Vault-13

SPDR SERIES TRUST SPYV

PRTFLO S&P500 VL · ETP · CUSIP 78464A508

727 institutional holders +5 vs Q2 2023
324,387,226324.4m shares reported held*
$13.4bnreported value*
52 new 314 added 260 reduced 47 sold out net bought ≈ $605.1m (+14.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($46.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.25. Options: 16 managers hold calls ($1.2bn notional), 3 hold puts ($659.3k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 603Q4 22: 710Q1 23: 689Q2 23: 722Q3 23: 727727Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022603
Q4 2022710
Q1 2023689
Q2 2023722
Q3 2023727

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 397 bought or addedQ4 22: 230 cut or sold outQ4 22Q1 23: 316 bought or addedQ1 23: 337 cut or sold outQ1 23Q2 23: 355 bought or addedQ2 23: 304 cut or sold outQ2 23Q3 23: 366 bought or addedQ3 23: 307 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022397230
Q1 2023316337
Q2 2023355304
Q3 2023366307

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bnQ4 22 calls: $487.9mQ4 22 puts: $2.3mQ4 22P/C 0.00Q1 23 calls: $1.1bnQ1 23 puts: $969.3kQ1 23P/C 0.00Q2 23 calls: $652.5mQ2 23 puts: $617.4kQ2 23P/C 0.00Q3 23 calls: $1.2bnQ3 23 puts: $659.3kQ3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$487.9m$2.3m0.00
Q1 2023$1.1bn$969.3k0.00
Q2 2023$652.5m$617.4k0.00
Q3 2023$1.2bn$659.3k0.00

Biggest buyers

Bank of New York Mellon Corp Added +2,832,240+2.8m
Financial Gravity Asset Management, Inc. Added +1,800,505+1.8m
LPL Financial LLC Added +1,687,275+1.7m
Financial Engines Advisors L.L.C. Added +1,485,730+1.5m
OSAIC HOLDINGS, INC. Added +1,329,622+1.3m
Allworth Financial LP Added +867,673+867.7k
AMERIPRISE FINANCIAL INC Added +779,381+779.4k
CWM, LLC Added +771,822+771.8k
Roberts Financial Services LLC Added +712,052+712.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +701,625+701.6k

Biggest sellers

TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -1,112,814-1.1m
N.E.W. Advisory Services LLC Reduced -1,099,015-1.1m
Accredited Investors Inc. Reduced -913,058-913.1k
SVB WEALTH LLC Reduced -651,943-651.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -598,540-598.5k
STATE STREET CORP Sold out -237,518-237.5k
CIBC Private Wealth Group LLC Reduced -226,408-226.4k
WELLS FARGO & COMPANY/MN Reduced -214,605-214.6k
Raymond James Financial Services Advisors, Inc. Reduced -212,627-212.6k
Alesco Advisors, LLC, An ESL Co Reduced -211,947-211.9k

Biggest calls

Twin Tree Management, LP Added $440.4m10.5m shares
SIMPLEX TRADING, LLC Added $250.1m4.8m shares
JANE STREET GROUP, LLC Added $198.9m4.4m shares
IMC-Chicago, LLC Added $82.7m1.9m shares
CTC LLC Reduced $65.7m15.7k shares
JPMORGAN CHASE & CO Added $55.2m1.3m shares
Optiver Holding B.V. New $33.5m801.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $14.0m338.2k shares
CITADEL ADVISORS LLC Added $7.9m190.3k shares
Marathon Trading Investment Management LLC Added $5.2m125.3k shares

Biggest puts

CITADEL ADVISORS LLC Added $647.8k15.7k shares
Hamilton Capital, LLC Unchanged $11.5k20.9k shares
Cutler Group LLC / CA Added $01.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 7.97% of their portfolio SANTA CLARA, CA 73,483,84673.5m $3.0bn $3.0bn 7.97% Added +1.5m +1,485,730
2 LPL Financial LLC 0.81% of their portfolio FORT MILL, SC 28,124,60228.1m $1.2bn $1.2bn 0.81% Added +1.7m +1,687,275
3 Allworth Financial LP 6.28% of their portfolio FOLSOM, CA 17,749,06817.7m $732.3m $732.3m 6.28% Added +867.7k +867,673
4 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 7,403,4597.4m $305.5m $305.5m 0.03% Added +100.9k +100,887
5 Valmark Advisers, Inc. 6.32% of their portfolio AKRON, OH 7,379,3697.4m $304.5m $304.5m 6.32% Added +175.1k +175,073
6 UBS Group AG 0.11% of their portfolio ZURICH, V8 6,078,0376.1m $250.8m $250.8m 0.11% Reduced -122.3k -122,322
7 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 5,348,7775.3m $220.7m $220.7m 0.03% Reduced -40.4k -40,422
8 OSAIC HOLDINGS, INC. 0.31% of their portfolio SCOTTSDALE, AZ 5,070,0995.1m $209.2m $209.2m 0.31% Added +1.3m +1,329,622
9 Horizon Investments, LLC 5.96% of their portfolio Charlotte, NC 4,747,3114.7m $195.9m $195.9m 5.96% Reduced -147.2k -147,157
10 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 4,341,1544.3m $179.1m $179.1m 0.08% Reduced -598.5k -598,540
11 Raymond James Financial Services Advisors, Inc. 0.28% of their portfolio ST. PETERSBURG, FL 3,770,3703.8m $155.6m $155.6m 0.28% Reduced -212.6k -212,627
12 CWM, LLC 0.90% of their portfolio OMAHA, NE 3,552,7213.6m $146.6m $146.6m 0.90% Added +771.8k +771,822
13 Hamilton Capital, LLC 11.19% of their portfolio COLUMBUS, OH 3,541,5323.5m $146.1m $146.1m 11.19% Reduced -108.5k -108,453
14 Willis Johnson & Associates, Inc. 15.60% of their portfolio Houston, TX 3,521,6403.5m $145.3m $145.3m 15.60% Added +75.7k +75,689
15 NICOLET ADVISORY SERVICES, LLC 15.33% of their portfolio GREEN BAY, WI 3,399,7733.4m $138.4m $138.4m 15.33% Added +102.0k +101,966
16 FRANKLIN RESOURCES INC 0.07% of their portfolio San Mateo, CA 3,378,4903.4m $139.4m $139.4m 0.07% Reduced -2.5k -2,480
17 Advisory Alpha, LLC 6.88% of their portfolio HOLLAND, MI 3,236,9053.2m $133.6m $133.6m 6.88% Added +270.1k +270,122
18 Cerity Partners LLC 0.60% of their portfolio NEW YORK, NY 2,976,9063.0m $122.8m $122.8m 0.60% Added +33.8k +33,820
19 TIAA TRUST, NATIONAL ASSOCIATION 0.43% of their portfolio CHARLOTTE, NC 2,858,4222.9m $117.9m $117.9m 0.43% First filing
20 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 2,845,8042.8m $117.4m $117.4m 0.03% Added +2.8m +2,832,240
21 Betterment LLC 0.37% of their portfolio NEW YORK, NY 2,843,9332.8m $117.3m $117.3m 0.37% Added +95.1k +95,136
22 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 2,746,7132.7m $113.3m $113.3m 0.04% Added +779.4k +779,381
23 Equitable Holdings, Inc. 1.61% of their portfolio NEW YORK, NY 2,723,9902.7m $112.4m $112.4m 1.61% Added +130.4k +130,390
24 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,669,7572.7m $110.2m $110.2m 0.03% Added +120.8k +120,823
25 Alesco Advisors, LLC, An ESL Co 4.12% of their portfolio Pittsford, NY 2,581,5092.6m $106.5m $106.5m 4.12% Reduced -211.9k -211,947
26 TOWNSQUARE CAPITAL LLC 1.73% of their portfolio Lehi, UT 2,300,0492.3m $94.9m $94.9m 1.73% Added +24.2k +24,243
27 Mariner, LLC 0.25% of their portfolio Overland Park, KS 2,256,3762.3m $93.1m $93.1m 0.25% Reduced -40.4k -40,423
28 Connecticut Wealth Management, LLC 6.25% of their portfolio FARMINGTON, CT 2,219,6692.2m $91.6m $91.6m 6.25% Added +118.1k +118,118
29 Lutz Financial Services LLC 9.46% of their portfolio OMAHA, NE 2,106,2882.1m $86.9m $86.9m 9.46% Added +19.3k +19,286
30 AE Wealth Management LLC 0.52% of their portfolio TOPEKA, KS 2,091,8312.1m $86.3m $86.3m 0.52% Added +402.8k +402,824
31 NorthRock Partners, LLC 8.94% of their portfolio MINNEAPOLIS, MN 2,071,6582.1m $85.5m $85.5m 8.94% Added +11.8k +11,829
32 SIMON QUICK ADVISORS, LLC 7.43% of their portfolio MORRISTOWN, NJ 1,909,3501.9m $78.8m $78.8m 7.43% Reduced -120.5k -120,471
33 Private Advisor Group, LLC 0.70% of their portfolio MORRISTOWN, NJ 1,886,5921.9m $77.8m $77.8m 0.70% Added +198.9k +198,870
34 Financial Gravity Asset Management, Inc. 0.93% of their portfolio Lakeway, TX 1,877,6471.9m $82.5m $82.5m 0.93% Added +1.8m +1,800,505
35 KWB Wealth 12.14% of their portfolio REDLANDS, CA 1,751,4901.8m $75.7m $75.7m 12.14% Reduced -18.8k -18,795
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.24% of their portfolio PLYMOUTH, MN 1,747,7501.7m $72.1m $72.1m 0.24% Added +701.6k +701,625
37 AlphaStar Capital Management, LLC 8.57% of their portfolio CORNELIUS, NC 1,659,7741.7m $68.5m $68.5m 8.57% Reduced -54.0k -54,002
38 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 1,621,9861.6m $66.9m $66.9m 0.13% Reduced -55.1k -55,063
39 Roberts Financial Services LLC 15.12% of their portfolio MARQUETTE, MI 1,521,7291.5m $62.8m $62.8m 15.12% Added +712.1k +712,052
40 Cetera Advisor Networks LLC 0.39% of their portfolio EL SEGUNDO, CA 1,515,9051.5m $62.5m $62.5m 0.39% Added +425.8k +425,751
41 OLD NATIONAL BANCORP /IN/ 1.80% of their portfolio EVANSVILLE, IN 1,507,0081.5m $62.2m $62.2m 1.80% Added +76.8k +76,781
42 Magnus Financial Group LLC 8.85% of their portfolio NEW YORK, NY 1,470,0221.5m $60.7m $60.7m 8.85% Added +139.5k +139,503
43 ANGELES WEALTH MANAGEMENT, LLC 7.62% of their portfolio SANTA MONICA, CA 1,307,2691.3m $53.9m $53.9m 7.62% Added +170.1k +170,126
44 Gerber Kawasaki Wealth & Investment Management 3.58% of their portfolio SANTA MONICA, CA 1,274,6251.3m $52.6m $52.6m 3.58% Added +126.3k +126,330
45 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,236,2371.2m $51.0m $51.0m 0.01% Added +248.5k +248,469
46 FLAGSHIP HARBOR ADVISORS, LLC 4.18% of their portfolio BOSTON, MA 1,219,2971.2m $50.3m $50.3m 4.18% Added +79.4k +79,394
47 Cambridge Investment Research Advisors, Inc. 0.23% of their portfolio FAIRFIELD, IA 1,211,1261.2m $50.0m $50.0m 0.23% Added +181.5k +181,478
48 NOTTINGHAM ADVISORS, INC. 6.58% of their portfolio AMHERST, NY 1,207,4511.2m $42.6m $42.6m 6.58% Reduced -8.0k -8,014
49 MERCER GLOBAL ADVISORS INC /ADV 0.19% of their portfolio DENVER, CO 1,206,5091.2m $49.8m $49.8m 0.19% Reduced -179.4k -179,417
50 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,205,9891.2m $49.8m $49.8m 0.02% Reduced -214.6k -214,605
51 Janney Montgomery Scott LLC 0.18% of their portfolio PHILADELPHIA, PA 1,199,7701.2m $49.5m $49.5m 0.18% Added +100.7k +100,715
52 CoreCap Advisors, LLC 3.53% of their portfolio SOUTHFIELD, MI 1,187,7071.2m $49.0m $49.0m 3.53% Added +186.7k +186,654
53 Klingman & Associates, LLC 3.88% of their portfolio New York, NY 1,163,0881.2m $48.0m $48.0m 3.88% Reduced -2.0k -2,049
54 Arrow Financial Corp 5.52% of their portfolio Glens Falls, NY 1,141,5351.1m $47.1m $47.1m 5.52% Added +420.2k +420,186
55 FMR LLC 0.00% of their portfolio BOSTON, MA 1,131,8531.1m $46.7m $46.7m 0.00% Added +13.7k +13,683
56 NICOLET BANKSHARES INC 14.19% of their portfolio GREEN BAY, WI 1,121,0161.1m $46.3m $46.3m 14.19% Reduced -16.4k -16,395
57 Alera Investment Advisors, LLC 7.03% of their portfolio DEERFIELD, IL 1,034,1511.0m $42.7m $42.7m 7.03% Reduced -20.1k -20,133
58 Accredited Investors Inc. 3.15% of their portfolio EDINA, MN 1,018,6651.0m $42.0m $42.0m 3.15% Reduced -913.1k -913,058
59 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 974,498974.5k $40.2m $40.2m 0.08% Added +44.6k +44,583
60 Perennial Investment Advisors, LLC 7.09% of their portfolio Los Angeles, CA 942,557942.6k $38.9m $38.9m 7.09% Reduced -10.4k -10,405
61 Whitcomb & Hess, Inc. 14.45% of their portfolio ASHLAND, OH 937,282937.3k $38.7m $38.7m 14.45% Added +7.9k +7,905
62 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 917,625917.6k $37.9m $37.9m 0.05% Reduced -9.8k -9,798
63 SVB WEALTH LLC 0.82% of their portfolio BOSTON, MA 904,028904.0k $37.3m $37.3m 0.82% Reduced -651.9k -651,943
64 First National Trust Co 1.74% of their portfolio Johnstown, PA 886,211886.2k $36.6m $36.6m 1.74% Added +77.8k +77,798
65 Compton Financial Group, LLC 13.61% of their portfolio TOWSON, MD 868,062868.1k $35.8m $35.8m 13.61% Reduced -7.2k -7,221
66 Facet Wealth, Inc. 1.67% of their portfolio WEST PALM BEACH, FL 838,016838.0k $34.0m $34.0m 1.67% Added +693.7k +693,667
67 FOUNDERS FINANCIAL SECURITIES LLC 4.25% of their portfolio TOWSON, MD 795,829795.8k $32.8m $32.8m 4.25% Added +37.8k +37,759
68 BIP Wealth, LLC 2.97% of their portfolio ATLANTA, GA 783,525783.5k $32.3m $32.3m 2.97% Reduced -16.7k -16,667
69 J.P. Morgan Private Wealth Advisors LLC 0.09% of their portfolio SAN FRANCISCO, CA 779,080779.1k $32.1m $32.1m 0.09% Reduced -10.3k -10,316
70 Measured Wealth Private Client Group, LLC 12.39% of their portfolio PORTSMOUTH, NH 746,697746.7k $30.8m $30.8m 12.39% Reduced -7.9k -7,903
71 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 10.11% of their portfolio BERMUDA RUN, NC 721,694721.7k $29.8m $29.8m 10.11% Added +26.8k +26,820
72 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 704,675704.7k $29.1m $29.1m 0.07% Added +2.0k +2,026
73 PRUDENTIAL FINANCIAL INC 0.04% of their portfolio NEWARK, NJ 692,007692.0k $28.6m $28.6m 0.04% Reduced -8.3k -8,286
74 Envestnet Portfolio Solutions, Inc. 0.13% of their portfolio BERWYN, PA 679,137679.1k $28.0m $28.0m 0.13% First filing
75 IHT Wealth Management, LLC 1.40% of their portfolio Chicago, IL 668,145668.1k $27.6m $27.6m 1.40% Added +63.2k +63,209
76 Brookstone Capital Management 0.58% of their portfolio WHEATON, IL 650,663650.7k $26.6m $26.6m 0.58% Reduced -191.0k -191,024
77 CREATIVE FINANCIAL DESIGNS INC /ADV 3.06% of their portfolio KOKOMO, IN 636,317636.3k $26.3m $26.3m 3.06% Added +67.4k +67,409
78 Avantax Planning Partners, Inc. 1.07% of their portfolio DUBUQUE, IA 621,702621.7k $25.7m $25.7m 1.07% Reduced -12.1k -12,114
79 Good Life Advisors, LLC 2.90% of their portfolio READING, PA 612,903612.9k $25.3m $25.3m 2.90% Added +4.2k +4,159
80 SIGNET FINANCIAL MANAGEMENT, LLC 4.13% of their portfolio PARSIPPANY, NJ 605,599605.6k $25.0m $25.0m 4.13% Added +16.4k +16,427
81 INSPIRION WEALTH ADVISORS, LLC 4.87% of their portfolio LIBERTYVILLE, IL 604,909604.9k $25.0m $25.0m 4.87% Reduced -12.3k -12,256
82 Cetera Investment Advisers 0.21% of their portfolio SCHAUMBURG, IL 579,378579.4k $23.9m $23.9m 0.21% Added +103.3k +103,263
83 Choice Wealth Advisors LLC 16.74% of their portfolio WATERVILLE, ME 574,500574.5k $23.7m $23.7m 16.74% Reduced -8.3k -8,327
84 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 556,973557.0k $23.0m $23.0m 0.00% Added +1.3k +1,340
85 Edmonds Duncan Registered Investment Advisors, LLC 6.34% of their portfolio LAWRENCE, KS 547,234547.2k $22.6m $22.6m 6.34% Added +1.8k +1,789
86 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 545,715545.7k $22.5m $22.5m 0.02% Added +5.6k +5,555
87 RIVERSEDGE ADVISORS, LLC 6.55% of their portfolio Wilmington, DE 538,014538.0k $22.2m $22.2m 6.55% Added +15.6k +15,640
88 VICUS CAPITAL 2.29% of their portfolio STATE COLLEGE, PA 530,784530.8k $21.9m $21.9m 2.29% Added +5.8k +5,827
89 BENJAMIN F. EDWARDS & COMPANY, INC. 0.84% of their portfolio ST. LOUIS, MO 530,339530.3k $21.9m $21.9m 0.84% Added +8.3k +8,348
90 Tennessee Valley Asset Management Partners 6.94% of their portfolio KNOXVILLE, TN 512,049512.0k $21.1m $21.1m 6.94% Added +9.6k +9,555
91 Sanchez Wealth Management Group 8.49% of their portfolio JACKSONVILLE, FL 510,219510.2k $21.1m $21.1m 8.49% Added +9.5k +9,503
92 Money Design Co.,Ltd. 1.28% of their portfolio TOKYO, M0 510,029510.0k $21.0m $21.0m 1.28% Reduced -11.7k -11,737
93 First Command Advisory Services, Inc. 0.27% of their portfolio FORT WORTH, TX 501,845501.8k $20.8m $20.8m 0.27% Reduced -6.6k -6,591
94 SteelPeak Wealth, LLC 1.29% of their portfolio WOODLAND HILLS, CA 496,316496.3k $20.5m $20.5m 1.29% New
95 Rodgers & Associates, LTD 3.01% of their portfolio Lancaster, PA 482,166482.2k $19.9m $19.9m 3.01% Added +30.6k +30,561
96 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 479,267479.3k $19.8m $19.8m 0.00% Added +21.2k +21,162
97 FLPUTNAM INVESTMENT MANAGEMENT CO 0.55% of their portfolio PORTLAND, ME 477,562477.6k $19.7m $19.7m 0.55% Added +159.1k +159,118
98 Leicht Financial Planning & Wealth Management, Inc. 11.92% of their portfolio PARSIPPANY, NJ 468,243468.2k $19.3m $19.3m 11.92% Reduced -10.5k -10,451
99 Convergence Financial, LLC 10.99% of their portfolio COLUMBIA, MO 448,847448.8k $18.5m $18.5m 10.99% Added +6.4k +6,397
100 Avior Wealth Management, LLC 1.25% of their portfolio OMAHA, NE 447,563447.6k $18.5m $18.5m 1.25% Reduced -1.5k -1,507