Vault-13

ISHARES TR IWF

RUS 1000 GRW ETF · ETP · CUSIP 464287614

1,782 institutional holders +8 vs Q2 2023
199,644,998199.6m shares reported held*
$51.6bnreported value*
78 new 468 added 742 reduced 73 sold out net bought ≈ $230.2m (+6.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($111.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $258.46. Options: 6 managers hold calls ($117.3m notional), 9 hold puts ($30.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,581Q4 22: 1,693Q1 23: 1,698Q2 23: 1,774Q3 23: 1,7821,782Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20221,581
Q4 20221,693
Q1 20231,698
Q2 20231,774
Q3 20231,782

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 699 bought or addedQ4 22: 617 cut or sold outQ4 22Q1 23: 577 bought or addedQ1 23: 805 cut or sold outQ1 23Q2 23: 652 bought or addedQ2 23: 739 cut or sold outQ2 23Q3 23: 546 bought or addedQ3 23: 815 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022699617
Q1 2023577805
Q2 2023652739
Q3 2023546815

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ4 22 calls: $113.1mQ4 22 puts: $93.9mQ4 22P/C 0.83Q1 23 calls: $85.8mQ1 23 puts: $28.4mQ1 23P/C 0.33Q2 23 calls: $109.9mQ2 23 puts: $42.5mQ2 23P/C 0.39Q3 23 calls: $117.3mQ3 23 puts: $30.1mQ3 23P/C 0.26
Numbers
QuarterCallsPutsP/C
Q4 2022$113.1m$93.9m0.83
Q1 2023$85.8m$28.4m0.33
Q2 2023$109.9m$42.5m0.39
Q3 2023$117.3m$30.1m0.26

Biggest buyers

PATHSTONE FAMILY OFFICE, LLC Added +5,615,254+5.6m
MORGAN STANLEY Added +3,765,550+3.8m
Circle Wealth Management, LLC Added +1,287,045+1.3m
COMERICA BANK New +605,650+605.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +378,920+378.9k
Corient Private Wealth LP Added +338,536+338.5k
Alera Investment Advisors, LLC Added +249,361+249.4k
OSAIC HOLDINGS, INC. Added +244,732+244.7k
TWO SIGMA ADVISERS, LP Added +187,000+187.0k
TWO SIGMA INVESTMENTS, LP Added +184,500+184.5k

Biggest sellers

FMR LLC Reduced -1,905,001-1.9m
BANK OF AMERICA CORP /DE/ Reduced -1,638,903-1.6m
Nuveen Asset Management, LLC Reduced -731,640-731.6k
CIBC Private Wealth Group LLC Reduced -519,262-519.3k
SYNOVUS FINANCIAL CORP Reduced -381,160-381.2k
JPMORGAN CHASE & CO Reduced -234,863-234.9k
BARCLAYS PLC Reduced -188,770-188.8k
SVB WEALTH LLC Reduced -184,949-184.9k
Kensington Asset Management, LLC Sold out -184,000-184.0k
AMERIPRISE FINANCIAL INC Reduced -172,324-172.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $92.1m346.4k shares
GOLDMAN SACHS GROUP INC Unchanged $16.0m60.0k shares
GTS SECURITIES LLC New $4.2m15.8k shares
CITADEL ADVISORS LLC Reduced $3.4m12.8k shares
Belvedere Trading LLC Added $1.4m5.4k shares
Cutler Group LLC / CA Added $126.0k18.7k shares

Biggest puts

CITADEL ADVISORS LLC Added $15.6m58.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.3m35.1k shares
GTS SECURITIES LLC New $3.9m14.8k shares
Walleye Trading LLC Reduced $452.2k1.7k shares
BANK OF AMERICA CORP /DE/ New $266.0k1.0k shares
Clear Harbor Asset Management, LLC New $266.0k1.0k shares
Lido Advisors, LLC Unchanged $159.6k600 shares
Cutler Group LLC / CA Reduced $98.0k23.3k shares
Belvedere Trading LLC Unchanged $26.6k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 1.04% of their portfolio CHARLOTTE, NC 31,697,32131.7m $8.4bn $8.4bn 1.04% Reduced -1.6m -1,638,903
2 MORGAN STANLEY 0.65% of their portfolio NEW YORK, NY 23,848,98823.8m $6.3bn $6.3bn 0.65% Added +3.8m +3,765,550
3 FMR LLC 0.24% of their portfolio BOSTON, MA 10,262,65210.3m $2.7bn $2.7bn 0.24% Reduced -1.9m -1,905,001
4 GOLDMAN SACHS GROUP INC 0.64% of their portfolio NEW YORK, NY 9,514,9759.5m $2.5bn $2.5bn 0.64% Reduced -29.0k -29,032
5 JPMORGAN CHASE & CO 0.20% of their portfolio NEW YORK, NY 6,474,4036.5m $1.7bn $1.7bn 0.20% Reduced -234.9k -234,863
6 UBS Group AG 0.73% of their portfolio ZURICH, V8 5,998,7636.0m $1.6bn $1.6bn 0.73% Added +64.3k +64,337
7 PATHSTONE FAMILY OFFICE, LLC 0.28% of their portfolio ENGLEWOOD, NJ 5,713,5905.7m $36.0m $36.0m 0.28% Added +5.6m +5,615,254
8 ENVESTNET ASSET MANAGEMENT INC 0.62% of their portfolio Berwyn, PA 5,071,8255.1m $1.3bn $1.3bn 0.62% Reduced -163.1k -163,113
9 WELLS FARGO & COMPANY/MN 0.35% of their portfolio SAN FRANCISCO, CA 4,205,1714.2m $1.1bn $1.1bn 0.35% Reduced -2.2k -2,206
10 NORTHERN TRUST CORP 0.21% of their portfolio CHICAGO, IL 4,045,5224.0m $1.1bn $1.1bn 0.21% Added +57.0k +57,011
11 PNC Financial Services Group, Inc. 0.70% of their portfolio Pittsburgh, PA 3,052,7803.1m $812.0m $812.0m 0.70% Reduced -46.3k -46,341
12 RAYMOND JAMES & ASSOCIATES 0.64% of their portfolio ST PETERSBURG, FL 2,860,5572.9m $760.9m $760.9m 0.64% Reduced -17.2k -17,240
13 LPL Financial LLC 0.51% of their portfolio FORT MILL, SC 2,724,5142.7m $724.7m $724.7m 0.51% Added +21.1k +21,110
14 SYNOVUS FINANCIAL CORP 7.53% of their portfolio Columbus, GA 2,480,7502.5m $659.9m $659.9m 7.53% Reduced -381.2k -381,160
15 M&T Bank Corp 2.62% of their portfolio BUFFALO, NY 2,469,1262.5m $656.7m $656.7m 2.62% Reduced -28.1k -28,134
16 Baird Financial Group, Inc. 1.72% of their portfolio MILWAUKEE, WI 2,369,1802.4m $630.2m $630.2m 1.72% Reduced -9.6k -9,553
17 TIAA TRUST, NATIONAL ASSOCIATION 2.21% of their portfolio CHARLOTTE, NC 2,306,0662.3m $613.4m $613.4m 2.21% First filing
18 TRUIST FINANCIAL CORP 0.97% of their portfolio CHARLOTTE, NC 2,177,7952.2m $579.3m $579.3m 0.97% Added +14.3k +14,277
19 COMMONWEALTH EQUITY SERVICES, LLC 1.14% of their portfolio WALTHAM, MA 2,066,4982.1m $549.7m $549.7m 1.14% Reduced -20.4k -20,442
20 ROYAL BANK OF CANADA 0.13% of their portfolio TORONTO, A6 1,628,0531.6m $433.0m $433.0m 0.13% Added +90.6k +90,594
21 SIGNATUREFD, LLC 10.52% of their portfolio ATLANTA, GA 1,518,9511.5m $404.0m $404.0m 10.52% Reduced -25.0k -25,006
22 Nuveen Asset Management, LLC 0.14% of their portfolio CHICAGO, IL 1,468,8721.5m $390.7m $390.7m 0.14% Reduced -731.6k -731,640
23 BlackRock Inc. 0.01% of their portfolio New York, NY 1,452,3261.5m $386.3m $386.3m 0.01% Reduced -114.4k -114,391
24 CHURCHILL MANAGEMENT Corp 6.52% of their portfolio Los Angeles, CA 1,449,7511.4m $385.6m $385.6m 6.52% Reduced -32.9k -32,949
25 STIFEL FINANCIAL CORP 0.51% of their portfolio ST. LOUIS, MO 1,376,6241.4m $366.2m $366.2m 0.51% Added +13.0k +12,978
26 AMERIPRISE FINANCIAL INC 0.12% of their portfolio MINNEAPOLIS, MN 1,360,5721.4m $362.1m $362.1m 0.12% Reduced -172.3k -172,324
27 J.P. Morgan Private Wealth Advisors LLC 0.98% of their portfolio SAN FRANCISCO, CA 1,288,7311.3m $342.8m $342.8m 0.98% Reduced -112.8k -112,797
28 Circle Wealth Management, LLC 8.54% of their portfolio SUMMIT, NJ 1,288,3691.3m $342.7m $342.7m 8.54% Added +1.3m +1,287,045
29 Bank of New York Mellon Corp 0.07% of their portfolio NEW YORK, NY 1,264,7951.3m $336.4m $336.4m 0.07% Added +13.4k +13,379
30 OSAIC HOLDINGS, INC. 0.46% of their portfolio SCOTTSDALE, AZ 1,180,3991.2m $314.1m $314.1m 0.46% Added +244.7k +244,732
31 US BANCORP \DE\ 0.50% of their portfolio MINNEAPOLIS, MN 1,158,3841.2m $307.5m $307.5m 0.50% Added +49.8k +49,835
32 HighTower Advisors, LLC 0.58% of their portfolio CHICAGO, IL 1,151,3191.2m $306.3m $306.3m 0.58% Added +92.1k +92,117
33 Corient Private Wealth LP 0.58% of their portfolio MIAMI, FL 1,134,7731.1m $251.7m $251.7m 0.58% Added +338.5k +338,536
34 Rockefeller Capital Management L.P. 0.82% of their portfolio NEW YORK, NY 795,268795.3k $211.5m $211.5m 0.82% Added +10.5k +10,467
35 Cerity Partners LLC 1.02% of their portfolio NEW YORK, NY 788,043788.0k $210.0m $210.0m 1.02% Reduced -31.0k -31,038
36 Janney Montgomery Scott LLC 0.77% of their portfolio PHILADELPHIA, PA 774,243774.2k $205.9m $205.9m 0.77% Reduced -2.0k -1,970
37 Raymond James Financial Services Advisors, Inc. 0.35% of their portfolio ST. PETERSBURG, FL 725,139725.1k $192.9m $192.9m 0.35% Added +19.6k +19,640
38 Waldron Private Wealth LLC 9.92% of their portfolio BRIDGEVILLE, PA 716,835716.8k $191.0m $191.0m 9.92% Reduced -27.4k -27,433
39 Cetera Advisor Networks LLC 1.15% of their portfolio EL SEGUNDO, CA 687,260687.3k $182.8m $182.8m 1.15% Added +2.2k +2,190
40 CITIGROUP INC 0.25% of their portfolio NEW YORK, NY 648,330648.3k $172.4m $172.4m 0.25% Reduced -33.3k -33,328
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.22% of their portfolio MILWAUKEE, WI 646,316646.3k $171.9m $171.9m 0.22% Reduced -15.7k -15,714
42 1ST SOURCE BANK 11.18% of their portfolio SOUTH BEND, IN 617,517617.5k $164.3m $164.3m 11.18% Reduced -2.6k -2,606
43 CIBC Private Wealth Group LLC 0.39% of their portfolio ATLANTA, GA 613,402613.4k $163.2m $163.2m 0.39% Reduced -519.3k -519,262
44 COMERICA BANK 0.84% of their portfolio DALLAS, TX 605,650605.6k $161.1m $161.1m 0.84% New
45 MERCER GLOBAL ADVISORS INC /ADV 0.58% of their portfolio DENVER, CO 573,902573.9k $152.7m $152.7m 0.58% Added +177.6k +177,621
46 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 5.11% of their portfolio NORFOLK, VA 555,246555.2k $147.7m $147.7m 5.11% Added +9.2k +9,224
47 Mariner, LLC 0.39% of their portfolio Overland Park, KS 541,502541.5k $144.0m $144.0m 0.39% Added +12.7k +12,697
48 REGIONS FINANCIAL CORP 1.24% of their portfolio BIRMINGHAM, AL 519,436519.4k $138.2m $138.2m 1.24% Reduced -13.1k -13,065
49 PRUDENTIAL FINANCIAL INC 0.21% of their portfolio NEWARK, NJ 508,967509.0k $135.4m $135.4m 0.21% Reduced -75.2k -75,181
50 MML INVESTORS SERVICES, LLC 0.74% of their portfolio SPRINGFIELD, MA 505,706505.7k $134.5m $134.5m 0.74% Reduced -13.4k -13,404
51 CAPTRUST FINANCIAL ADVISORS 0.51% of their portfolio RALEIGH, NC 505,457505.5k $134.4m $134.4m 0.51% Added +133.0k +133,040
52 FIFTH THIRD BANCORP 0.61% of their portfolio CINCINNATI, OH 494,120494.1k $131.4m $131.4m 0.61% Added +4.1k +4,076
53 Strategic Wealth Partners Group, LLC 19.45% of their portfolio DEERFIELD, IL 492,147492.1k $131.2m $131.2m 19.45% Added +12.0k +12,023
54 Cresset Asset Management, LLC 0.90% of their portfolio Chicago, IL 485,446485.4k $129.4m $129.4m 0.90% Added +6.7k +6,698
55 COMMERCE BANK 1.01% of their portfolio KANSAS CITY, MO 484,460484.5k $128.9m $128.9m 1.01% Reduced -13.7k -13,689
56 SVB WEALTH LLC 2.77% of their portfolio BOSTON, MA 473,672473.7k $126.0m $126.0m 2.77% Reduced -184.9k -184,949
57 WADE G W & INC 4.64% of their portfolio Wellesley, MA 468,802468.8k $124.7m $124.7m 4.64% Added +14.3k +14,347
58 Alera Investment Advisors, LLC 20.31% of their portfolio DEERFIELD, IL 463,429463.4k $123.3m $123.3m 20.31% Added +249.4k +249,361
59 OAKWORTH CAPITAL, INC. 11.00% of their portfolio BIRMINGHAM, AL 454,733454.7k $121.0m $121.0m 11.00% Reduced -21.1k -21,114
60 CHOREO, LLC 4.13% of their portfolio ROCKFORD, IL 437,691437.7k $116.6m $116.6m 4.13% Reduced -11.3k -11,260
61 STALEY CAPITAL ADVISERS INC 6.38% of their portfolio PITTSBURGH, PA 435,110435.1k $115.7m $115.7m 6.38% Reduced -9.1k -9,073
62 Creative Planning 0.14% of their portfolio OVERLAND PARK, KS 404,835404.8k $107.7m $107.7m 0.14% Reduced -3.4k -3,391
63 TWO SIGMA INVESTMENTS, LP 0.30% of their portfolio NEW YORK, NY 398,800398.8k $106.1m $106.1m 0.30% Added +184.5k +184,500
64 Equitable Holdings, Inc. 1.50% of their portfolio NEW YORK, NY 394,054394.1k $104.8m $104.8m 1.50% Reduced -21.7k -21,701
65 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.34% of their portfolio PLYMOUTH, MN 393,218393.2k $104.6m $104.6m 0.34% Added +378.9k +378,920
66 D.A. DAVIDSON & CO. 1.11% of their portfolio GREAT FALLS, MT 385,407385.4k $102.5m $102.5m 1.11% Reduced -1.1k -1,141
67 Johnson Financial Group, Inc. 7.02% of their portfolio RACINE, WI 379,089379.1k $101.0m $101.0m 7.02% Added +1.0k +1,044
68 MAI Capital Management 1.42% of their portfolio INDEPENDENCE, OH 357,610357.6k $95.1m $95.1m 1.42% Reduced -6.5k -6,517
69 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.71% of their portfolio NEW YORK, NY 354,051354.1k $94.2m $94.2m 0.71% Reduced -25.7k -25,695
70 Orion Porfolio Solutions, LLC 1.11% of their portfolio OMAHA, NE 344,478344.5k $91.6m $91.6m 1.11% Reduced -4.0k -3,959
71 Orion Portfolio Solutions, LLC 1.11% of their portfolio Omaha, NE 344,478344.5k $91.6m $91.6m 1.11% Reduced -4.0k -3,959
72 Cetera Advisors LLC 1.39% of their portfolio DENVER, CO 333,988334.0k $88.8m $88.8m 1.39% Added +4.7k +4,738
73 Private Advisor Group, LLC 0.79% of their portfolio MORRISTOWN, NJ 333,229333.2k $88.6m $88.6m 0.79% Reduced -3.8k -3,757
74 Thrivent Financial for Lutherans 0.21% of their portfolio Minneapolis, MN 324,584324.6k $86.4m $86.4m 0.21% Added +114.8k +114,760
75 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 323,009323.0k $90.9m $90.9m 0.03% Reduced -13.0k -12,980
76 Cullen/Frost Bankers, Inc. 1.45% of their portfolio San Antonio, TX 312,704312.7k $83.2m $83.2m 1.45% Reduced -2.3k -2,274
77 Stairway Partners, LLC 8.57% of their portfolio MINNEAPOLIS, MN 299,732299.7k $79.7m $79.7m 8.57% Reduced -56.9k -56,937
78 POLEN CAPITAL MANAGEMENT LLC 0.21% of their portfolio Boca Raton, FL 299,494299.5k $79.7m $79.7m 0.21% Added +171.4k +171,395
79 Modera Wealth Management, LLC 1.45% of their portfolio WESTWOOD, NJ 289,974290.0k $77.1m $77.1m 1.45% Reduced -4.1k -4,105
80 Cetera Investment Advisers 0.62% of their portfolio SCHAUMBURG, IL 268,107268.1k $71.3m $71.3m 0.62% Reduced -9.9k -9,896
81 STEPHENS INC /AR/ 1.34% of their portfolio LITTLE ROCK, AR 261,824261.8k $69.6m $69.6m 1.34% Added +5.3k +5,258
82 TWO SIGMA ADVISERS, LP 0.18% of their portfolio NEW YORK, NY 261,500261.5k $69.6m $69.6m 0.18% Added +187.0k +187,000
83 KEYBANK NATIONAL ASSOCIATION/OH 0.32% of their portfolio BROOKLYN, OH 255,049255.0k $67.8m $67.8m 0.32% Reduced -5.6k -5,611
84 SIMON QUICK ADVISORS, LLC 5.95% of their portfolio MORRISTOWN, NJ 237,329237.3k $63.1m $63.1m 5.95% Reduced -16.6k -16,628
85 Cedar Mountain Advisors, LLC 18.33% of their portfolio LAKE OSWEGO, OR 233,748233.7k $62.2m $62.2m 18.33% Reduced -2.5k -2,467
86 IEQ CAPITAL, LLC 1.24% of their portfolio Foster City, CA 229,021229.0k $60.9m $60.9m 1.24% Reduced -6.3k -6,268
87 BANK OF NOVA SCOTIA 0.16% of their portfolio TORONTO, A6 229,000229.0k $60.9m $60.9m 0.16% Added +1 +1
88 MV CAPITAL MANAGEMENT, INC. 8.13% of their portfolio BETHESDA, MD 228,997229.0k $60.9m $60.9m 8.13% Added +7.5k +7,494
89 Steward Partners Investment Advisory, LLC 0.93% of their portfolio STAMFORD, CT 227,360227.4k $60.5m $60.5m 0.93% Reduced -7.1k -7,115
90 First Business Financial Services, Inc. 7.17% of their portfolio MADISON, WI 211,685211.7k $56.3m $56.3m 7.17% Reduced -340 -340
91 MONETA GROUP INVESTMENT ADVISORS LLC 1.27% of their portfolio ST LOUIS, MO 210,185210.2k $55.9m $55.9m 1.27% Reduced -220 -220
92 BROWN ADVISORY INC 0.09% of their portfolio BALTIMORE, MD 206,263206.3k $54.9m $54.9m 0.09% Added +28.0k +27,962
93 STEPHENS GROUP ASSET MANAGEMENT, LLC 5.89% of their portfolio LITTLE ROCK, AR 205,667205.7k $54.7m $54.7m 5.89% Reduced -15.1k -15,120
94 JONES FINANCIAL COMPANIES LLLP 0.08% of their portfolio DES PERES, MO 193,197193.2k $51.4m $51.4m 0.08% Added +3.8k +3,751
95 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 192,864192.9k $51.3m $51.3m 0.02% Reduced -11.5k -11,525
96 Beacon Pointe Advisors, LLC 0.64% of their portfolio NEWPORT BEACH, CA 192,338192.3k $51.2m $51.2m 0.64% Added +6.5k +6,504
97 NewEdge Advisors, LLC 0.54% of their portfolio NEW ORLEANS, LA 184,491184.5k $49.1m $49.1m 0.54% Added +18.7k +18,719
98 Baker Avenue Asset Management, LP 2.46% of their portfolio SAN FRANCISCO, CA 184,488184.5k $49.1m $49.1m 2.46% Reduced -13.9k -13,891
99 Waverly Advisors, LLC 2.09% of their portfolio BIRMINGHAM, AL 180,284180.3k $48.0m $48.0m 2.09% Reduced -4.2k -4,201
100 BRIDGES INVESTMENT MANAGEMENT INC 1.67% of their portfolio OMAHA, NE 176,694176.7k $47.0m $47.0m 1.67% Reduced -3.9k -3,925