Vault-13

SPDR SER TR MDYV

S&P 400 MDCP VAL · ETP · CUSIP 78464A839

306 institutional holders +3 vs Q2 2023
25,402,83425.4m shares reported held*
$1.6bnreported value*
23 new 108 added 117 reduced 21 sold out net bought ≈ $82.3m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.84.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 265Q4 22: 315Q1 23: 309Q2 23: 303Q3 23: 306306Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022265
Q4 2022315
Q1 2023309
Q2 2023303
Q3 2023306

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 187 bought or addedQ4 22: 79 cut or sold outQ4 22Q1 23: 132 bought or addedQ1 23: 153 cut or sold outQ1 23Q2 23: 129 bought or addedQ2 23: 137 cut or sold outQ2 23Q3 23: 131 bought or addedQ3 23: 138 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202218779
Q1 2023132153
Q2 2023129137
Q3 2023131138

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ4 22 calls: $25.9kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $26.4kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$25.9k$00.00
Q1 2023$26.4k$00.00
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +831,512+831.5k
Financial Engines Advisors L.L.C. Added +263,227+263.2k
MORGAN STANLEY Added +118,947+118.9k
IHT Wealth Management, LLC Added +117,659+117.7k
LPL Financial LLC Added +108,439+108.4k
RAYMOND JAMES & ASSOCIATES Added +94,582+94.6k
PATHSTONE FAMILY OFFICE, LLC New +73,280+73.3k
Prospera Financial Services Inc New +62,123+62.1k
Cetera Advisor Networks LLC Added +61,524+61.5k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC New +60,138+60.1k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -317,977-318.0k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -97,685-97.7k
Keystone Financial Group Reduced -79,035-79.0k
Veritable, L.P. Sold out -72,130-72.1k
Alesco Advisors, LLC, An ESL Co Reduced -54,109-54.1k
Cooper Financial Group Sold out -47,210-47.2k
Kingsview Wealth Management, LLC Reduced -40,392-40.4k
Private Advisor Group, LLC Reduced -39,945-39.9k
GOLDMAN SACHS GROUP INC Reduced -36,739-36.7k
IFP Advisors, Inc Reduced -20,123-20.1k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.85% of their portfolio PLYMOUTH, MN 3,994,9094.0m $259.1m $259.1m 0.85% Added +831.5k +831,512
2 Financial Engines Advisors L.L.C. 0.29% of their portfolio SANTA CLARA, CA 1,723,4901.7m $111.8m $111.8m 0.29% Added +263.2k +263,227
3 STIFEL FINANCIAL CORP 0.14% of their portfolio ST. LOUIS, MO 1,537,6451.5m $99.7m $99.7m 0.14% Reduced -7.1k -7,145
4 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,121,9151.1m $72.8m $72.8m 0.05% Added +108.4k +108,439
5 BENJAMIN F. EDWARDS & COMPANY, INC. 2.74% of their portfolio ST. LOUIS, MO 1,098,3501.1m $71.2m $71.2m 2.74% Added +75 +75
6 TOWNSQUARE CAPITAL LLC 0.86% of their portfolio Lehi, UT 729,680729.7k $47.3m $47.3m 0.86% Added +14.8k +14,816
7 Alesco Advisors, LLC, An ESL Co 1.60% of their portfolio Pittsford, NY 636,808636.8k $41.3m $41.3m 1.60% Reduced -54.1k -54,109
8 NorthRock Partners, LLC 4.28% of their portfolio MINNEAPOLIS, MN 630,470630.5k $40.9m $40.9m 4.28% Added +8.7k +8,678
9 Lutz Financial Services LLC 4.29% of their portfolio OMAHA, NE 607,312607.3k $39.4m $39.4m 4.29% Added +14.0k +13,968
10 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.61% of their portfolio ST. LOUIS, MO 604,264604.3k $39.2m $39.2m 0.61% Reduced -2.7k -2,657
11 TIAA TRUST, NATIONAL ASSOCIATION 0.13% of their portfolio CHARLOTTE, NC 571,448571.4k $37.1m $37.1m 0.13% First filing
12 FAS Wealth Partners, Inc. 3.41% of their portfolio LEAWOOD, KS 491,461491.5k $31.9m $31.9m 3.41% Reduced -6.5k -6,479
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 480,126480.1k $31.1m $31.1m 0.00% Added +118.9k +118,947
14 First National Trust Co 1.30% of their portfolio Johnstown, PA 419,220419.2k $27.2m $27.2m 1.30% Added +13.8k +13,767
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 410,828410.8k $26.6m $26.6m 0.01% Added +33.7k +33,741
16 Klingman & Associates, LLC 1.82% of their portfolio New York, NY 347,900347.9k $22.6m $22.6m 1.82% Reduced -7.9k -7,853
17 First Pacific Financial 9.90% of their portfolio VANCOUVER, WA 342,476342.5k $22.2m $22.2m 9.90% Added +3.8k +3,764
18 JNBA Financial Advisors 2.71% of their portfolio BLOOMINGTON, MN 334,706334.7k $21.7m $21.7m 2.71% Added +41.1k +41,073
19 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 313,462313.5k $20.3m $20.3m 0.01% Added +40.3k +40,264
20 Asset Dedication, LLC 1.57% of their portfolio SAN FRANCISCO, CA 283,638283.6k $18.4m $18.4m 1.57% Added +3.6k +3,612
21 GHP Investment Advisors, Inc. 0.98% of their portfolio Denver, CO 256,927256.9k $16.2m $16.2m 0.98% Added +2.9k +2,947
22 McAdam, LLC 1.32% of their portfolio Philadelphia, PA 248,635248.6k $16.1m $16.1m 1.32% Reduced -3.7k -3,660
23 Convergence Financial, LLC 9.52% of their portfolio COLUMBIA, MO 247,168247.2k $16.0m $16.0m 9.52% Added +5.5k +5,494
24 Clark Capital Management Group, Inc. 0.16% of their portfolio PHILADELPHIA, PA 242,411242.4k $15.7m $15.7m 0.16% Added +4.7k +4,674
25 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 230,753230.8k $15.0m $15.0m 0.02% Reduced -318.0k -317,977
26 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 227,265227.3k $14.7m $14.7m 0.03% Reduced -14.4k -14,391
27 Rockbridge Investment Management, LCC 2.29% of their portfolio Syracuse, NY 199,462199.5k $12.9m $12.9m 2.29% Added +2.3k +2,255
28 ERn Financial, LLC 2.72% of their portfolio MIDDLETON, WI 193,153193.2k $12.5m $12.5m 2.72% Reduced -3.6k -3,637
29 SIGNET FINANCIAL MANAGEMENT, LLC 2.04% of their portfolio PARSIPPANY, NJ 190,796190.8k $12.4m $12.4m 2.04% Reduced -1.7k -1,713
30 Rodgers & Associates, LTD 1.86% of their portfolio Lancaster, PA 189,458189.5k $12.3m $12.3m 1.86% Reduced -9 -9
31 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.65% of their portfolio RICHMOND, VA 185,731185.7k $12.0m $12.0m 0.65% Added +51.6k +51,649
32 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 166,579166.6k $10.8m $10.8m 0.01% Added +94.6k +94,582
33 Marathon Mission, Inc. 9.51% of their portfolio ALBANY, NY 163,254163.3k $10.0m $10.0m 9.51% Added +1.2k +1,249
34 WCG Wealth Advisors LLC 0.77% of their portfolio LAS VEGAS, NV 160,728160.7k $10.6m $10.6m 0.77% Added +10.6k +10,556
35 FinTrust Capital Advisors, LLC 2.20% of their portfolio Greenville, SC 152,717152.7k $9.9m $9.9m 2.20% Added +13.6k +13,584
36 Avior Wealth Management, LLC 0.62% of their portfolio OMAHA, NE 141,016141.0k $9.1m $9.1m 0.62% Added +502 +502
37 Retirement Group, LLC 3.81% of their portfolio SAN DIEGO, CA 140,957141.0k $9.1m $9.1m 3.81% Added +3.2k +3,232
38 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 140,010140.0k $9.1m $9.1m 0.02% Added +3.7k +3,711
39 KWB Wealth 1.50% of their portfolio REDLANDS, CA 136,253136.3k $9.4m $9.4m 1.50% Reduced -1.5k -1,530
40 IHT Wealth Management, LLC 0.44% of their portfolio Chicago, IL 133,069133.1k $8.6m $8.6m 0.44% Added +117.7k +117,659
41 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 132,109132.1k $8.6m $8.6m 0.05% Added +38.9k +38,935
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 121,689121.7k $7.9m $7.9m 0.00% Added +44.2k +44,178
43 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 121,537121.5k $7.9m $7.9m 0.02% Added +5.4k +5,387
44 ABLE Financial Group, LLC 3.79% of their portfolio SCOTTSDALE, AZ 116,806116.8k $7.6m $7.6m 3.79% Added +11.6k +11,608
45 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 111,811111.8k $7.3m $7.3m 0.07% Reduced -39.9k -39,945
46 Mariner, LLC 0.02% of their portfolio Overland Park, KS 110,319110.3k $7.2m $7.2m 0.02% Reduced -8.2k -8,228
47 Total Wealth Planning, LLC 1.45% of their portfolio CINCINNATI, OH 109,776109.8k $7.1m $7.1m 1.45% Reduced -1.8k -1,826
48 Diligent Investors, LLC 1.94% of their portfolio REDLANDS, CA 97,76697.8k $6.3m $6.3m 1.94% Reduced -11.6k -11,559
49 Freedom Investment Management, Inc. 0.76% of their portfolio SOUTH WINDSOR, CT 95,36695.4k $6.2m $6.2m 0.76% Reduced -7.7k -7,679
50 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 90,47790.5k $5.9m $5.9m 0.08% Reduced -6.2k -6,225
51 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 89,85489.9k $5.8m $5.8m 0.04% Added +61.5k +61,524
52 Garden State Investment Advisory Services LLC 2.48% of their portfolio Red Bank, NJ 81,96682.0k $5.3m $5.3m 2.48% Reduced -2.5k -2,531
53 SAGE FINANCIAL GROUP INC 0.58% of their portfolio W. CONSHOHOCKEN, PA 81,24281.2k $5.3m $5.3m 0.58% Added +1.5k +1,483
54 WealthShield Partners, LLC 0.76% of their portfolio CARY, NC 78,08278.1k $5.1m $5.1m 0.76% Reduced -1.5k -1,539
55 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 76,04976.0k $4.9m $4.9m 0.00% Added +4.0k +4,000
56 Marotta Asset Management 1.13% of their portfolio CHARLOTTESVILLE, VA 75,54375.5k $4.9m $4.9m 1.13% Reduced -165 -165
57 Prestige Wealth Management Group LLC 1.19% of their portfolio FLEMINGTON, NJ 74,17574.2k $4.8m $4.8m 1.19% Reduced -1.8k -1,830
58 PATHSTONE FAMILY OFFICE, LLC 0.04% of their portfolio ENGLEWOOD, NJ 73,28073.3k $4.8m $4.8m 0.04% New
59 RTD Financial Advisors, Inc. 0.71% of their portfolio Philadelphia, PA 72,11272.1k $4.7m $4.7m 0.71% Reduced -1.6k -1,637
60 Koss-Olinger Consulting, LLC 0.68% of their portfolio GAINESVILLE, FL 71,57571.6k $4.6m $4.6m 0.68% Reduced -1.8k -1,822
61 CAPITAL WEALTH MANAGEMENT, LLC 2.40% of their portfolio W. WARWICK, RI 67,41867.4k $4.4m $4.4m 2.40% Added +2.8k +2,822
62 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 65,68065.7k $4.3m $4.3m 0.00% Reduced -14.6k -14,557
63 UBS Group AG 0.00% of their portfolio ZURICH, V8 62,85562.9k $4.1m $4.1m 0.00% Reduced -8.6k -8,616
64 WALLER FINANCIAL PLANNING GROUP, INC 1.18% of their portfolio COLUMBUS, OH 62,53962.5k $4.1m $4.1m 1.18% Reduced -819 -819
65 Prospera Financial Services Inc 0.16% of their portfolio Dallas, TX 62,12362.1k $4.0m $4.0m 0.16% New
66 IAG Wealth Partners, LLC 1.12% of their portfolio WAUKESHA, WI 61,84261.8k $4.0m $4.0m 1.12% Reduced -4.6k -4,551
67 Gladstone Institutional Advisory LLC 0.26% of their portfolio Bedminster, NJ 61,49261.5k $4.0m $4.0m 0.26% Reduced -1.7k -1,727
68 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.13% of their portfolio LOS ANGELES, CA 60,29560.3k $3.9m $3.9m 0.13% Added +2.3k +2,299
69 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 60,13860.1k $3.9m $3.9m 0.00% New
70 Cordatus Wealth Management LLC 3.45% of their portfolio NEWTOWN, PA 58,16358.2k $3.8m $3.8m 3.45% New
71 BENJAMIN EDWARDS INC 0.82% of their portfolio Clayton, MO 53,31553.3k $3.5m $3.5m 0.82% Reduced -4.4k -4,371
72 CWM, LLC 0.02% of their portfolio OMAHA, NE 52,69852.7k $3.4m $3.4m 0.02% Reduced -9.3k -9,289
73 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 52,21752.2k $3.4m $3.4m 0.03% Reduced -1.0k -1,027
74 Annapolis Financial Services, LLC 0.97% of their portfolio ANNAPOLIS, MD 52,02052.0k $3.4m $3.4m 0.97% Added +57 +57
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 51,44251.4k $3.3m $3.3m 0.00% Reduced -1.3k -1,294
76 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 48,88948.9k $3.2m $3.2m 0.01% Added +1.6k +1,620
77 BAILARD, INC. 0.11% of their portfolio Foster City, CA 48,88748.9k $3.2m $3.2m 0.11% Reduced -699 -699
78 Financial Guidance Group, Inc. 2.37% of their portfolio Palm Harbor, FL 48,58548.6k $3.2m $3.2m 2.37% Added +131 +131
79 Windsor Wealth Management, Inc. 0.57% of their portfolio INDIANAPOLIS, IN 47,89747.9k $3.1m $3.1m 0.57% Reduced -1.9k -1,863
80 Koshinski Asset Management, Inc. 0.36% of their portfolio DECATUR, IL 47,74147.7k $3.1m $3.1m 0.36% Reduced -6.5k -6,471
81 Visionary Wealth Advisors 0.24% of their portfolio O'FALLON, IL 45,77345.8k $3.0m $3.0m 0.24% Reduced -2.1k -2,093
82 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 44,05944.1k $2.9m $2.9m 0.10% Reduced -40.4k -40,392
83 Perennial Investment Advisors, LLC 0.51% of their portfolio Los Angeles, CA 42,92342.9k $2.8m $2.8m 0.51% Reduced -511 -511
84 Avantax Planning Partners, Inc. 0.10% of their portfolio DUBUQUE, IA 38,35738.4k $2.5m $2.5m 0.10% Reduced -727 -727
85 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 37,67937.7k $2.4m $2.4m 0.04% Added +2.5k +2,480
86 Portside Wealth Group, LLC 0.45% of their portfolio Provo, UT 36,65236.7k $2.4m $2.4m 0.45% Added +1.1k +1,120
87 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.40% of their portfolio ALAMO, CA 36,14136.1k $2.3m $2.3m 0.40% Added +36 +36
88 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 36,13436.1k $2.3m $2.3m 0.01% Reduced -15.2k -15,245
89 Farther Finance Advisors, LLC 0.34% of their portfolio SAN FRANCISCO, CA 33,81533.8k $2.2m $2.2m 0.34% Reduced -11.9k -11,945
90 CENTAURUS FINANCIAL, INC. 0.19% of their portfolio ANAHEIM, CA 33,63933.6k $2.2m $2.2m 0.19% Added +531 +531
91 Geneos Wealth Management Inc. 0.11% of their portfolio ENGLEWOOD, CO 32,96933.0k $2.1m $2.1m 0.11% Added +1.2k +1,195
92 Smith Anglin Financial, LLC 0.26% of their portfolio DALLAS, TX 32,68532.7k $2.1m $2.1m 0.26% Reduced -2.3k -2,334
93 Wealthcare Advisory Partners LLC 0.10% of their portfolio WEST CHESTER, PA 32,67832.7k $2.1m $2.1m 0.10% Added +75 +75
94 SWMG, LLC 1.08% of their portfolio FORT WORTH, TX 31,76731.8k $2.1m $2.1m 1.08% Added +1.0k +1,042
95 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.36% of their portfolio Reston, VA 31,26331.3k $2.0m $2.0m 0.36% Unchanged
96 Stratos Wealth Advisors, LLC 0.13% of their portfolio BEACHWOOD, OH 30,63330.6k $2.0m $2.0m 0.13% Reduced -98 -98
97 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 29,93229.9k $1.9m $1.9m 0.00% Added +9.0k +9,029
98 Barden Capital Management, Inc. 1.84% of their portfolio AUSTIN, TX 29,14929.1k $1.9m $1.9m 1.84% Added +6.2k +6,240
99 Courage Miller Partners, LLC 0.77% of their portfolio NORFOLK, VA 28,94928.9k $1.9m $1.9m 0.77% Added +1.5k +1,524
100 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 28,59528.6k $1.9m $1.9m 0.00% Reduced -36.7k -36,739