Vault-13

ISHARES TR IJS

SP SMCP600VL ETF · ETP · CUSIP 464287879

718 institutional holders -19 vs Q2 2023
41,936,34141.9m shares reported held*
$3.7bnreported value*
36 new 191 added 289 reduced 53 sold out net sold ≈ $95.9m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($21.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $89.29. Options: 3 managers hold calls ($2.0m notional), 3 hold puts ($547.2k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 701Q4 22: 730Q1 23: 729Q2 23: 737Q3 23: 718718Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022701
Q4 2022730
Q1 2023729
Q2 2023737
Q3 2023718

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 294 bought or addedQ4 22: 305 cut or sold outQ4 22Q1 23: 275 bought or addedQ1 23: 317 cut or sold outQ1 23Q2 23: 259 bought or addedQ2 23: 319 cut or sold outQ2 23Q3 23: 227 bought or addedQ3 23: 342 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022294305
Q1 2023275317
Q2 2023259319
Q3 2023227342

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $1.4mQ4 22 puts: $191.8kQ4 22P/C 0.14Q1 23 calls: $1.9mQ1 23 puts: $318.2kQ1 23P/C 0.17Q2 23 calls: $1.7mQ2 23 puts: $294.8kQ2 23P/C 0.17Q3 23 calls: $2.0mQ3 23 puts: $547.2kQ3 23P/C 0.27
Numbers
QuarterCallsPutsP/C
Q4 2022$1.4m$191.8k0.14
Q1 2023$1.9m$318.2k0.17
Q2 2023$1.7m$294.8k0.17
Q3 2023$2.0m$547.2k0.27

Biggest buyers

World Investment Advisors Added +326,963+327.0k
FMR LLC Added +152,014+152.0k
COMERICA BANK New +151,528+151.5k
OSAIC HOLDINGS, INC. Added +66,658+66.7k
Regal Investment Advisors LLC Added +64,459+64.5k
CITADEL ADVISORS LLC Added +62,317+62.3k
BANK OF AMERICA CORP /DE/ Added +60,680+60.7k
HighTower Advisors, LLC Added +60,154+60.2k
TRUIST FINANCIAL CORP Added +58,352+58.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +50,691+50.7k

Biggest sellers

MORGAN STANLEY Reduced -375,684-375.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -289,429-289.4k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -269,008-269.0k
WELLS FARGO & COMPANY/MN Reduced -221,862-221.9k
M&T Bank Corp Reduced -101,676-101.7k
Lido Advisors, LLC Reduced -75,592-75.6k
Arkadios Wealth Advisors Reduced -73,599-73.6k
JSF Financial, LLC Reduced -63,696-63.7k
BANK OF MONTREAL /CAN/ Reduced -63,315-63.3k
CreativeOne Wealth, LLC Sold out -56,096-56.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m13.9k shares
CITADEL ADVISORS LLC Added $767.3k8.6k shares
Cutler Group LLC / CA New $0300 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $472.9k5.3k shares
CITADEL ADVISORS LLC Reduced $71.4k800 shares
Cutler Group LLC / CA New $3.0k700 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,707,0903.7m $330.7m $330.7m 0.03% Reduced -375.7k -375,684
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 3,546,2533.5m $316.4m $316.4m 0.04% Added +60.7k +60,680
3 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,517,8371.5m $135.4m $135.4m 0.04% Reduced -221.9k -221,862
4 REGIONS FINANCIAL CORP 1.16% of their portfolio BIRMINGHAM, AL 1,446,4031.4m $129.0m $129.0m 1.16% Added +3.4k +3,390
5 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,198,5451.2m $106.9m $106.9m 0.05% Reduced -289.4k -289,429
6 FMR LLC 0.01% of their portfolio BOSTON, MA 1,154,0021.2m $103.0m $103.0m 0.01% Added +152.0k +152,014
7 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,106,9371.1m $98.8m $98.8m 0.05% Reduced -12.6k -12,598
8 M&T Bank Corp 0.38% of their portfolio BUFFALO, NY 1,058,5921.1m $94.5m $94.5m 0.38% Reduced -101.7k -101,676
9 PNC Financial Services Group, Inc. 0.07% of their portfolio Pittsburgh, PA 973,765973.8k $86.9m $86.9m 0.07% Reduced -9.4k -9,380
10 Prime Capital Investment Advisors, LLC 1.76% of their portfolio OVERLAND PARK, KS 965,688965.7k $86.2m $86.2m 1.76% Reduced -26.0k -25,961
11 TRUIST FINANCIAL CORP 0.13% of their portfolio CHARLOTTE, NC 873,985874.0k $78.0m $78.0m 0.13% Added +58.4k +58,352
12 Corient Private Wealth LP 0.18% of their portfolio MIAMI, FL 867,511867.5k $77.4m $77.4m 0.18% Reduced -1.9k -1,873
13 Modera Wealth Management, LLC 1.41% of their portfolio WESTWOOD, NJ 837,125837.1k $74.7m $74.7m 1.41% Added +24.6k +24,594
14 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 698,601698.6k $62.3m $62.3m 0.04% Reduced -54.5k -54,461
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 692,157692.2k $61.8m $61.8m 0.08% Reduced -19.0k -18,974
16 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 655,083655.1k $58.5m $58.5m 0.02% Reduced -42.9k -42,907
17 BESSEMER GROUP INC 0.10% of their portfolio WOODBRIDGE, NJ 524,132524.1k $46.8m $46.8m 0.10% Added +6.1k +6,132
18 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 496,868496.9k $44.3m $44.3m 0.09% Added +12.7k +12,724
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.25% of their portfolio IRVING, TX 427,798427.8k $38.2m $38.2m 0.25% Reduced -269.0k -269,008
20 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 411,572411.6k $36.7m $36.7m 0.01% Reduced -4.4k -4,402
21 One Capital Management, LLC 1.55% of their portfolio WESTLAKE VILLAGE, CA 391,173391.2k $34.9m $34.9m 1.55% Added +25.5k +25,506
22 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 389,101389.1k $34.7m $34.7m 0.07% Added +60.2k +60,154
23 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 361,809361.8k $32.3m $32.3m 0.05% Reduced -911 -911
24 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 346,725346.7k $32.3m $32.3m 0.01% Reduced -63.3k -63,315
25 World Investment Advisors 5.86% of their portfolio LINCROFT, NJ 329,889329.9k $29.6m $29.6m 5.86% Added +327.0k +326,963
26 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 318,043318.0k $28.4m $28.4m 0.08% Reduced -3.1k -3,137
27 EXENCIAL WEALTH ADVISORS, LLC 1.35% of their portfolio OKLAHOMA CITY, OK 311,518311.5k $27.8m $27.8m 1.35% Reduced -4.2k -4,157
28 BAILARD, INC. 0.91% of their portfolio Foster City, CA 309,421309.4k $27.6m $27.6m 0.91% Reduced -3.9k -3,889
29 GW HENSSLER & ASSOCIATES LTD 1.79% of their portfolio KENNESAW, GA 294,446294.4k $26.3m $26.3m 1.79% Added +5.9k +5,851
30 Palisades Hudson Asset Management, L.P. 14.28% of their portfolio FORT LAUDERDALE, FL 292,393292.4k $26.1m $26.1m 14.28% Reduced -1.3k -1,265
31 Savant Capital, LLC 0.38% of their portfolio ROCKFORD, IL 286,439286.4k $25.6m $25.6m 0.38% Added +1.8k +1,824
32 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 285,351285.4k $25.5m $25.5m 0.04% Added +66.7k +66,658
33 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 281,574281.6k $25.1m $25.1m 0.02% Reduced -14.7k -14,658
34 Probity Advisors, Inc. 5.67% of their portfolio DALLAS, TX 275,750275.8k $24.6m $24.6m 5.67% Reduced -2.5k -2,452
35 Mariner, LLC 0.06% of their portfolio Overland Park, KS 261,790261.8k $23.4m $23.4m 0.06% Reduced -28.1k -28,136
36 JONES FINANCIAL COMPANIES LLLP 0.04% of their portfolio DES PERES, MO 250,157250.2k $22.3m $22.3m 0.04% Reduced -8.9k -8,870
37 Waverly Advisors, LLC 0.95% of their portfolio BIRMINGHAM, AL 244,001244.0k $21.8m $21.8m 0.95% Reduced -16.6k -16,624
38 SPC Financial, Inc. 2.38% of their portfolio ROCKVILLE, MD 237,897237.9k $21.2m $21.2m 2.38% Added +430 +430
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 237,723237.7k $21.2m $21.2m 0.00% Added +9.3k +9,315
40 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 223,361223.4k $19.9m $19.9m 0.04% Reduced -13.9k -13,870
41 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 220,591220.6k $19.7m $19.7m 0.01% Reduced -5.7k -5,667
42 GHP Investment Advisors, Inc. 1.14% of their portfolio Denver, CO 219,526219.5k $18.8m $18.8m 1.14% Reduced -1.1k -1,068
43 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.78% of their portfolio FORT WAYNE, IN 210,393210.4k $18.8m $18.8m 1.78% Reduced -470 -470
44 Heartwood Wealth Advisors LLC 2.64% of their portfolio RICHMOND, VA 200,270200.3k $17.9m $17.9m 2.64% Added +1.1k +1,124
45 Cerity Partners LLC 0.08% of their portfolio NEW YORK, NY 193,629193.6k $17.3m $17.3m 0.08% Reduced -6.0k -6,035
46 Smith Anglin Financial, LLC 1.96% of their portfolio DALLAS, TX 180,598180.6k $16.1m $16.1m 1.96% Added +10.9k +10,915
47 Ellis Investment Partners, LLC 3.49% of their portfolio Berwyn, PA 152,196152.2k $13.6m $13.6m 3.49% Added +8.2k +8,166
48 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 152,134152.1k $13.6m $13.6m 0.05% Added +9.1k +9,085
49 COMERICA BANK 0.07% of their portfolio DALLAS, TX 151,528151.5k $13.5m $13.5m 0.07% New
50 MAI Capital Management 0.20% of their portfolio INDEPENDENCE, OH 149,255149.3k $13.3m $13.3m 0.20% Added +9.2k +9,205
51 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 143,888143.9k $12.8m $12.8m 0.02% Reduced -6.0k -5,967
52 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 129,410129.4k $11.5m $11.5m 0.04% Reduced -43.5k -43,538
53 ETFIDEA, LLC 4.83% of their portfolio SYRACUSE, NY 127,397127.4k $11.4m $11.4m 4.83% Reduced -207 -207
54 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 116,242116.2k $10.4m $10.4m 0.04% Reduced -7.0k -7,018
55 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 113,902113.9k $10.2m $10.2m 0.02% Reduced -987 -987
56 MONETA GROUP INVESTMENT ADVISORS LLC 0.23% of their portfolio ST LOUIS, MO 111,285111.3k $9.9m $9.9m 0.23% Added +11.1k +11,124
57 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 107,228107.2k $9.6m $9.6m 0.03% Reduced -10.1k -10,051
58 KEYBANK NATIONAL ASSOCIATION/OH 0.04% of their portfolio BROOKLYN, OH 105,134105.1k $9.4m $9.4m 0.04% Reduced -3.0k -3,003
59 Wealth Architects, LLC 1.59% of their portfolio MOUNTAIN VIEW, CA 104,571104.6k $9.3m $9.3m 1.59% Reduced -2.6k -2,552
60 Financial Advisors Network, Inc. 2.09% of their portfolio TUSTIN, CA 104,354104.4k $9.3m $9.3m 2.09% First filing
61 Cosner Financial Group, LLC 8.17% of their portfolio WINDSOR, CO 103,871103.9k $9.3m $9.3m 8.17% Added +1.5k +1,455
62 One Day In July LLC 1.65% of their portfolio BURLINGTON, VT 103,721103.7k $9.3m $9.3m 1.65% Added +13.5k +13,483
63 Wilmington Savings Fund Society, FSB 0.40% of their portfolio WILMINGTON, DE 101,968102.0k $9.1m $9.1m 0.40% Reduced -5.3k -5,266
64 FIFTH THIRD BANCORP 0.04% of their portfolio CINCINNATI, OH 99,09899.1k $8.8m $8.8m 0.04% Reduced -13.8k -13,785
65 Asset Dedication, LLC 0.75% of their portfolio SAN FRANCISCO, CA 98,60998.6k $8.8m $8.8m 0.75% Reduced -1.7k -1,675
66 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 98,37498.4k $8.8m $8.8m 0.03% Reduced -633 -633
67 GLENMEDE TRUST CO NA 0.05% of their portfolio PHILADELPHIA, PA 97,72197.7k $8.7m $8.7m 0.05% Reduced -13.0k -12,995
68 BUCKINGHAM STRATEGIC WEALTH, LLC 0.12% of their portfolio CLAYTON, MO 97,43497.4k $8.7m $8.7m 0.12% Reduced -2.0k -2,033
69 Relative Value Partners Group, LLC 0.56% of their portfolio NORTHBROOK, IL 93,93193.9k $8.4m $8.4m 0.56% Added +222 +222
70 Asset Management Group, Inc. 1.81% of their portfolio STAMFORD, CT 92,47492.5k $8.3m $8.3m 1.81% Reduced -354 -354
71 JFS WEALTH ADVISORS, LLC 0.76% of their portfolio HERMITAGE, PA 90,42090.4k $8.1m $8.1m 0.76% Reduced -927 -927
72 SAX WEALTH ADVISORS, LLC 1.59% of their portfolio PARSIPPANY, NJ 90,31290.3k $8.1m $8.1m 1.59% Reduced -3.2k -3,201
73 Sepio Capital, LP 0.68% of their portfolio Salt Lake City, UT 88,42088.4k $7.9m $7.9m 0.68% Reduced -1.1k -1,054
74 OPPENHEIMER ASSET MANAGEMENT INC. 0.12% of their portfolio NEW YORK, NY 87,33487.3k $7.8m $7.8m 0.12% Reduced -1.8k -1,769
75 Evanson Asset Management, LLC 0.72% of their portfolio CARMEL, CA 87,21687.2k $7.8m $7.8m 0.72% Reduced -2.4k -2,379
76 Sterling Financial Planning, Inc. 3.95% of their portfolio SPARTA, NJ 86,38686.4k $7.7m $7.7m 3.95% Reduced -1.9k -1,876
77 BOKF, NA 0.16% of their portfolio TULSA, OK 86,28886.3k $7.2m $7.2m 0.16% Reduced -5.8k -5,788
78 AVANTAX ADVISORY SERVICES, INC. 0.09% of their portfolio DALLAS, TX 85,72585.7k $7.6m $7.6m 0.09% Added +685 +685
79 RTD Financial Advisors, Inc. 1.16% of their portfolio Philadelphia, PA 85,40585.4k $7.6m $7.6m 1.16% Reduced -1.4k -1,389
80 HOME FEDERAL BANK OF TENNESSEE 2.74% of their portfolio KNOXVILLE, TN 82,77082.8k $7.4m $7.4m 2.74% Added +528 +528
81 Capital Advisors, Ltd. LLC 1.13% of their portfolio SHAKER HEIGHTS, OH 82,68982.7k $7.4m $7.4m 1.13% Reduced -25 -25
82 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 81,81981.8k $7.3m $7.3m 0.07% Added +6.1k +6,149
83 Forbes Financial Planning, Inc. 7.65% of their portfolio EAST GREENWICH, RI 79,98180.0k $7.1m $7.1m 7.65% Added +914 +914
84 Steward Partners Investment Advisory, LLC 0.11% of their portfolio STAMFORD, CT 79,82679.8k $7.1m $7.1m 0.11% Reduced -3.1k -3,134
85 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 79,04679.0k $7.1m $7.1m 0.03% Reduced -53.2k -53,169
86 Salomon & Ludwin, LLC 0.73% of their portfolio RICHMOND, VA 78,11778.1k $7.0m $7.0m 0.73% Added +19 +19
87 BURNS J W & CO INC/NY 1.12% of their portfolio DEWITT, NY 77,35277.4k $6.9m $6.9m 1.12% Reduced -753 -753
88 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 77,21777.2k $6.9m $6.9m 0.04% Reduced -4.9k -4,935
89 Chicago Partners Investment Group LLC 0.35% of their portfolio CHICAGO, IL 76,77576.8k $6.4m $6.4m 0.35% Added +6.2k +6,241
90 Pinnacle Financial Partners Inc 0.17% of their portfolio Nashville, TN 73,12173.1k $6.5m $6.5m 0.17% Added +981 +981
91 Northeast Financial Consultants Inc 0.41% of their portfolio WESTPORT, CT 72,89572.9k $6.5m $6.5m 0.41% Reduced -197 -197
92 Regal Investment Advisors LLC 0.55% of their portfolio KENTWOOD, MI 72,06472.1k $6.4m $6.4m 0.55% Added +64.5k +64,459
93 Family Firm, Inc. 1.79% of their portfolio BETHESDA, MD 71,37871.4k $6.4m $6.4m 1.79% Reduced -584 -584
94 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 70,94870.9k $6.3m $6.3m 0.01% Reduced -18.9k -18,885
95 Crescent Grove Advisors, LLC 0.77% of their portfolio LAKE FOREST, IL 68,70968.7k $6.2m $6.2m 0.77% Added +1.8k +1,818
96 Ifrah Financial Services, Inc. 1.84% of their portfolio Little Rock, AR 66,20766.2k $5.9m $5.9m 1.84% Added +1.4k +1,426
97 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 65,86765.9k $5.9m $5.9m 0.01% Added +62.3k +62,317
98 Ironwood Financial, llc 1.52% of their portfolio TUCSON, AZ 63,25863.3k $5.6m $5.6m 1.52% Reduced -468 -468
99 NorthCrest Asset Manangement, LLC 0.23% of their portfolio PLYMOUTH, MN 63,02463.0k $5.6m $5.6m 0.23% Reduced -190 -190
100 Avidian Wealth Enterprises, LLC 0.39% of their portfolio Houston, TX 62,36162.4k $5.6m $5.6m 0.39% Added +3.3k +3,273