Vault-13

SPDR SER TR SPSB

PORTFOLIO SHORT · ETP · CUSIP 78464A474

531 institutional holders -19 vs Q2 2023
170,984,381171.0m shares reported held*
$5.1bnreported value*
41 new 178 added 224 reduced 59 sold out net sold ≈ $597.4m (-20.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.87.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 531Q4 22: 572Q1 23: 552Q2 23: 550Q3 23: 531531Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022531
Q4 2022572
Q1 2023552
Q2 2023550
Q3 2023531

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 237 bought or addedQ4 22: 260 cut or sold outQ4 22Q1 23: 237 bought or addedQ1 23: 289 cut or sold outQ1 23Q2 23: 245 bought or addedQ2 23: 279 cut or sold outQ2 23Q3 23: 219 bought or addedQ3 23: 283 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022237260
Q1 2023237289
Q2 2023245279
Q3 2023219283

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 22 calls: $1.0mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$1.0m$00.00
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

Creative Planning Added +3,986,293+4.0m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +452,405+452.4k
TORONTO DOMINION BANK New +400,000+400.0k
Obsidian Personal Planning Solutions LLC New +393,722+393.7k
RENAISSANCE TECHNOLOGIES LLC Added +390,600+390.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +380,090+380.1k
LPL Financial LLC Added +374,040+374.0k
BANK OF MONTREAL /CAN/ Added +354,647+354.6k
Bank of New York Mellon Corp Added +330,208+330.2k
M Holdings Securities, Inc. Added +321,344+321.3k

Biggest sellers

JANE STREET GROUP, LLC Reduced -4,682,373-4.7m
JPMORGAN CHASE & CO Reduced -4,588,646-4.6m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -3,952,883-4.0m
MORGAN STANLEY Reduced -3,794,701-3.8m
WELLS FARGO & COMPANY/MN Reduced -1,680,793-1.7m
GOLDMAN SACHS GROUP INC Reduced -1,058,503-1.1m
Clark Capital Management Group, Inc. Sold out -1,025,157-1.0m
Astor Investment Management LLC Reduced -1,018,021-1.0m
ROYAL BANK OF CANADA Reduced -945,645-945.6k
AE Wealth Management LLC Reduced -830,058-830.1k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 0.83% of their portfolio OVERLAND PARK, KS 21,102,18121.1m $618.7m $618.7m 0.83% Added +4.0m +3,986,293
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.10% of their portfolio SAN FRANCISCO, CA 12,343,28112.3m $361.9m $361.9m 0.10% Added +452.4k +452,405
3 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 6,457,0026.5m $189.3m $189.3m 0.02% Reduced -3.8m -3,794,701
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 6,089,8136.1m $178.6m $178.6m 0.02% Reduced -632.0k -632,038
5 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 5,543,7185.5m $162.5m $162.5m 0.07% Reduced -816.1k -816,069
6 Valmark Advisers, Inc. 3.24% of their portfolio AKRON, OH 5,322,5995.3m $156.1m $156.1m 3.24% Reduced -348 -348
7 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 4,554,9324.6m $133.6m $133.6m 0.09% Added +374.0k +374,040
8 UBS Group AG 0.05% of their portfolio ZURICH, V8 3,864,0763.9m $113.3m $113.3m 0.05% Reduced -202.7k -202,735
9 Advocacy Wealth Management, LLC 11.61% of their portfolio ATLANTA, GA 3,559,9953.6m $104.4m $104.4m 11.61% Added +169.5k +169,454
10 Destination Wealth Management 4.02% of their portfolio Walnut Creek, CA 3,524,0283.5m $103.3m $103.3m 4.02% Added +93.1k +93,134
11 Baird Financial Group, Inc. 0.28% of their portfolio MILWAUKEE, WI 3,510,4603.5m $102.9m $102.9m 0.28% Added +148.7k +148,681
12 Fisher Asset Management, LLC 0.05% of their portfolio PLANO, TX 3,109,1113.1m $91.2m $91.2m 0.05% Added +150.5k +150,467
13 HUNTINGTON NATIONAL BANK 0.75% of their portfolio COLUMBUS, OH 2,548,9362.5m $74.7m $74.7m 0.75% Added +188.9k +188,878
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,470,4722.5m $72.4m $72.4m 0.00% Added +29.6k +29,580
15 TIAA TRUST, NATIONAL ASSOCIATION 0.26% of their portfolio CHARLOTTE, NC 2,424,2972.4m $71.1m $71.1m 0.26% First filing
16 RiverFront Investment Group, LLC 2.35% of their portfolio RICHMOND, VA 2,258,7102.3m $66.2m $66.2m 2.35% Reduced -102.8k -102,790
17 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,164,8872.2m $63.5m $63.5m 0.02% Reduced -1.1m -1,058,503
18 Litman Gregory Wealth Management LLC 6.38% of their portfolio LARKSPUR, CA 2,109,9662.1m $61.9m $61.9m 6.38% Reduced -78.7k -78,675
19 ALLSTATE CORP 3.55% of their portfolio NORTHBROOK, IL 2,072,7552.1m $60.8m $60.8m 3.55% Added +246.4k +246,370
20 OAKWORTH CAPITAL, INC. 5.22% of their portfolio BIRMINGHAM, AL 1,959,8572.0m $57.5m $57.5m 5.22% Reduced -126.3k -126,342
21 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,895,0691.9m $55.6m $55.6m 0.02% Reduced -1.7m -1,680,793
22 TOWNSQUARE CAPITAL LLC 0.96% of their portfolio Lehi, UT 1,788,5031.8m $52.4m $52.4m 0.96% Added +87.8k +87,761
23 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,722,5321.7m $50.5m $50.5m 0.02% Reduced -246.7k -246,665
24 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,717,6641.7m $50.4m $50.4m 0.07% Reduced -88.9k -88,894
25 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 1,633,4291.6m $47.9m $47.9m 0.04% Added +45.4k +45,397
26 MCF Advisors LLC 4.16% of their portfolio LEXINGTON, KY 1,572,7821.6m $46.1m $46.1m 4.16% Added +92.8k +92,840
27 Rodgers & Associates, LTD 6.16% of their portfolio Lancaster, PA 1,390,2021.4m $40.8m $40.8m 6.16% Added +11.8k +11,830
28 Mariner Managed Account Solutions, LLC 3.21% of their portfolio Boston, MA 1,331,1241.3m $39.0m $39.0m 3.21% Reduced -152.0k -151,969
29 Relative Value Partners Group, LLC 2.46% of their portfolio NORTHBROOK, IL 1,249,3181.2m $36.6m $36.6m 2.46% Added +32.1k +32,121
30 RED CEDAR INVESTMENT MANAGEMENT, LLC 5.47% of their portfolio GRAND RAPIDS, MI 1,219,8471.2m $35.8m $35.8m 5.47% Reduced -135.8k -135,777
31 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 1,185,0361.2m $34.7m $34.7m 0.21% Reduced -830.1k -830,058
32 Buckingham Capital Management, Inc. 5.28% of their portfolio DAYTON, OH 1,180,9051.2m $34.6m $34.6m 5.28% Reduced -94.5k -94,532
33 Concord Wealth Partners 6.89% of their portfolio ABINGDON, VA 1,105,6071.1m $32.4m $32.4m 6.89% Added +129.6k +129,614
34 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 5.44% of their portfolio FORT WORTH, TX 947,138947.1k $27.8m $27.8m 5.44% Added +2.0k +2,033
35 Concord Asset Management, LLC/VA 9.07% of their portfolio ABINGDON, VA 922,917922.9k $27.1m $27.1m 9.07% Added +103.6k +103,600
36 CREATIVE FINANCIAL DESIGNS INC /ADV 3.08% of their portfolio KOKOMO, IN 901,986902.0k $26.4m $26.4m 3.08% Added +93.3k +93,305
37 Gemmer Asset Management LLC 3.45% of their portfolio WALNUT CREEK, CA 872,658872.7k $25.6m $25.6m 3.45% Added +42.4k +42,375
38 Allspring Global Investments Holdings, LLC 0.04% of their portfolio CHARLOTTE, NC 847,800847.8k $24.9m $24.9m 0.04% Unchanged
39 Mariner, LLC 0.07% of their portfolio Overland Park, KS 844,837844.8k $24.8m $24.8m 0.07% Added +28.2k +28,176
40 Strategic Wealth Partners, Ltd. 3.25% of their portfolio INDEPENDENCE, OH 841,809841.8k $24.7m $24.7m 3.25% Added +59.2k +59,185
41 Walker Financial Services, Inc. 23.76% of their portfolio BOWLING GREEN, KY 833,827833.8k $24.4m $24.4m 23.76% Added +102.7k +102,730
42 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 818,680818.7k $24.0m $24.0m 0.01% Reduced -945.6k -945,645
43 Flagstone Financial Management 10.93% of their portfolio LINCOLN, NE 815,069815.1k $23.9m $23.9m 10.93% Added +166.5k +166,540
44 BANK OF NOVA SCOTIA 0.06% of their portfolio TORONTO, A6 808,740808.7k $23.7m $23.7m 0.06% Added +92.6k +92,600
45 BIP Wealth, LLC 2.05% of their portfolio ATLANTA, GA 761,641761.6k $22.3m $22.3m 2.05% Reduced -75.1k -75,109
46 Mirae Asset Global Investments Co., Ltd. 0.05% of their portfolio SEOUL, M5 747,390747.4k $21.9m $21.9m 0.05% Reduced -54.1k -54,100
47 Willow Creek Wealth Management Inc. 3.12% of their portfolio Sebastopol, CA 713,620713.6k $20.9m $20.9m 3.12% Added +36.5k +36,512
48 Cedar Mountain Advisors, LLC 6.05% of their portfolio LAKE OSWEGO, OR 699,699699.7k $20.5m $20.5m 6.05% Reduced -6.1k -6,102
49 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 676,517676.5k $19.8m $19.8m 0.03% Reduced -4.7m -4,682,373
50 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 666,812666.8k $19.6m $19.6m 0.04% Reduced -26.0k -25,983
51 Cherry Tree Wealth Management, LLC 5.56% of their portfolio MINNETONKA, MN 647,575647.6k $19.0m $19.0m 5.56% Reduced -10.7k -10,695
52 ARKANSAS FINANCIAL GROUP, INC. 3.85% of their portfolio LITTLE ROCK, AR 645,226645.2k $18.9m $18.9m 3.85% Added +127.4k +127,381
53 Manning & Napier Group, LLC 0.23% of their portfolio Fairport, NY 644,221644.2k $18.9m $18.9m 0.23% Added +1.6k +1,641
54 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 639,804639.8k $18.8m $18.8m 0.02% Reduced -13.5k -13,536
55 StrategIQ Financial Group, LLC 2.17% of their portfolio MERRILLVILLE, IN 638,306638.3k $18.7m $18.7m 2.17% Reduced -47.9k -47,904
56 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 595,777595.8k $17.5m $17.5m 0.03% Reduced -74.6k -74,613
57 Convergence Financial, LLC 10.34% of their portfolio COLUMBIA, MO 593,915593.9k $17.4m $17.4m 10.34% Reduced -73.5k -73,491
58 Cetera Advisor Networks LLC 0.11% of their portfolio EL SEGUNDO, CA 585,534585.5k $17.2m $17.2m 0.11% Reduced -186.4k -186,385
59 CAPITAL WEALTH MANAGEMENT, LLC 9.40% of their portfolio W. WARWICK, RI 584,486584.5k $17.1m $17.1m 9.40% Added +87.5k +87,499
60 Trilogy Capital Inc. 1.14% of their portfolio IRVINE, CA 572,510572.5k $16.8m $16.8m 1.14% Reduced -46.4k -46,376
61 Connectus Wealth, LLC 0.37% of their portfolio CINCINNATI, OH 572,348572.3k $16.8m $16.8m 0.37% Added +198.9k +198,870
62 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 545,736545.7k $16.0m $16.0m 0.04% Added +315.7k +315,696
63 Meiji Yasuda Life Insurance Co 0.41% of their portfolio TOKYO, M0 530,500530.5k $15.6m $15.6m 0.41% Unchanged
64 Private Advisor Group, LLC 0.14% of their portfolio MORRISTOWN, NJ 527,954528.0k $15.5m $15.5m 0.14% Reduced -19.1k -19,096
65 Strategic Point Investment Advisors, LLC 3.17% of their portfolio PROVIDENCE, RI 506,458506.5k $14.8m $14.8m 3.17% Added +8.8k +8,837
66 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 496,400496.4k $14.6m $14.6m 0.02% Added +390.6k +390,600
67 CoreCap Advisors, LLC 1.03% of their portfolio SOUTHFIELD, MI 485,762485.8k $14.2m $14.2m 1.03% Added +263.1k +263,115
68 Smithfield Trust Co 0.87% of their portfolio PITTSBURGH, PA 482,994483.0k $14.2m $14.2m 0.87% Reduced -102.0k -102,045
69 Occidental Asset Management, LLC 3.19% of their portfolio Burlingame, CA 469,249469.2k $13.8m $13.8m 3.19% Reduced -15.5k -15,451
70 Coulter & Justus Financial Services, LLC 9.93% of their portfolio KNOXVILLE, TN 465,568465.6k $13.7m $13.7m 9.93% Reduced -15.4k -15,396
71 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 460,033460.0k $13.5m $13.5m 0.02% Reduced -181.6k -181,573
72 Destiny Wealth Partners, LLC 2.66% of their portfolio TAVARES, FL 450,350450.4k $13.2m $13.2m 2.66% Added +5.0k +4,990
73 Dynamic Advisor Solutions LLC 0.61% of their portfolio PHOENIX, AZ 442,406442.4k $13.0m $13.0m 0.61% Added +13.1k +13,135
74 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 440,582440.6k $12.9m $12.9m 0.06% First filing
75 Whitcomb & Hess, Inc. 4.76% of their portfolio ASHLAND, OH 434,165434.2k $12.7m $12.7m 4.76% Added +3.6k +3,552
76 Orange Investment Advisors, Inc. 1.76% of their portfolio GOSHEN, NY 426,791426.8k $12.5m $12.5m 1.76% Added +39.1k +39,112
77 Windham Capital Management, LLC 4.79% of their portfolio BOSTON, MA 405,732405.7k $11.9m $11.9m 4.79% Added +1.4k +1,353
78 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 405,653405.7k $11.9m $11.9m 0.00% Added +330.2k +330,208
79 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 400,000400.0k $11.7m $11.7m 0.01% New
80 Obsidian Personal Planning Solutions LLC 9.86% of their portfolio ROCKVILLE, MD 393,722393.7k $11.5m $11.5m 9.86% New
81 Pinnacle Financial Partners Inc 0.30% of their portfolio Nashville, TN 390,995391.0k $11.5m $11.5m 0.30% Reduced -67.1k -67,073
82 M Holdings Securities, Inc. 1.49% of their portfolio PORTLAND, OR 384,611384.6k $11.3m $11.3m 1.49% Added +321.3k +321,344
83 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 380,090380.1k $11.1m $11.1m 0.04% New
84 Horizon Investments, LLC 0.34% of their portfolio Charlotte, NC 376,549376.5k $11.0m $11.0m 0.34% Added +137.6k +137,641
85 Kraft, Davis & Associates, LLC 4.11% of their portfolio St. Louis, MO 374,642374.6k $10.9m $10.9m 4.11% Reduced -5.6k -5,622
86 Cornerstone Management, Inc. 2.90% of their portfolio DULUTH, GA 370,419370.4k $10.9m $10.9m 2.90% Reduced -37.6k -37,597
87 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 367,749367.7k $10.8m $10.8m 0.00% Added +354.6k +354,647
88 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 364,068364.1k $10.7m $10.7m 0.04% Reduced -3.7k -3,705
89 Kingsview Wealth Management, LLC 0.38% of their portfolio GRANTS PASS, OR 360,606360.6k $10.6m $10.6m 0.38% Added +10.8k +10,800
90 Geneos Wealth Management Inc. 0.52% of their portfolio ENGLEWOOD, CO 346,576346.6k $10.2m $10.2m 0.52% Added +11.8k +11,820
91 CABOT WEALTH MANAGEMENT INC 1.48% of their portfolio BEVERLY, MA 329,536329.5k $9.7m $9.7m 1.48% Added +3.4k +3,409
92 Great Point Wealth Advisors, LLC 2.89% of their portfolio BOSTON, MA 328,489328.5k $9.6m $9.6m 2.89% Added +24.1k +24,125
93 CreativeOne Wealth, LLC 0.64% of their portfolio OVERLAND PARK, KS 304,071304.1k $8.9m $8.9m 0.64% Reduced -304.9k -304,855
94 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.57% of their portfolio Greenbrae, CA 302,784302.8k $8.9m $8.9m 0.57% Reduced -10.9k -10,875
95 Elwood & Goetz Wealth Advisory Group, LLC 2.00% of their portfolio ATHENS, GA 293,604293.6k $8.6m $8.6m 2.00% Reduced -31.9k -31,880
96 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 292,843292.8k $8.6m $8.6m 0.10% Reduced -19.3k -19,298
97 ACIMA PRIVATE WEALTH, LLC 3.78% of their portfolio RICHMOND, VA 289,706289.7k $8.5m $8.5m 3.78% Added +62.6k +62,584
98 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 284,502284.5k $8.3m $8.3m 0.01% Unchanged
99 Probity Advisors, Inc. 1.88% of their portfolio DALLAS, TX 277,879277.9k $8.1m $8.1m 1.88% Added +6.3k +6,336
100 Hirtle & Co., LLC 0.41% of their portfolio WEST CONSHOHOCKEN, PA 277,147277.1k $8.1m $8.1m 0.41% Reduced -174.0k -173,991