Vault-13

DOUBLELINE ETF TRUST CAPE

SHILLER CAPE U S · ETP · CUSIP 25861R204

47 institutional holders -2 vs Q1 2026
4,666,6044.7m shares reported held*
$151.4mreported value*
5 new 11 added 16 reduced 7 sold out net sold ≈ $16.8m (-516.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.44.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 15Q4 22: 24Q1 23: 29Q2 23: 27Q3 23: 29Q4 23: 35Q1 24: 34Q2 24: 35Q3 24: 37Q4 24: 40Q1 25: 41Q2 25: 43Q3 25: 47Q4 25: 46Q1 26: 49Q2 26: 4747Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202215
Q4 202224
Q1 202329
Q2 202327
Q3 202329
Q4 202335
Q1 202434
Q2 202435
Q3 202437
Q4 202440
Q1 202541
Q2 202543
Q3 202547
Q4 202546
Q1 202649
Q2 202647

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 19 bought or addedQ3 24: 15 cut or sold outQ4 24: 24 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 14 bought or addedQ1 25: 22 cut or sold outQ2 25: 25 bought or addedQ2 25: 11 cut or sold outQ2 25Q3 25: 22 bought or addedQ3 25: 16 cut or sold outQ4 25: 18 bought or addedQ4 25: 21 cut or sold outQ4 25Q1 26: 16 bought or addedQ1 26: 22 cut or sold outQ2 26: 16 bought or addedQ2 26: 23 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241915
Q4 20242414
Q1 20251422
Q2 20252511
Q3 20252216
Q4 20251821
Q1 20261622
Q2 20261623

Biggest buyers

Foundations Investment Advisors, LLC Added +156,140+156.1k
Clear Point Advisors Inc. New +123,241+123.2k
Cambridge Investment Research Advisors, Inc. Added +22,789+22.8k
STRAIGHTLINE GROUP LLC Added +12,181+12.2k
HF Advisory Group, LLC Added +11,951+12.0k
UBS Group AG Added +9,964+10.0k
Main Street Financial Solutions, LLC Added +5,269+5.3k
BANK OF MONTREAL /CAN/ Added +4,349+4.3k
United Advisor Group, LLC Added +2,346+2.3k
HRT FINANCIAL LP Added +2,178+2.2k

Biggest sellers

Evensky & Katz LLC Reduced -489,308-489.3k
CITADEL ADVISORS LLC Reduced -116,870-116.9k
JANE STREET GROUP, LLC Sold out -86,000-86.0k
Capital Investment Advisors, LLC Reduced -40,368-40.4k
Armor Investment Advisors, LLC Sold out -33,476-33.5k
Dana Investment Advisors, Inc. Sold out -20,938-20.9k
Santori & Peters, Inc. Reduced -19,509-19.5k
CREATIVE FINANCIAL DESIGNS INC /ADV Reduced -14,440-14.4k
Csenge Advisory Group Reduced -9,630-9.6k
CIBC WORLD MARKET INC. Reduced -6,950-7.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FOUNDATIONS INVESTMENT ADVISORS, LLC 13G · institution new · filed 2025-11-03 5.1% new 514.5k≈ $16.7m 2025-11-03

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STRAIGHTLINE GROUP LLC 14.51% of their portfolio TROY, MI 948,387948.4k $30.8m $30.8m 14.51% Added +12.2k +12,181
2 Foundations Investment Advisors, LLC 0.30% of their portfolio PHOENIX, AZ 888,523888.5k $28.8m $28.8m 0.30% Added +156.1k +156,140
3 WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 6.61% of their portfolio HIGHLAND PARK, IL 807,928807.9k $26.2m $26.2m 6.61% Reduced -3.4k -3,444
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 412,233412.2k $13.4m $13.4m 0.00% Added +10.0k +9,964
5 WADDELL & ASSOCIATES, LLC 0.53% of their portfolio MEMPHIS, TN 328,686328.7k $10.7m $10.7m 0.53% Reduced -5.3k -5,264
6 Santori & Peters, Inc. 2.15% of their portfolio CANONSBURG, PA 234,697234.7k $7.6m $7.6m 2.15% Reduced -19.5k -19,509
7 HF Advisory Group, LLC 1.50% of their portfolio Annapolis, MD 149,640149.6k $4.9m $4.9m 1.50% Added +12.0k +11,951
8 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 123,579123.6k $4.0m $4.0m 0.00% Added +4.3k +4,349
9 Clear Point Advisors Inc. 3.54% of their portfolio MELVILLE, NY 123,241123.2k $4.0m $4.0m 3.54% New
10 Main Street Financial Solutions, LLC 0.21% of their portfolio NEWTOWN, PA 99,54999.5k $3.2m $3.2m 0.21% Added +5.3k +5,269
11 Csenge Advisory Group 0.12% of their portfolio CLEARWATER, FL 88,44688.4k $2.9m $2.9m 0.12% Reduced -9.6k -9,630
12 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.14% of their portfolio ORLANDO, FL 73,77473.8k $2.4m $2.4m 0.14% Unchanged
13 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 73,43273.4k $2.4m $2.4m 0.00% Added +22.8k +22,789
14 Socha Financial Group, LLC 0.62% of their portfolio CORNING, NY 47,24147.2k $1.5m $1.5m 0.62% Reduced -4.6k -4,561
15 Southeast Asset Advisors, LLC 0.11% of their portfolio THOMASVILLE, GA 33,51633.5k $1.1m $1.1m 0.11% Unchanged
16 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 28,84928.8k $934.4k $934.4k 0.00% Reduced -83 -83
17 AVAII WEALTH MANAGEMENT, LLC 0.22% of their portfolio APPLETON, WI 22,88222.9k $742.3k $742.3k 0.22% Reduced -475 -475
18 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 22,68322.7k $735.8k $735.8k 0.01% Reduced -40.4k -40,368
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,71920.7k $672.1k $672.1k 0.00% Reduced -349 -349
20 Sepio Capital, LP 0.03% of their portfolio Salt Lake City, UT 17,32117.3k $561.9k $561.9k 0.03% Unchanged
21 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 17,12217.1k $555.0k $555.0k 0.00% Added +2.2k +2,178
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,45316.5k $533.7k $533.7k 0.00% Reduced -116.9k -116,870
23 United Advisor Group, LLC 0.04% of their portfolio CINCINNATI, OH 10,77710.8k $349.6k $349.6k 0.04% Added +2.3k +2,346
24 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 8,9028.9k $288.8k $288.8k 0.00% Unchanged
25 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 8,4788.5k $275.0k $275.0k 0.00% Unchanged
26 Navis Wealth Advisors, LLC 0.10% of their portfolio RYE BROOK, NY 8,2518.3k $267.6k $267.6k 0.10% Unchanged
27 KINGSWOOD WEALTH ADVISORS, LLC 0.01% of their portfolio SAN DIEGO, CA 7,9007.9k $256.3k $256.3k 0.01% Reduced -1.8k -1,800
28 TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio MADISON, NJ 7,8677.9k $255.2k $255.2k 0.02% Added +11 +11
29 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 7,3007.3k $236.8k $236.8k 0.00% Reduced -7.0k -6,950
30 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 6,8066.8k $220.8k $220.8k 0.00% Unchanged
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 6,7916.8k $220.3k $220.3k 0.00% Reduced -805 -805
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,2273.2k $104.7k $104.7k 0.00% Unchanged
33 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 3,1223.1k $101.3k $101.3k 0.00% Unchanged
34 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 2,8462.8k $92.0k $92.0k 0.00% Unchanged
35 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 990990 $32.1k $32.1k 0.00% Reduced -14.4k -14,440
36 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 852852 $28.0k $28.0k 0.00% Reduced -929 -929
37 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 689689 $22.4k $22.4k 0.00% New
38 Evensky & Katz LLC 0.00% of their portfolio CORAL GABLES, FL 678678 $22.0k $22.0k 0.00% Reduced -489.3k -489,308
39 Creative Capital Management Investments LLC 0.00% of their portfolio SAN DIEGO, CA 519519 $16.8k $16.8k 0.00% Unchanged
40 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 500500 $16.2k $16.2k 0.00% Unchanged
41 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 400400 $13.0k $13.0k 0.00% Unchanged
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 284284 $9.2k $9.2k 0.00% New
43 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 169169 $5.5k $5.5k 0.00% Added +1 +1
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 139139 $4.5k $4.5k 0.00% Unchanged
45 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 107107 $3.5k $3.5k 0.00% New
46 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 7373 $2.4k $2.4k 0.00% Unchanged
47 Imprint Wealth LLC 0.00% of their portfolio MOUNT PLEASANT, SC 3636 $1.2k $1.2k 0.00% New