Vault-13

VANGUARD INDEX FDS VUG

GROWTH ETF · ETP · CUSIP 922908736

1,839 institutional holders +11 vs Q2 2023
211,563,449211.6m shares reported held*
$57.3bnreported value*
92 new 750 added 654 reduced 81 sold out net sold ≈ $48.2m (-19.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($357.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $271.02. Options: 7 managers hold calls ($33.5m notional), 7 hold puts ($18.3m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,558Q4 22: 1,671Q1 23: 1,722Q2 23: 1,828Q3 23: 1,8391,839Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20221,558
Q4 20221,671
Q1 20231,722
Q2 20231,828
Q3 20231,839

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 767 bought or addedQ4 22: 652 cut or sold outQ4 22Q1 23: 815 bought or addedQ1 23: 698 cut or sold outQ1 23Q2 23: 830 bought or addedQ2 23: 731 cut or sold outQ2 23Q3 23: 842 bought or addedQ3 23: 735 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022767652
Q1 2023815698
Q2 2023830731
Q3 2023842735

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ4 22 calls: $25.7mQ4 22 puts: $8.4mQ4 22P/C 0.32Q1 23 calls: $32.5mQ1 23 puts: $11.4mQ1 23P/C 0.35Q2 23 calls: $57.0mQ2 23 puts: $13.5mQ2 23P/C 0.24Q3 23 calls: $33.5mQ3 23 puts: $18.3mQ3 23P/C 0.55
Numbers
QuarterCallsPutsP/C
Q4 2022$25.7m$8.4m0.32
Q1 2023$32.5m$11.4m0.35
Q2 2023$57.0m$13.5m0.24
Q3 2023$33.5m$18.3m0.55

Biggest buyers

EP Wealth Advisors, LLC Added +2,544,151+2.5m
Strategic Investment Solutions, Inc. /IL Added +931,313+931.3k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC New +779,486+779.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +479,190+479.2k
MORGAN STANLEY Added +350,950+350.9k
OSAIC HOLDINGS, INC. Added +229,751+229.8k
Retirement Investment Advisors, Inc. Added +194,615+194.6k
Kensington Asset Management, LLC Added +175,600+175.6k
CAPTRUST FINANCIAL ADVISORS Added +173,906+173.9k
US BANCORP \DE\ Added +170,553+170.6k

Biggest sellers

Bishop & Co Investment Management, LLC Reduced -21,834,223-21.8m
BANK OF AMERICA CORP /DE/ Reduced -2,129,375-2.1m
ENVESTNET ASSET MANAGEMENT INC Reduced -856,123-856.1k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -844,277-844.3k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -503,673-503.7k
JONES FINANCIAL COMPANIES LLLP Reduced -371,133-371.1k
Financial Engines Advisors L.L.C. Reduced -331,780-331.8k
CreativeOne Wealth, LLC Reduced -205,159-205.2k
AE Wealth Management LLC Reduced -175,567-175.6k
Impact Partnership Wealth, LLC Reduced -164,487-164.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $27.2m99.9k shares
CITADEL ADVISORS LLC Reduced $2.7m9.8k shares
Qube Research & Technologies Ltd New $1.6m5.9k shares
WOLVERINE TRADING, LLC New $1.5m5.6k shares
Private Advisor Group, LLC New $230.1k84.5k shares
Belvedere Trading LLC Reduced $217.8k800 shares
Cutler Group LLC / CA Added $5.0k3.4k shares

Biggest puts

CITADEL ADVISORS LLC Added $6.3m23.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.9m21.6k shares
WOLVERINE TRADING, LLC New $4.8m17.5k shares
Qube Research & Technologies Ltd New $1.1m4.0k shares
BANK OF AMERICA CORP /DE/ Reduced $136.2k500 shares
Belvedere Trading LLC Unchanged $27.2k100 shares
Cutler Group LLC / CA Added $7.0k3.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 1.31% of their portfolio CHARLOTTE, NC 39,057,43739.1m $10.6bn $10.6bn 1.31% Reduced -2.1m -2,129,375
2 JONES FINANCIAL COMPANIES LLLP 8.03% of their portfolio DES PERES, MO 17,936,88617.9m $4.9bn $4.9bn 8.03% Reduced -371.1k -371,133
3 MORGAN STANLEY 0.34% of their portfolio NEW YORK, NY 12,252,91612.3m $3.3bn $3.3bn 0.34% Added +350.9k +350,950
4 Financial Engines Advisors L.L.C. 7.24% of their portfolio SANTA CLARA, CA 10,116,35210.1m $2.8bn $2.8bn 7.24% Reduced -331.8k -331,780
5 ENVESTNET ASSET MANAGEMENT INC 1.15% of their portfolio Berwyn, PA 9,196,0629.2m $2.5bn $2.5bn 1.15% Reduced -856.1k -856,123
6 UBS Group AG 0.66% of their portfolio ZURICH, V8 5,324,0985.3m $1.4bn $1.4bn 0.66% Reduced -31.7k -31,659
7 LPL Financial LLC 0.86% of their portfolio FORT MILL, SC 4,482,9414.5m $1.2bn $1.2bn 0.86% Added +150.6k +150,564
8 TIAA TRUST, NATIONAL ASSOCIATION 3.31% of their portfolio CHARLOTTE, NC 3,372,3493.4m $918.3m $918.3m 3.31% First filing
9 WELLS FARGO & COMPANY/MN 0.26% of their portfolio SAN FRANCISCO, CA 3,110,0913.1m $846.9m $846.9m 0.26% Reduced -7.4k -7,356
10 FMR LLC 0.07% of their portfolio BOSTON, MA 3,073,2673.1m $836.9m $836.9m 0.07% Reduced -80.4k -80,444
11 AMERIPRISE FINANCIAL INC 0.27% of their portfolio MINNEAPOLIS, MN 3,019,8063.0m $821.2m $821.2m 0.27% Added +45.6k +45,572
12 EP Wealth Advisors, LLC 11.97% of their portfolio TORRANCE, CA 2,833,8262.8m $771.7m $771.7m 11.97% Added +2.5m +2,544,151
13 RWA WEALTH PARTNERS, LLC 16.13% of their portfolio BOSTON, MA 2,718,6732.7m $740.3m $740.3m 16.13% Added +33.3k +33,345
14 Mill Creek Capital Advisors, LLC 22.50% of their portfolio Conshohocken, PA 2,486,3082.5m $677.0m $677.0m 22.50% Reduced -41.9k -41,865
15 PNC Financial Services Group, Inc. 0.57% of their portfolio Pittsburgh, PA 2,448,6412.4m $666.8m $666.8m 0.57% Added +25.8k +25,843
16 D.A. DAVIDSON & CO. 5.76% of their portfolio GREAT FALLS, MT 1,949,9151.9m $531.0m $531.0m 5.76% Reduced -9.7k -9,747
17 Bank of New York Mellon Corp 0.11% of their portfolio NEW YORK, NY 1,897,7481.9m $516.8m $516.8m 0.11% Added +56.6k +56,583
18 ROYAL BANK OF CANADA 0.15% of their portfolio TORONTO, A6 1,891,4671.9m $515.1m $515.1m 0.15% Added +21.2k +21,247
19 SEI INVESTMENTS CO 0.82% of their portfolio OAKS, PA 1,670,9431.7m $455.0m $455.0m 0.82% Added +11.2k +11,214
20 COMMONWEALTH EQUITY SERVICES, LLC 0.94% of their portfolio WALTHAM, MA 1,663,6411.7m $453.0m $453.0m 0.94% Added +47.5k +47,533
21 OSAIC HOLDINGS, INC. 0.65% of their portfolio SCOTTSDALE, AZ 1,606,9711.6m $437.8m $437.8m 0.65% Added +229.8k +229,751
22 GOLDMAN SACHS GROUP INC 0.11% of their portfolio NEW YORK, NY 1,572,3411.6m $428.2m $428.2m 0.11% Added +23.8k +23,813
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.55% of their portfolio MILWAUKEE, WI 1,553,0141.6m $422.9m $422.9m 0.55% Reduced -62.9k -62,862
24 Mariner, LLC 0.97% of their portfolio Overland Park, KS 1,326,1801.3m $361.1m $361.1m 0.97% Added +64.4k +64,368
25 Raymond James Financial Services Advisors, Inc. 0.62% of their portfolio ST. PETERSBURG, FL 1,253,0141.3m $341.2m $341.2m 0.62% Reduced -23.3k -23,349
26 HighTower Advisors, LLC 0.60% of their portfolio CHICAGO, IL 1,172,8131.2m $319.4m $319.4m 0.60% Added +53.7k +53,720
27 Performance Wealth Partners, LLC 14.70% of their portfolio HINSDALE, IL 1,110,2771.1m $302.3m $302.3m 14.70% Added +31.5k +31,462
28 TRUIST FINANCIAL CORP 0.49% of their portfolio CHARLOTTE, NC 1,075,8961.1m $293.0m $293.0m 0.49% Added +127.3k +127,309
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.74% of their portfolio IRVING, TX 975,801975.8k $265.7m $265.7m 1.74% Reduced -503.7k -503,673
30 MISSION WEALTH MANAGEMENT, LP 9.98% of their portfolio Santa Barbara, CA 968,153968.2k $263.6m $263.6m 9.98% Added +15.1k +15,148
31 CHOREO, LLC 9.27% of their portfolio ROCKFORD, IL 961,416961.4k $261.8m $261.8m 9.27% Reduced -8.0k -7,987
32 Wellspring Financial Advisors, LLC 2.08% of their portfolio CLEVELAND, OH 945,802945.8k $7.1m $7.1m 2.08% Added +8 +8
33 Strategic Investment Solutions, Inc. /IL 3.28% of their portfolio ORLAND PARK, IL 939,716939.7k $266.0m $266.0m 3.28% Added +931.3k +931,313
34 Balentine LLC 8.30% of their portfolio ATLANTA, GA 912,712912.7k $248.5m $248.5m 8.30% Added +16.3k +16,326
35 CAPTRUST FINANCIAL ADVISORS 0.94% of their portfolio RALEIGH, NC 907,370907.4k $247.1m $247.1m 0.94% Added +173.9k +173,906
36 RAYMOND JAMES & ASSOCIATES 0.20% of their portfolio ST PETERSBURG, FL 888,971889.0k $242.1m $242.1m 0.20% Added +20.5k +20,474
37 Modera Wealth Management, LLC 4.32% of their portfolio WESTWOOD, NJ 842,369842.4k $229.4m $229.4m 4.32% Added +22.2k +22,232
38 Retirement Investment Advisors, Inc. 20.16% of their portfolio OKLAHOMA CITY, OK 813,010813.0k $221.4m $221.4m 20.16% Added +194.6k +194,615
39 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 801,455801.5k $218.2m $218.2m 0.03% Added +103.8k +103,829
40 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.06% of their portfolio SAN FRANCISCO, CA 779,486779.5k $212.3m $212.3m 0.06% New
41 STIFEL FINANCIAL CORP 0.26% of their portfolio ST. LOUIS, MO 687,580687.6k $187.2m $187.2m 0.26% Added +38.1k +38,060
42 Equitable Holdings, Inc. 2.68% of their portfolio NEW YORK, NY 684,966685.0k $186.5m $186.5m 2.68% Reduced -105.3k -105,261
43 MML INVESTORS SERVICES, LLC 1.03% of their portfolio SPRINGFIELD, MA 683,445683.4k $186.1m $186.1m 1.03% Reduced -16.3k -16,330
44 Merit Financial Group, LLC 6.09% of their portfolio ALPHARETTA, GA 682,363682.4k $185.8m $185.8m 6.09% Added +12.2k +12,224
45 Northeast Financial Consultants Inc 11.60% of their portfolio WESTPORT, CT 679,654679.7k $185.1m $185.1m 11.60% Added +6.3k +6,287
46 CBIZ Investment Advisory Services, LLC 16.79% of their portfolio INDEPENDENCE, OH 671,274671.3k $182.8m $182.8m 16.79% Reduced -116.8k -116,751
47 Corient Private Wealth LP 0.42% of their portfolio MIAMI, FL 671,099671.1k $180.8m $180.8m 0.42% Added +13.7k +13,719
48 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 5.99% of their portfolio LOS ANGELES, CA 650,573650.6k $177.2m $177.2m 5.99% Reduced -28.3k -28,294
49 J.P. Morgan Private Wealth Advisors LLC 0.46% of their portfolio SAN FRANCISCO, CA 588,796588.8k $160.3m $160.3m 0.46% Reduced -9.5k -9,519
50 MATHER GROUP, LLC. 2.71% of their portfolio CHICAGO, IL 560,151560.2k $152.5m $152.5m 2.71% Reduced -41.7k -41,700
51 MONETA GROUP INVESTMENT ADVISORS LLC 3.35% of their portfolio ST LOUIS, MO 542,306542.3k $147.7m $147.7m 3.35% Added +25.3k +25,302
52 Waverly Advisors, LLC 6.41% of their portfolio BIRMINGHAM, AL 539,066539.1k $146.8m $146.8m 6.41% Added +15.6k +15,589
53 Cetera Investment Advisers 1.24% of their portfolio SCHAUMBURG, IL 528,851528.9k $144.0m $144.0m 1.24% Added +23.5k +23,462
54 Cullen/Frost Bankers, Inc. 2.39% of their portfolio San Antonio, TX 504,559504.6k $137.4m $137.4m 2.39% Added +22.7k +22,689
55 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.44% of their portfolio PLYMOUTH, MN 490,342490.3k $133.5m $133.5m 0.44% Added +479.2k +479,190
56 Truepoint, Inc. 4.26% of their portfolio CINCINNATI, OH 485,978486.0k $132.3m $132.3m 4.26% Reduced -17.6k -17,565
57 ASSETMARK, INC 0.52% of their portfolio CONCORD, CA 480,417480.4k $130.8m $130.8m 0.52% Reduced -12.5k -12,526
58 Garde Capital, Inc. 11.13% of their portfolio SEATTLE, WA 479,883479.9k $130.7m $130.7m 11.13% Reduced -15.2k -15,184
59 Cetera Advisor Networks LLC 0.76% of their portfolio EL SEGUNDO, CA 440,607440.6k $120.0m $120.0m 0.76% Added +121.5k +121,503
60 AE Wealth Management LLC 0.71% of their portfolio TOPEKA, KS 434,590434.6k $118.3m $118.3m 0.71% Reduced -175.6k -175,567
61 Cambridge Investment Research Advisors, Inc. 0.54% of their portfolio FAIRFIELD, IA 423,669423.7k $115.4m $115.4m 0.54% Reduced -1.5k -1,473
62 Envestnet Portfolio Solutions, Inc. 0.52% of their portfolio BERWYN, PA 406,594406.6k $110.7m $110.7m 0.52% First filing
63 Waldron Private Wealth LLC 5.57% of their portfolio BRIDGEVILLE, PA 394,117394.1k $107.3m $107.3m 5.57% Added +2.0k +2,013
64 Private Advisor Group, LLC 0.95% of their portfolio MORRISTOWN, NJ 388,830388.8k $105.9m $105.9m 0.95% Reduced -19.3k -19,300
65 MERCER GLOBAL ADVISORS INC /ADV 0.39% of their portfolio DENVER, CO 376,086376.1k $102.4m $102.4m 0.39% Added +146.6k +146,589
66 Gratus Capital, LLC 6.98% of their portfolio ATLANTA, GA 374,513374.5k $102.0m $102.0m 6.98% Reduced -21.2k -21,211
67 BANK OF HAWAII 5.85% of their portfolio HONOLULU, HI 373,426373.4k $101.7m $101.7m 5.85% Reduced -6.6k -6,605
68 US BANCORP \DE\ 0.16% of their portfolio MINNEAPOLIS, MN 368,975369.0k $100.0m $100.0m 0.16% Added +170.6k +170,553
69 BOK Financial Private Wealth, Inc. 8.78% of their portfolio DENVER, CO 368,709368.7k $100.4m $100.4m 8.78% Added +775 +775
70 INVICTUS PRIVATE WEALTH, LLC 10.94% of their portfolio Denver, CO 367,283367.3k $100.0m $100.0m 10.94% Added +6.9k +6,882
71 Beacon Pointe Advisors, LLC 1.24% of their portfolio NEWPORT BEACH, CA 363,368363.4k $99.0m $99.0m 1.24% Added +104.4k +104,365
72 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.06% of their portfolio Toronto, A6 357,741357.7k $97.4m $97.4m 0.06% Reduced -26.6k -26,615
73 COLDSTREAM CAPITAL MANAGEMENT INC 3.18% of their portfolio BELLEVUE, WA 357,433357.4k $97.3m $97.3m 3.18% Reduced -16.7k -16,732
74 Kensington Asset Management, LLC 10.06% of their portfolio AUSTIN, TX 355,000355.0k $96.7m $96.7m 10.06% Added +175.6k +175,600
75 Kestra Advisory Services, LLC 0.95% of their portfolio AUSTIN, TX 354,003354.0k $96.4m $96.4m 0.95% Added +60.9k +60,878
76 STEPHENS GROUP ASSET MANAGEMENT, LLC 10.32% of their portfolio LITTLE ROCK, AR 351,770351.8k $95.8m $95.8m 10.32% Reduced -78.5k -78,536
77 B. Riley Wealth Advisors, Inc. 2.57% of their portfolio MEMPHIS, TN 348,674348.7k $94.9m $94.9m 2.57% Added +42.5k +42,543
78 CWM, LLC 0.57% of their portfolio OMAHA, NE 344,016344.0k $93.7m $93.7m 0.57% Added +1.8k +1,839
79 WOODMONT INVESTMENT COUNSEL LLC 9.48% of their portfolio NASHVILLE, TN 329,090329.1k $89.6m $89.6m 9.48% Added +14.1k +14,149
80 Venturi Wealth Management, LLC 6.93% of their portfolio AUSTIN, TX 323,924323.9k $88.2m $88.2m 6.93% Added +19.9k +19,946
81 Atria Wealth Solutions, Inc. 1.23% of their portfolio NEW YORK, NY 322,310322.3k $87.8m $87.8m 1.23% Reduced -4.3k -4,327
82 Wealthspire Advisors, LLC 1.43% of their portfolio NEW YORK, NY 318,833318.8k $86.8m $86.8m 1.43% Added +34.6k +34,569
83 Baird Financial Group, Inc. 0.23% of their portfolio MILWAUKEE, WI 305,319305.3k $83.1m $83.1m 0.23% Reduced -2.0k -2,034
84 Sumitomo Mitsui DS Asset Management Company, Ltd 1.26% of their portfolio TOKYO, M0 298,613298.6k $81.3m $81.3m 1.26% Reduced -14.0k -14,000
85 NewEdge Advisors, LLC 0.88% of their portfolio NEW ORLEANS, LA 293,996294.0k $80.1m $80.1m 0.88% Added +50.9k +50,908
86 CITIGROUP INC 0.11% of their portfolio NEW YORK, NY 289,471289.5k $78.8m $78.8m 0.11% Added +118.8k +118,809
87 Strategies Wealth Advisors, LLC 15.48% of their portfolio GRAND RAPIDS, MI 289,384289.4k $78.8m $78.8m 15.48% Added +10.4k +10,351
88 MOSAIC FAMILY WEALTH PARTNERS, LLC 15.65% of their portfolio ST. LOUIS, MO 286,911286.9k $78.1m $78.1m 15.65% Reduced -1.5k -1,496
89 CSM Advisors, LLC 6.83% of their portfolio WARRENDALE, PA 286,687286.7k $78.1m $78.1m 6.83% Unchanged
90 CENTRAL TRUST Co 2.22% of their portfolio JEFFERSON CITY, MO 282,329282.3k $76.9m $76.9m 2.22% Reduced -6.0k -5,982
91 NSI Retail Advisors, LLC 16.49% of their portfolio WARRENDALE, PA 281,887281.9k $76.8m $76.8m 16.49% Unchanged
92 Financial Synergies Wealth Advisors, Inc. 10.85% of their portfolio HOUSTON, TX 275,868275.9k $75.1m $75.1m 10.85% Added +2.1k +2,082
93 Orion Porfolio Solutions, LLC 0.87% of their portfolio OMAHA, NE 265,703265.7k $72.4m $72.4m 0.87% Reduced -4.1k -4,094
94 Orion Portfolio Solutions, LLC 0.87% of their portfolio Omaha, NE 265,703265.7k $72.4m $72.4m 0.87% Reduced -4.1k -4,094
95 Martel Wealth Advisors LLC 17.72% of their portfolio VANCOUVER, WA 261,569261.6k $71.2m $71.2m 17.72% Reduced -5.5k -5,494
96 VISTA CAPITAL PARTNERS, INC. 10.50% of their portfolio PORTLAND, OR 257,925257.9k $70.2m $70.2m 10.50% Reduced -9.1k -9,100
97 BRANDYWINE OAK PRIVATE WEALTH LLC 8.34% of their portfolio Kennett Square, PA 257,431257.4k $70.1m $70.1m 8.34% Reduced -7.2k -7,164
98 PATHSTONE FAMILY OFFICE, LLC 0.53% of their portfolio ENGLEWOOD, NJ 248,947248.9k $67.8m $67.8m 0.53% Added +63.1k +63,094
99 Peninsula Wealth, LLC 15.73% of their portfolio SAN FRANCISCO, CA 248,266248.3k $67.2m $67.2m 15.73% Added +1.8k +1,761
100 Brookstone Capital Management 1.48% of their portfolio WHEATON, IL 246,224246.2k $67.4m $67.4m 1.48% Reduced -51.6k -51,589