Vault-13

SPDR SER TR XTN

S&P TRANSN ETF · ETP · CUSIP 78464A532

85 institutional holders +0 vs Q2 2023
816,418816.4k shares reported held*
$61.2mreported value*
12 new 18 added 24 reduced 13 sold out net sold ≈ $3.1m (-42.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $74.93. Options: 1 managers hold calls ($389.6k notional), 1 hold puts ($15.0k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 80Q4 22: 100Q1 23: 94Q2 23: 85Q3 23: 8585Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202280
Q4 2022100
Q1 202394
Q2 202385
Q3 202385

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 39 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 30 bought or addedQ1 23: 43 cut or sold outQ1 23Q2 23: 25 bought or addedQ2 23: 48 cut or sold outQ2 23Q3 23: 30 bought or addedQ3 23: 37 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223934
Q1 20233043
Q2 20232548
Q3 20233037

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ4 22 calls: $551.1kQ4 22 puts: $692.4kQ4 22P/C 1.26Q1 23 calls: $775.4kQ1 23 puts: $645.0kQ1 23P/C 0.83Q2 23 calls: $803.9kQ2 23 puts: $628.0kQ2 23P/C 0.78Q3 23 calls: $389.6kQ3 23 puts: $15.0kQ3 23P/C 0.04
Numbers
QuarterCallsPutsP/C
Q4 2022$551.1k$692.4k1.26
Q1 2023$775.4k$645.0k0.83
Q2 2023$803.9k$628.0k0.78
Q3 2023$389.6k$15.0k0.04

Biggest buyers

IMC-Chicago, LLC New +25,934+25.9k
CX Institutional New +22,742+22.7k
Qube Research & Technologies Ltd Added +21,371+21.4k
Baker Avenue Asset Management, LP New +20,903+20.9k
ROYAL BANK OF CANADA Added +18,271+18.3k
CITADEL ADVISORS LLC New +15,381+15.4k
FSA WEALTH PARTNERS, INC. New +9,969+10.0k
Focus Financial Network, Inc. New +6,012+6.0k
OSAIC HOLDINGS, INC. Added +4,484+4.5k
PRUDENTIAL FINANCIAL INC New +3,473+3.5k

Biggest sellers

Synergy Asset Management, LLC Sold out -42,711-42.7k
Gladstone Institutional Advisory LLC Sold out -35,772-35.8k
LPL Financial LLC Reduced -23,579-23.6k
WELLS FARGO & COMPANY/MN Reduced -18,237-18.2k
STEPHENS INC /AR/ Sold out -14,954-15.0k
BANK OF AMERICA CORP /DE/ Reduced -14,742-14.7k
WIN ADVISORS, INC Sold out -12,311-12.3k
NOMURA ASSET MANAGEMENT CO LTD Reduced -6,800-6.8k
CREDIT SUISSE AG/ Reduced -6,411-6.4k
AlphaStar Capital Management, LLC Sold out -4,960-5.0k

Biggest calls

Belvedere Trading LLC Reduced $389.6k5.2k shares

Biggest puts

Belvedere Trading LLC Reduced $15.0k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 94,08394.1k $7.0m $7.0m 0.00% Reduced -14.7k -14,742
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 93,54893.5k $7.0m $7.0m 0.00% Added +297 +297
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 57,46157.5k $4.3m $4.3m 0.00% Reduced -23.6k -23,579
4 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 46,50946.5k $3.5m $3.5m 0.00% Reduced -1.6k -1,634
5 Genesee Capital Advisors, LLC 2.43% of their portfolio AUBURN, NY 45,18545.2k $3.4m $3.4m 2.43% Reduced -2.3k -2,255
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 29,82629.8k $2.2m $2.2m 0.00% Reduced -18.2k -18,237
7 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 26,70326.7k $2.0m $2.0m 0.00% Added +4.5k +4,484
8 IMC-Chicago, LLC 0.13% of their portfolio CHICAGO, IL 25,93425.9k $1.9m $1.9m 0.13% New
9 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 23,14023.1k $1.7m $1.7m 0.01% Added +21.4k +21,371
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 22,80922.8k $1.7m $1.7m 0.00% Added +18.3k +18,271
11 CX Institutional 0.09% of their portfolio AUBURN, IN 22,74222.7k $1.7m $1.7m 0.09% New
12 Nilsine Partners, LLC 0.25% of their portfolio GREENWOOD VILLAGE, CO 22,43322.4k $1.7m $1.7m 0.25% Unchanged
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 21,56921.6k $1.6m $1.6m 0.00% Reduced -791 -791
14 Baker Avenue Asset Management, LP 0.08% of their portfolio SAN FRANCISCO, CA 20,90320.9k $1.6m $1.6m 0.08% New
15 TRUST CO OF OKLAHOMA 0.61% of their portfolio TULSA, OK 20,45620.5k $1.5m $1.5m 0.61% Unchanged
16 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,54818.5k $1.4m $1.4m 0.00% Reduced -178 -178
17 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 16,04116.0k $1.2m $1.2m 0.02% Reduced -436 -436
18 HOLLENCREST CAPITAL MANAGEMENT 0.14% of their portfolio NEWPORT BEACH, CA 16,00016.0k $1.2m $1.2m 0.14% Unchanged
19 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,38115.4k $1.2m $1.2m 0.00% New
20 Syntegra Private Wealth Group, LLC 0.16% of their portfolio Chesterfield, MO 13,44813.4k $1.0m $1.0m 0.16% Reduced -59 -59
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,81211.8k $884.9k $884.9k 0.00% Added +2.4k +2,352
22 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 11,07411.1k $830.0k $830.0k 0.04% Added +3.3k +3,321
23 FSA WEALTH PARTNERS, INC. 0.36% of their portfolio Rockville, MD 9,96910.0k $746.9k $746.9k 0.36% New
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,7969.8k $733.9k $733.9k 0.00% Reduced -854 -854
25 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,9859.0k $673.1k $673.1k 0.00% Reduced -496 -496
26 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,7708.8k $657.0k $657.0k 0.00% Added +2.0k +1,962
27 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,5798.6k $642.7k $642.7k 0.00% Reduced -99 -99
28 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,1478.1k $610.4k $610.4k 0.00% Unchanged
29 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 7,8717.9k $589.7k $589.7k 0.01% Added +629 +629
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,5077.5k $562.0k $562.0k 0.00% Added +18 +18
31 Composition Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 6,7136.7k $502.9k $502.9k 0.02% Reduced -67 -67
32 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 6,0126.0k $450.4k $450.4k 0.03% New
33 Gryphon Financial Partners LLC 0.09% of their portfolio COLUMBUS, OH 4,8004.8k $359.6k $359.6k 0.09% Unchanged
34 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 4,5064.5k $337.6k $337.6k 0.00% Reduced -6.8k -6,800
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 4,4924.5k $336.5k $336.5k 0.00% Reduced -108 -108
36 Cadent Capital Advisors, LLC 0.15% of their portfolio TULSA, OK 4,1884.2k $313.8k $313.8k 0.15% Added +10 +10
37 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 3,9684.0k $297.0k $297.0k 0.00% Added +6 +6
38 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 3,8353.8k $287.3k $287.3k 0.00% Reduced -398 -398
39 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 3,6873.7k $276.2k $276.2k 0.00% Reduced -6.4k -6,411
40 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 3,4733.5k $260.2k $260.2k 0.00% New
41 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 3,4503.5k $258.5k $258.5k 0.01% Added +100 +100
42 B&D White Capital Company, LLC 0.09% of their portfolio Lakeway, TX 3,2593.3k $244.2k $244.2k 0.09% Added +8 +8
43 RETIREMENT INCOME SOLUTIONS, INC 0.06% of their portfolio ANN ARBOR, MI 2,7772.8k $208.1k $208.1k 0.06% Unchanged
44 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,7582.8k $206.6k $206.6k 0.00% Reduced -397 -397
45 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 2,0782.1k $155.7k $155.7k 0.01% Added +1.0k +1,016
46 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,2471.2k $93.4k $93.4k 0.00% Unchanged
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,1021.1k $82.6k $82.6k 0.00% Reduced -66 -66
48 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 962962 $72.1k $72.1k 0.00% New
49 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 921921 $69.0k $69.0k 0.01% First filing
50 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 700700 $52.0k $52.0k 0.00% Unchanged
51 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 564564 $48.0k $48.0k 0.00% Reduced -80 -80
52 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 500500 $37.5k $37.5k 0.00% Unchanged
53 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 500500 $37.5k $37.5k 0.00% Unchanged
54 COMERICA BANK 0.00% of their portfolio DALLAS, TX 477477 $35.7k $35.7k 0.00% New
55 SHEETS SMITH WEALTH MANAGEMENT 0.00% of their portfolio WINSTON-SALEM, NC 433433 $32.4k $32.4k 0.00% New
56 Global Financial Private Client, LLC 0.02% of their portfolio Sarasota, FL 425425 $31.4k $31.4k 0.02% Unchanged
57 Financial Freedom, LLC 0.02% of their portfolio CINCINNATI, OH 408408 $30.6k $30.6k 0.02% Unchanged
58 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 400400 $30.0k $30.0k 0.00% New
59 FMR LLC 0.00% of their portfolio BOSTON, MA 299299 $22.4k $22.4k 0.00% Added +6 +6
60 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 250250 $18.5k $18.5k 0.00% Reduced -78 -78
61 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 235235 $17.6k $17.6k 0.00% Reduced -235 -235
62 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 213213 $15.9k $15.9k 0.00% Added +1 +1
63 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 213213 $15.0k $15.0k 0.00% Added +181 +181
64 BROWN, LISLE/CUMMINGS, INC. 0.01% of their portfolio PROVIDENCE, RI 200200 $15.0k $15.0k 0.01% Unchanged
65 Norwood Financial Corp 0.02% of their portfolio Honesdale, PA 200200 $15.0k $15.0k 0.02% Unchanged
66 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 177177 $13.3k $13.3k 0.00% Unchanged
67 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 124124 $9.3k $9.3k 0.00% Unchanged
68 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 100100 $7.5k $7.5k 0.00% Reduced -239 -239
69 Beaird Harris Wealth Management, LLC 0.00% of their portfolio DALLAS, TX 9292 $6.9k $6.9k 0.00% Added +1 +1
70 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 6565 $4.9k $4.9k 0.00% Unchanged
71 New Millennium Group LLC 0.00% of their portfolio SANDY, UT 5454 $4.0k $4.0k 0.00% Unchanged
72 Costello Asset Management, INC 0.00% of their portfolio FEASTERVILLE, PA 5353 $4.0k $4.0k 0.00% Unchanged
73 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5151 $3.8k $3.8k 0.00% Unchanged
74 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 5050 $4.2k $4.2k 0.00% Unchanged
75 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3636 $2.7k $2.7k 0.00% Unchanged
76 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 3232 $2.4k $2.4k 0.00% Unchanged
77 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3030 $2.2k $2.2k 0.00% New
78 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 2020 $1.5k $1.5k 0.00% Unchanged
79 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1616 $1.2k $1.2k 0.00% Reduced -203 -203
80 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1515 $1.1k $1.1k 0.00% Unchanged
81 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 1313 $974 $974 0.00% Unchanged
82 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1111 $824 $824 0.00% Unchanged
83 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 55 $375 $375 0.00% Unchanged
84 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $75 $75 0.00% Unchanged
85 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged