Vault-13

SPDR SER TR BILS

BLOOMBERG 3-12 M · ETP · CUSIP 78468R523

202 institutional holders +21 vs Q2 2023
18,599,38218.6m shares reported held*
$1.8bnreported value*
35 new 99 added 54 reduced 15 sold out net bought ≈ $336.4m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $99.44.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 20Q4 22: 63Q1 23: 128Q2 23: 181Q3 23: 202202Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202220
Q4 202263
Q1 2023128
Q2 2023181
Q3 2023202

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 54 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 113 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 131 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 134 bought or addedQ3 23: 69 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022545
Q1 202311319
Q2 202313147
Q3 202313469

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $318.8kQ1 23 puts: $329.0kQ1 23P/C 1.03Q2 23 calls: $318.3kQ2 23 puts: $2.6mQ2 23P/C 8.25Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$318.8k$329.0k1.03
Q2 2023$318.3k$2.6m8.25
Q3 2023$0$0—

Biggest buyers

HM PAYSON & CO Added +956,441+956.4k
Cerity Partners LLC Added +727,326+727.3k
Advance Capital Management, Inc. New +459,106+459.1k
BANK OF AMERICA CORP /DE/ Added +442,323+442.3k
COLDSTREAM CAPITAL MANAGEMENT INC Added +264,114+264.1k
GeoWealth Management, LLC Added +174,338+174.3k
RENAISSANCE TECHNOLOGIES LLC Added +173,600+173.6k
CWM, LLC Added +144,297+144.3k
ENVESTNET ASSET MANAGEMENT INC Added +126,930+126.9k
Proficio Capital Partners LLC Added +116,816+116.8k

Biggest sellers

JANE STREET GROUP, LLC Reduced -721,580-721.6k
RiverFront Investment Group, LLC Sold out -477,789-477.8k
TMD Wealth Management, LLC Reduced -250,287-250.3k
ROYAL BANK OF CANADA Reduced -171,166-171.2k
Beacon Capital Management, Inc. Reduced -78,092-78.1k
AMERIPRISE FINANCIAL INC Reduced -63,489-63.5k
Stratos Wealth Partners, LTD. Reduced -62,102-62.1k
TRUIST FINANCIAL CORP Reduced -55,454-55.5k
AE Wealth Management LLC Reduced -38,685-38.7k
Janney Montgomery Scott LLC Reduced -34,804-34.8k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,568,2351.6m $155.9m $155.9m 0.02% Added +442.3k +442,323
2 CWM, LLC 0.92% of their portfolio OMAHA, NE 1,515,2521.5m $150.7m $150.7m 0.92% Added +144.3k +144,297
3 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 1,298,4031.3m $129.1m $129.1m 0.09% Added +99.6k +99,646
4 HM PAYSON & CO 2.29% of their portfolio PORTLAND, ME 983,572983.6k $97.8m $97.8m 2.29% Added +956.4k +956,441
5 Cerity Partners LLC 0.39% of their portfolio NEW YORK, NY 805,561805.6k $80.1m $80.1m 0.39% Added +727.3k +727,326
6 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 747,057747.1k $74.3m $74.3m 0.11% Added +56.9k +56,929
7 Proficio Capital Partners LLC 8.67% of their portfolio NEWTON, MA 654,147654.1k $65.0m $65.0m 8.67% Added +116.8k +116,816
8 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 555,960556.0k $55.5m $55.5m 0.02% Reduced -63.5k -63,489
9 RENAISSANCE TECHNOLOGIES LLC 0.08% of their portfolio NEW YORK, NY 498,100498.1k $49.5m $49.5m 0.08% Added +173.6k +173,600
10 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.16% of their portfolio BOSTON, MA 485,743485.7k $48.3m $48.3m 1.16% Added +108.3k +108,343
11 Advance Capital Management, Inc. 4.22% of their portfolio SOUTHFIELD, MI 459,106459.1k $45.6m $45.6m 4.22% New
12 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 428,724428.7k $42.6m $42.6m 0.02% Added +126.9k +126,930
13 COLDSTREAM CAPITAL MANAGEMENT INC 1.15% of their portfolio BELLEVUE, WA 355,175355.2k $35.3m $35.3m 1.15% Added +264.1k +264,114
14 Sargent Investment Group, LLC 7.77% of their portfolio BETHESDA, MD 324,271324.3k $32.2m $32.2m 7.77% Added +110.0k +109,973
15 STEPHENS INC /AR/ 0.54% of their portfolio LITTLE ROCK, AR 284,352284.4k $28.3m $28.3m 0.54% Added +16.0k +15,985
16 PETREDIS INVESTMENT ADVISORS LLC 3.59% of their portfolio WARRENDALE, PA 253,887253.9k $25.2m $25.2m 3.59% Added +26.5k +26,492
17 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 238,037238.0k $23.7m $23.7m 0.01% Reduced -171.2k -171,166
18 Waldron Private Wealth LLC 1.15% of their portfolio BRIDGEVILLE, PA 222,581222.6k $22.1m $22.1m 1.15% Reduced -3.9k -3,868
19 PECAUT & CO. 9.18% of their portfolio SIOUX CITY, IA 220,519220.5k $21.9m $21.9m 9.18% Added +11.0k +11,048
20 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 212,057212.1k $21.1m $21.1m 0.04% Added +17.1k +17,070
21 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 6.42% of their portfolio BERMUDA RUN, NC 190,323190.3k $18.9m $18.9m 6.42% Added +30.6k +30,607
22 GeoWealth Management, LLC 2.04% of their portfolio CHICAGO, IL 180,557180.6k $18.0m $18.0m 2.04% Added +174.3k +174,338
23 TMD Wealth Management, LLC 4.80% of their portfolio SCOTTSDALE, AZ 169,384169.4k $16.8m $16.8m 4.80% Reduced -250.3k -250,287
24 Ashton Thomas Private Wealth, LLC 1.20% of their portfolio SCOTTSDALE, AZ 165,568165.6k $16.5m $16.5m 1.20% Added +31.5k +31,503
25 Dakota Wealth Management 0.69% of their portfolio PALM BEACH GARDENS, FL 156,243156.2k $15.5m $15.5m 0.69% Reduced -25.6k -25,630
26 Kelman-Lazarov, Inc. 3.57% of their portfolio MEMPHIS, TN 151,664151.7k $15.1m $15.1m 3.57% Added +6.8k +6,759
27 CWA Asset Management Group, LLC 1.02% of their portfolio NAPLES, FL 138,878138.9k $13.8m $13.8m 1.02% Added +21.7k +21,737
28 Prospera Financial Services Inc 0.53% of their portfolio Dallas, TX 138,074138.1k $13.7m $13.7m 0.53% Added +43.5k +43,511
29 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 137,227137.2k $13.6m $13.6m 0.01% Added +4.8k +4,816
30 Epoch Investment Partners, Inc. 0.09% of their portfolio New York, NY 135,922135.9k $13.5m $13.5m 0.09% Reduced -13.6k -13,570
31 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 133,037133.0k $13.2m $13.2m 0.08% Added +37.2k +37,226
32 Strategic Wealth Partners, Ltd. 1.66% of their portfolio INDEPENDENCE, OH 126,730126.7k $12.6m $12.6m 1.66% Added +35.4k +35,414
33 AlphaCore Capital LLC 1.97% of their portfolio LA JOLLA, CA 125,590125.6k $12.5m $12.5m 1.97% Added +17.2k +17,151
34 Altiora Financial Group, LLC 5.80% of their portfolio LEBANON, OH 125,578125.6k $12.5m $12.5m 5.80% Added +32.5k +32,536
35 Peak Asset Management, LLC 2.99% of their portfolio LOUISVILLE, CO 124,502124.5k $12.4m $12.4m 2.99% Added +19.1k +19,101
36 Delos Wealth Advisors, LLC 14.94% of their portfolio DALLAS, TX 124,060124.1k $12.3m $12.3m 14.94% Reduced -1.6k -1,613
37 Waverly Advisors, LLC 0.54% of their portfolio BIRMINGHAM, AL 123,841123.8k $12.3m $12.3m 0.54% Added +45.8k +45,828
38 Beacon Capital Management, Inc. 0.45% of their portfolio DAYTON, OH 121,829121.8k $12.1m $12.1m 0.45% Reduced -78.1k -78,092
39 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 119,804119.8k $11.9m $11.9m 0.02% Added +112.7k +112,742
40 RETIREMENT CAPITAL STRATEGIES 5.33% of their portfolio SAN JOSE, CA 114,401114.4k $11.4m $11.4m 5.33% New
41 LAKE STREET ADVISORS GROUP, LLC 0.67% of their portfolio PORTSMOUTH, NH 113,154113.2k $11.3m $11.3m 0.67% Added +62.3k +62,279
42 Treasure Coast Financial Planning 7.47% of their portfolio VERO BEACH, FL 108,169108.2k $10.8m $10.8m 7.47% Added +1.8k +1,811
43 Legacy CG, LLC 4.81% of their portfolio PLANO, TX 104,073104.1k $10.3m $10.3m 4.81% New
44 Choate Investment Advisors 0.38% of their portfolio BOSTON, MA 98,47998.5k $9.8m $9.8m 0.38% Added +17.0k +17,037
45 EP Wealth Advisors, LLC 0.14% of their portfolio TORRANCE, CA 90,48690.5k $9.0m $9.0m 0.14% Reduced -12.3k -12,264
46 CENTAURUS FINANCIAL, INC. 0.75% of their portfolio ANAHEIM, CA 87,29287.3k $8.7m $8.7m 0.75% Reduced -16.0k -15,955
47 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 86,25686.3k $8.6m $8.6m 0.09% Reduced -770 -770
48 Austin Wealth Management, LLC 2.56% of their portfolio Austin, TX 83,21583.2k $8.3m $8.3m 2.56% First filing
49 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 80,87280.9k $8.0m $8.0m 0.07% Added +40.3k +40,271
50 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 77,86077.9k $7.7m $7.7m 0.01% Reduced -55.5k -55,454
51 KPP Advisory Services LLC 2.54% of their portfolio Louisville, KY 77,44777.4k $7.7m $7.7m 2.54% First filing
52 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 74,81574.8k $7.4m $7.4m 0.13% Added +20.6k +20,573
53 Values First Advisors, Inc. 4.76% of their portfolio JOHNSON CITY, TN 74,08274.1k $7.4m $7.4m 4.76% Added +3.4k +3,390
54 Equitable Holdings, Inc. 0.10% of their portfolio NEW YORK, NY 69,74569.7k $6.9m $6.9m 0.10% Reduced -1.2k -1,233
55 MONEY CONCEPTS CAPITAL CORP 0.72% of their portfolio PALM BEACH GARDENS, FL 68,92368.9k $6.9m $6.9m 0.72% Reduced -29.1k -29,122
56 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 1.18% of their portfolio Reston, VA 66,76866.8k $6.6m $6.6m 1.18% New
57 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 59,08459.1k $5.9m $5.9m 0.06% Added +34.8k +34,757
58 Smithfield Trust Co 0.35% of their portfolio PITTSBURGH, PA 57,28057.3k $5.7m $5.7m 0.35% New
59 Financial Advocates Investment Management 0.42% of their portfolio OLYMPIA, WA 56,69756.7k $5.6m $5.6m 0.42% Added +13.7k +13,721
60 Belpointe Asset Management LLC 0.57% of their portfolio RENO, NV 55,55555.6k $5.5m $5.5m 0.57% Reduced -6.4k -6,435
61 Fortis Capital Advisors, LLC 3.54% of their portfolio PRAIRIE VILLAGE, KS 55,55555.6k $5.5m $5.5m 3.54% Reduced -6.4k -6,435
62 Carr Financial Group Corp 2.17% of their portfolio WORCESTER, MA 55,29155.3k $5.5m $5.5m 2.17% Added +13.9k +13,946
63 RiverTree Advisors, LLC 3.91% of their portfolio WINTER PARK, FL 52,88552.9k $5.3m $5.3m 3.91% Added +48.7k +48,706
64 ST GERMAIN D J CO INC 0.29% of their portfolio SPRINGFIELD, MA 52,76952.8k $5.2m $5.2m 0.29% Added +50.2k +50,159
65 Kingfisher Capital LLC 1.42% of their portfolio CHARLOTTE, NC 52,39652.4k $5.2m $5.2m 1.42% Reduced -1.2k -1,210
66 Ameritas Advisory Services, LLC 0.25% of their portfolio Lincoln, NE 49,63349.6k $4.9m $4.9m 0.25% New
67 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 48,80248.8k $4.9m $4.9m 0.03% Added +6.5k +6,524
68 IPG Investment Advisors LLC 1.05% of their portfolio SAN DIEGO, CA 48,00048.0k $4.8m $4.8m 1.05% New
69 Convergence Financial, LLC 2.77% of their portfolio COLUMBIA, MO 46,86346.9k $4.7m $4.7m 2.77% Added +13.8k +13,801
70 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 46,70546.7k $4.6m $4.6m 0.01% Reduced -721.6k -721,580
71 IAMS WEALTH MANAGEMENT, LLC 3.20% of their portfolio OMAHA, NE 46,44546.4k $4.6m $4.6m 3.20% New
72 Trinity Legacy Partners, LLC 1.55% of their portfolio HOUSTON, TX 45,00945.0k $4.5m $4.5m 1.55% Reduced -16.3k -16,311
73 GYL Financial Synergies, LLC 0.43% of their portfolio West Hartford, CT 44,84544.8k $4.5m $4.5m 0.43% Added +3.2k +3,155
74 Curi Wealth Management, LLC 0.65% of their portfolio Raleigh, NC 42,37342.4k $4.2m $4.2m 0.65% Unchanged
75 CoreCap Advisors, LLC 0.29% of their portfolio SOUTHFIELD, MI 41,10941.1k $4.1m $4.1m 0.29% Added +1.9k +1,904
76 Auour Investments LLC 1.68% of their portfolio WOBURN, MA 40,22140.2k $4.0m $4.0m 1.68% Added +4.9k +4,942
77 Stratos Wealth Partners, LTD. 0.08% of their portfolio BEACHWOOD, OH 39,07939.1k $3.9m $3.9m 0.08% Reduced -62.1k -62,102
78 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 37,86237.9k $3.8m $3.8m 0.01% Reduced -34.8k -34,804
79 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,78936.8k $3.7m $3.7m 0.00% Reduced -12.5k -12,503
80 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 36,31736.3k $3.6m $3.6m 0.01% Reduced -10.5k -10,544
81 Vectors Research Management, LLC 1.12% of their portfolio New York, NY 34,74534.7k $3.4m $3.4m 1.12% Added +28.5k +28,521
82 COURIER CAPITAL LLC 0.28% of their portfolio BUFFALO, NY 34,56734.6k $3.4m $3.4m 0.28% Added +28.3k +28,343
83 STUDIO INVESTMENT MANAGEMENT LLC 0.90% of their portfolio CHICAGO, IL 32,33432.3k $3.2m $3.2m 0.90% Added +7.3k +7,332
84 DB Wealth Management Group, LLC 1.98% of their portfolio SAN DIEGO, CA 31,61031.6k $3.1m $3.1m 1.98% Reduced -1.0k -1,017
85 WealthTrust Asset Management, LLC 2.85% of their portfolio Destin, FL 30,81030.8k $3.1m $3.1m 2.85% Reduced -14.9k -14,864
86 IFP Advisors, Inc 0.14% of their portfolio TAMPA, FL 30,33130.3k $3.0m $3.0m 0.14% Reduced -30.4k -30,361
87 WJ Wealth Management, LLC 1.46% of their portfolio GLENDALE, AZ 30,32030.3k $3.0m $3.0m 1.46% Reduced -2.4k -2,406
88 Alpha Financial Partners LLC 2.96% of their portfolio LEXINGTON, KY 25,63125.6k $2.5m $2.5m 2.96% Added +4.1k +4,060
89 Onyx Bridge Wealth Group LLC 0.60% of their portfolio TARRYTOWN, NY 25,60925.6k $2.5m $2.5m 0.60% Added +1.2k +1,176
90 TOWNSQUARE CAPITAL LLC 0.05% of their portfolio Lehi, UT 25,49325.5k $2.5m $2.5m 0.05% Added +4.1k +4,101
91 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,45125.5k $2.5m $2.5m 0.00% Reduced -11.4k -11,365
92 Private Portfolio Partners LLC 0.64% of their portfolio PARAMUS, NJ 24,95525.0k $2.5m $2.5m 0.64% Added +6.9k +6,928
93 Stratos Wealth Advisors, LLC 0.16% of their portfolio BEACHWOOD, OH 24,59124.6k $2.4m $2.4m 0.16% Added +1.2k +1,172
94 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 24,57624.6k $2.4m $2.4m 0.01% Reduced -19.0k -19,040
95 Total Clarity Wealth Management, Inc. 1.09% of their portfolio ST. CHARLES, IL 22,78922.8k $2.3m $2.3m 1.09% Added +2.1k +2,124
96 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 22,74722.7k $2.3m $2.3m 0.02% Added +12.6k +12,585
97 OneAscent Wealth Management LLC 0.99% of their portfolio BIRMINGHAM, AL 22,64022.6k $2.3m $2.3m 0.99% Reduced -931 -931
98 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 22,30522.3k $2.2m $2.2m 0.04% Reduced -3.3k -3,270
99 Pine Valley Investments Ltd Liability Co 0.21% of their portfolio MARLTON, NJ 21,97722.0k $2.2m $2.2m 0.21% New
100 UBS Group AG 0.00% of their portfolio ZURICH, V8 20,86720.9k $2.1m $2.1m 0.00% Reduced -19.4k -19,389