Vault-13

ISHARES TR IWD

RUS 1000 VAL ETF · ETP · CUSIP 464287598

1,448 institutional holders +21 vs Q2 2023
255,281,690255.3m shares reported held*
$38.0bnreported value*
85 new 407 added 525 reduced 59 sold out net sold ≈ $397.4m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($105.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $149.04. Options: 5 managers hold calls ($58.6m notional), 5 hold puts ($3.4m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,324Q4 22: 1,464Q1 23: 1,413Q2 23: 1,427Q3 23: 1,4481,448Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20221,324
Q4 20221,464
Q1 20231,413
Q2 20231,427
Q3 20231,448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 669 bought or addedQ4 22: 462 cut or sold outQ4 22Q1 23: 454 bought or addedQ1 23: 721 cut or sold outQ1 23Q2 23: 511 bought or addedQ2 23: 615 cut or sold outQ2 23Q3 23: 492 bought or addedQ3 23: 584 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022669462
Q1 2023454721
Q2 2023511615
Q3 2023492584

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ4 22 calls: $17.3mQ4 22 puts: $13.9mQ4 22P/C 0.81Q1 23 calls: $42.4mQ1 23 puts: $13.0mQ1 23P/C 0.31Q2 23 calls: $69.7mQ2 23 puts: $8.5mQ2 23P/C 0.12Q3 23 calls: $58.6mQ3 23 puts: $3.4mQ3 23P/C 0.06
Numbers
QuarterCallsPutsP/C
Q4 2022$17.3m$13.9m0.81
Q1 2023$42.4m$13.0m0.31
Q2 2023$69.7m$8.5m0.12
Q3 2023$58.6m$3.4m0.06

Biggest buyers

PATHSTONE FAMILY OFFICE, LLC Added +4,799,075+4.8m
BANK OF AMERICA CORP /DE/ Added +1,608,532+1.6m
COMERICA BANK New +972,421+972.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +629,867+629.9k
Circle Wealth Management, LLC New +620,620+620.6k
Alera Investment Advisors, LLC Added +450,352+450.4k
Alaska Permanent Fund Corp Added +435,925+435.9k
Corient Private Wealth LP Added +348,441+348.4k
MERCER GLOBAL ADVISORS INC /ADV Added +185,703+185.7k
CW Advisors, LLC Added +171,530+171.5k

Biggest sellers

MORGAN STANLEY Reduced -4,016,610-4.0m
AMERICAN CENTURY COMPANIES INC Reduced -802,455-802.5k
WELLS FARGO & COMPANY/MN Reduced -537,431-537.4k
River Road Asset Management, LLC Sold out -444,865-444.9k
PRUDENTIAL FINANCIAL INC Reduced -393,608-393.6k
LJI Wealth Management, LLC Reduced -365,414-365.4k
Bank of New York Mellon Corp Reduced -351,289-351.3k
CI INVESTMENTS INC. Reduced -325,196-325.2k
JPMORGAN CHASE & CO Reduced -221,421-221.4k
FMR LLC Reduced -208,237-208.2k

Biggest calls

CITADEL ADVISORS LLC Added $29.0m191.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $27.3m180.1k shares
WOLVERINE TRADING, LLC Reduced $1.5m9.8k shares
GTS SECURITIES LLC New $668.0k4.4k shares
Cutler Group LLC / CA Added $44.0k53.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.9m12.3k shares
CITADEL ADVISORS LLC Reduced $576.9k3.8k shares
WOLVERINE TRADING, LLC Reduced $561.7k3.7k shares
Cutler Group LLC / CA Added $351.0k128.5k shares
Walleye Trading LLC Unchanged $60.7k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.92% of their portfolio CHARLOTTE, NC 49,421,02049.4m $7.5bn $7.5bn 0.92% Added +1.6m +1,608,532
2 MORGAN STANLEY 0.43% of their portfolio NEW YORK, NY 28,113,34328.1m $4.3bn $4.3bn 0.43% Reduced -4.0m -4,016,610
3 GOLDMAN SACHS GROUP INC 0.58% of their portfolio NEW YORK, NY 15,062,98315.1m $2.3bn $2.3bn 0.58% Added +18.3k +18,322
4 FMR LLC 0.15% of their portfolio BOSTON, MA 11,128,65811.1m $1.7bn $1.7bn 0.15% Reduced -208.2k -208,237
5 Financial Engines Advisors L.L.C. 4.10% of their portfolio SANTA CLARA, CA 10,200,29110.2m $1.6bn $1.6bn 4.10% Reduced -105.7k -105,713
6 JONES FINANCIAL COMPANIES LLLP 2.18% of their portfolio DES PERES, MO 8,735,2478.7m $1.3bn $1.3bn 2.18% Added +77.7k +77,652
7 JPMORGAN CHASE & CO 0.15% of their portfolio NEW YORK, NY 8,588,9618.6m $1.3bn $1.3bn 0.15% Reduced -221.4k -221,421
8 UBS Group AG 0.48% of their portfolio ZURICH, V8 6,967,8967.0m $1.1bn $1.1bn 0.48% Added +14.2k +14,207
9 ENVESTNET ASSET MANAGEMENT INC 0.41% of their portfolio Berwyn, PA 5,883,7775.9m $893.3m $893.3m 0.41% Reduced -179.4k -179,413
10 PATHSTONE FAMILY OFFICE, LLC 0.31% of their portfolio ENGLEWOOD, NJ 5,038,5175.0m $40.3m $40.3m 0.31% Added +4.8m +4,799,075
11 SYNOVUS FINANCIAL CORP 8.36% of their portfolio Columbus, GA 4,824,1494.8m $732.4m $732.4m 8.36% Added +117.9k +117,900
12 WELLS FARGO & COMPANY/MN 0.20% of their portfolio SAN FRANCISCO, CA 4,301,4564.3m $653.0m $653.0m 0.20% Reduced -537.4k -537,431
13 M&T Bank Corp 2.20% of their portfolio BUFFALO, NY 3,635,0033.6m $551.9m $551.9m 2.20% Added +2.9k +2,879
14 Baird Financial Group, Inc. 1.50% of their portfolio MILWAUKEE, WI 3,628,2843.6m $550.8m $550.8m 1.50% Added +22.0k +22,006
15 NORTHERN TRUST CORP 0.10% of their portfolio CHICAGO, IL 3,537,7873.5m $537.1m $537.1m 0.10% Reduced -122.8k -122,799
16 RAYMOND JAMES & ASSOCIATES 0.44% of their portfolio ST PETERSBURG, FL 3,457,5343.5m $524.9m $524.9m 0.44% Added +22.1k +22,075
17 PNC Financial Services Group, Inc. 0.40% of their portfolio Pittsburgh, PA 3,074,1163.1m $466.7m $466.7m 0.40% Reduced -55.3k -55,272
18 LPL Financial LLC 0.28% of their portfolio FORT MILL, SC 2,677,3492.7m $406.5m $406.5m 0.28% Added +82.2k +82,164
19 BlackRock Inc. 0.01% of their portfolio New York, NY 2,518,8762.5m $382.4m $382.4m 0.01% Reduced -106.6k -106,611
20 TRUIST FINANCIAL CORP 0.58% of their portfolio CHARLOTTE, NC 2,287,6112.3m $347.3m $347.3m 0.58% Reduced -29.1k -29,126
21 ALLIANCEBERNSTEIN L.P. 0.14% of their portfolio NASHVILLE, TN 2,200,3562.2m $334.1m $334.1m 0.14% Added +10.2k +10,247
22 COMMONWEALTH EQUITY SERVICES, LLC 0.65% of their portfolio WALTHAM, MA 2,051,1062.1m $311.4m $311.4m 0.65% Reduced -12.6k -12,578
23 ROYAL BANK OF CANADA 0.09% of their portfolio TORONTO, A6 1,972,2492.0m $299.4m $299.4m 0.09% Added +131.7k +131,702
24 Jasper Ridge Partners, L.P. 13.57% of their portfolio MENLO PARK, CA 1,903,8741.9m $289.0m $289.0m 13.57% Added +66.0k +66,002
25 STIFEL FINANCIAL CORP 0.36% of their portfolio ST. LOUIS, MO 1,670,3991.7m $253.6m $253.6m 0.36% Reduced -146.1k -146,095
26 TIAA TRUST, NATIONAL ASSOCIATION 0.72% of their portfolio CHARLOTTE, NC 1,312,5891.3m $199.3m $199.3m 0.72% First filing
27 Rockefeller Capital Management L.P. 0.76% of their portfolio NEW YORK, NY 1,303,0221.3m $197.8m $197.8m 0.76% Added +79.0k +79,010
28 J.P. Morgan Private Wealth Advisors LLC 0.54% of their portfolio SAN FRANCISCO, CA 1,250,8161.3m $189.9m $189.9m 0.54% Reduced -183.5k -183,473
29 Alaska Permanent Fund Corp 3.16% of their portfolio JUNEAU, AK 1,106,1021.1m $167.9m $167.9m 3.16% Added +435.9k +435,925
30 CITIGROUP INC 0.23% of their portfolio NEW YORK, NY 1,073,8941.1m $163.0m $163.0m 0.23% Reduced -3.4k -3,426
31 HighTower Advisors, LLC 0.30% of their portfolio CHICAGO, IL 1,040,0741.0m $157.9m $157.9m 0.30% Added +110.0k +110,032
32 US BANCORP \DE\ 0.25% of their portfolio MINNEAPOLIS, MN 1,005,7921.0m $152.7m $152.7m 0.25% Added +15.1k +15,068
33 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 987,895987.9k $150.0m $150.0m 0.05% Added +120.2k +120,189
34 COMERICA BANK 0.77% of their portfolio DALLAS, TX 972,421972.4k $147.6m $147.6m 0.77% New
35 Waldron Private Wealth LLC 7.28% of their portfolio BRIDGEVILLE, PA 917,368917.4k $140.2m $140.2m 7.28% Reduced -18.8k -18,752
36 Hackensack Meridian Health, Inc. 19.99% of their portfolio EDISON, NJ 887,000887.0k $134.7m $134.7m 19.99% Added +165.0k +165,000
37 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 871,958872.0k $132.4m $132.4m 0.03% Reduced -351.3k -351,289
38 OSAIC HOLDINGS, INC. 0.19% of their portfolio SCOTTSDALE, AZ 865,249865.2k $131.4m $131.4m 0.19% Added +111.1k +111,054
39 Raymond James Financial Services Advisors, Inc. 0.22% of their portfolio ST. PETERSBURG, FL 805,504805.5k $122.3m $122.3m 0.22% Reduced -1.3k -1,276
40 Corient Private Wealth LP 0.26% of their portfolio MIAMI, FL 803,500803.5k $112.1m $112.1m 0.26% Added +348.4k +348,441
41 COMMERCE BANK 0.96% of their portfolio KANSAS CITY, MO 799,745799.7k $121.4m $121.4m 0.96% Reduced -10.5k -10,516
42 Alera Investment Advisors, LLC 19.83% of their portfolio DEERFIELD, IL 792,802792.8k $120.4m $120.4m 19.83% Added +450.4k +450,352
43 Stairway Partners, LLC 12.78% of their portfolio MINNEAPOLIS, MN 783,490783.5k $118.9m $118.9m 12.78% Reduced -109.9k -109,889
44 OAKWORTH CAPITAL, INC. 9.93% of their portfolio BIRMINGHAM, AL 719,641719.6k $109.3m $109.3m 9.93% Reduced -34.2k -34,227
45 STEPHENS INC /AR/ 2.03% of their portfolio LITTLE ROCK, AR 697,735697.7k $105.9m $105.9m 2.03% Reduced -20.1k -20,052
46 UNC Management Company, Inc. 100.00% of their portfolio Chapel Hill, NC 684,805684.8k $104.0m $104.0m 100.00% Unchanged
47 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.33% of their portfolio PLYMOUTH, MN 667,297667.3k $101.3m $101.3m 0.33% Added +629.9k +629,867
48 AMERICAN CENTURY COMPANIES INC 0.07% of their portfolio KANSAS CITY, MO 623,371623.4k $94.6m $94.6m 0.07% Reduced -802.5k -802,455
49 Circle Wealth Management, LLC 2.35% of their portfolio SUMMIT, NJ 620,620620.6k $94.2m $94.2m 2.35% New
50 PRUDENTIAL FINANCIAL INC 0.15% of their portfolio NEWARK, NJ 615,990616.0k $93.5m $93.5m 0.15% Reduced -393.6k -393,608
51 1ST SOURCE BANK 5.99% of their portfolio SOUTH BEND, IN 579,597579.6k $88.0m $88.0m 5.99% Reduced -13.3k -13,284
52 Mariner, LLC 0.23% of their portfolio Overland Park, KS 571,125571.1k $86.7m $86.7m 0.23% Reduced -41.2k -41,231
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.11% of their portfolio MILWAUKEE, WI 561,735561.7k $85.3m $85.3m 0.11% Reduced -64.1k -64,096
54 FIFTH THIRD BANCORP 0.36% of their portfolio CINCINNATI, OH 513,400513.4k $77.9m $77.9m 0.36% Reduced -15.0k -14,983
55 Creative Planning 0.10% of their portfolio OVERLAND PARK, KS 484,767484.8k $73.6m $73.6m 0.10% Reduced -11.9k -11,857
56 Modera Wealth Management, LLC 1.38% of their portfolio WESTWOOD, NJ 480,754480.8k $73.0m $73.0m 1.38% Added +1.5k +1,493
57 Cetera Investment Advisers 0.62% of their portfolio SCHAUMBURG, IL 474,563474.6k $72.0m $72.0m 0.62% Reduced -1.9k -1,946
58 Equitable Holdings, Inc. 1.02% of their portfolio NEW YORK, NY 468,712468.7k $71.2m $71.2m 1.02% Reduced -10.5k -10,519
59 Geller Advisors LLC 7.95% of their portfolio New York, NY 447,424447.4k $68.4m $68.4m 7.95% Reduced -6.2k -6,249
60 Cetera Advisor Networks LLC 0.42% of their portfolio EL SEGUNDO, CA 436,686436.7k $66.3m $66.3m 0.42% Reduced -109.5k -109,488
61 Strategic Wealth Partners Group, LLC 9.62% of their portfolio DEERFIELD, IL 424,653424.7k $64.9m $64.9m 9.62% Added +3.6k +3,587
62 BANK OF NOVA SCOTIA 0.17% of their portfolio TORONTO, A6 421,485421.5k $64.0m $64.0m 0.17% Reduced -939 -939
63 Cedar Mountain Advisors, LLC 18.07% of their portfolio LAKE OSWEGO, OR 403,634403.6k $61.3m $61.3m 18.07% Reduced -1.3k -1,315
64 MML INVESTORS SERVICES, LLC 0.33% of their portfolio SPRINGFIELD, MA 395,496395.5k $60.0m $60.0m 0.33% Added +8.5k +8,487
65 Cresset Asset Management, LLC 0.41% of their portfolio Chicago, IL 386,790386.8k $59.1m $59.1m 0.41% Added +17.0k +16,989
66 Cassaday & Co Wealth Management LLC 2.39% of their portfolio MCLEAN, VA 376,232376.2k $57.1m $57.1m 2.39% Reduced -3.1k -3,094
67 MV CAPITAL MANAGEMENT, INC. 7.48% of their portfolio BETHESDA, MD 369,423369.4k $56.1m $56.1m 7.48% Added +10.9k +10,857
68 MERCER GLOBAL ADVISORS INC /ADV 0.21% of their portfolio DENVER, CO 369,227369.2k $56.1m $56.1m 0.21% Added +185.7k +185,703
69 LANDAAS & CO /WI /ADV 23.97% of their portfolio MILWAUKEE, WI 363,778363.8k $55.2m $55.2m 23.97% Reduced -1.3k -1,319
70 STEPHENS GROUP ASSET MANAGEMENT, LLC 5.79% of their portfolio LITTLE ROCK, AR 354,308354.3k $53.8m $53.8m 5.79% Reduced -16.1k -16,124
71 Private Advisor Group, LLC 0.46% of their portfolio MORRISTOWN, NJ 341,300341.3k $51.8m $51.8m 0.46% Added +4.0k +4,030
72 CHOREO, LLC 1.84% of their portfolio ROCKFORD, IL 339,346339.3k $51.9m $51.9m 1.84% Reduced -5.5k -5,450
73 CAPTRUST FINANCIAL ADVISORS 0.18% of their portfolio RALEIGH, NC 307,898307.9k $46.7m $46.7m 0.18% Added +53.0k +52,982
74 PUTNAM INVESTMENTS LLC 0.07% of their portfolio BOSTON, MA 307,347307.3k $46.7m $46.7m 0.07% Added +9.6k +9,608
75 Cetera Advisors LLC 0.71% of their portfolio DENVER, CO 300,117300.1k $45.6m $45.6m 0.71% Reduced -66.0k -66,004
76 Cullen/Frost Bankers, Inc. 0.79% of their portfolio San Antonio, TX 298,853298.9k $45.4m $45.4m 0.79% Added +1.4k +1,435
77 WADE G W & INC 1.63% of their portfolio Wellesley, MA 288,969289.0k $43.9m $43.9m 1.63% Reduced -3.4k -3,391
78 Thrivent Financial for Lutherans 0.10% of their portfolio Minneapolis, MN 287,620287.6k $43.9m $43.9m 0.10% Reduced -6.3k -6,283
79 StoneX Group Inc. 4.74% of their portfolio NEW YORK, NY 286,781286.8k $43.8m $43.8m 4.74% Added +17.0k +16,984
80 First Business Financial Services, Inc. 5.46% of their portfolio MADISON, WI 282,486282.5k $42.9m $42.9m 5.46% Reduced -78 -78
81 EASTERN BANK 2.12% of their portfolio BOSTON, MA 281,121281.1k $42.7m $42.7m 2.12% Added +608 +608
82 BROWN ADVISORY INC 0.07% of their portfolio BALTIMORE, MD 273,775273.8k $41.6m $41.6m 0.07% Reduced -6.9k -6,934
83 BRIDGES INVESTMENT MANAGEMENT INC 1.41% of their portfolio OMAHA, NE 261,998262.0k $39.8m $39.8m 1.41% Added +3.6k +3,634
84 Wind River Trust Co 16.58% of their portfolio Jackson, WY 253,335253.3k $38.5m $38.5m 16.58% Unchanged
85 MAI Capital Management 0.56% of their portfolio INDEPENDENCE, OH 247,241247.2k $37.5m $37.5m 0.56% Added +8.8k +8,816
86 Flaharty Asset Management, LLC 6.21% of their portfolio CLEARWATER, FL 244,536244.5k $37.1m $37.1m 6.21% Added +6.4k +6,378
87 MONETA GROUP INVESTMENT ADVISORS LLC 0.84% of their portfolio ST LOUIS, MO 243,107243.1k $36.9m $36.9m 0.84% Added +11.1k +11,078
88 FSA Wealth Management LLC 20.42% of their portfolio Needham, MA 240,391240.4k $36.5m $36.5m 20.42% Added +2.8k +2,841
89 Steward Partners Investment Advisory, LLC 0.54% of their portfolio STAMFORD, CT 231,256231.3k $35.1m $35.1m 0.54% Added +10.6k +10,600
90 Brandywine Global Investment Management, LLC 0.30% of their portfolio PHILADELPHIA, PA 224,684224.7k $34.1m $34.1m 0.30% Added +74.8k +74,794
91 Nadler Financial Group, Inc. 5.14% of their portfolio DEERFIELD, IL 223,449223.4k $33.9m $33.9m 5.14% Reduced -5.8k -5,790
92 First Horizon Advisors, Inc. 1.23% of their portfolio MEMPHIS, TN 223,300223.3k $33.9m $33.9m 1.23% Reduced -3.2k -3,224
93 Relyea Zuckerberg Hanson LLC 7.64% of their portfolio STAMFORD, CT 220,630220.6k $33.5m $33.5m 7.64% Added +6.5k +6,481
94 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 218,946218.9k $33.2m $33.2m 0.01% Added +89.3k +89,316
95 SIMON QUICK ADVISORS, LLC 3.13% of their portfolio MORRISTOWN, NJ 218,665218.7k $33.2m $33.2m 3.13% Reduced -10.0k -10,016
96 Comprehensive Financial Management LLC 1.16% of their portfolio Los Gatos, CA 210,233210.2k $32.1m $32.1m 1.16% Unchanged
97 BLAIR WILLIAM & CO/IL 0.12% of their portfolio CHICAGO, IL 209,125209.1k $31.7m $31.7m 0.12% Added +697 +697
98 REGIONS FINANCIAL CORP 0.28% of their portfolio BIRMINGHAM, AL 204,563204.6k $31.1m $31.1m 0.28% Reduced -13.2k -13,228
99 Paulson Wealth Management Inc. 10.46% of their portfolio West Palm Beach, FL 196,962197.0k $29.9m $29.9m 10.46% Added +2.1k +2,115
100 Granger Management LLC 12.63% of their portfolio New York, NY 196,137196.1k $30.0m $30.0m 12.63% Reduced -61.2k -61,212