Vault-13

ISHARES TR ICVT

CONV BD ETF · ETP · CUSIP 46435G102

212 institutional holders +0 vs Q2 2023
10,891,78310.9m shares reported held*
$824.3mreported value*
29 new 83 added 68 reduced 31 sold out net bought ≈ $124.5m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $75.67. Options: 5 managers hold calls ($12.0m notional), 1 hold puts ($7.4k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 319Q1 23: 224Q2 23: 212Q3 23: 212212Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022303
Q4 2022319
Q1 2023224
Q2 2023212
Q3 2023212

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 149 bought or addedQ4 22: 160 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 234 cut or sold outQ1 23Q2 23: 93 bought or addedQ2 23: 125 cut or sold outQ2 23Q3 23: 112 bought or addedQ3 23: 99 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022149160
Q1 202382234
Q2 202393125
Q3 202311299

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 22 calls: $6.5mQ4 22 puts: $277.9kQ4 22P/C 0.04Q1 23 calls: $10.7mQ1 23 puts: $864.2kQ1 23P/C 0.08Q2 23 calls: $3.4mQ2 23 puts: $38.2kQ2 23P/C 0.01Q3 23 calls: $12.0mQ3 23 puts: $7.4kQ3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$6.5m$277.9k0.04
Q1 2023$10.7m$864.2k0.08
Q2 2023$3.4m$38.2k0.01
Q3 2023$12.0m$7.4k0.00

Biggest buyers

Financial Gravity Asset Management, Inc. Added +883,099+883.1k
BANK OF NOVA SCOTIA New +652,400+652.4k
Tradewinds Capital Management, LLC Added +617,581+617.6k
Prestige Wealth Management Group LLC New +314,824+314.8k
BANK OF AMERICA CORP /DE/ Added +200,076+200.1k
NOMURA ASSET MANAGEMENT CO LTD Added +153,720+153.7k
Thrivent Financial for Lutherans Added +141,149+141.1k
ENVESTNET ASSET MANAGEMENT INC Added +88,680+88.7k
LPL Financial LLC Added +80,920+80.9k
GeoWealth Management, LLC Added +70,589+70.6k

Biggest sellers

1832 Asset Management L.P. Sold out -907,119-907.1k
ALLIANCEBERNSTEIN L.P. Reduced -379,090-379.1k
Provida Pension Fund Administrator Reduced -248,300-248.3k
Synergy Asset Management, LLC Sold out -115,101-115.1k
AMG National Trust Bank Reduced -90,932-90.9k
New York Life Investment Management LLC Reduced -72,120-72.1k
Friedenthal Financial Sold out -51,705-51.7k
Q3 Asset Management Sold out -47,043-47.0k
CreativeOne Wealth, LLC Sold out -35,003-35.0k
BARINGS LLC Sold out -33,764-33.8k

Biggest calls

SIMPLEX TRADING, LLC Added $10.9m346.2k shares
JANE STREET GROUP, LLC Reduced $533.9k23.9k shares
CITADEL ADVISORS LLC Added $393.3k5.3k shares
Belvedere Trading LLC Unchanged $252.3k3.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $7.4k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,027,3661.0m $76.2m $76.2m 0.01% Added +200.1k +200,076
2 Financial Gravity Asset Management, Inc. 0.95% of their portfolio Lakeway, TX 922,016922.0k $84.5m $84.5m 0.95% Added +883.1k +883,099
3 BANK OF NOVA SCOTIA 0.13% of their portfolio TORONTO, A6 652,400652.4k $48.4m $48.4m 0.13% New
4 Tradewinds Capital Management, LLC 15.73% of their portfolio BELLINGHAM, WA 618,903618.9k $45.9m $45.9m 15.73% Added +617.6k +617,581
5 AMG National Trust Bank 1.21% of their portfolio GREENWOOD VILLAGE, CO 465,229465.2k $34.5m $34.5m 1.21% Reduced -90.9k -90,932
6 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 405,069405.1k $30.1m $30.1m 0.01% Reduced -22.0k -21,953
7 ASSETMARK, INC 0.12% of their portfolio CONCORD, CA 396,757396.8k $29.4m $29.4m 0.12% Added +27.3k +27,290
8 Advisory Alpha, LLC 1.51% of their portfolio HOLLAND, MI 395,316395.3k $29.3m $29.3m 1.51% Added +23.4k +23,375
9 Gradient Investments LLC 0.74% of their portfolio ARDEN HILLS, MN 378,945378.9k $28.1m $28.1m 0.74% Added +3.3k +3,324
10 Prestige Wealth Management Group LLC 5.77% of their portfolio FLEMINGTON, NJ 314,824314.8k $23.4m $23.4m 5.77% New
11 New York Life Investment Management LLC 0.25% of their portfolio New York, NY 312,780312.8k $23.2m $23.2m 0.25% Reduced -72.1k -72,120
12 NOMURA ASSET MANAGEMENT CO LTD 0.11% of their portfolio TOKYO, M0 303,296303.3k $22.5m $22.5m 0.11% Added +153.7k +153,720
13 Baker Avenue Asset Management, LP 0.98% of their portfolio SAN FRANCISCO, CA 262,625262.6k $19.5m $19.5m 0.98% Added +25.6k +25,605
14 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 223,693223.7k $16.6m $16.6m 0.01% Added +80.9k +80,920
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 206,412206.4k $15.3m $15.3m 0.01% Added +88.7k +88,680
16 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 174,623174.6k $13.0m $13.0m 0.06% Reduced -2.6k -2,604
17 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 174,275174.3k $12.9m $12.9m 0.01% Reduced -379.1k -379,090
18 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 157,720157.7k $11.7m $11.7m 0.03% Added +141.1k +141,149
19 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.75% of their portfolio SAN FRANCISCO, CA 136,502136.5k $10.1m $10.1m 0.75% Added +10.1k +10,088
20 Cornerstone Planning Group LLC 3.60% of their portfolio FAIRFIELD, NJ 127,192127.2k $9.4m $9.4m 3.60% Added +15.4k +15,388
21 AIRE ADVISORS, LLC 2.44% of their portfolio BEVERLY HILLS, CA 122,957123.0k $9.1m $9.1m 2.44% Reduced -281 -281
22 Adams Wealth Management 2.99% of their portfolio LOGAN, UT 118,734118.7k $8.8m $8.8m 2.99% Added +1.2k +1,235
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 110,960111.0k $8.2m $8.2m 0.00% Added +6.1k +6,106
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 100,819100.8k $7.5m $7.5m 0.00% Added +41.5k +41,547
25 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 97,04197.0k $7.2m $7.2m 0.01% Added +30.3k +30,307
26 GeoWealth Management, LLC 0.80% of their portfolio CHICAGO, IL 94,64694.6k $7.0m $7.0m 0.80% Added +70.6k +70,589
27 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 89,69489.7k $6.7m $6.7m 0.01% Reduced -1.7k -1,675
28 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 85,93185.9k $6.4m $6.4m 0.01% Added +6.1k +6,107
29 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 77,63977.6k $5.8m $5.8m 0.01% Added +2.5k +2,532
30 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 75,23575.2k $5.6m $5.6m 0.05% Added +7.5k +7,548
31 OPPENHEIMER ASSET MANAGEMENT INC. 0.08% of their portfolio NEW YORK, NY 69,39569.4k $5.1m $5.1m 0.08% Reduced -1.4k -1,388
32 Atria Investments, Inc 0.09% of their portfolio Charlotte, NC 68,85868.9k $5.1m $5.1m 0.09% New
33 Hilltop Partners LLC 2.09% of their portfolio MISHAWAKA, IN 66,90666.9k $5.0m $5.0m 2.09% New
34 Kades & Cheifetz LLC 3.93% of their portfolio Berwyn, PA 66,88666.9k $5.0m $5.0m 3.93% Added +898 +898
35 360 Financial, Inc. 2.96% of their portfolio WAYZATA, MN 64,44564.4k $4.8m $4.8m 2.96% Added +6.3k +6,331
36 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 63,68463.7k $4.7m $4.7m 0.03% Added +8.0k +7,975
37 OneAscent Financial Services LLC 1.18% of their portfolio BIRMINGHAM, AL 60,94560.9k $4.5m $4.5m 1.18% New
38 BlackRock Inc. 0.00% of their portfolio New York, NY 57,38157.4k $4.3m $4.3m 0.00% Added +57.0k +56,980
39 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 57,06457.1k $4.2m $4.2m 0.02% Reduced -8.6k -8,590
40 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 53,67053.7k $4.0m $4.0m 0.01% Added +30.2k +30,228
41 DARK FOREST CAPITAL MANAGEMENT LP 0.32% of their portfolio NEW YORK, NY 51,23151.2k $3.8m $3.8m 0.32% Added +7.7k +7,667
42 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 50,06050.1k $3.7m $3.7m 0.05% Reduced -2.7k -2,691
43 Baron Financial Group, LLC 2.38% of their portfolio Fair Lawn, NJ 49,30049.3k $3.7m $3.7m 2.38% Added +1.0k +1,010
44 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 45,97746.0k $3.4m $3.4m 0.04% Reduced -3.7k -3,674
45 B. Riley Wealth Advisors, Inc. 0.09% of their portfolio MEMPHIS, TN 42,46342.5k $3.2m $3.2m 0.09% Added +16.5k +16,491
46 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 41,78641.8k $3.1m $3.1m 0.03% Added +576 +576
47 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 39,88439.9k $3.0m $3.0m 0.01% Reduced -5.5k -5,538
48 HORIZON FINANCIAL SERVICES, LLC 2.32% of their portfolio WINSTON SALEM, NC 38,94038.9k $2.9m $2.9m 2.32% Added +1.7k +1,687
49 Aspire Wealth Management Corp 2.09% of their portfolio WALTHAM, MA 37,02137.0k $2.7m $2.7m 2.09% Added +1.5k +1,464
50 LPWM LLC 1.20% of their portfolio MINNEAPOLIS, MN 36,01736.0k $2.7m $2.7m 1.20% Added +353 +353
51 CAPITAL WEALTH MANAGEMENT, LLC 1.45% of their portfolio W. WARWICK, RI 35,56635.6k $2.6m $2.6m 1.45% Added +2.3k +2,251
52 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 33,97634.0k $2.5m $2.5m 0.02% Added +8.2k +8,177
53 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 33,13233.1k $2.5m $2.5m 0.02% Added +4.4k +4,429
54 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 32,56432.6k $2.4m $2.4m 0.02% Added +1.5k +1,467
55 TRUE Private Wealth Advisors 0.33% of their portfolio Salem, OR 32,31032.3k $2.4m $2.4m 0.33% Added +939 +939
56 Windham Capital Management, LLC 0.95% of their portfolio BOSTON, MA 31,79931.8k $2.4m $2.4m 0.95% Unchanged
57 Provident Wealth Management, LLC 1.12% of their portfolio BRENTWOOD, TN 31,01331.0k $2.3m $2.3m 1.12% Reduced -1.7k -1,662
58 CWM, LLC 0.01% of their portfolio OMAHA, NE 30,70330.7k $2.3m $2.3m 0.01% Added +3.4k +3,399
59 AXXCESS WEALTH MANAGEMENT, LLC 0.07% of their portfolio CARLSBAD, CA 29,21629.2k $2.2m $2.2m 0.07% Added +20.5k +20,523
60 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 28,37928.4k $2.1m $2.1m 0.01% Added +15.5k +15,490
61 Systelligence, LLC 0.57% of their portfolio BLOOMINGTON, MN 27,51627.5k $2.0m $2.0m 0.57% Reduced -31.5k -31,456
62 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 26,93726.9k $2.0m $2.0m 0.00% Reduced -2.0k -1,977
63 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 26,34426.3k $2.0m $2.0m 0.08% Added +6.3k +6,304
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 25,33825.3k $1.9m $1.9m 0.00% Added +12.2k +12,191
65 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 24,49024.5k $1.8m $1.8m 0.04% Reduced -486 -486
66 Florin Court Capital LLP 3.86% of their portfolio London, X0 24,37824.4k $1.8m $1.8m 3.86% New
67 Dynamic Advisor Solutions LLC 0.08% of their portfolio PHOENIX, AZ 24,20224.2k $1.8m $1.8m 0.08% Added +9.0k +9,037
68 Econ Financial Services Corp 1.30% of their portfolio HARRISBURG, PA 23,97524.0k $1.8m $1.8m 1.30% Reduced -15.0k -15,003
69 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 23,81523.8k $1.8m $1.8m 0.00% Reduced -11.5k -11,478
70 Tidal Investments LLC 0.05% of their portfolio Milwaukee, WI 23,30023.3k $1.7m $1.7m 0.05% Reduced -22.2k -22,205
71 Key Financial Inc 0.57% of their portfolio WEST CHESTER, PA 22,80322.8k $1.7m $1.7m 0.57% Added +470 +470
72 Comprehensive Wealth Management, LLC 1.59% of their portfolio LYNNWOOD, WA 22,78122.8k $1.7m $1.7m 1.59% Reduced -18.5k -18,545
73 Capital Asset Advisory Services LLC 0.11% of their portfolio Williamston, MI 21,63921.6k $1.6m $1.6m 0.11% Reduced -1.7k -1,663
74 Prime Capital Investment Advisors, LLC 0.03% of their portfolio OVERLAND PARK, KS 20,82820.8k $1.5m $1.5m 0.03% Added +4.2k +4,167
75 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,60920.6k $1.5m $1.5m 0.00% Added +3.6k +3,608
76 Ascent Group, LLC 0.16% of their portfolio VIRGINIA BEACH, VA 20,18320.2k $1.4m $1.4m 0.16% New
77 Modera Wealth Management, LLC 0.03% of their portfolio WESTWOOD, NJ 19,82819.8k $1.5m $1.5m 0.03% Reduced -446 -446
78 PURSUE WEALTH PARTNERS LLC 0.93% of their portfolio ALAMO, CA 17,65017.6k $1.3m $1.3m 0.93% Unchanged
79 Algorithmic Investment Models, LLC 0.92% of their portfolio Boston, MA 17,13417.1k $1.3m $1.3m 0.92% New
80 HOHIMER WEALTH MANAGEMENT, LLC 0.32% of their portfolio SEATTLE, WA 15,04615.0k $1.1m $1.1m 0.32% Reduced -5.3k -5,292
81 Hall Private Wealth Advisors 0.70% of their portfolio SAN DIEGO, CA 14,03314.0k $1.0m $1.0m 0.70% Unchanged
82 Northwest Capital Management Inc 0.39% of their portfolio Lake Oswego, OR 13,75213.8k $1.0m $1.0m 0.39% Reduced -961 -961
83 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 13,37413.4k $992.5k $992.5k 0.00% Unchanged
84 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 13,08113.1k $970.8k $970.8k 0.01% Added +2.0k +2,003
85 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 12,88712.9k $956.3k $956.3k 0.01% Reduced -8.2k -8,177
86 Palogic Value Management, L.P. 0.47% of their portfolio DALLAS, TX 12,81312.8k $950.9k $950.9k 0.47% Added +3.9k +3,857
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,71912.7k $943.9k $943.9k 0.00% Added +775 +775
88 Herold Advisors, Inc. 0.28% of their portfolio New York, NY 12,56012.6k $932.1k $932.1k 0.28% Unchanged
89 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.52% of their portfolio Phoenix, AZ 12,30612.3k $913.2k $913.2k 0.52% Reduced -1.0k -1,001
90 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 11,02011.0k $818.0k $818.0k 0.04% Reduced -2.6k -2,624
91 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 10,55910.6k $783.6k $783.6k 0.02% Reduced -44 -44
92 Eudaimonia Partners, LLC 0.19% of their portfolio Winchester, TN 10,48310.5k $777.9k $777.9k 0.19% Added +104 +104
93 Archer Investment Corp 0.27% of their portfolio Carmel, IN 10,42410.4k $773.6k $773.6k 0.27% Reduced -500 -500
94 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 10,05510.1k $746.2k $746.2k 0.00% First filing
95 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 10,02010.0k $743.6k $743.6k 0.05% Reduced -1.0k -1,039
96 Windsor Capital Management, LLC 0.26% of their portfolio Phoenix, AZ 9,99910.0k $742.0k $742.0k 0.26% Added +774 +774
97 Richard W. Paul & Associates, LLC 0.33% of their portfolio NOVI, MI 9,7659.8k $724.7k $724.7k 0.33% Reduced -140 -140
98 Anfield Capital Management, LLC 0.34% of their portfolio IRVINE, CA 9,5789.6k $710.8k $710.8k 0.34% Added +630 +630
99 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 9,2389.2k $685.6k $685.6k 0.01% Added +2.6k +2,624
100 Onyx Bridge Wealth Group LLC 0.15% of their portfolio TARRYTOWN, NY 8,6248.6k $640.0k $640.0k 0.15% Reduced -6.8k -6,843