Vault-13

SCHWAB STRATEGIC TR FNDF

FUNDAMENTAL INTL · ETP · CUSIP 808524755

443 institutional holders +2 vs Q2 2023
258,371,442258.4m shares reported held*
$8.2bnreported value*
37 new 201 added 116 reduced 35 sold out net bought ≈ $186.6m (+5.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($27.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.67.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 362Q4 22: 416Q1 23: 431Q2 23: 441Q3 23: 443443Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022362
Q4 2022416
Q1 2023431
Q2 2023441
Q3 2023443

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 212 bought or addedQ4 22: 153 cut or sold outQ4 22Q1 23: 223 bought or addedQ1 23: 158 cut or sold outQ1 23Q2 23: 241 bought or addedQ2 23: 163 cut or sold outQ2 23Q3 23: 238 bought or addedQ3 23: 151 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022212153
Q1 2023223158
Q2 2023241163
Q3 2023238151

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +2,652,178+2.7m
Charles Schwab Investment Advisory, Inc. Added +2,175,964+2.2m
REGIONS FINANCIAL CORP Added +2,116,576+2.1m
WELLS FARGO & COMPANY/MN Added +428,481+428.5k
Connectus Wealth, LLC Added +421,356+421.4k
ROYAL BANK OF CANADA Added +336,479+336.5k
Dynamic Advisor Solutions LLC Added +287,233+287.2k
AMERIPRISE FINANCIAL INC Added +265,055+265.1k
Paragon Wealth Strategies, LLC Added +253,865+253.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +214,994+215.0k

Biggest sellers

Orion Portfolio Solutions, LLC Reduced -1,472,144-1.5m
Orion Porfolio Solutions, LLC Reduced -1,472,144-1.5m
FLOW TRADERS U.S. LLC Reduced -1,054,288-1.1m
JANE STREET GROUP, LLC Sold out -977,742-977.7k
OLD MISSION CAPITAL LLC Reduced -223,319-223.3k
Lee Financial Co Reduced -121,308-121.3k
1900 WEALTH MANAGEMENT LLC Reduced -100,077-100.1k
Unison Advisors LLC Reduced -92,061-92.1k
Merriman Wealth Management, LLC Reduced -91,111-91.1k
Summit Financial, LLC Reduced -73,308-73.3k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 6.48% of their portfolio SAN FRANCISCO, CA 129,540,803129.5m $4.1bn $4.1bn 6.48% Added +2.2m +2,175,964
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.38% of their portfolio PLYMOUTH, MN 13,279,39013.3m $420.6m $420.6m 1.38% Added +2.7m +2,652,178
3 REGIONS FINANCIAL CORP 2.67% of their portfolio BIRMINGHAM, AL 9,369,5969.4m $296.7m $296.7m 2.67% Added +2.1m +2,116,576
4 Auto-Owners Insurance Co 8.85% of their portfolio LANSING, MI 8,353,0008.4m $264.8m $264.8m 8.85% Unchanged
5 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 6,377,5946.4m $202.0m $202.0m 0.06% Added +428.5k +428,481
6 VICTORY CAPITAL MANAGEMENT INC 0.21% of their portfolio San Antonio, TX 5,785,1405.8m $183.2m $183.2m 0.21% Unchanged
7 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,432,5865.4m $172.1m $172.1m 0.02% Reduced -67.0k -66,997
8 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,788,9934.8m $151.7m $151.7m 0.02% Reduced -41.0k -41,032
9 Sequoia Financial Advisors, LLC 2.23% of their portfolio Akron, OH 4,010,1754.0m $127.0m $127.0m 2.23% Added +34.6k +34,569
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.15% of their portfolio MILWAUKEE, WI 3,618,3423.6m $114.6m $114.6m 0.15% Added +215.0k +214,994
11 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 3,562,7273.6m $112.8m $112.8m 0.04% Added +265.1k +265,055
12 Corient Private Wealth LP 0.26% of their portfolio MIAMI, FL 3,517,3133.5m $111.4m $111.4m 0.26% Added +69.2k +69,214
13 FOSTER & MOTLEY INC 5.60% of their portfolio CINCINNATI, OH 2,158,1462.2m $68.3m $68.3m 5.60% Added +55.3k +55,342
14 Callan Capital, LLC 6.49% of their portfolio LA JOLLA, CA 1,912,9701.9m $60.6m $60.6m 6.49% Added +209.1k +209,117
15 ALPS ADVISORS INC 0.50% of their portfolio Denver, CO 1,885,9301.9m $59.7m $59.7m 0.50% Reduced -24.5k -24,520
16 Orion Porfolio Solutions, LLC 0.60% of their portfolio OMAHA, NE 1,566,0721.6m $49.6m $49.6m 0.60% Reduced -1.5m -1,472,144
17 Orion Portfolio Solutions, LLC 0.60% of their portfolio Omaha, NE 1,566,0721.6m $49.6m $49.6m 0.60% Reduced -1.5m -1,472,144
18 Paragon Wealth Strategies, LLC 12.09% of their portfolio JACKSONVILLE, FL 1,280,2831.3m $40.5m $40.5m 12.09% Added +253.9k +253,865
19 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,276,3041.3m $40.4m $40.4m 0.02% Reduced -23.7k -23,651
20 JNBA Financial Advisors 4.69% of their portfolio BLOOMINGTON, MN 1,187,3021.2m $37.6m $37.6m 4.69% Added +86.4k +86,433
21 Trust Co 5.47% of their portfolio MANHATTAN, KS 1,071,9291.1m $33.9m $33.9m 5.47% Added +12.1k +12,142
22 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,036,5861.0m $32.8m $32.8m 0.02% Added +120.5k +120,499
23 Strata Wealth Advisors, LLC 15.63% of their portfolio DALLAS, TX 1,025,0351.0m $32.5m $32.5m 15.63% First filing
24 MFA WEALTH ADVISORS, LLC 8.86% of their portfolio PITTSBURGH, PA 900,790900.8k $28.5m $28.5m 8.86% Added +22.1k +22,078
25 EXENCIAL WEALTH ADVISORS, LLC 1.33% of their portfolio OKLAHOMA CITY, OK 864,713864.7k $27.4m $27.4m 1.33% Reduced -33.5k -33,512
26 Unison Advisors LLC 3.18% of their portfolio PROVIDENCE, RI 853,224853.2k $27.0m $27.0m 3.18% Reduced -92.1k -92,061
27 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 830,450830.5k $26.3m $26.3m 0.01% Reduced -38.5k -38,474
28 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 829,895829.9k $26.3m $26.3m 0.12% Added +4.5k +4,491
29 Capital Advantage, Inc. 5.35% of their portfolio Walnut Creek, CA 787,916787.9k $25.0m $25.0m 5.35% Added +11.6k +11,615
30 CVA Family Office, LLC 5.64% of their portfolio DENVER, CO 779,962780.0k $24.7m $24.7m 5.64% Added +4.4k +4,368
31 Arlington Financial Advisors, LLC 8.73% of their portfolio SANTA BARBARA, CA 777,805777.8k $24.6m $24.6m 8.73% Added +18.7k +18,665
32 Capital Advisors Wealth Management, LLC 6.16% of their portfolio YAKIMA, WA 744,812744.8k $23.6m $23.6m 6.16% Added +79.5k +79,549
33 Tradition Wealth Management, LLC 2.75% of their portfolio EDINA, MN 728,602728.6k $23.1m $23.1m 2.75% Added +138.8k +138,802
34 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 670,664670.7k $21.2m $21.2m 0.04% Added +184.9k +184,893
35 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 666,166666.2k $21.1m $21.1m 0.03% Added +53.8k +53,758
36 LEAVELL INVESTMENT MANAGEMENT, INC. 1.47% of their portfolio MOBILE, AL 665,837665.8k $21.1m $21.1m 1.47% Added +63.6k +63,585
37 Verde Capital Management 8.10% of their portfolio CLARKSTON, MI 657,526657.5k $20.8m $20.8m 8.10% Added +15.7k +15,722
38 Barry Investment Advisors, LLC 7.46% of their portfolio NEW BEDFORD, MA 654,778654.8k $20.7m $20.7m 7.46% Added +82.5k +82,491
39 Private Advisor Group, LLC 0.19% of their portfolio MORRISTOWN, NJ 652,660652.7k $20.7m $20.7m 0.19% Added +24.4k +24,441
40 Opes Wealth Management LLC 5.70% of their portfolio MENLO PARK, CA 649,343649.3k $20.6m $20.6m 5.70% Added +18.4k +18,430
41 Charles Schwab Trust Co 2.23% of their portfolio HENDERSON, NV 625,463625.5k $19.8m $19.8m 2.23% Added +53.8k +53,762
42 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 619,947619.9k $19.6m $19.6m 0.04% Added +57.0k +56,961
43 Cetera Investment Advisers 0.16% of their portfolio SCHAUMBURG, IL 568,651568.7k $18.0m $18.0m 0.16% Added +61.3k +61,262
44 WESCAP Management Group, Inc. 6.36% of their portfolio Glendale, CA 564,157564.2k $17.9m $17.9m 6.36% Reduced -3.0k -3,024
45 CABOT WEALTH MANAGEMENT INC 2.68% of their portfolio BEVERLY, MA 551,962552.0k $17.5m $17.5m 2.68% Reduced -3.3k -3,281
46 Bell Investment Advisors, Inc 3.88% of their portfolio ORINDA, CA 547,095547.1k $17.3m $17.3m 3.88% Added +8.7k +8,729
47 Opus Capital Group, LLC 3.05% of their portfolio CINCINNATI, OH 542,574542.6k $17.2m $17.2m 3.05% Added +7.3k +7,344
48 Johnson Bixby & Associates, LLC 3.45% of their portfolio VANCOUVER, WA 522,419522.4k $16.5m $16.5m 3.45% Added +25.3k +25,284
49 Resonant Capital Advisors, LLC 1.65% of their portfolio Madison, WI 489,047489.0k $15.5m $15.5m 1.65% Added +4.5k +4,503
50 American Trust 1.18% of their portfolio LEXINGTON, KY 480,376480.4k $15.2m $15.2m 1.18% Added +51.4k +51,415
51 Connectus Wealth, LLC 0.33% of their portfolio CINCINNATI, OH 474,697474.7k $15.0m $15.0m 0.33% Added +421.4k +421,356
52 Focus Financial Network, Inc. 0.84% of their portfolio MINNEAPOLIS, MN 467,554467.6k $14.8m $14.8m 0.84% Added +11.7k +11,747
53 LINCOLN NATIONAL CORP 0.30% of their portfolio RADNOR, PA 462,924462.9k $14.7m $14.7m 0.30% Reduced -6.6k -6,624
54 Geneos Wealth Management Inc. 0.73% of their portfolio ENGLEWOOD, CO 449,881449.9k $14.2m $14.2m 0.73% Added +428 +428
55 Nadler Financial Group, Inc. 2.15% of their portfolio DEERFIELD, IL 449,068449.1k $14.2m $14.2m 2.15% Added +7.5k +7,514
56 Savant Capital, LLC 0.21% of their portfolio ROCKFORD, IL 439,694439.7k $13.9m $13.9m 0.21% Reduced -7.1k -7,126
57 Mariner, LLC 0.04% of their portfolio Overland Park, KS 431,509431.5k $13.7m $13.7m 0.04% Added +24.3k +24,307
58 STUDIO INVESTMENT MANAGEMENT LLC 3.80% of their portfolio CHICAGO, IL 429,174429.2k $13.6m $13.6m 3.80% Reduced -16.3k -16,346
59 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 382,312382.3k $12.1m $12.1m 0.00% Added +336.5k +336,479
60 1900 WEALTH MANAGEMENT LLC 1.20% of their portfolio SAN ANTONIO, TX 378,978379.0k $12.0m $12.0m 1.20% Reduced -100.1k -100,077
61 Red Tortoise LLC 8.00% of their portfolio ATLANTA, GA 377,044377.0k $11.9m $11.9m 8.00% Added +2.8k +2,790
62 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 375,684375.7k $11.9m $11.9m 0.07% Reduced -15.4k -15,399
63 Lee Financial Co 2.20% of their portfolio Dallas, TX 372,518372.5k $11.8m $11.8m 2.20% Reduced -121.3k -121,308
64 MOLLER WEALTH PARTNERS 3.73% of their portfolio NORTHFIELD, IL 370,940370.9k $11.7m $11.7m 3.73% Added +532 +532
65 BEACON FINANCIAL PLANNING, INC 9.69% of their portfolio HYANNIS, MA 353,970354.0k $11.2m $11.2m 9.69% Added +4.3k +4,326
66 Prairiewood Capital, LLC 7.17% of their portfolio FARGO, ND 348,818348.8k $11.0m $11.0m 7.17% Added +20.1k +20,141
67 Certified Advisory Corp 2.02% of their portfolio ALTAMONTE SPRINGS, FL 346,135346.1k $11.0m $11.0m 2.02% Added +16.7k +16,749
68 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 336,496336.5k $10.7m $10.7m 0.01% Added +144.3k +144,345
69 Dynamic Advisor Solutions LLC 0.50% of their portfolio PHOENIX, AZ 333,610333.6k $10.6m $10.6m 0.50% Added +287.2k +287,233
70 HOWARD FINANCIAL SERVICES, LTD. 2.37% of their portfolio DALLAS, TX 326,189326.2k $10.3m $10.3m 2.37% Added +24.4k +24,430
71 Archford Capital Strategies, LLC 2.01% of their portfolio SWANSEA, IL 316,628316.6k $10.0m $10.0m 2.01% Reduced -2.0k -2,019
72 Seven Springs Wealth Group, LLC 4.74% of their portfolio BRENTWOOD, TN 311,911311.9k $9.9m $9.9m 4.74% Added +93.5k +93,513
73 CAPITAL WEALTH MANAGEMENT, LLC 5.31% of their portfolio W. WARWICK, RI 305,880305.9k $9.7m $9.7m 5.31% Added +5.2k +5,189
74 MADISON WEALTH MANAGEMENT 1.99% of their portfolio CINCINNATI, OH 298,608298.6k $9.5m $9.5m 1.99% Added +13.9k +13,939
75 RHS Financial, LLC 6.60% of their portfolio SAN FRANCISCO, CA 298,245298.2k $9.4m $9.4m 6.60% Added +10.6k +10,559
76 Gratus Capital, LLC 0.64% of their portfolio ATLANTA, GA 295,819295.8k $9.4m $9.4m 0.64% Reduced -4.0k -4,034
77 IFP Advisors, Inc 0.42% of their portfolio TAMPA, FL 295,334295.3k $9.4m $9.4m 0.42% Added +17.7k +17,736
78 ARCADIA INVESTMENT ADVISORS LLC 6.14% of their portfolio EAGLE, ID 293,068293.1k $9.3m $9.3m 6.14% Reduced -542 -542
79 Ackerman Capital Advisors, LLC 2.58% of their portfolio DALLAS, TX 292,939292.9k $9.3m $9.3m 2.58% Added +120.7k +120,687
80 Waterford Advisors, LLC 4.98% of their portfolio ORCHARD PARK, NY 281,300281.3k $8.9m $8.9m 4.98% Added +5.1k +5,064
81 Von Berge Wealth Management Group, LLC 7.54% of their portfolio SAN DIEGO, CA 278,843278.8k $8.8m $8.8m 7.54% Added +480 +480
82 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 270,503270.5k $8.6m $8.6m 0.01% Added +6.0k +6,048
83 HENGEHOLD CAPITAL MANAGEMENT LLC 1.10% of their portfolio CINCINNATI, OH 265,378265.4k $8.4m $8.4m 1.10% Unchanged
84 Shilanski & Associates, Inc. 3.38% of their portfolio ANCHORAGE, AK 262,102262.1k $8.3m $8.3m 3.38% Added +1.9k +1,938
85 BlueSky Wealth Advisors, LLC 1.67% of their portfolio New Bern, NC 258,289258.3k $8.2m $8.2m 1.67% Reduced -1.1k -1,115
86 SOA Wealth Advisors, LLC. 1.98% of their portfolio NEW YORK, NY 251,696251.7k $8.0m $8.0m 1.98% Added +13.6k +13,588
87 PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV 3.26% of their portfolio HUNTINGDON VALLEY, PA 247,974248.0k $7.9m $7.9m 3.26% Added +5.4k +5,423
88 Ethos Financial Group, LLC 2.02% of their portfolio KING OF PRUSSIA, PA 247,117247.1k $7.8m $7.8m 2.02% Added +15.3k +15,311
89 Summit Financial, LLC 0.57% of their portfolio PARSIPPANY, NJ 244,538244.5k $7.7m $7.7m 0.57% Reduced -73.3k -73,308
90 Your Advocates Ltd., LLP 4.51% of their portfolio HOUSTON, TX 238,492238.5k $7.6m $7.6m 4.51% Reduced -33.5k -33,481
91 CAHILL FINANCIAL ADVISORS INC 1.25% of their portfolio EDINA, MN 237,300237.3k $7.5m $7.5m 1.25% Added +21.3k +21,337
92 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.29% of their portfolio Seattle, WA 232,190232.2k $7.4m $7.4m 0.29% Reduced -10.2k -10,210
93 Marshall Financial Group, LLC 2.57% of their portfolio Hunt Valley, MD 225,109225.1k $7.1m $7.1m 2.57% Reduced -1.3k -1,340
94 FAS Wealth Partners, Inc. 0.76% of their portfolio LEAWOOD, KS 224,656224.7k $7.1m $7.1m 0.76% Reduced -3.9k -3,874
95 Verum Partners LLC 3.17% of their portfolio CHARLOTTE, NC 223,929223.9k $7.1m $7.1m 3.17% Added +49.9k +49,891
96 MorganRosel Wealth Management, LLC 2.95% of their portfolio HIGHLANDS RANCH, CO 222,780222.8k $7.1m $7.1m 2.95% Added +662 +662
97 Washington Trust Advisors, Inc. 0.72% of their portfolio WELLESLEY, MA 221,619221.6k $7.0m $7.0m 0.72% Reduced -3.8k -3,789
98 Asio Capital, LLC 1.85% of their portfolio LEXINGTON, KY 219,521219.5k $7.0m $7.0m 1.85% Reduced -4.5k -4,480
99 HHM Wealth Advisors, LLC 1.33% of their portfolio CHATTANOOGA, TN 214,794214.8k $6.8m $6.8m 1.33% Added +10.3k +10,314
100 Aspire Wealth Management Corp 5.13% of their portfolio WALTHAM, MA 212,850212.8k $6.7m $6.7m 5.13% Added +30.1k +30,074