Vault-13

BELPOINTE PREP LLC OZ

UNIT RP LTD LB A · Common Stock · CUSIP 080694102

40 institutional holders +0 vs Q2 2023
1,190,2851.2m shares reported held*
$102.0mreported value*
4 new 7 added 6 reduced 4 sold out net sold ≈ $17.5m (-204.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $85.73.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 37Q4 22: 48Q1 23: 43Q2 23: 40Q3 23: 4040Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202237
Q4 202248
Q1 202343
Q2 202340
Q3 202340

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 17 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 7 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 12 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 10 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221711
Q1 2023715
Q2 2023512
Q3 20231110

Biggest buyers

Synergy Asset Management, LLC New +5,225+5.2k
Mariner, LLC Added +3,000+3.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +2,601+2.6k
UBS Group AG Added +2,382+2.4k
United Asset Strategies, Inc. Added +1,363+1.4k
OSAIC HOLDINGS, INC. Added +1,313+1.3k
Cetera Advisors LLC Added +800+800
BANK OF AMERICA CORP /DE/ Added +513+513
LAZARD ASSET MANAGEMENT LLC New +260+260
Coppell Advisory Solutions LLC Added +33+33

Biggest sellers

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Reduced -127,357-127.4k
Belpointe Asset Management LLC Reduced -48,320-48.3k
LPL Financial LLC Sold out -15,440-15.4k
Compound Planning, Inc. Reduced -8,166-8.2k
AE Wealth Management LLC Reduced -7,301-7.3k
Authentikos Wealth Advisory, LLC Reduced -5,145-5.1k
Peak Planning Group, LLC Sold out -5,046-5.0k
Ranch Capital Advisors Inc. Sold out -2,470-2.5k
Ridgewood Investments LLC Sold out -1,500-1.5k
Rockefeller Capital Management L.P. Reduced -1,050-1.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma 13G · institution no change · filed 2026-01-29 7.0% no change 248.1k≈ $11.2m 2026-01-29
Precision Wealth Strategies, LLC 13G · institution new · filed 2025-01-23 6.5% new 235.8k≈ $10.7m 2025-01-23
Donnalley David James 13G · passive investor new · filed 2026-10-16 5.6% new 219.5k≈ $9.9m 2026-10-16

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Precision Wealth Strategies, LLC 22.47% of their portfolio SAINT LOUIS, MO 241,741241.7k $20.7m $20.7m 22.47% Unchanged
2 Belpointe Asset Management LLC 1.73% of their portfolio RENO, NV 194,733194.7k $16.7m $16.7m 1.73% Reduced -48.3k -48,320
3 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.49% of their portfolio Seattle, WA 146,205146.2k $12.5m $12.5m 0.49% Reduced -127.4k -127,357
4 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 107,000107.0k $9.2m $9.2m 0.00% Unchanged
5 United Asset Strategies, Inc. 1.07% of their portfolio GARDEN CITY, NY 96,61696.6k $8.3m $8.3m 1.07% Added +1.4k +1,363
6 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 82,88982.9k $7.1m $7.1m 0.04% Reduced -7.3k -7,301
7 LINCOLN NATIONAL CORP 0.10% of their portfolio RADNOR, PA 55,00055.0k $4.7m $4.7m 0.10% Unchanged
8 Ratio Wealth Group 0.79% of their portfolio DENVER, CO 36,79036.8k $3.2m $3.2m 0.79% Unchanged
9 WEALTH ALLIANCE, LLC 0.38% of their portfolio MELLVILLE, NY 28,47428.5k $2.4m $2.4m 0.38% Unchanged
10 B.O.S.S. Retirement Advisors, LLC 0.44% of their portfolio Lehi, UT 24,11524.1k $2.1m $2.1m 0.44% Unchanged
11 Mariner, LLC 0.01% of their portfolio Overland Park, KS 23,88523.9k $2.0m $2.0m 0.01% Added +3.0k +3,000
12 OBSIDIAN CIO, LLC 0.71% of their portfolio NEW YORK, NY 23,68623.7k $2.0m $2.0m 0.71% Unchanged
13 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 18,36018.4k $1.6m $1.6m 0.01% Reduced -1.1k -1,050
14 Mason & Associates Inc 0.37% of their portfolio LOS ANGELES, CA 13,66313.7k $1.2m $1.2m 0.37% Unchanged
15 Keystone Wealth Services, LLC 0.43% of their portfolio PALM DESERT, CA 13,27213.3k $1.1m $1.1m 0.43% Unchanged
16 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 11,67411.7k $1.0m $1.0m 0.01% Unchanged
17 CWM, LLC 0.00% of their portfolio OMAHA, NE 7,5007.5k $643.0k $643.0k 0.00% Unchanged
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,9507.0k $595.6k $595.6k 0.00% Added +2.4k +2,382
19 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 5,2305.2k $448.2k $448.2k 0.01% Added +800 +800
20 Synergy Asset Management, LLC 0.09% of their portfolio VANCOUVER, WA 5,2255.2k $447.8k $447.8k 0.09% New
21 Outlook Wealth Advisors, LLC 0.16% of their portfolio SHENANDOAH, TX 4,9965.0k $428.2k $428.2k 0.16% Unchanged
22 Texas Yale Capital Corp. 0.02% of their portfolio ST. PETERSBURG, FL 4,2004.2k $359.9k $359.9k 0.02% Unchanged
23 Fulton Bank, N.A. 0.02% of their portfolio Lancaster, PA 4,0604.1k $347.9k $347.9k 0.02% Unchanged
24 SMART Wealth LLC 0.25% of their portfolio Omaha, NE 3,9353.9k $337.2k $337.2k 0.25% Unchanged
25 Coppell Advisory Solutions LLC 0.13% of their portfolio COPPELL, TX 3,6423.6k $364.2k $364.2k 0.13% Added +33 +33
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 3,5823.6k $307.0k $307.0k 0.00% Unchanged
27 Lokken Investment Group LLC 0.19% of their portfolio LEWES, DE 3,3993.4k $291.3k $291.3k 0.19% Unchanged
28 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 3,3503.4k $287.1k $287.1k 0.02% Unchanged
29 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 3,1503.1k $270.0k $270.0k 0.01% Unchanged
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,0113.0k $258.0k $258.0k 0.00% Unchanged
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 2,6012.6k $222.9k $222.9k 0.00% New
32 Compound Planning, Inc. 0.07% of their portfolio NEW YORK, NY 2,5842.6k $221.4k $221.4k 0.07% Reduced -8.2k -8,166
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,9962.0k $171.1k $171.1k 0.00% Added +1.3k +1,313
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,3691.4k $117.3k $117.3k 0.00% Added +513 +513
35 CAMBRIDGE TRUST CO 0.00% of their portfolio BOSTON, MA 593593 $50.8k $50.8k 0.00% Unchanged
36 Authentikos Wealth Advisory, LLC 0.03% of their portfolio MORGAN HILL, CA 316316 $27.1k $27.1k 0.03% Reduced -5.1k -5,145
37 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 260260 $22.0k $22.0k 0.00% New
38 JANICZEK WEALTH MANAGEMENT, LLC 0.01% of their portfolio DENVER, CO 222222 $19.0k $19.0k 0.01% Unchanged
39 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 1111 $943 $943 0.00% New
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged