Vault-13

ISHARES TR IWP

RUS MD CP GR ETF · ETP · CUSIP 464287481

927 institutional holders +6 vs Q2 2023
101,645,790101.6m shares reported held*
$9.2bnreported value*
54 new 257 added 302 reduced 49 sold out net bought ≈ $13.9m (-21.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $90.88. Options: 5 managers hold calls ($8.9m notional), 2 hold puts ($73.1k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 815Q4 22: 890Q1 23: 886Q2 23: 921Q3 23: 927927Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022815
Q4 2022890
Q1 2023886
Q2 2023921
Q3 2023927

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 315 bought or addedQ4 22: 357 cut or sold outQ4 22Q1 23: 304 bought or addedQ1 23: 384 cut or sold outQ1 23Q2 23: 327 bought or addedQ2 23: 339 cut or sold outQ2 23Q3 23: 311 bought or addedQ3 23: 351 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022315357
Q1 2023304384
Q2 2023327339
Q3 2023311351

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ4 22 calls: $7.3mQ4 22 puts: $1.8mQ4 22P/C 0.25Q1 23 calls: $6.5mQ1 23 puts: $1.3mQ1 23P/C 0.20Q2 23 calls: $8.8mQ2 23 puts: $3.1mQ2 23P/C 0.35Q3 23 calls: $8.9mQ3 23 puts: $73.1kQ3 23P/C 0.01
Numbers
QuarterCallsPutsP/C
Q4 2022$7.3m$1.8m0.25
Q1 2023$6.5m$1.3m0.20
Q2 2023$8.8m$3.1m0.35
Q3 2023$8.9m$73.1k0.01

Biggest buyers

WELLINGTON MANAGEMENT GROUP LLP Added +844,932+844.9k
BANK OF AMERICA CORP /DE/ Added +684,641+684.6k
PATHSTONE FAMILY OFFICE, LLC Added +525,750+525.8k
Corient Private Wealth LP Added +353,177+353.2k
OSAIC HOLDINGS, INC. Added +307,909+307.9k
COMERICA BANK New +264,131+264.1k
MORGAN STANLEY Added +237,006+237.0k
Proficio Capital Partners LLC New +227,836+227.8k
AMERIPRISE FINANCIAL INC Added +225,697+225.7k
Certified Advisory Corp Added +192,846+192.8k

Biggest sellers

Bishop & Co Investment Management, LLC Reduced -22,798,385-22.8m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,274,674-1.3m
CIBC Private Wealth Group LLC Reduced -744,313-744.3k
BARCLAYS PLC Reduced -413,180-413.2k
SYNOVUS FINANCIAL CORP Reduced -338,752-338.8k
WELLS FARGO & COMPANY/MN Reduced -294,808-294.8k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -191,889-191.9k
Bank of New York Mellon Corp Reduced -164,462-164.5k
FIRST CITIZENS BANK & TRUST CO Reduced -134,065-134.1k
Bellwether Advisors, LLC Sold out -129,864-129.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.6m61.2k shares
CITADEL ADVISORS LLC Reduced $2.8m30.8k shares
WOLVERINE TRADING, LLC New $274.1k3.0k shares
GTS SECURITIES LLC New $201.0k2.2k shares
Cutler Group LLC / CA Reduced $1.0k1.4k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $73.1k800 shares
Cutler Group LLC / CA Unchanged $0900 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TIAA TRUST, NATIONAL ASSOCIATION 3.65% of their portfolio CHARLOTTE, NC 11,085,94311.1m $1.0bn $1.0bn 3.65% First filing
2 MORGAN STANLEY 0.10% of their portfolio NEW YORK, NY 10,917,71110.9m $997.3m $997.3m 0.10% Added +237.0k +237,006
3 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 6,747,3386.7m $616.4m $616.4m 0.08% Added +684.6k +684,641
4 WELLS FARGO & COMPANY/MN 0.16% of their portfolio SAN FRANCISCO, CA 5,782,4665.8m $528.2m $528.2m 0.16% Reduced -294.8k -294,808
5 JONES FINANCIAL COMPANIES LLLP 0.57% of their portfolio DES PERES, MO 3,825,9803.8m $349.5m $349.5m 0.57% Added +79.2k +79,176
6 PNC Financial Services Group, Inc. 0.24% of their portfolio Pittsburgh, PA 3,035,0943.0m $277.3m $277.3m 0.24% Reduced -113.7k -113,667
7 COMMONWEALTH EQUITY SERVICES, LLC 0.53% of their portfolio WALTHAM, MA 2,808,1412.8m $256.5m $256.5m 0.53% Added +33.9k +33,902
8 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 2,698,9192.7m $246.6m $246.6m 0.08% Added +225.7k +225,697
9 UBS Group AG 0.10% of their portfolio ZURICH, V8 2,296,7292.3m $209.8m $209.8m 0.10% Reduced -70.4k -70,405
10 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 2,166,4892.2m $197.9m $197.9m 0.09% Reduced -1.3m -1,274,674
11 COMMERCE BANK 1.52% of their portfolio KANSAS CITY, MO 2,111,8632.1m $192.9m $192.9m 1.52% Added +26.9k +26,940
12 Cassaday & Co Wealth Management LLC 7.66% of their portfolio MCLEAN, VA 2,007,6012.0m $183.4m $183.4m 7.66% Added +16.1k +16,133
13 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,600,3441.6m $146.2m $146.2m 0.10% Added +101.4k +101,412
14 US BANCORP \DE\ 0.22% of their portfolio MINNEAPOLIS, MN 1,461,7931.5m $133.8m $133.8m 0.22% Added +18.5k +18,464
15 OSAIC HOLDINGS, INC. 0.20% of their portfolio SCOTTSDALE, AZ 1,454,1671.5m $132.8m $132.8m 0.20% Added +307.9k +307,909
16 FMR LLC 0.01% of their portfolio BOSTON, MA 1,370,9601.4m $125.2m $125.2m 0.01% Reduced -103.7k -103,680
17 Envestnet Portfolio Solutions, Inc. 0.50% of their portfolio BERWYN, PA 1,169,4671.2m $106.8m $106.8m 0.50% First filing
18 FIRST CITIZENS BANK & TRUST CO 2.00% of their portfolio RALEIGH, NC 1,125,5651.1m $102.8m $102.8m 2.00% Reduced -134.1k -134,065
19 SYNOVUS FINANCIAL CORP 1.14% of their portfolio Columbus, GA 1,092,2361.1m $99.8m $99.8m 1.14% Reduced -338.8k -338,752
20 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 1,010,8921.0m $92.3m $92.3m 0.02% Added +844.9k +844,932
21 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 952,003952.0k $87.0m $87.0m 0.01% Added +24.4k +24,367
22 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 946,101946.1k $86.4m $86.4m 0.02% Added +4.3k +4,319
23 Zions Bancorporation, N.A. 7.09% of their portfolio SALT LAKE CITY, UT 885,469885.5k $80.9m $80.9m 7.09% Reduced -41.6k -41,610
24 TRUIST FINANCIAL CORP 0.13% of their portfolio CHARLOTTE, NC 880,103880.1k $80.4m $80.4m 0.13% Reduced -20.1k -20,140
25 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 789,318789.3k $72.1m $72.1m 0.02% Added +75.7k +75,672
26 Raymond James Financial Services Advisors, Inc. 0.13% of their portfolio ST. PETERSBURG, FL 775,430775.4k $70.8m $70.8m 0.13% Reduced -4.9k -4,921
27 American Family Insurance Mutual Holding Co 5.36% of their portfolio MADISON, WI 754,748754.7k $68.9m $68.9m 5.36% Added +7.1k +7,085
28 CIBC Private Wealth Group LLC 0.15% of their portfolio ATLANTA, GA 700,129700.1k $64.0m $64.0m 0.15% Reduced -744.3k -744,313
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 629,396629.4k $57.5m $57.5m 0.07% Added +20.1k +20,125
30 PATHSTONE FAMILY OFFICE, LLC 0.07% of their portfolio ENGLEWOOD, NJ 611,166611.2k $9.1m $9.1m 0.07% Added +525.8k +525,750
31 Summit Rock Advisors, LP 27.22% of their portfolio New York, NY 604,020604.0k $55.2m $55.2m 27.22% Added +61.5k +61,487
32 Cullen/Frost Bankers, Inc. 0.87% of their portfolio San Antonio, TX 547,005547.0k $50.0m $50.0m 0.87% Added +62.7k +62,748
33 Equitable Holdings, Inc. 0.72% of their portfolio NEW YORK, NY 546,504546.5k $49.9m $49.9m 0.72% Reduced -12.6k -12,585
34 Mariner, LLC 0.12% of their portfolio Overland Park, KS 482,158482.2k $44.0m $44.0m 0.12% Added +17.1k +17,069
35 STEPHENS GROUP ASSET MANAGEMENT, LLC 4.66% of their portfolio LITTLE ROCK, AR 474,128474.1k $43.3m $43.3m 4.66% Reduced -58.6k -58,565
36 Rodgers & Associates, LTD 6.47% of their portfolio Lancaster, PA 468,439468.4k $42.8m $42.8m 6.47% Reduced -3.9k -3,859
37 JOHNSON INVESTMENT COUNSEL INC 0.51% of their portfolio Cincinnati, OH 438,021438.0k $40.0m $40.0m 0.51% Reduced -6.1k -6,074
38 Corient Private Wealth LP 0.11% of their portfolio MIAMI, FL 401,725401.7k $48.0m $48.0m 0.11% Added +353.2k +353,177
39 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 383,221383.2k $35.0m $35.0m 0.05% Reduced -21.1k -21,073
40 M&T Bank Corp 0.13% of their portfolio BUFFALO, NY 363,263363.3k $33.2m $33.2m 0.13% Reduced -4.5k -4,483
41 STEPHENS INC /AR/ 0.61% of their portfolio LITTLE ROCK, AR 351,122351.1k $32.1m $32.1m 0.61% Added +18 +18
42 WADE G W & INC 1.11% of their portfolio Wellesley, MA 327,130327.1k $29.9m $29.9m 1.11% Added +3.8k +3,819
43 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 326,801326.8k $29.9m $29.9m 0.03% Added +6.3k +6,277
44 AMG National Trust Bank 1.04% of their portfolio GREENWOOD VILLAGE, CO 325,466325.5k $29.7m $29.7m 1.04% Reduced -2.8k -2,783
45 HANTZ FINANCIAL SERVICES, INC. 0.73% of their portfolio SOUTHFIELD, MI 313,644313.6k $28.7m $28.7m 0.73% Added +16.2k +16,176
46 RTD Financial Advisors, Inc. 4.00% of their portfolio Philadelphia, PA 286,889286.9k $26.2m $26.2m 4.00% Reduced -6.2k -6,248
47 Orion Porfolio Solutions, LLC 0.32% of their portfolio OMAHA, NE 286,418286.4k $26.2m $26.2m 0.32% Reduced -163 -163
48 Orion Portfolio Solutions, LLC 0.32% of their portfolio Omaha, NE 286,418286.4k $26.2m $26.2m 0.32% Reduced -163 -163
49 Cedar Mountain Advisors, LLC 7.33% of their portfolio LAKE OSWEGO, OR 272,300272.3k $24.9m $24.9m 7.33% Reduced -1.3k -1,291
50 Krilogy Financial LLC 2.23% of their portfolio ST. LOUIS, MO 267,199267.2k $24.4m $24.4m 2.23% Reduced -732 -732
51 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 266,926266.9k $24.4m $24.4m 0.05% Added +21.9k +21,862
52 One Capital Management, LLC 1.08% of their portfolio WESTLAKE VILLAGE, CA 266,036266.0k $24.3m $24.3m 1.08% Added +9.4k +9,360
53 COMERICA BANK 0.13% of their portfolio DALLAS, TX 264,131264.1k $24.1m $24.1m 0.13% New
54 CONGRESS ASSET MANAGEMENT CO 0.21% of their portfolio BOSTON, MA 262,697262.7k $24.0m $24.0m 0.21% Added +93.4k +93,373
55 Truepoint, Inc. 0.72% of their portfolio CINCINNATI, OH 246,457246.5k $22.5m $22.5m 0.72% Reduced -2.2k -2,245
56 Avantax Planning Partners, Inc. 0.94% of their portfolio DUBUQUE, IA 245,893245.9k $22.5m $22.5m 0.94% Added +6.4k +6,388
57 Accredited Investors Inc. 1.68% of their portfolio EDINA, MN 245,888245.9k $22.5m $22.5m 1.68% Reduced -5.2k -5,196
58 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 242,183242.2k $22.1m $22.1m 0.12% Added +8.4k +8,361
59 AE Wealth Management LLC 0.13% of their portfolio TOPEKA, KS 239,136239.1k $21.8m $21.8m 0.13% Reduced -83.4k -83,365
60 FIFTH THIRD BANCORP 0.10% of their portfolio CINCINNATI, OH 235,738235.7k $21.5m $21.5m 0.10% Reduced -5.1k -5,111
61 Proficio Capital Partners LLC 2.77% of their portfolio NEWTON, MA 227,836227.8k $20.8m $20.8m 2.77% New
62 Forvis Mazars Wealth Advisors, LLC 0.59% of their portfolio Springfield, MO 215,663215.7k $19.7m $19.7m 0.59% Reduced -13.7k -13,651
63 KEYBANK NATIONAL ASSOCIATION/OH 0.09% of their portfolio BROOKLYN, OH 210,840210.8k $19.3m $19.3m 0.09% Reduced -1.8k -1,833
64 Badgley Phelps Wealth Managers, LLC 0.64% of their portfolio SEATTLE, WA 205,098205.1k $18.7m $18.7m 0.64% Added +4.6k +4,588
65 BlackRock Inc. 0.00% of their portfolio New York, NY 199,405199.4k $18.2m $18.2m 0.00% Reduced -163 -163
66 Certified Advisory Corp 0.14% of their portfolio ALTAMONTE SPRINGS, FL 199,209199.2k $736.7k $736.7k 0.14% Added +192.8k +192,846
67 Falcon Wealth Planning 3.88% of their portfolio Ontario, CA 195,941195.9k $17.9m $17.9m 3.88% Added +10.6k +10,588
68 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 195,319195.3k $17.8m $17.8m 0.02% Reduced -3.8k -3,799
69 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 194,284194.3k $17.7m $17.7m 0.05% Reduced -5.6k -5,646
70 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 184,076184.1k $16.8m $16.8m 0.06% Added +74.2k +74,243
71 Integrated Investment Consultants, LLC 5.94% of their portfolio BLOOMFIELD HILLS, MI 178,961179.0k $16.3m $16.3m 5.94% Added +342 +342
72 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.07% of their portfolio TORONTO, A6 177,000177.0k $16.2m $16.2m 0.07% Unchanged
73 Cetera Advisor Networks LLC 0.10% of their portfolio EL SEGUNDO, CA 167,754167.8k $15.3m $15.3m 0.10% Added +56.0k +56,010
74 Sterling Manor Financial, LLC 13.69% of their portfolio Saratoga Springs, NY 165,469165.5k $15.1m $15.1m 13.69% Added +8.3k +8,294
75 Steward Partners Investment Advisory, LLC 0.23% of their portfolio STAMFORD, CT 163,078163.1k $14.9m $14.9m 0.23% Added +13.5k +13,510
76 Bartlett & Co. LLC 0.26% of their portfolio CINCINNATI, OH 160,136160.1k $14.7m $14.7m 0.26% Added +3.6k +3,592
77 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.26% of their portfolio CINCINNATI, OH 160,136160.1k $14.7m $14.7m 0.26% Added +3.6k +3,592
78 GenWealth Group, Inc. 4.43% of their portfolio Maplewood, NJ 159,998160.0k $14.6m $14.6m 4.43% Reduced -54 -54
79 B. Riley Wealth Advisors, Inc. 0.39% of their portfolio MEMPHIS, TN 159,248159.2k $14.6m $14.6m 0.39% Added +35.7k +35,712
80 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 154,921154.9k $14.2m $14.2m 0.05% Added +2.1k +2,120
81 Ausdal Financial Partners, Inc. 1.88% of their portfolio Davenport, IA 149,658149.7k $13.7m $13.7m 1.88% Added +67.6k +67,553
82 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 144,355144.4k $13.2m $13.2m 0.14% Added +16.5k +16,497
83 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 144,091144.1k $13.2m $13.2m 0.02% Added +5.8k +5,817
84 Strategic Equity Management 4.95% of their portfolio TUCSON, AZ 143,955144.0k $13.2m $13.2m 4.95% Added +51.9k +51,935
85 LBJ Family Wealth Advisors, Ltd. 9.80% of their portfolio AUSTIN, TX 143,041143.0k $13.1m $13.1m 9.80% Reduced -966 -966
86 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 142,357142.4k $13.0m $13.0m 0.00% Reduced -164.5k -164,462
87 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 139,357139.4k $12.7m $12.7m 0.11% Reduced -8.2k -8,168
88 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 138,592138.6k $13.4m $13.4m 0.00% Reduced -2.0k -1,977
89 FSA Wealth Management LLC 7.07% of their portfolio Needham, MA 138,412138.4k $12.6m $12.6m 7.07% Added +442 +442
90 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 136,643136.6k $12.5m $12.5m 0.00% Added +11.0k +10,988
91 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 133,200133.2k $12.2m $12.2m 0.12% Reduced -38.1k -38,138
92 JMG Financial Group, Ltd. 0.58% of their portfolio DOWNERS GROVE, IL 132,662132.7k $12.1m $12.1m 0.58% Reduced -871 -871
93 Octavia Wealth Advisors, LLC 2.44% of their portfolio CINCINNATI, OH 131,858131.9k $12.1m $12.1m 2.44% Added +1.4k +1,375
94 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 131,465131.5k $12.0m $12.0m 0.06% Reduced -36.0k -36,004
95 Avior Wealth Management, LLC 0.80% of their portfolio OMAHA, NE 130,132130.1k $11.9m $11.9m 0.80% Added +1.2k +1,203
96 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 128,335128.3k $11.7m $11.7m 0.02% Reduced -6.6k -6,636
97 Cetera Advisors LLC 0.18% of their portfolio DENVER, CO 126,335126.3k $11.5m $11.5m 0.18% Added +7.6k +7,589
98 BOKF, NA 0.24% of their portfolio TULSA, OK 125,387125.4k $10.9m $10.9m 0.24% Reduced -3.6k -3,592
99 Estate Counselors, LLC 1.51% of their portfolio Thiensville, WI 124,185124.2k $11.3m $11.3m 1.51% Reduced -6.7k -6,745
100 KESTRA PRIVATE WEALTH SERVICES, LLC 0.34% of their portfolio AUSTIN, TX 118,654118.7k $10.8m $10.8m 0.34% Added +5.7k +5,740