6k 0.28% Added +5.2k +5,190
49 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 43,31743.3k $895.4k $895.4k 0.01% Reduced -22.7k -22,695
50 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 39,81439.8k $823.0k $823.0k 0.02% Reduced -2.0k -2,031
51 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 39,29039.3k $812.0k $812.0k 0.03% Added +9.9k +9,927
52 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 39,25439.3k $811.4k $811.4k 0.00% Added +7.9k +7,880
53 Maridea Wealth Management LLC 0.09% of their portfolio BROOKLYN, NY 38,44838.4k $794.7k $794.7k 0.09% Added +1.3k +1,342
54 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 36,26836.3k $749.7k $749.7k 0.02% Added +3.6k +3,589
55 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 29,39329.4k $608.0k $608.0k 0.00% Added +7.1k +7,138
56 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 27,33327.3k $565.0k $565.0k 0.01% Added +5.3k +5,273
57 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 27,29227.3k $564.0k $564.0k 0.00% Added +13.0k +13,044
58 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 26,60626.6k $549.9k $549.9k 0.00% New
59 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 24,60024.6k $508.5k $508.5k 0.00% New
60 BAM Wealth Management, LLC 0.28% of their portfolio LAKEWOOD, CO 21,70921.7k $448.7k $448.7k 0.28% Added +6.5k +6,457
61 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 21,20221.2k $438.2k $438.2k 0.02% New
62 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 20,13020.1k $416.0k $416.0k 0.00% New
63 Centerpoint Advisory Group 0.26% of their portfolio Overland Park, KS 19,72419.7k $407.7k $407.7k 0.26% Added +5.8k +5,838
64 Providence First Trust Co 0.10% of their portfolio SCOTTSDALE, AZ 17,51617.5k $362.1k $362.1k 0.10% New
65 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 16,05016.1k $331.8k $331.8k 0.01% Added +26 +26
66 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 15,59015.6k $322.2k $322.2k 0.00% Reduced -66.7k -66,673
67 Accurate Wealth Management, LLC 0.03% of their portfolio WESLEY CHAPEL, FL 14,02814.0k $288.7k $288.7k 0.03% New
68 EdgeRock Capital LLC 0.07% of their portfolio DENVER, CO 13,97714.0k $288.9k $288.9k 0.07% New
69 Perigon Wealth Management, LLC 0.00% of their portfolio SAN FRANCISCO, CA 13,37213.4k $276.4k $276.4k 0.00% Reduced -43 -43
70 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 12,97313.0k $268.1k $268.1k 0.00% Added +138 +138
71 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 11,84911.8k $244.9k $244.9k 0.00% New
72 OneAscent Wealth Management LLC 0.07% of their portfolio BIRMINGHAM, AL 11,80511.8k $244.0k $244.0k 0.07% Reduced -1.9k -1,864
73 Embree Financial Group 0.02% of their portfolio Chicago, IL 11,66311.7k $241.1k $241.1k 0.02% Added +48 +48
74 INDEPENDENT FINANCIAL GROUP, LLC 0.00% of their portfolio SAN DIEGO, CA 10,09810.1k $208.7k $208.7k 0.00% New
75 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,96910.0k $206.1k $206.1k 0.00% Added +8.9k +8,857
76 Medallion Wealth Advisors, LLC 0.06% of their portfolio FARMINGTON, CT 9,8509.8k $203.6k $203.6k 0.06% Unchanged
77 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 6,0506.0k $125.1k $125.1k 0.00% Unchanged
78 Noble Wealth Management PBC 0.04% of their portfolio GREENWOOD VILLAGE, CO 4,7504.8k $98.2k $98.2k 0.04% New
79 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 3,2063.2k $66.3k $66.3k 0.00% Added +241 +241
80 N.E.W. Advisory Services LLC 0.00% of their portfolio DE PERE, WI 2,4082.4k $49.8k $49.8k 0.00% Unchanged
81 Torren Management, LLC 0.02% of their portfolio SAN DIEGO, CA 1,9131.9k $39.5k $39.5k 0.02% Added +26 +26
82 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,6351.6k $33.8k $33.8k 0.00% Unchanged
83 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,5941.6k $32.9k $32.9k 0.00% Reduced -153 -153
84 AMERIFLEX GROUP, INC. 0.01% of their portfolio LAS VEGAS, NV 1,5221.5k $31.5k $31.5k 0.01% Reduced -9 -9
85 Raleigh Capital Management Inc. 0.01% of their portfolio CARY, NC 1,4541.5k $30.1k $30.1k 0.01% Added +20 +20
86 NI ACQUISITIONS COMPANY, LLC 0.14% of their portfolio LEMOYNE, PA 1,3661.4k $336.3k $336.3k 0.14% First filing
87 Coppell Advisory Solutions LLC 0.04% of their portfolio COPPELL, TX 1,3021.3k $427.2k $427.2k 0.04% New
88 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,1821.2k $24.4k $24.4k 0.00% First filing
89 LFA - Lugano Financial Advisors SA 0.01% of their portfolio LUGANO, V8 1,0341.0k $21.4k $21.4k 0.01% New
90 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 980980 $20.3k $20.3k 0.00% Added +522 +522
91 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 551551 $11.4k $11.4k 0.00% New
92 Triumph Capital Management 0.00% of their portfolio DENVER, CO 500500 $10.3k $10.3k 0.00% Unchanged
93 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 246246 $5.1k $5.1k 0.00% Added +217 +217
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6868 $1.4k $1.4k 0.00% Reduced -980 -980
95 Silver Grove Financial Group, Inc. 0.00% of their portfolio ORCHARD PARK, NY 3535 $723 $723 0.00% New
96 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 2222 $455 $455 0.00% Added +4 +4
97 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 99 $186 $186 0.00% Unchanged
98 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11 $28 $28 0.00% New