Vault-13

FLEXSHARES TR BNDC

CRE SLCT BD FD · ETP · CUSIP 33939L670

28 institutional holders +0 vs Q2 2023
7,803,3187.8m shares reported held*
$165.2mreported value*
3 new 11 added 10 reduced 2 sold out net sold ≈ $1.6m (-75.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.18.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 22Q4 22: 23Q1 23: 29Q2 23: 28Q3 23: 2828Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202222
Q4 202223
Q1 202329
Q2 202328
Q3 202328

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 12 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 12 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221212
Q1 2023206
Q2 2023219
Q3 20231412

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +95,276+95.3k
Occidental Asset Management, LLC Added +79,107+79.1k
CITADEL ADVISORS LLC New +67,057+67.1k
PARK NATIONAL CORP /OH/ Added +29,656+29.7k
MML INVESTORS SERVICES, LLC Added +16,068+16.1k
Colonial River Investments, LLC Added +12,987+13.0k
Herold Advisors, Inc. Added +6,700+6.7k
Cetera Investment Advisers Added +5,780+5.8k
COMERICA BANK New +3,679+3.7k
LPL Financial LLC Added +3,429+3.4k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -177,463-177.5k
NORTHERN TRUST CORP Reduced -131,778-131.8k
JANE STREET GROUP, LLC Reduced -40,963-41.0k
Olde Wealth Management, LLC Reduced -31,953-32.0k
VestGen Investment Management Reduced -8,448-8.4k
Stratos Wealth Advisors, LLC Reduced -2,322-2.3k
OSAIC HOLDINGS, INC. Reduced -1,941-1.9k
MORGAN STANLEY Sold out -1,644-1.6k
Snowden Capital Advisors LLC Reduced -1,325-1.3k
CoreCap Advisors, LLC Reduced -747-747

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 3,813,1303.8m $80.8m $80.8m 0.02% Reduced -131.8k -131,778
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,337,8091.3m $28.3m $28.3m 0.01% Added +95.3k +95,276
3 Occidental Asset Management, LLC 4.01% of their portfolio Burlingame, CA 817,874817.9k $17.3m $17.3m 4.01% Added +79.1k +79,107
4 Olde Wealth Management, LLC 3.64% of their portfolio SAMMAMISH, WA 354,651354.7k $7.5m $7.5m 3.64% Reduced -32.0k -31,953
5 PARK NATIONAL CORP /OH/ 0.27% of their portfolio NEWARK, OH 286,482286.5k $6.1m $6.1m 0.27% Added +29.7k +29,656
6 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 231,659231.7k $4.9m $4.9m 0.03% Added +16.1k +16,068
7 CoreCap Advisors, LLC 0.29% of their portfolio SOUTHFIELD, MI 191,808191.8k $4.1m $4.1m 0.29% Reduced -747 -747
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 149,354149.4k $3.2m $3.2m 0.01% Reduced -177.5k -177,463
9 VestGen Investment Management 0.84% of their portfolio EGG HARBOR TOWNSHIP, NJ 130,880130.9k $2.8m $2.8m 0.84% Reduced -8.4k -8,448
10 Colonial River Investments, LLC 1.27% of their portfolio MIDLOTHIAN, VA 91,75391.8k $1.9m $1.9m 1.27% Added +13.0k +12,987
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 77,18077.2k $1.6m $1.6m 0.00% Reduced -41.0k -40,963
12 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 67,05767.1k $1.4m $1.4m 0.00% New
13 3D/L Capital Management, LLC 0.32% of their portfolio Hartford, CT 46,72346.7k $989.8k $989.8k 0.32% Added +373 +373
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 41,43541.4k $877.8k $877.8k 0.01% Added +5.8k +5,780
15 Herold Advisors, Inc. 0.26% of their portfolio New York, NY 40,36340.4k $855.1k $855.1k 0.26% Added +6.7k +6,700
16 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 39,32339.3k $833.0k $833.0k 0.04% Reduced -1.3k -1,325
17 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 30,13030.1k $638.3k $638.3k 0.04% Reduced -2.3k -2,322
18 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.31% of their portfolio Pittsburgh, PA 15,25315.3k $323.1k $323.1k 0.31% Added +581 +581
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 14,13214.1k $299.4k $299.4k 0.00% Added +3.4k +3,429
20 CITIZENS & NORTHERN CORP 0.11% of their portfolio WELLSBORO, PA 12,96013.0k $274.5k $274.5k 0.11% Added +536 +536
21 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 4,8004.8k $101.7k $101.7k 0.01% Unchanged
22 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,6793.7k $77.9k $77.9k 0.00% New
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,0322.0k $43.0k $43.0k 0.00% New
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,1341.1k $24.0k $24.0k 0.00% Unchanged
25 AlphaCore Capital LLC 0.00% of their portfolio LA JOLLA, CA 827827 $17.5k $17.5k 0.00% Reduced -38 -38
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 716716 $15.2k $15.2k 0.00% Reduced -1.9k -1,941
27 Kelly Financial Services LLC 0.00% of their portfolio BRAINTREE, MA 174174 $3.7k $3.7k 0.00% Unchanged
28 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged